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WO2024194393A1 - Formulation - Google Patents

Formulation Download PDF

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Publication number
WO2024194393A1
WO2024194393A1 PCT/EP2024/057540 EP2024057540W WO2024194393A1 WO 2024194393 A1 WO2024194393 A1 WO 2024194393A1 EP 2024057540 W EP2024057540 W EP 2024057540W WO 2024194393 A1 WO2024194393 A1 WO 2024194393A1
Authority
WO
WIPO (PCT)
Prior art keywords
composite
byk
solvent
formulation
metal
Prior art date
Application number
PCT/EP2024/057540
Other languages
French (fr)
Inventor
Henning SEIM
Sophia Buhbut
Roy SCHREIBER
Oliver Doll
Hagai Arbell
Manuel HAMBURGER
Frank Voges
Odelia SAADON
Andreas BERKEFELD
Stephan Wieder
Original Assignee
Merck Patent Gmbh
Priority date (The priority date is an assumption and is not a legal conclusion. Google has not performed a legal analysis and makes no representation as to the accuracy of the date listed.)
Filing date
Publication date
Application filed by Merck Patent Gmbh filed Critical Merck Patent Gmbh
Publication of WO2024194393A1 publication Critical patent/WO2024194393A1/en

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Classifications

    • BPERFORMING OPERATIONS; TRANSPORTING
    • B29WORKING OF PLASTICS; WORKING OF SUBSTANCES IN A PLASTIC STATE IN GENERAL
    • B29DPRODUCING PARTICULAR ARTICLES FROM PLASTICS OR FROM SUBSTANCES IN A PLASTIC STATE
    • B29D11/00Producing optical elements, e.g. lenses or prisms
    • B29D11/0073Optical laminates
    • CCHEMISTRY; METALLURGY
    • C23COATING METALLIC MATERIAL; COATING MATERIAL WITH METALLIC MATERIAL; CHEMICAL SURFACE TREATMENT; DIFFUSION TREATMENT OF METALLIC MATERIAL; COATING BY VACUUM EVAPORATION, BY SPUTTERING, BY ION IMPLANTATION OR BY CHEMICAL VAPOUR DEPOSITION, IN GENERAL; INHIBITING CORROSION OF METALLIC MATERIAL OR INCRUSTATION IN GENERAL
    • C23CCOATING METALLIC MATERIAL; COATING MATERIAL WITH METALLIC MATERIAL; SURFACE TREATMENT OF METALLIC MATERIAL BY DIFFUSION INTO THE SURFACE, BY CHEMICAL CONVERSION OR SUBSTITUTION; COATING BY VACUUM EVAPORATION, BY SPUTTERING, BY ION IMPLANTATION OR BY CHEMICAL VAPOUR DEPOSITION, IN GENERAL
    • C23C18/00Chemical coating by decomposition of either liquid compounds or solutions of the coating forming compounds, without leaving reaction products of surface material in the coating; Contact plating
    • C23C18/02Chemical coating by decomposition of either liquid compounds or solutions of the coating forming compounds, without leaving reaction products of surface material in the coating; Contact plating by thermal decomposition
    • C23C18/04Pretreatment of the material to be coated
    • CCHEMISTRY; METALLURGY
    • C23COATING METALLIC MATERIAL; COATING MATERIAL WITH METALLIC MATERIAL; CHEMICAL SURFACE TREATMENT; DIFFUSION TREATMENT OF METALLIC MATERIAL; COATING BY VACUUM EVAPORATION, BY SPUTTERING, BY ION IMPLANTATION OR BY CHEMICAL VAPOUR DEPOSITION, IN GENERAL; INHIBITING CORROSION OF METALLIC MATERIAL OR INCRUSTATION IN GENERAL
    • C23CCOATING METALLIC MATERIAL; COATING MATERIAL WITH METALLIC MATERIAL; SURFACE TREATMENT OF METALLIC MATERIAL BY DIFFUSION INTO THE SURFACE, BY CHEMICAL CONVERSION OR SUBSTITUTION; COATING BY VACUUM EVAPORATION, BY SPUTTERING, BY ION IMPLANTATION OR BY CHEMICAL VAPOUR DEPOSITION, IN GENERAL
    • C23C18/00Chemical coating by decomposition of either liquid compounds or solutions of the coating forming compounds, without leaving reaction products of surface material in the coating; Contact plating
    • C23C18/02Chemical coating by decomposition of either liquid compounds or solutions of the coating forming compounds, without leaving reaction products of surface material in the coating; Contact plating by thermal decomposition
