CN111721336A - Supervised learning-based classification and identification method for self-interfering microring resonator cavity sensing - Google Patents
Supervised learning-based classification and identification method for self-interfering microring resonator cavity sensing Download PDFInfo
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Abstract
一种基于监督学习的自干涉型微环谐振腔传感分类识别方法,包括以下步骤:(1)训练数据采集;(2)BP神经网络传感数据检测模型训练;(3)测试数据采集;(4)BP神经网络传感数据检测模型测试:将在步骤3中取得的测试数据,即一定波长范围内传输消光值,输入到训练完成的神经网络中,输出待测目标的两个标签值。本发明通过神经网络输出可实现N类基本物质形成的2N‑1种不同组合组分的识别分类,得到待测目标物质的识别分类结果。
A self-interference type micro-ring resonator cavity sensing classification and identification method based on supervised learning, comprising the following steps: (1) training data collection; (2) BP neural network sensing data detection model training; (3) test data collection; (4) BP neural network sensor data detection model test: input the test data obtained in step 3, that is, the transmission extinction value within a certain wavelength range, into the trained neural network, and output the two label values of the target to be tested . The invention can realize the identification and classification of 2 N -1 different combination components formed by N types of basic substances through the output of the neural network, and obtain the identification and classification results of the target substance to be tested.
Description
技术领域technical field
本发明涉及一种基于监督学习的自干涉微环谐振腔传感分类识别方法,属于光学微腔传感领域。The invention relates to a self-interference micro-ring resonant cavity sensing classification and identification method based on supervised learning, and belongs to the field of optical micro-cavity sensing.
背景技术Background technique
回音壁模式光学微腔具有超高的Q因子和极小的模式体积,在有源光器件、光信号处理、光互联、低能量非线性光学、光和物质相互作用以及传感等领域都有广泛的应用。回音壁光学微腔传感能够极大增强光场与物质相互作用,有效提高探测灵敏度,在单纳米颗粒、生物分子等传感领域具有广阔的应用前景。在回音壁光学微腔中,光场局限在共振微腔内,但仍有部分能量通过倏逝场泄漏到环境中,待测物质与倏逝场相互作用,将会导致光学模式的变化,包括共振模式移动、模式线宽加宽以及简并模式劈裂等。这些源自模场对探测物质变化的响应相互作用,统称为色散传感机理。当纳米颗粒可吸收时,其边缘散射使共振的能量损耗,将导致回音壁微腔模式线宽加宽。这种耗散的相互作用形成的传感机理称为耗散传感机理。Whispering gallery mode optical microcavities have ultra-high Q-factors and extremely small mode volumes, and are widely used in active optical devices, optical signal processing, optical interconnects, low-energy nonlinear optics, light-matter interactions, and sensing. Wide range of applications. Whispering gallery optical microcavity sensing can greatly enhance the interaction between light field and matter, effectively improve detection sensitivity, and has broad application prospects in sensing fields such as single nanoparticles and biomolecules. In the whispering gallery optical microcavity, the optical field is confined in the resonant microcavity, but some energy still leaks into the environment through the evanescent field. Resonant mode shifts, mode linewidth broadening, and degenerate mode splitting, etc. These interactions originate from the modal field response to changes in the probed material, collectively referred to as the dispersive sensing mechanism. When the nanoparticle is absorbing, its edge scattering causes the energy loss of the resonance, which will lead to the broadening of the mode linewidth of the whispering gallery microcavity. The sensing mechanism formed by this dissipative interaction is called dissipative sensing mechanism.
传统结构的回音壁微腔用作传感器时,频谱移动在各个共振波长模式处几乎一致,因此对传统的回音壁微腔传感,无论是色散传感机理还是耗散传感机理,仅仅选择在某个模式实现传感测量,而不需要其他多个波长模式处的相关传感信息。然而这种单模式的传感测量显然不能分类和识别不同的目标物质。如对生物组成成分的识别和分类,在更复杂的生物组成成分测量中,不仅需要具体的测量值,更需要精确的识别和分类。基于回音壁微腔共振频率移动和这些生物组分自由谱区内回音壁模式数,结合神经网络,实现了对生物组分的分类,分类精度平均达到97.3%(文献1:E.A.Tcherniavskaia,V.A.Saetchnikov,Application of neural networks for classification of biological compoundsfrom the characteristics of whispering-gallery-mode optical resonance,Journalof Applied Spectroscopy,2011, 78,pp.457–460,即E.A.Tcherniavskaia,V.A.Saetchnikov,基于神经网络的回音壁微腔光学谐振生物组分分类,应用光谱学杂志,78,457–460(2011))。但这个分类精度很显然不具有一般性,在实际中很难广泛采用。When the traditional whispering gallery microcavity is used as a sensor, the spectral shift is almost the same at each resonance wavelength mode. Therefore, for traditional whispering gallery microcavity sensing, whether it is a dispersion sensing mechanism or a dissipative sensing mechanism, only the A certain mode enables sensing measurements without the relevant sensing information at other multiple wavelength modes. However, this single-modal sensing measurement obviously cannot classify and identify different target substances. For example, in the identification and classification of biological components, in the measurement of more complex biological components, not only specific measurement values, but also accurate identification and classification are required. Based on the resonant frequency shift of the whispering gallery microcavity and the number of whispering gallery modes in the free spectral region of these biological components, combined with neural networks, the classification of biological components was achieved, and the classification accuracy reached 97.3% on average (Reference 1: E.A.Tcherniavskaia, V.A.Saetchnikov , Application of neural networks for classification of biological compounds from the characteristics of whispering-gallery-mode optical resonance, Journal of Applied Spectroscopy, 2011, 78, pp.457–460, namely E.A.Tcherniavskaia, V.A.Saetchnikov, Whispering Gallery Microcavities Based on Neural Networks Optical Resonance Classification of Biocomponents, Journal of Applied Spectroscopy, 78, 457–460 (2011)). However, this classification accuracy is obviously not general, and it is difficult to widely use in practice.
