[go: up one dir, main page]
More Web Proxy on the site http://driver.im/
IDEAS home Printed from https://ideas.repec.org/a/eee/ecolec/v107y2014icp249-258.html
   My bibliography  Save this article

Protected areas, local governments, and strategic interactions: The case of the ICMS-Ecológico in the Brazilian state of Paraná

Author

Listed:
  • Sauquet, Alexandre
  • Marchand, Sébastien
  • Féres, José Gustavo
Abstract
Various conservation initiatives have been implemented in developing countries with increasing involvement on the part of local governments. A concern in entrusting decisions to local governments is that the effectiveness of the conservation instrument can be threatened by interactions among these local governments. We examine this concern with respect to an ecological fiscal transfer mechanism, the ICMS-Ecológico, implemented in Brazil in the early 1990's in order to reduce biodiversity loss. The mechanism enables states to reward municipalities for the creation and management of protected areas. We describe this mechanism, present a conceptual framework aimed at understanding the potential sources and consequences of interactions among local governments on the effectiveness of a decentralized mechanism aimed at promoting the creation of protected areas, and propose an empirical application using a Bayesian spatial Tobit model. Our empirical investigation on the creation of protected areas in the state of Paraná between 2000 and 2010 reveals strategic substitutability in municipalities' conservation decisions. This finding also leads us to discuss the issue of identification of a negative spatial lag coefficient when there is a positive spatial error correlation.

Suggested Citation

  • Sauquet, Alexandre & Marchand, Sébastien & Féres, José Gustavo, 2014. "Protected areas, local governments, and strategic interactions: The case of the ICMS-Ecológico in the Brazilian state of Paraná," Ecological Economics, Elsevier, vol. 107(C), pages 249-258.
    • Handle: RePEc:eee:ecolec:v:107:y:2014:i:c:p:249-258
    DOI: 10.1016/j.ecolecon.2014.09.008
    as

    Download full text from publisher

    File URL: http://www.sciencedirect.com/science/article/pii/S092180091400278X
    Download Restriction: Full text for ScienceDirect subscribers only
    File URL: https://libkey.io/10.1016/j.ecolecon.2014.09.008?utm_source=ideas
    LibKey link: if access is restricted and if your library uses this service, LibKey will redirect you to where you can use your library subscription to access this item
    ---><---

    As the access to this document is restricted, you may want to search for a different version of it.