    • C23C18/06Coating on selected surface areas, e.g. using masks
    • CCHEMISTRY; METALLURGY
    • C23COATING METALLIC MATERIAL; COATING MATERIAL WITH METALLIC MATERIAL; CHEMICAL SURFACE TREATMENT; DIFFUSION TREATMENT OF METALLIC MATERIAL; COATING BY VACUUM EVAPORATION, BY SPUTTERING, BY ION IMPLANTATION OR BY CHEMICAL VAPOUR DEPOSITION, IN GENERAL; INHIBITING CORROSION OF METALLIC MATERIAL OR INCRUSTATION IN GENERAL
    • C23CCOATING METALLIC MATERIAL; COATING MATERIAL WITH METALLIC MATERIAL; SURFACE TREATMENT OF METALLIC MATERIAL BY DIFFUSION INTO THE SURFACE, BY CHEMICAL CONVERSION OR SUBSTITUTION; COATING BY VACUUM EVAPORATION, BY SPUTTERING, BY ION IMPLANTATION OR BY CHEMICAL VAPOUR DEPOSITION, IN GENERAL
    • C23C18/00Chemical coating by decomposition of either liquid compounds or solutions of the coating forming compounds, without leaving reaction products of surface material in the coating; Contact plating
    • C23C18/02Chemical coating by decomposition of either liquid compounds or solutions of the coating forming compounds, without leaving reaction products of surface material in the coating; Contact plating by thermal decomposition
    • C23C18/12Chemical coating by decomposition of either liquid compounds or solutions of the coating forming compounds, without leaving reaction products of surface material in the coating; Contact plating by thermal decomposition characterised by the deposition of inorganic material other than metallic material
    • C23C18/1204Chemical coating by decomposition of either liquid compounds or solutions of the coating forming compounds, without leaving reaction products of surface material in the coating; Contact plating by thermal decomposition characterised by the deposition of inorganic material other than metallic material inorganic material, e.g. non-oxide and non-metallic such as sulfides, nitrides based compounds
    • C23C18/1208Oxides, e.g. ceramics
    • C23C18/1216Metal oxides
    • CCHEMISTRY; METALLURGY
    • C23COATING METALLIC MATERIAL; COATING MATERIAL WITH METALLIC MATERIAL; CHEMICAL SURFACE TREATMENT; DIFFUSION TREATMENT OF METALLIC MATERIAL; COATING BY VACUUM EVAPORATION, BY SPUTTERING, BY ION IMPLANTATION OR BY CHEMICAL VAPOUR DEPOSITION, IN GENERAL; INHIBITING CORROSION OF METALLIC MATERIAL OR INCRUSTATION IN GENERAL
    • C23CCOATING METALLIC MATERIAL; COATING MATERIAL WITH METALLIC MATERIAL; SURFACE TREATMENT OF METALLIC MATERIAL BY DIFFUSION INTO THE SURFACE, BY CHEMICAL CONVERSION OR SUBSTITUTION; COATING BY VACUUM EVAPORATION, BY SPUTTERING, BY ION IMPLANTATION OR BY CHEMICAL VAPOUR DEPOSITION, IN GENERAL
    • C23C18/00Chemical coating by decomposition of either liquid compounds or solutions of the coating forming compounds, without leaving reaction products of surface material in the coating; Contact plating
    • C23C18/02Chemical coating by decomposition of either liquid compounds or solutions of the coating forming compounds, without leaving reaction products of surface material in the coating; Contact plating by thermal decomposition
    • C23C18/12Chemical coating by decomposition of either liquid compounds or solutions of the coating forming compounds, without leaving reaction products of surface material in the coating; Contact plating by thermal decomposition characterised by the deposition of inorganic material other than metallic material
    • C23C18/1225Deposition of multilayers of inorganic material
    • CCHEMISTRY; METALLURGY