总之,在基于回音壁微腔的传感分类识别中,采用的仍然是单模探测方式,导致探测精度不高且不具有一般性。因此,为实现具有一般性的高分类精度方法,必须探索新的多模式传感分类识别方法。In a word, in the sensing classification and identification based on the whispering gallery microcavity, the single-mode detection method is still used, resulting in low detection accuracy and generality. Therefore, in order to achieve a general high classification accuracy method, it is necessary to explore new multi-modal sensing classification and recognition methods.
发明内容SUMMARY OF THE INVENTION
为了克服现有技术的不足,本发明的目的是实现一种基于监督学习的自干涉型微环谐振腔传感分类识别方法,分类精度较高。In order to overcome the deficiencies of the prior art, the purpose of the present invention is to realize a self-interference type micro-ring resonant cavity sensing classification and identification method based on supervised learning, with high classification accuracy.
为了解决上述技术问题本发明提供如下的技术方案:In order to solve the above-mentioned technical problems, the present invention provides the following technical solutions:
一种基于监督学习的自干涉型微环谐振腔传感分类识别方法,包括以下步骤:A self-interference type microring resonator cavity sensing classification and identification method based on supervised learning, comprising the following steps:
(1)训练数据采集,过程如下:(1) Training data collection, the process is as follows:
1-1首先,采取多组训练数据用于人工神经网络传感数据检测模型训练,每组训练数据由一定波长范围内传输消光值以及与其对应的两个预先已知的训练标签值构成,将其分别作为BP神经网络的输入和目标输出值,对BP神经网络进行训练,以便神经网络建立两者之间的映射关系,当用可调激光激发探测系统时,用光电探测器和示波器采集出射频谱,从中提取一定波长范围的传输消光值,并将其与对应的两个训练标签值作为一组训练数据;通过改变待测目标物质,采集相应一定波长范围内的传输消光值,可获取多组训练数据;1-1 First, multiple sets of training data are used for artificial neural network sensing data detection model training. Each set of training data consists of a transmission extinction value within a certain wavelength range and two pre-known training label values corresponding to it. It is used as the input and target output value of the BP neural network respectively, and the BP neural network is trained so that the neural network can establish the mapping relationship between the two. spectrum, extract the transmission extinction value of a certain wavelength range from it, and use it and the corresponding two training label values as a set of training data; group training data;
1-2采集足够多组训练数据后,将采集到的一定波长范围内传输消光值以及与其对应预先已知的两个训练标签值进行归一化处理,将处理以后的数据集作为最终训练数据集;1-2 After collecting enough sets of training data, normalize the collected transmission extinction value within a certain wavelength range and its corresponding two pre-known training label values, and use the processed data set as the final training data set;
(2)BP神经网络传感数据检测模型训练,过程如下:(2) BP neural network sensor data detection model training, the process is as follows:
2-1将经过步骤1处理以后的一定波长范围内传输消光值作为输入数据,将经过步骤1处理以后的两个训练标签值作为输出数据;2-1 Use the transmission extinction value within a certain wavelength range after processing in
2-2训练BP神经网络传感数据检测模型,建立并保存一定波长范围内传输消光值与其对应的两个训练标签值之间的映射关系。2-2 Train the BP neural network sensing data detection model, establish and save the mapping relationship between the transmission extinction value within a certain wavelength range and its corresponding two training label values.
(3)测试数据采集,过程如下:(3) Test data collection, the process is as follows:
3-1将整个探测系统放置在测量环境中,检测三种不同情况下的两个待测目标物质标签值,用可调激光光源激发探测系统时,用光电探测器和示波器采集一定波长范围内的传输消光值;3-1 Place the entire detection system in the measurement environment to detect the label values of the two target substances to be measured under three different conditions. When the detection system is excited with a tunable laser light source, a photodetector and an oscilloscope are used to collect data within a certain wavelength range. The transmission extinction value of ;
3-2将采集到的传输消光值进行归一化处理,将其作为测试数据集;3-2 Normalize the collected transmission extinction value and use it as a test data set;
(4)BP神经网络传感数据检测模型测试:将在步骤3中取得的测试数据,即一定波长范围内传输消光值,输入到训练完成的神经网络中,输出待测目标的两个标签值。(4) BP neural network sensor data detection model test: input the test data obtained in step 3, that is, the transmission extinction value within a certain wavelength range, into the trained neural network, and output the two label values of the target to be tested .