    References listed on IDEAS

    as
    1. Daniel Griffith, 2006. "Hidden negative spatial autocorrelation," Journal of Geographical Systems, Springer, vol. 8(4), pages 335-355, October.
    2. Muradian, Roldan & Corbera, Esteve & Pascual, Unai & Kosoy, Nicolás & May, Peter H., 2010. "Reconciling theory and practice: An alternative conceptual framework for understanding payments for environmental services," Ecological Economics, Elsevier, vol. 69(6), pages 1202-1208, April.
    3. Grieg-Gran, Maryanne, 2000. "Fiscal Incentives for Biodiversity Conservation: The ICMS Ecologico in Brazil," Discussion Papers 24135, International Institute for Environment and Development, Environmental Economics Programme.
    4. Louise Aukland & Pedro Moura Costa & Sandra Brown, 2003. "A conceptual framework and its application for addressing leakage: the case of avoided deforestation," Climate Policy, Taylor & Francis Journals, vol. 3(2), pages 123-136, June.
    5. Kumar, Surender & Managi, Shunsuke, 2009. "Compensation for environmental services and intergovernmental fiscal transfers: The case of India," Ecological Economics, Elsevier, vol. 68(12), pages 3052-3059, October.
    6. Hajkowicz, Stefan, 2007. "Allocating scarce financial resources across regions for environmental management in Queensland, Australia," Ecological Economics, Elsevier, vol. 61(2-3), pages 208-216, March.
    7. Chomitz, Kenneth M & Gray, David A, 1996. "Roads, Land Use, and Deforestation: A Spatial Model Applied to Belize," The World Bank Economic Review, World Bank, vol. 10(3), pages 487-512, September.
    8. Farley, Joshua & Costanza, Robert, 2010. "Payments for ecosystem services: From local to global," Ecological Economics, Elsevier, vol. 69(11), pages 2060-2068, September.
    9. Alexander Pfaff & Juan Robalino, 2012. "Protecting forests, biodiversity, and the climate: predicting policy impact to improve policy choice," Oxford Review of Economic Policy, Oxford University Press and Oxford Review of Economic Policy Limited, vol. 28(1), pages 164-179, Spring.
    10. Kenneth M. Chomitz & Timothy S. Thomas, 2003. "Determinants of Land Use in Amazônia: A Fine-Scale Spatial Analysis," American Journal of Agricultural Economics, Agricultural and Applied Economics Association, vol. 85(4), pages 1016-1028.
    11. -, 2011. "Are we building competitive and liveable cities?: Guidelines for developing eco-efficient and socially inclusive infrastructure," Coediciones, Naciones Unidas Comisión Económica para América Latina y el Caribe (CEPAL), number 37700 edited by Escap.
    12. Wallace E. Oates & Paul R. Portney & Wallace E. Oates & Paul R. Portney, 2004. "The Political Economy of Environmental Policy," Chapters, in: Environmental Policy and Fiscal Federalism, chapter 1, pages 3-30, Edward Elgar Publishing.
    13. Pfaff, Alexander & Robalino, Juan & Lima, Eirivelthon & Sandoval, Catalina & Herrera, Luis Diego, 2014. "Governance, Location and Avoided Deforestation from Protected Areas: Greater Restrictions Can Have Lower Impact, Due to Differences in Location," World Development, Elsevier, vol. 55(C), pages 7-20.
    14. Corinne Autant‐Bernard & James P. LeSage, 2011. "Quantifying Knowledge Spillovers Using Spatial Econometric Models," Journal of Regional Science, Wiley Blackwell, vol. 51(3), pages 471-496, August.