    • C23COATING METALLIC MATERIAL; COATING MATERIAL WITH METALLIC MATERIAL; CHEMICAL SURFACE TREATMENT; DIFFUSION TREATMENT OF METALLIC MATERIAL; COATING BY VACUUM EVAPORATION, BY SPUTTERING, BY ION IMPLANTATION OR BY CHEMICAL VAPOUR DEPOSITION, IN GENERAL; INHIBITING CORROSION OF METALLIC MATERIAL OR INCRUSTATION IN GENERAL
    • C23CCOATING METALLIC MATERIAL; COATING MATERIAL WITH METALLIC MATERIAL; SURFACE TREATMENT OF METALLIC MATERIAL BY DIFFUSION INTO THE SURFACE, BY CHEMICAL CONVERSION OR SUBSTITUTION; COATING BY VACUUM EVAPORATION, BY SPUTTERING, BY ION IMPLANTATION OR BY CHEMICAL VAPOUR DEPOSITION, IN GENERAL
    • C23C18/00Chemical coating by decomposition of either liquid compounds or solutions of the coating forming compounds, without leaving reaction products of surface material in the coating; Contact plating
    • C23C18/02Chemical coating by decomposition of either liquid compounds or solutions of the coating forming compounds, without leaving reaction products of surface material in the coating; Contact plating by thermal decomposition
    • C23C18/12Chemical coating by decomposition of either liquid compounds or solutions of the coating forming compounds, without leaving reaction products of surface material in the coating; Contact plating by thermal decomposition characterised by the deposition of inorganic material other than metallic material
    • C23C18/1229Composition of the substrate
    • C23C18/1245Inorganic substrates other than metallic
    • CCHEMISTRY; METALLURGY
    • C23COATING METALLIC MATERIAL; COATING MATERIAL WITH METALLIC MATERIAL; CHEMICAL SURFACE TREATMENT; DIFFUSION TREATMENT OF METALLIC MATERIAL; COATING BY VACUUM EVAPORATION, BY SPUTTERING, BY ION IMPLANTATION OR BY CHEMICAL VAPOUR DEPOSITION, IN GENERAL; INHIBITING CORROSION OF METALLIC MATERIAL OR INCRUSTATION IN GENERAL
    • C23CCOATING METALLIC MATERIAL; COATING MATERIAL WITH METALLIC MATERIAL; SURFACE TREATMENT OF METALLIC MATERIAL BY DIFFUSION INTO THE SURFACE, BY CHEMICAL CONVERSION OR SUBSTITUTION; COATING BY VACUUM EVAPORATION, BY SPUTTERING, BY ION IMPLANTATION OR BY CHEMICAL VAPOUR DEPOSITION, IN GENERAL
    • C23C18/00Chemical coating by decomposition of either liquid compounds or solutions of the coating forming compounds, without leaving reaction products of surface material in the coating; Contact plating
    • C23C18/02Chemical coating by decomposition of either liquid compounds or solutions of the coating forming compounds, without leaving reaction products of surface material in the coating; Contact plating by thermal decomposition
    • C23C18/12Chemical coating by decomposition of either liquid compounds or solutions of the coating forming compounds, without leaving reaction products of surface material in the coating; Contact plating by thermal decomposition characterised by the deposition of inorganic material other than metallic material
    • C23C18/125Process of deposition of the inorganic material
    • C23C18/1295Process of deposition of the inorganic material with after-treatment of the deposited inorganic material

Definitions

  • the present invention relates to a method for preparing composite containing a metal oxide obtained from a formulation, a composite obtained from the method, an optical device and a display device.
  • Leading edge optical devices typically include optical gratings made from composite materials having a substrate as a support and complex and interlaced patterns thereon, the patterns being made up of different layers or stacks of layers.
  • the creation of such complex and interlaced patterns demands for structuring processes, which become increasingly challenging with decreasing size of structural dimensions to be prepared.
  • diffractive gratings are the core components of so-called XR devices, mostly glasses.