进一步,自干涉型微环谐振腔包括一根输入波导、一个微环谐振腔、一根输出波导和一根光探测臂波导,输入波导和输出波导分别与微环谐振腔耦合,置于微环谐振腔的两侧,输入波导的一端为整个光传感器的光源接入端,在输入波导与微环谐振腔的耦合处,输入波导的另一端与光探测臂波导的输入端相连,在输出波导与微环谐振腔的耦合处,光探测臂波导的输出端与输出波导的一端相连,输出波导的另一端为传感信号出射端。Further, the self-interference type microring resonator includes an input waveguide, a microring resonator, an output waveguide and an optical detection arm waveguide. The input waveguide and the output waveguide are respectively coupled with the microring resonator and placed in the microring. On both sides of the resonant cavity, one end of the input waveguide is the light source access end of the entire optical sensor. At the coupling between the input waveguide and the microring resonator, the other end of the input waveguide is connected to the input end of the optical detection arm waveguide. At the coupling point with the microring resonant cavity, the output end of the optical detection arm waveguide is connected to one end of the output waveguide, and the other end of the output waveguide is the sensing signal output end.
再进一步,将两种探测目标物质敏感的材料分别涂敷在两段微环波导或者两段光探测臂波导的上表面,可调激光器输出光从输入波导的一端入射,与微环谐振腔发生耦合,则一部分耦合进入微环谐振腔另一部分从输入波导的另一端出射并经过光探测臂进入输出波导,这一部分光由于输出波导与微谐振腔之间的耦合作用,再次耦合进入微谐振腔,而这部分中一部分光与微环谐振腔中耦合出的一部分光相干涉后从输出波导另一端出射,由于两种待测目标物质的改变,将改变相应两种待测目标物质敏感材料的折射率,从而引起两段微环波导或者两段探测臂波导折射率的改变,进而引起其出射频谱的变化;在自干涉微环谐振腔典型传输频谱中,由于每种待测目标物质敏感材料与该待测目标物质的相互作用不同,微环波导或者探测臂波导折射率在各个波长处发生不同变化,进而不同共振波长处的传输消光发生不同的变化;因此,对该自干涉型微环谐振腔光传感器,通过在一定波长范围内提取有效传感信息(多个共振波长处传输消光)的变化,建立人工神经网络传感数据检测模型实现识别分类。Further, two kinds of materials sensitive to the detection target substance are respectively coated on the upper surface of the two sections of the micro-ring waveguide or the two sections of the optical detection arm waveguide, and the output light of the tunable laser is incident from one end of the input waveguide, and the micro-ring resonator occurs. Coupling, part of the light is coupled into the micro-ring resonator, and the other part exits from the other end of the input waveguide and enters the output waveguide through the optical detection arm. This part of the light is coupled into the micro-resonator again due to the coupling between the output waveguide and the micro-resonator. , and part of the light in this part interferes with part of the light coupled out of the microring resonator and exits from the other end of the output waveguide. Due to the change of the two target substances to be measured, the sensitivity of the corresponding two target substances to be measured will be changed. In the typical transmission spectrum of the self-interference microring resonator, due to the sensitive materials of each target substance to be measured Different from the interaction of the target substance to be measured, the refractive index of the microring waveguide or the detection arm waveguide changes differently at each wavelength, and then the transmission extinction at different resonance wavelengths changes differently; The resonant cavity light sensor can extract the change of effective sensing information (transmission extinction at multiple resonance wavelengths) within a certain wavelength range, and establish an artificial neural network sensing data detection model to realize identification and classification.
更进一步,人工神经网络是监督学习的,在分类识别前需要对其进行训练,如果需要识别和分类的是两种物质以及他们的组合,则其训练过程涉及的训练数据分为三种情况:(1)当两种物质都存在即为他们的组合时,训练标签分别记为1 和1;(2)仅第一种物质存在时,训练标签分别记为1和0;(3)仅第二种物质存在时,训练标签分别记为0和1。以上每种情况下都用已知训练标签的有效传感信息(不同共振波长处的传输消光值)输入进行训练,三种情况都训练之后保存训练好的神经网络;然后再对测试数据的有效传感信息(不同共振波长处的传输消光值)进行测试,最终通过神经网络输出(标签值)得到待测目标物质的识别分类结果。Further, the artificial neural network is supervised learning and needs to be trained before classification and recognition. If two substances and their combinations need to be recognized and classified, the training data involved in the training process is divided into three cases: (1) When both substances are present, that is their combination, the training labels are recorded as 1 and 1, respectively; (2) When only the first substance is present, the training labels are recorded as 1 and 0, respectively; (3) Only the first When the two substances are present, the training labels are recorded as 0 and 1, respectively. In each of the above cases, the input of the effective sensing information (transmission extinction values at different resonance wavelengths) of the known training labels is used for training, and the trained neural network is saved after training in all three cases; The sensing information (transmission extinction value at different resonance wavelengths) is tested, and finally the identification and classification result of the target substance to be tested is obtained through the neural network output (label value).