    15. Pfaff Alexander & Robalino Juan & Sanchez-Azofeifa G. Arturo & Andam Kwaw S & Ferraro Paul J, 2009. "Park Location Affects Forest Protection: Land Characteristics Cause Differences in Park Impacts across Costa Rica," The B.E. Journal of Economic Analysis & Policy, De Gruyter, vol. 9(2), pages 1-26, July.
    16. Farley, Josh & Aquino, André & Daniels, Amy & Moulaert, Azur & Lee, Dan & Krause, Abby, 2010. "Global mechanisms for sustaining and enhancing PES schemes," Ecological Economics, Elsevier, vol. 69(11), pages 2075-2084, September.
    17. Michael Brady & Elena Irwin, 2011. "Accounting for Spatial Effects in Economic Models of Land Use: Recent Developments and Challenges Ahead," Environmental & Resource Economics, Springer;European Association of Environmental and Resource Economists, vol. 48(3), pages 487-509, March.
    18. Pfaff, Alexander S. P., 1999. "What Drives Deforestation in the Brazilian Amazon?: Evidence from Satellite and Socioeconomic Data," Journal of Environmental Economics and Management, Elsevier, vol. 37(1), pages 26-43, January.
    19. Fredriksson, Per G. & Millimet, Daniel L., 2002. "Strategic Interaction and the Determination of Environmental Policy across U.S. States," Journal of Urban Economics, Elsevier, vol. 51(1), pages 101-122, January.
    20. Charles M. Tiebout, 1956. "A Pure Theory of Local Expenditures," Journal of Political Economy, University of Chicago Press, vol. 64(5), pages 416-416.
    21. Engel, Stefanie & Pagiola, Stefano & Wunder, Sven, 2008. "Designing payments for environmental services in theory and practice: An overview of the issues," Ecological Economics, Elsevier, vol. 65(4), pages 663-674, May.
    22. Barton, D.N. & Rusch, G. & May, P. & Ring, I. & Unnerstall, H. & Santos, R. & Antunes, P. & Brouwer, R. & Grieg-Gran, M. & Similä, J. & Primmer, E. & Romeiro, A. & DeClerck, F. & Ibrahim, M., 2009. "Assessing the role of economic instruments in a policy mix for biodiversity conservation and ecosystem services provision: a review of some methodological challenges," MPRA Paper 15554, University Library of Munich, Germany.
    23. Ring, Irene, 2002. "Ecological public functions and fiscal equalisation at the local level in Germany," Ecological Economics, Elsevier, vol. 42(3), pages 415-427, September.
    24. J. Elhorst, 2010. "Applied Spatial Econometrics: Raising the Bar," Spatial Economic Analysis, Taylor & Francis Journals, vol. 5(1), pages 9-28.
    25. Robalino, Juan A. & Pfaff, Alexander, 2012. "Contagious development: Neighbor interactions in deforestation," Journal of Development Economics, Elsevier, vol. 97(2), pages 427-436.
    26. Corinne Autant-Bernard & James Lesage, 2011. "Quantifying knowledge spillovers using spatial econometric tools," Post-Print halshs-00617709, HAL.
    27. Albers, Heidi J. & Ando, Amy W. & Chen, Xiaoxuan, 2008. "Spatial-econometric analysis of attraction and repulsion of private conservation by public reserves," Journal of Environmental Economics and Management, Elsevier, vol. 56(1), pages 33-49, July.
    28. Maureen Cropper & Jyotsna Puri & Charles Griffiths, 2001. "Predicting the Location of Deforestation: The Role of Roads and Protected Areas in North Thailand," Land Economics, University of Wisconsin Press, vol. 77(2), pages 172-186.
    Full references (including those not matched with items on IDEAS)