  • R stands for the term reality
  • X denotes different attributes such as, for example, virtual, augmented, mixed and so forth.
  • diffractive gratings form part of the core of the so-called optical engine in XR devices, specifically in augmented reality and mixed reality glasses.
  • Virtual reality glasses when built as a head mounted display, are often composed of a conventional liquid crystal (LC) organic light emitting diode (OLED) display being embedded in the device, and thus do not necessarily require diffractive gratings.
  • LC liquid crystal
  • OLED organic light emitting diode
  • augmented and mixed reality glasses are designed that way to enable consumers to obtain visual impressions of their environment, at its best as if they would not wear any glasses at all. However, they also make it possible to provide and serve digital information and to also project it into the field of vision of individuals. Additional digital information is gathered from recognizing and analyzing the environment, the individual inspects or takes a look currently at.
  • the augmented or mixed reality glasses are equipped with an information supply unit, which is coupled to an optical waveguide system that transports the optically coded supporting information through it directly to the lens of the glasses.
  • the information passes a diffractive grating which couples the incident light into the lens and splits it according to its angular information and its spectral bands by diffraction.
  • the lens serves as waveguide enabling transport of the light to and into the pupil of an individual.
  • the location of light incoupling is independent of any preferred position and thus of the implication of technical needs.
  • the direction of traversal of light within the lenses is determined by the diffractive grating diffracting or splitting the light.
  • a second and a third diffractive grating serves for changing the direction of light traversal and thereby enforcing the light to be projected into pupil of the user.
  • the light traversal in the glasses is accomplished by total internal reflection (TIR) of the light, thus bouncing several times between the glass interfaces until reaching another diffractive grating, which changes the internal TIR direction of the light (see Figure 2).
  • TIR total internal reflection
  • the second and third grating are geometrically aligned in different directions with respect to the first and incoupling grating, e. g. by a certain angular distortion of the longitudinal axis, thus allowing to change the direction of propagation of totally internally reflected light.
  • the lens itself or the material of which lenses are made of shall not be absorbing.
  • the supportive information never reaches the pupil of the user or only with strongly depleted light intensity.
  • the process works regardless of the use of reflection or transmission gratings.
  • the lenses are equipped with both types of gratings to properly guide the light.
  • the basic structure of the gratings is very similar, which is more important at this point. Nevertheless, there are different designs and structures such as surface relief (SR) or volume phase holographic (VPH) gratings to achieve waveguide. Both types are very similar in appearance.
  • SR surface relief
  • VPH volume phase holographic
  • the grating itself is composed of an array of fine structures, mostly trenches of a first material type Material 01 with a refractive index Rl 01 , however, not limited thereto.
  • the geometrical shape of the trenches may be manifold, from rectangular, over V-shaped trenches, U-shaped and there like.
  • the width, including structures with different widths, the geometrical form of the trenches, their pitch as well as their depth, including different depths, are specially designed to influence the diffraction pattern of the incident light to be diffracted.
  • the trenches or structures of a first material type (Material 01 ) having a refractive index (Rl 01 ) are filled by a second material type (Material 02) having a refractive index (Rl 02), wherein Rl 02 is incrementally different from Rl 01 (see Figures 1 and 3).
  • Material 01 or Material 02 may be composed of a stack of structured layers, each containing a different material composition with different refractive index, stacked on top of each other, thereby forming Material 01 or Material 02 having an effective or graded refractive index Rl 01 or Rl 02, respectively.
  • the (effective or graded) refractive indices Rl 01 and Rl 02 depend on the refractive index of the waveguide or the lens from which the glasses are made of. If a glass lens with high refractive index (n03 > 1 .46) is used, the (effective or graded) refractive indices of Material 01 and Material 02 are considered to be higher than that of the lens itself, whereby a Rl value of 2.0 can be reached and exceeded.
  • Surface relief (SR) gratings may look similar and may also include a second type of material as a filler for the trenches, but the trenches can also be just air. High performance gratings, especially those of VPH-type, may be manufactured using standard lithography and deposition techniques known from micro-fabrication such as, for example, the manufacturing of integrated circuits.