本发明的有益效果是:本发明涉及的基于监督学习的自干涉型微环谐振腔传感分类识别方法,是将相应的两种探测目标物质敏感材料分别涂敷在N段环形波导或者两段光探测臂波导的上表面,通过探测其出射频谱,提取在一定波长范围内有效传感信息(多个共振波长处传输消光),建立人工神经网络传感数据检测模型实现识别分类;所用的人工神经网络是监督学习的,在分类识别前需要对其进行训练,然后再对测试数据的有效传感信息(不同共振波长处的传输消光值)进行测试,最终通过神经网络输出(标签值)可实现N类基本物质形成的2N-1种不同组合组分的识别分类,得到待测目标物质的识别分类结果。The beneficial effects of the present invention are: the self-interference type micro-ring resonant cavity sensing classification and identification method based on supervised learning involved in the present invention is to coat the N-segment ring waveguide or the two-segment sensitive materials respectively on the corresponding two detection target substance sensitive materials. On the upper surface of the waveguide of the optical detection arm, by detecting its outgoing spectrum, the effective sensing information in a certain wavelength range (transmission extinction at multiple resonance wavelengths) is extracted, and an artificial neural network sensing data detection model is established to realize the identification and classification; The neural network is supervised learning, it needs to be trained before classification and recognition, and then the effective sensing information of the test data (transmission extinction value at different resonance wavelengths) is tested, and finally the neural network output (label value) can be obtained. The identification and classification of 2 N -1 different combination components formed by N basic substances is realized, and the identification and classification results of the target substance to be tested are obtained.
附图说明Description of drawings
图1自干涉型微环谐振腔传感器结构示意图;Figure 1 is a schematic diagram of the structure of a self-interference type microring resonant cavity sensor;
图2自干涉型微环谐振腔传感器波长范围1400-1600nm的典型出射频谱;Figure 2. Typical emission spectrum of self-interference microring resonator sensor in the wavelength range of 1400-1600 nm;
图3自干涉型微环谐振腔传感器波长范围1520-1540nm的典型出射频谱;Figure 3. Typical output spectrum of self-interference microring resonator sensor in the wavelength range of 1520-1540 nm;
图4基于BP神经网络的传感分类识别模型;Fig. 4 Sensor classification and recognition model based on BP neural network;
图5包含三种组分的多个测试数据经神经网络的测试结果。Figure 5. Test results of multiple test data containing three components via neural network.
具体实施方式Detailed ways
下面结合实施例及附图对本发明作进一步详细地描述,但本发明的实施方式不限于此。The present invention will be described in further detail below with reference to the embodiments and the accompanying drawings, but the embodiments of the present invention are not limited thereto.
参照图1~图5,一种基于监督学习的自干涉型微环谐振腔传感分类识别方法,包括以下步骤:1 to 5 , a method for classifying and identifying self-interference microring resonator cavity sensing based on supervised learning includes the following steps:
(1)训练数据采集,过程如下:(1) Training data collection, the process is as follows:
1-1首先,采取多组训练数据用于人工神经网络传感数据检测模型训练,每组训练数据由一定波长范围内传输消光值以及与其对应的两个预先已知的训练标签值构成,将其分别作为BP神经网络的输入和目标输出值,对BP神经网络进行训练,以便神经网络建立两者之间的映射关系,当用可调激光激发探测系统时,用光电探测器和示波器采集出射频谱,从中提取一定波长范围的传输消光值,并将其与对应的两个训练标签值作为一组训练数据;类似的,通过改变待测目标物质(如气体的浓度等),采集相应一定波长范围内的传输消光值,可获取多组训练数据;1-1 First, multiple sets of training data are used for artificial neural network sensing data detection model training. Each set of training data consists of a transmission extinction value within a certain wavelength range and two pre-known training label values corresponding to it. It is used as the input and target output value of the BP neural network respectively, and the BP neural network is trained so that the neural network can establish the mapping relationship between the two. spectrum, extract the transmission extinction value in a certain wavelength range, and use it and the corresponding two training label values as a set of training data; similarly, by changing the target substance to be measured (such as the concentration of gas, etc.), the corresponding certain wavelength is collected The transmission extinction value within the range can obtain multiple sets of training data;
1-2采集足够多组训练数据后,将采集到的一定波长范围内传输消光值以及与其对应预先已知的两个训练标签值进行归一化处理,将处理以后的数据集作为最终训练数据集;1-2 After collecting enough sets of training data, normalize the collected transmission extinction value within a certain wavelength range and its corresponding two pre-known training label values, and use the processed data set as the final training data set;
(2)BP神经网络传感数据检测模型训练,过程如下:(2) BP neural network sensor data detection model training, the process is as follows:
2-1将经过步骤1处理以后的一定波长范围内传输消光值作为输入数据,将经过步骤1处理以后的两个训练标签值作为输出数据;2-1 Use the transmission extinction value within a certain wavelength range after processing in
2-2训练BP神经网络传感分类识别模型,建立并保存一定波长范围内传输消光值与其对应的两个训练标签值之间的映射关系。2-2 Train the BP neural network sensor classification and recognition model, establish and save the mapping relationship between the transmission extinction value within a certain wavelength range and its corresponding two training label values.