    Citations

    Citations are extracted by the CitEc Project, subscribe to its RSS feed for this item.
    as


    Cited by:

    1. Keles, Derya & Delacote, Philippe & Pfaff, Alexander & Qin, Siyu & Mascia, Michael B., 2020. "What Drives the Erasure of Protected Areas? Evidence from across the Brazilian Amazon," Ecological Economics, Elsevier, vol. 176(C).
    2. Alexander Pfaff & Juan Robalino, 2017. "Spillovers from Conservation Programs," Annual Review of Economics, Annual Reviews, vol. 9(1), pages 299-315, October.
    3. Droste, N. & Ring, I. & Santos, R. & Kettunen, M., 2018. "Ecological Fiscal Transfers in Europe – Evidence-Based Design Options for a Transnational Scheme," Ecological Economics, Elsevier, vol. 147(C), pages 373-382.
    4. Nolte, Christoph & Gobbi, Beatriz & le Polain de Waroux, Yann & Piquer-Rodríguez, María & Butsic, Van & Lambin, Eric F., 2017. "Decentralized Land Use Zoning Reduces Large-scale Deforestation in a Major Agricultural Frontier," Ecological Economics, Elsevier, vol. 136(C), pages 30-40.
    5. Amin, A. & Choumert-Nkolo, J. & Combes, J.-L. & Combes Motel, P. & Kéré, E.N. & Ongono-Olinga, J.-G. & Schwartz, S., 2019. "Neighborhood effects in the Brazilian Amazônia: Protected areas and deforestation," Journal of Environmental Economics and Management, Elsevier, vol. 93(C), pages 272-288.
    6. Jonah Busch & Irene Ring & Monique Akullo & Oyut Amarjargal & Maud Borie & Rodrigo S. Cassola & Annabelle Cruz-Trinidad & Nils Droste & Joko Tri Haryanto & Ulan Kasymov & Nataliia Viktorivna Kotenko &, 2021. "A global review of ecological fiscal transfers," Nature Sustainability, Nature, vol. 4(9), pages 756-765, September.
    7. Rocha, Samuel José Silva Soares da & Comini, Indira Bifano & Morais Júnior, Vicente Toledo Machado de & Schettini, Bruno Leão Said & Villanova, Paulo Henrique & Alves, Eliana Boaventura Bernardes Mour, 2020. "Ecological ICMS enables forest restoration in Brazil," Land Use Policy, Elsevier, vol. 91(C).
    8. Delacote, Philippe & Robinson, Elizabeth J.Z. & Roussel, Sébastien, 2016. "Deforestation, leakage and avoided deforestation policies: A spatial analysis," Resource and Energy Economics, Elsevier, vol. 45(C), pages 192-210.
    9. Parron, Lucilia Maria & Villanueva, Anastasio Jose & Glenk, Klaus, 2022. "Estimating the value of ecosystem services in agricultural landscapes amid intensification pressures: The Brazilian case," Ecosystem Services, Elsevier, vol. 57(C).
    10. Divya Datt & Meeta Keswani Mehra, 2016. "Environmental Policy in a Federation with Special Interest Politics and Inter-Governmental Grants," Environmental & Resource Economics, Springer;European Association of Environmental and Resource Economists, vol. 64(4), pages 575-595, August.
    11. Comini, Indira Bifano & Gonçalves Jacovine, Laércio Antônio & Zanuncio, José Cola & Lima, Gumercindo Souza, 2019. "Contribution of conservation units to Ecological ICMS generation for municipalities and environmental conservation," Land Use Policy, Elsevier, vol. 86(C), pages 322-327.
    12. Cheng, Yuhong & Ma, Ben & Sun, Yidan, 2023. "Does central ecological transfer payment enhance local environmental performance? Quasi-experimental evidence from China," Ecological Economics, Elsevier, vol. 212(C).
    13. Ruggiero, P.G.C. & Pfaff, A. & Pereda, P. & Nichols, E. & Metzger, J.P., 2022. "The Brazilian intergovernmental fiscal transfer for conservation: A successful but self-limiting incentive program," Ecological Economics, Elsevier, vol. 191(C).
    14. Silva, Lauana Blenda & Comini, Indira Bifano & Alves, Eliana Boaventura Bernardes Moura & da Rocha, Samuel José Silva Soares & Jacovine, Laércio Antônio Gonçalves, 2021. "Compensating the negative environmental impacts of mining with financial mechanisms in Brazil," Land Use Policy, Elsevier, vol. 104(C).
    15. Lima de Paulo, Felipe Luiz & Camões, Pedro Jorge Sobral, 2019. "Ecological Fiscal Transfers for Biodiversity Conservation Policy: A Transaction Costs Analysis of Minas Gerais, Brazil," Ecological Economics, Elsevier, vol. 166(C), pages 1-1.