  • PVD physical vapor deposition
  • CVD chemical vapor deposition
  • Such standard techniques typically include physical vapor deposition (PVD) or chemical vapor deposition (CVD) processes and often suffer from incomplete gap filling due to unfavourable deposition and/or layer growth deposition properties including increased deposition and/or growth rates at corners and edges.
  • PVD- and CVD-materials Such incomplete gap filling results in the formation of voids within the structures to be filled by the PVD- and CVD-materials.
  • the surface of the substrate is covered by a PVD and/or CVD layer that is almost as thick as the maximum depth of the deepest structure to be filled by the deposited gap filling material (see Figures 4 and 5). In some applications, however, it may be necessary to expose the surface of the substrate so that it is available for further processing.
  • CMP chemical mechanical planarization
  • a printable formulation for preparing an optical layer/composite containing a material which provide sufficiently high refractive indices after curing providing a formulation for preparing an optical layer which enable to prepare a dense and crack-less or crack-free optical layer, enable to fill up of cavities, trenches or gaps after curing; providing a formulation for preparing an optical layer containing a precursor material of a high refractive index material, which enable to well disperses in the formulation; simpler and/or cost efficient method for preparing an optical layer/composite with using the formulation; realizing no or less occurrence of the mechanical stress, e.g.
  • volume shrinkage when provided formulation is converted to an optical layer/composite; a new process to stabilize optical layer/composite; a new process preventing or reducing lowering the refractive index value of an obtained optical layer/composite during long time storage; a new process to remove a residue, e.g. sulfuric acid in case TiOSCU is used, left over on the optical layer/composition; providing a cost-effective post treatment process.
  • a residue e.g. sulfuric acid in case TiOSCU is used
  • the inventors aimed to solve one or more of the above-mentioned problems.
  • a novel method for preparing a composite preferably being a layered composite, more preferably it is an optical layer; comprising, essentially consisting of, or consisting of, at least the following steps (a) to (c), preferably in this sequence: (a) providing a formulation onto a surface of a substrate, preferably by wet deposition process, more preferably by spin-coating or ink-jetting, even more preferably by ink-jetting;
  • step (c) applying a post-treatment to the 1 st composite to obtain a composite as the final composite or applying a post-treatment to a partly or fully dried formulation obtained from step (a); wherein said formulation provided in step (a) contains at least a material selected from one or more members of the group consisting of metal sulfates, metal phosphates, metal oxy sulfates, metal oxy phosphates, metal oxy chlorides, hydrated metal sulfates, hydrated metal phosphates, hydrated metal oxy sulfates, hydrated metal oxy phosphates and hydrated metal oxy chlorides; and a solvent or a solvent blend; wherein said post-treatment is a post-treatment with a solvent, a heat treatment or a combination of the post-treatment with a solvent and the heat treatment.
  • said formulation provided in step (a) contains at least a material selected from one or more members of the group consisting of metal sulfates, metal phosphates, metal oxy sulf
  • the present invention further relates to the composite obtained or obtainable by the method of the present invention.
  • the present invention also relates to an optical device comprising the composite of the present invention, and a patterned substrate comprising topographical features on the surface thereof.
  • the present invention further relates to a display device comprising at least one functional medium configured to modulate a light or configured to emit light; and the composite of the present invention, or an optical device of the preset invention.
  • the present invention provides one or more of following effects; providing a printable formulation for preparing an optical layer/composite containing a material which provide sufficiently high refractive indices after curing; providing a formulation for preparing an optical layer which enable to prepare a dense and crack-less or crack-free optical layer, enable to fill up of cavities, trenches or gaps after curing; providing a formulation for preparing an optical layer containing a precursor material of a high refractive index material, which enable to well disperse in the formulation; simpler and/or cost efficient method for preparing an optical layer/composite with using the formulation; realizing no or less occurrence of the mechanical stress, e.g.
  • volume shrinkage when provided formulation is converted to an optical layer/composite; a new process to stabilize optical layer/composite; a new process preventing or reducing lowering the refractive index value of an obtained optical layer/composite during long time storage; a new process to remove a residue, e.g. sulfuric acid in case TiOSCU is used, left over on the optical layer/composition; providing a cost-effective post treatment process.