(3)测试数据采集,过程如下:(3) Test data collection, the process is as follows:
3-1将整个探测系统放置在测量环境中,检测三种不同情况下的两个待测目标物质标签值,用可调激光光源激发探测系统时,用光电探测器和示波器采集一定波长范围内的传输消光值;3-1 Place the entire detection system in the measurement environment to detect the label values of the two target substances to be measured under three different conditions. When the detection system is excited with a tunable laser light source, a photodetector and an oscilloscope are used to collect data within a certain wavelength range. The transmission extinction value of ;
3-2将采集到的传输消光值进行归一化处理,将其作为测试数据集;3-2 Normalize the collected transmission extinction value and use it as a test data set;
(4)BP神经网络传感数据检测模型测试:将在步骤3中取得的测试数据,即一定波长范围内传输消光值,输入到训练完成的神经网络中,输出待测目标的两个标签值;(4) BP neural network sensor data detection model test: input the test data obtained in step 3, that is, the transmission extinction value within a certain wavelength range, into the trained neural network, and output the two label values of the target to be tested ;
所述步骤(1)中,在本发明实施例中从理论仿真的角度来证明基于监督学习的传感分类识别方法可行性。待测目标为三种不同组分时,从理论仿真获得相应传输谱上的有用传感信息(传输消光值)作为训练数据,训练好神经网络后,然后测试训练数据集以外的待测有用传感信息(传输消光值),输出得到两种待测气体浓度的标签值,与其初始预定结果进行比较。In the step (1), in the embodiment of the present invention, the feasibility of the sensor classification and identification method based on supervised learning is proved from the perspective of theoretical simulation. When the target to be tested consists of three different components, the useful sensing information (transmission extinction value) on the corresponding transmission spectrum is obtained from the theoretical simulation as training data. The sensor information (transmission extinction value) is output, and the label values of the concentrations of the two gases to be measured are output and compared with their initial predetermined results.
假设的波导有效折射率随波长变化的模型,分别为洛伦兹型和高斯型。用两种气体浓度C1和C2先理论仿真得到相应的频谱,提取有用传感信息,即一定频谱内的传输消光值。如图2所示,显示了两种气体成分的三种组合时,波长范围从1400-1600nm的出射频谱。图3进一步显示了图2中波长范围从 1520nm-1540nm处的出射频谱。从中可知,针对三种不同的气体组分,不同波长模式处传输消光变化完全不同。The assumed models of the effective refractive index of the waveguide as a function of wavelength are Lorentzian and Gaussian, respectively. The corresponding spectrum is obtained by theoretical simulation with two gas concentrations C 1 and C 2 , and useful sensing information is extracted, that is, the transmission extinction value in a certain spectrum. As shown in Figure 2, the emission spectra for the wavelength range from 1400-1600 nm are shown for three combinations of the two gas components. FIG. 3 further shows the emission spectrum of FIG. 2 in the wavelength range from 1520 nm to 1540 nm. It can be seen that for three different gas components, the transmission extinction changes at different wavelength modes are completely different.
图4显示了基于BP神经网络传感分类识别模型。它分为输入层,隐含层以及输出层。第二层为隐含层,隐含层结点数取值过低,会出现学习过程不收敛的情况。相反如果隐含层结点数取值过高,可以降低网络误差,提高精度,但也使网络复杂化,从而增加了网络的训练时间和出现“过拟合”的倾向。本发明实施例构建基于BP神经网络的传感数据测量模型,其隐含层节点数为采用经验公式得出的隐含层节点数。第三层为输出层。其输出层结点数为2,两个输出结果即为两种目标气体标签值(L1,L2)。将经过处理的训练数据对神经网络进行训练,具体是将训练数据中归一化的传输消光值作为输入,对应的已知两种目标气体标签值作为两个输出,使得神经网络学习并保存两者之间的映射规律。Figure 4 shows the recognition model of sensor classification based on BP neural network. It is divided into input layer, hidden layer and output layer. The second layer is the hidden layer. If the number of nodes in the hidden layer is too low, the learning process will not converge. On the contrary, if the number of hidden layer nodes is too high, it can reduce the network error and improve the accuracy, but it also complicates the network, thereby increasing the training time of the network and the tendency of "overfitting". In the embodiment of the present invention, a sensor data measurement model based on a BP neural network is constructed, and the number of hidden layer nodes is the number of hidden layer nodes obtained by adopting an empirical formula. The third layer is the output layer. The number of nodes in the output layer is 2, and the two output results are the two target gas label values (L 1 , L 2 ). The processed training data is used to train the neural network. Specifically, the normalized transmission extinction value in the training data is used as the input, and the corresponding two known target gas label values are used as the two outputs, so that the neural network can learn and save the two values. mapping rules between them.