    Most related items

    These are the items that most often cite the same works as this one and are cited by the same works as this one.
    1. Alexandre Sauquet & Sébastien Marchand & José Gustavo Feres, 2012. "Ecological Fiscal Incentives and Spatial Strategic Interactions: the Case of the ICMS-E in the Brazilian state of Paraná," CERDI Working papers halshs-00700474, HAL.
    2. Amin, A. & Choumert-Nkolo, J. & Combes, J.-L. & Combes Motel, P. & Kéré, E.N. & Ongono-Olinga, J.-G. & Schwartz, S., 2019. "Neighborhood effects in the Brazilian Amazônia: Protected areas and deforestation," Journal of Environmental Economics and Management, Elsevier, vol. 93(C), pages 272-288.
    3. Sonia SCHWARTZ & Jean Galbert ONGONO OLINGA & Eric Nazindigouba KERE & Pascale COMBES MOTEL & Jean-Louis COMBES & Johanna CHOUMERT & Ariane Manuela AMIN, 2014. "A spatial econometric approach to spillover effects between protected areas and deforestation in the Brazilian Amazon," Working Papers 201406, CERDI.
    4. Katharine Sims, 2014. "Do Protected Areas Reduce Forest Fragmentation? A Microlandscapes Approach," Environmental & Resource Economics, Springer;European Association of Environmental and Resource Economists, vol. 58(2), pages 303-333, June.
    5. Kalifi Ferretti-Gallon and Jonah Busch, 2014. "What Drives Deforestation and What Stops It? A Meta-Analysis of Spatially Explicit Econometric Studies - Working Paper 361," Working Papers 361, Center for Global Development.
    6. Rodríguez-Ortega, T. & Olaizola, A.M. & Bernués, A., 2018. "A novel management-based system of payments for ecosystem services for targeted agri-environmental policy," Ecosystem Services, Elsevier, vol. 34(PA), pages 74-84.
    7. Kere, Eric Nazindigouba & Choumert, Johanna & Combes Motel, Pascale & Combes, Jean Louis & Santoni, Olivier & Schwartz, Sonia, 2017. "Addressing Contextual and Location Biases in the Assessment of Protected Areas Effectiveness on Deforestation in the Brazilian Amazônia," Ecological Economics, Elsevier, vol. 136(C), pages 148-158.
    8. Brian Blankespoor & Susmita Dasgupta & David Wheeler, 2017. "Protected areas and deforestation: new results from high‐resolution panel data," Natural Resources Forum, Blackwell Publishing, vol. 41(1), pages 55-68, February.
    9. Mumbunan, Sonny & Ring, Irene & Lenk, Thomas, 2012. "Ecological fiscal transfers at the provincial level in Indonesia," UFZ Discussion Papers 06/2012, Helmholtz Centre for Environmental Research (UFZ), Division of Social Sciences (ÖKUS).
    10. Keles, Derya & Delacote, Philippe & Pfaff, Alexander & Qin, Siyu & Mascia, Michael B., 2020. "What Drives the Erasure of Protected Areas? Evidence from across the Brazilian Amazon," Ecological Economics, Elsevier, vol. 176(C).
    11. Farley, Joshua, 2012. "Ecosystem services: The economics debate," Ecosystem Services, Elsevier, vol. 1(1), pages 40-49.
    12. Pfaff, Alexander & Robalino, Juan & Lima, Eirivelthon & Sandoval, Catalina & Herrera, Luis Diego, 2014. "Governance, Location and Avoided Deforestation from Protected Areas: Greater Restrictions Can Have Lower Impact, Due to Differences in Location," World Development, Elsevier, vol. 55(C), pages 7-20.
    13. Farley, Joshua & Schmitt, Abdon & Burke, Matthew & Farr, Marigo, 2015. "Extending market allocation to ecosystem services: Moral and practical implications on a full and unequal planet," Ecological Economics, Elsevier, vol. 117(C), pages 244-252.
    14. Alix-Garcia, Jennifer Marie, 2004. "Seeing the forest and the trees: a spatial analysis of common property land use," 2004 Annual meeting, August 1-4, Denver, CO 20189, American Agricultural Economics Association (New Name 2008: Agricultural and Applied Economics Association).
    15. Nils Droste & Claudia Becker & Irene Ring & Rui Santos, 2018. "Decentralization Effects in Ecological Fiscal Transfers: A Bayesian Structural Time Series Analysis for Portugal," Environmental & Resource Economics, Springer;European Association of Environmental and Resource Economists, vol. 71(4), pages 1027-1051, December.
    16. Kumar, Surender & Managi, Shunsuke, 2009. "Compensation for environmental services and intergovernmental fiscal transfers: The case of India," Ecological Economics, Elsevier, vol. 68(12), pages 3052-3059, October.
    17. Coria, Jessica & Robinson, Elizabeth & Smith, Henrik G. & Sterner, Thomas, 2012. "Biodiversity Conservation and Ecosystem Services Provision: Tale of Confused Objectives, Multiple Market Failures and Policy Challenges," Working Papers in Economics 546, University of Gothenburg, Department of Economics.
    18. Droste, N. & Ring, I. & Santos, R. & Kettunen, M., 2018. "Ecological Fiscal Transfers in Europe – Evidence-Based Design Options for a Transnational Scheme," Ecological Economics, Elsevier, vol. 147(C), pages 373-382.
    19. Harding, Torfinn & Herzberg, Julika & Kuralbayeva, Karlygash, 2021. "Commodity prices and robust environmental regulation: Evidence from deforestation in Brazil," Journal of Environmental Economics and Management, Elsevier, vol. 108(C).
    20. R A Arriagada & E O Sills & P J Ferraro & S K Pattanayak, 2015. "Do Payments Pay Off? Evidence from Participation in Costa Rica’s PES Program," PLOS ONE, Public Library of Science, vol. 10(7), pages 1-17, July.

    Corrections

    All material on this site has been provided by the respective publishers and authors. You can help correct errors and omissions. When requesting a correction, please mention this item's handle: RePEc:eee:ecolec:v:107:y:2014:i:c:p:249-258. See general information about how to correct material in RePEc.

    If you have authored this item and are not yet registered with RePEc, we encourage you to do it here. This allows to link your profile to this item. It also allows you to accept potential citations to this item that we are uncertain about.

    If CitEc recognized a bibliographic reference but did not link an item in RePEc to it, you can help with this form .

    If you know of missing items citing this one, you can help us creating those links by adding the relevant references in the same way as above, for each refering item. If you are a registered author of this item, you may also want to check the "citations" tab in your RePEc Author Service profile, as there may be some citations waiting for confirmation.

    For technical questions regarding this item, or to correct its authors, title, abstract, bibliographic or download information, contact: Catherine Liu (email available below). General contact details of provider: http://www.elsevier.com/locate/ecolecon .

    Please note that corrections may take a couple of weeks to filter through the various RePEc services.

    IDEAS is a RePEc service. RePEc uses bibliographic data supplied by the respective publishers.