  • a residue e.g. sulfuric acid in case TiOSCU is used
  • Fig. 1 Schematic cross-sectional view of a VPH grating with a Material 01 and a Material 02, wherein the refractive index IR 01 of Material 01 is incrementally different to the refractive index IR 02 of Material 02.
  • Fig. 2 Schematic cross-sectional view of a VPH grating enabling light diffraction (transmissive case) including propagation of diffracted light within waveguide (e.g. lens) by total internal reflection.
  • waveguide e.g. lens
  • Fig. 3 Schematic cross-sectional view of a VPH grating providing gaps (trenches) to be filled with a high refractive index material (Material 02), wherein the refractive index of Material 02 is incrementally different form the refractive index of Material 01 flanking the gaps (trenches).
  • Fig. 4 Schematic representation of PVD- or CVD-mediated gap filling process and removal of undesired overburden.
  • Fig. 5 Schematic representation of PVD- or CVD-mediated gap filling process creating and leaving voids within gaps and deposited layers.
  • Fig. 6 Schematic representation of gap filling process using formulations containing inventive metal complex or formulations thereof being converted to metal oxides.
  • Fig. 7 refractive index value of Film 1 of Example 1 at 520nm
  • Fig. 8 refractive index value of Film 2 of Example 2 at 520nm
  • Fig. 9 refractive index value of Film 3 of Example 3 at 520nm
  • Fig. 10 refractive index value of Film 4 of Example 4 at 520nm
  • Fig. 11 refractive index value of Film 5 of Example 5 at 520nm
  • Fig. 12 refractive index value of Film 6 of Example 6 at 520nm
  • Fig. 13 refractive index value of Film 7 of Example 7 at 520nm
  • Fig. 14 refractive index value of Film 8 of Example 8 at 520nm and refractive index value of Film A of comparative example 1 at 520nm
  • Fig. 15 refractive index value of Film 9 of Example 9 at 520nm
  • Substrate e.g. glass
  • TIR Total internal reflection of light
  • Substrate e.g. glass or silicon
  • Overburden of material e.g. high refractive index material or high etch resistant material
  • Voids 12 Formulation (e.g. ink) of high refractive index material (e.g. metal oxide precursor) of high refractive index material (e.g. metal oxide precursor)
  • high refractive index material e.g. metal oxide precursor
  • High refractive index material e.g. metal oxide
  • formulation medium or the plural term “formulation media” as used herein, denote one or more compounds serving as a solvent, suspending agent, carrier and/or matrix for the polyoxometalate compound and any other component included in the formulation.
  • Formulation media are generally inert compounds that do not react with said polyoxometalate compounds and said other components.
  • Formulation media may be liquid compounds, solid compounds or mixtures thereof.
  • formulation media are organic compounds.
  • surfactant refers to an additive that reduces the surface tension of a given formulation.
  • wetting and dispersion agent refers to an additive hat increases the spreading and penetrating properties of a given formulation. In this way, the tendency of the molecules to adhere to each other is reduced.
  • adheresion promoter refers to an additive that increases the adhesion of a given formulation.
  • polymer matrix refers to an additive that acts as a macromolecular matrix for one or more components of a given formulation.
  • optical device relates to a device containing one or more optical components for forming a light beam including, but not limited to, gratings, lenses, prisms, mirrors, optical windows, filters, polarizing optics, UV and IR optics, and optical coatings.
  • Preferred optical devices in the context of the present invention are augmented reality (AR) glasses and/or virtual reality (VR) glasses.
  • display device is a kind of an optical device configured to output/present information in visual or tactile form. Examples are Liquid crystal display (LCD), Light emitting diode display (LED display), organic light emitting display (OLED), micro LED display, quantum dot display (QLED), AR/VR display, plasma (PDP) display, electroluminescent (ELD) display.