所述步骤(1)中,按三种组份进行训练:(1)为两种气体浓度C1和C2的取值为[0.000500869:0.00001999:0.000980629],其初值为0.000500869,最大取值为0.000980629,取值间隔为0.00001999,标签值(L1,L2)=(1,1),训练组数为625组为了获得完备的训练集,其中气体浓度C1从0.000500869变化到0.000980629时,气体浓度C2暂时不变直至第一种气体浓度完成一次变化循环;(2)为气体浓度C1取值为[0.000501376:0.00000099:0.000995386],其初值为0.000501376,最大取值为0.000995386,取值间隔为0.00000099,此时气体浓度C2为0,标签值 (L1,L2)=(1,0),训练组数为500组;(3)为气体浓度为C1=0,气体浓度C2的取值为 [0.000501376:0.00000099:0.000995386],其初值为0.000501376,最大取值为 0.000995386,取值间隔为0.00000099,(L1,L2)=(0,1),训练组数为500组。这些训练数据通过如下方式获得,即将两种气体浓度C1和C2的预设值代入到上述传输系数的理论表达式中可以得到相应的传输频谱,从而获得相应的传输消光值 (在所有仿真频谱中,选择传输消光阈值0.90,即仅低于该阈值的传输消光值作为有效传感数据使用)。将传输消光值进行归一化处理作为神经网络的输入,将对应的两种气体标签值作为输出预测值对神经网络进行训练。In the step (1), three components are used for training: (1) the values of the two gas concentrations C 1 and C 2 are [0.000500869:0.00001999:0.000980629], the initial value is 0.000500869, and the maximum value is is 0.000980629, the value interval is 0.00001999, the label value (L 1 , L 2 )=(1,1), and the number of training groups is 625. In order to obtain a complete training set, when the gas concentration C 1 changes from 0.000500869 to 0.000980629, The gas concentration C 2 is temporarily unchanged until the first gas concentration completes a change cycle; (2) the gas concentration C 1 takes the value [0.000501376:0.00000099:0.000995386], the initial value is 0.000501376, the maximum value is 0.000995386, and the The value interval is 0.00000099, at this time the gas concentration C 2 is 0, the label value (L 1 , L 2 )=(1,0), and the number of training groups is 500 groups; (3) When the gas concentration is C 1 =0, the gas The value of concentration C 2 is [0.000501376:0.00000099:0.000995386], the initial value is 0.000501376, the maximum value is 0.000995386, the value interval is 0.00000099, (L 1 ,L 2 )=(0,1), the number of training groups for 500 groups. These training data are obtained by substituting the preset values of the two gas concentrations C 1 and C 2 into the theoretical expression of the above-mentioned transmission coefficient to obtain the corresponding transmission spectrum, thereby obtaining the corresponding transmission extinction value (in all simulations) In the spectrum, the transmission extinction threshold of 0.90 is selected, that is, only transmission extinction values below this threshold are used as valid sensing data). The transmission extinction value is normalized as the input of the neural network, and the corresponding two gas label values are used as the output prediction value to train the neural network.
所述步骤(3)和(4)中,取三种待测目标物质组合对应的传输消光值用来测试,如图5所示。(1)气体浓度C1和C2取值为[0.0005:0.00002:0.0009],其初值为0.0005, 最大取值为0.0009,取值间隔为0.00002,此时经神经网络测试的两个输出标签值(L1,L2)=(1,1),表明这种情况下两种气体都存在;(2)气体浓度C1取值为 [0.0005:0.0001:0.001],其初值为0.0005,最大取值为0.001,取值间隔为0.0001,气体浓度C2取值为0,此时经神经网络测试的两个输出标签值(L1,L2)=(1,0),表明这种情况下第1种气体存在;(3)气体浓度C2取值为0,气体浓度C2取值为[0.0005:0.0001:0.001],其初值为0.0005,最大取值为0.001,取值间隔为0.0001,此时经神经网络测试的两个输出标签值(L1,L2)=(0,1),表明这种情况下第2种气体存在。以上测试数据具体通过如下方式获得,即将两种气体浓度C1和C2代入到上述理论模型可以获得相应的传输频谱,从中获得相应的传输消光值。将传输消光值进行归一化处理,分别得到对应的测试数据。该仿真结果证实,本发明实施例中的测试结果能有效识别分类这三种不同组分,具有优良的预测性能。In the steps (3) and (4), the transmission extinction values corresponding to the combination of the three target substances to be tested are used for testing, as shown in FIG. 5 . (1) The gas concentrations C 1 and C 2 are [0.0005:0.00002:0.0009], the initial value is 0.0005, the maximum value is 0.0009, and the value interval is 0.00002. At this time, the two output labels tested by the neural network The value (L 1 , L 2 )=(1,1), indicating that both gases exist in this case; (2) the gas concentration C 1 takes the value [0.0005:0.0001:0.001], and its initial value is 0.0005, The maximum value is 0.001, the value interval is 0.0001, and the gas concentration C 2 is 0. At this time, the two output label values (L 1 , L 2 )=(1,0) tested by the neural network indicate that this In this case, the first gas exists; (3) the gas concentration C 2 takes the value of 0, the gas concentration C 2 takes the value [0.0005:0.0001:0.001], the initial value is 0.0005, the maximum value is 0.001, and the value interval is 0.0001, and the two output label values (L 1 , L 2 )=(0,1) tested by the neural network at this time indicate that the second gas exists in this case. The above test data is obtained by the following method, that is, by substituting the two gas concentrations C 1 and C 2 into the above theoretical model, the corresponding transmission spectrum can be obtained, and the corresponding transmission extinction value can be obtained therefrom. The transmission extinction value is normalized to obtain the corresponding test data respectively. The simulation results confirm that the test results in the embodiments of the present invention can effectively identify and classify the three different components, and have excellent prediction performance.
当待测目标物质基本组分为3种或3种以上时,仅需增加相应标签值即可。如当待测目标物质基本组分为3种时,总的组分种类为7种,因此相应输出标签值取001-111的7个值。When there are three or more basic components of the target substance to be tested, it is only necessary to increase the corresponding label value. For example, when there are 3 basic components of the target substance to be tested, the total component types are 7, so the corresponding output label value takes 7 values from 001 to 111.
本实施例中,表1为基于绝缘材料上的硅(SOI)材料自干涉型微环谐振腔参数;In this embodiment, Table 1 shows the parameters of the self-interference microring resonator based on silicon on insulating material (SOI) material;
表1Table 1
在本发明实施例中,该自干涉型微环谐振腔结构如图1所示,与普通的两平行波导耦合微环谐振腔结构不同,该结构将两平行波导耦合微环结构中的上下两个耦合区域用额外的探测波导臂连接起来。其输出本质上是内部微环谐振腔和反馈回路微环谐振腔干涉的结果。探测物质引起微环波导或者探测臂波导的微小相位变化,将急剧改变微环与整根“U型”探测臂波导外部耦合系数,从而改变其出射频谱。In the embodiment of the present invention, the self-interference type microring resonator structure is shown in FIG. 1 , which is different from the ordinary two parallel waveguide coupling microring resonating cavity structure. This structure couples the upper and lower two parallel waveguides in the microring structure. The coupling regions are connected with additional probe waveguide arms. Its output is essentially the result of the interference of the inner microring resonator and the feedback loop microring resonator. The small phase change of the micro-ring waveguide or the detection arm waveguide caused by the detection material will drastically change the external coupling coefficient between the micro-ring and the whole "U-shaped" detection arm waveguide, thereby changing the outgoing spectrum.
所设计自干涉型微环谐振腔传感器芯片由基于绝缘材料上的硅基(SOI)波导构成,衬底材料为SiO2,其参数设置如表1所示,波导有效折射率neff=2.45, 微环半径R=30μm,“U”形探测臂波导初始长度LW=250μm,定向耦合能量耦合系数k=0.5,波导损耗系数α=0.1dB/cm。The designed self-interference type microring resonator sensor chip is composed of a silicon-based (SOI) waveguide based on an insulating material, the substrate material is SiO 2 , and its parameters are set as shown in Table 1. The effective refractive index of the waveguide is n eff =2.45, The radius of the microring is R=30μm, the initial length of the "U"-shaped probe arm waveguide L W =250μm, the directional coupling energy coupling coefficient k=0.5, and the waveguide loss coefficient α=0.1dB/cm.
被设计的自相干微环谐振腔传感芯片结构如图1所示。对该自干涉微环谐振腔结构,两种敏感材料分别涂敷在两段微环波导表面,它们分别对两种传感探测目标具有相对较高的探测灵敏度。该传感器仅将微环暴露给探测目标,而探测臂波导与探测目标没有任何接触。因此根据自相干微环谐振腔的耗散传感原理,出射频谱仍可得到其典型传输频谱。将两种气体敏感材料分别放置在左右两段微环波导表面。由于气体分子和相应敏感材料的相互作用,将会引起微环波导包层折射率变化Δnc(λ,C),该值与波长λ和气体浓度C有关。待测某气体浓度为C时,某个波长λ模式的有效折射率变化Δneff(λ,C)表示为,The structure of the designed self-coherent microring resonator sensor chip is shown in Figure 1. For the self-interference microring resonator structure, two sensitive materials are respectively coated on the surfaces of the two sections of the microring waveguide, and they have relatively high detection sensitivity to the two sensing detection targets respectively. The sensor only exposes the microring to the detection target, while the detection arm waveguide does not have any contact with the detection target. Therefore, according to the dissipative sensing principle of the self-coherent microring resonator, the typical transmission spectrum of the outgoing spectrum can still be obtained. Two gas-sensitive materials were placed on the surfaces of the left and right microring waveguides respectively. Due to the interaction between the gas molecules and the corresponding sensitive materials, the refractive index change Δn c (λ, C) of the cladding of the microring waveguide will be caused, which is related to the wavelength λ and the gas concentration C. When the concentration of a gas to be measured is C, the effective refractive index change Δn eff (λ, C) of a certain wavelength λ mode is expressed as,
Δneff(λ,C)=SwaveguideΔnc(λ,C)Δn eff (λ,C)=S waveguide Δn c (λ,C)
其中Swaveguide为介质波导灵敏度,Δnc(λ,C)是某气体浓度为C时某个波长λ模式气敏材料包层折射率变化。介质波导灵敏度与波导结构和材料有关,也与包层折射率变化有关,Among them, S waveguide is the sensitivity of the dielectric waveguide, and Δn c (λ, C) is the refractive index change of the gas sensing material cladding of a certain wavelength λ mode when the concentration of a certain gas is C. The dielectric waveguide sensitivity is related to the waveguide structure and material, as well as the cladding refractive index change,
若气体可被气敏材料吸收,Δnc(λ,C)可表示为,If the gas can be absorbed by the gas-sensitive material, Δn c (λ, C) can be expressed as,
Δnc(λ,C)=F(λ,λ0)ε(λ0)νtSbpCΔn c (λ,C)=F(λ,λ 0 )ε(λ 0 )ν t S b pC
其中λ0是吸收带的中心波长,F(λ,λ0)是吸收和折射率变化之间的比例系数,νt是每单位体积聚合物中气敏材料分子的总数,Sb是试剂和分析物结合常数,p是聚合物磁导率常数。where λ 0 is the center wavelength of the absorption band, F(λ,λ 0 ) is the proportionality coefficient between absorption and refractive index change, ν t is the total number of gas-sensitive material molecules per unit volume of polymer, S b is the reagent and Analyte binding constant, p is the polymer permeability constant.
如图1所示,两段微环波导涂敷不同气体敏感材料,两种气体与其相应敏感材料的相互作用完全不同,因此两种待测目标(两种气体浓度)对每个模式所在波长的波导有效折射率影响完全不同。假定这两种波导有效折射率影响具有两种不同的解析模型,一种为高斯型,一种为洛伦兹型,As shown in Figure 1, the two sections of the micro-ring waveguide are coated with different gas-sensitive materials, and the interaction between the two gases and their corresponding sensitive materials is completely different. The effect of the waveguide effective index of refraction is quite different. Assuming that these two waveguide effective refractive index effects have two different analytical models, one is Gaussian and the other is Lorentzian,
这里C1和C2代表两种待测目标气体的浓度,上述两式中的参数值被精心设置以使其折射率变化量级与实际气体探测中的波导折射率变化大小相符。Here C 1 and C 2 represent the concentrations of the two target gases to be measured, and the parameter values in the above two equations are carefully set so that the magnitude of the refractive index change is consistent with that of the waveguide in actual gas detection.
将上述波导折射率变化代入自干涉微环谐振腔传输系数表达式中可得,Substituting the above-mentioned change in the refractive index of the waveguide into the expression of the transmission coefficient of the self-interfering microring resonator can be obtained,
为简单起见,假定波导和微环有相同的传播常数βW=βR=(2π/λ)neff-iα,其中初始探测臂波导折射率nL=nR=neff,α是波导损耗系数。这里βR1=(2π/λ)(neff+Δneff1)-iα,βR2=(2π/λ)(neff+Δneff2)-iα分别表示涂敷有两种气体敏感材料的两段波导与两种气体分子相互作用后的波导传播常数。所需的仿真数据可将参数代入上式获得。用两种气体浓度C1和C2先理论仿真得到相应的频谱,提取有用传感信息,即一定频谱内的传输消光值。如图2所示,显示了两种气体成分的三种组合时,波长范围从1400-1600nm的出射频谱。图3进一步显示了图2中波长范围从1520nm-1540nm处的出射频谱。从中可知,针对三种不同的气体组分,不同波长模式处传输消光变化完全不同。在此基础上,建构神经网络传感分类识别模型,进行传感数据处理,识别分类传感检测目标,如图4 所示。将提取的传输消光值作为神经网络的输入,将两种目标气体预测标签值作为预期输出,训练该神经网络。在训练集之外随机找对应相同标签值情况下的测试集,即对应两个标签值的有用传感信息,用训练好的神经网络进行测试。测试结果如图5所示,理论原始数据与经神经网络得到的检测结果符合的很好,说明了该探测识别分类方法的可行性。For simplicity, the waveguide and the microring are assumed to have the same propagation constant β W = β R = (2π/λ)n eff - iα, where the initial probe arm waveguide refractive index n L = n R = n eff , and α is the waveguide loss coefficient. Here β R1 =(2π/λ)(n eff +Δn eff1 )-iα, β R2 =(2π/λ)(n eff +Δn eff2 )-iα represent the two-segment waveguides coated with two gas-sensitive materials, respectively Waveguide propagation constant after interaction with two gas molecules. The required simulation data can be obtained by substituting the parameters into the above equation. The corresponding spectrum is obtained by theoretical simulation with two gas concentrations C 1 and C 2 , and useful sensing information is extracted, that is, the transmission extinction value in a certain spectrum. As shown in Figure 2, the emission spectra for the wavelength range from 1400-1600 nm are shown for three combinations of the two gas components. FIG. 3 further shows the emission spectrum of FIG. 2 in the wavelength range from 1520 nm to 1540 nm. It can be seen that for three different gas components, the transmission extinction changes at different wavelength modes are completely different. On this basis, a neural network sensor classification recognition model is constructed to process sensor data and identify classification sensor detection targets, as shown in Figure 4. The neural network is trained with the extracted transmission extinction value as the input and the predicted label values of the two target gases as the expected output. Randomly find the test set corresponding to the same label value outside the training set, that is, the useful sensing information corresponding to the two label values, and use the trained neural network for testing. The test results are shown in Figure 5. The theoretical original data are in good agreement with the detection results obtained by the neural network, which shows the feasibility of the detection, identification and classification method.
本发明实施例中,神经网络的参数如表2所示:In the embodiment of the present invention, the parameters of the neural network are shown in Table 2:
表2Table 2
以上对本发明论述的一种基于监督学习的自干涉型微环谐振腔传感分类识别方法进行了详细地介绍,以上的实例说明只适用于帮助理解本发明的方法及其核心思想而非对其进行限制,其他的任何未背离本发明的精神实质与原理下所作改变、修饰、替代、组合、简化,均应为等效的置换方式,都包含在本发明的保护范围之内。A kind of self-interference type micro-ring resonant cavity sensing classification and identification method based on supervised learning discussed in the present invention has been introduced in detail above. To limit, any other changes, modifications, substitutions, combinations, and simplifications that do not deviate from the spirit and principle of the present invention should be equivalent replacement methods, which are included within the protection scope of the present invention.
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