  • LCD Liquid crystal display
  • LED display Light emitting diode display
  • OLED organic light emitting display
  • QLED quantum dot display
  • AR/VR display AR/VR display
  • PDP plasma
  • ELD electroluminescent
  • the present invention relates to a method for preparing a composite, preferably being a layered composite, more preferably it is an optical layer; comprising at least, essentially consisting of, or consisting of, the following steps (a) to (c), preferably in this sequence:
  • step (c) applying a post-treatment to the 1 st composite to obtain a composite as the final composite or applying a post-treatment to a partly or fully dried formulation obtained from step (a); wherein said formulation provided in step (a) contains at least a material selected from one or more members of the group consisting of metal sulfates, metal phosphates, metal oxy sulfates, metal oxy phosphates, metal oxy chlorides, hydrated metal sulfates, hydrated metal phosphates, hydrated metal oxy sulfates, hydrated metal oxy phosphates and hydrated metal oxy chlorides; and a solvent or a solvent blend; wherein said post-treatment is a post-treatment with a solvent, a heat treatment or a combination of the post-treatment with a solvent and the heat treatment.
  • said formulation provided in step (a) contains at least a material selected from one or more members of the group consisting of metal sulfates, metal phosphates, metal oxy sulf
  • the formulation provided in step (a) contains at least a material selected from one or more members of the group consisting of metal sulfates, metal phosphates, metal oxy sulfates, metal oxy phosphates, metal oxy chlorides, hydrated metal sulfates, hydrated metal phosphates, hydrated metal oxy sulfates, hydrated metal oxy chlorides and a solvent or a solvent blend.
  • said metal of the material is a group 4 element of the periodic table, more preferably it is Ti or Zr. More preferably the material is selected from one or more members of the group consisting of Zirconium phosphate, Titanyl sulfate (Titanium oxysulfate), Titanium oxychloride, Titanium oxy fluoride, Zirconium oxysulfate, Zirconium oxychloride, Zirconium oxy fluoride and hydrates of any one of them.
  • the formulation may further contain another material selected from one or more members of the group consisting of metal sulfates, metal phosphates, metal oxy sulfates, metal oxy phosphates, metal oxy chlorides, hydrated metal sulfates, hydrated metal phosphates, hydrated metal oxy sulfates, hydrated metal oxy phosphates and hydrated metal oxy chlorides which is different from said material indicated above.
  • Said another material can be selected from metal oxysulfate, metal oxy phosphate, metal oxychloride or a mixture of thereof, preferably it is selected from metal oxysulfate, metal oxy phosphate or metal oxychloride, preferably said metal of the material is a group 4 element of the periodic table, more preferably it is Ti or Zr. More preferably it is selected from the group consisting of Zirconium phosphate, Titanyl sulfate, Titanium oxychloride, Titanium oxy fluoride, Zirconium oxysulfate, Zirconium oxychloride, Zirconium oxy fluoride and hydrates of any one of them or a mixture of thereof.
  • the total content of the material in the formulation is in the range from 0.1 % to 70 % (w/w), based on the total mass of the formulation, preferably it is from 1wt% to 50wt%, more preferably from 5 to 40wt%.
  • the total content of anhydrous metal oxy salt in the formulation is preferably in the above- mentioned range.
  • the material of the present invention provides high refractive index value when it is used in the formulation for preparing an optical layer, preferably it further realizes a lower parasitic absorption of an optical layer/composite made from the formulation.
  • said material of the present invention can be well dispersed or dissolved in a formulation and it is preferable for wet deposition process.
  • the formulation in step (a) contains a solvent or a solvent blend.
  • said formulation contains solvent blend.
  • said solvent blend contains at least a water, alcohol and one selected from cyclohexanone, ethyl methyl sulfone or a mixture of cyclohexanone and ethyl methyl sulfone.
  • said solvent blend mainly consists of or consists of a water, alcohol and one selected from cyclohexanone, ethyl methyl sulfone or a mixture of cyclohexanone and ethyl methyl sulfone.
  • the term “mainly consisting of” means the solvent may contain an impurity or additive(s) at 5wt% or less.
  • Formulations of metal oxides or printable metal oxides are usually composed of a solvent or a blend of solvents in which the respective precursor of a metal oxide is dissolved.
  • the high refractive index metal oxides are not soluble in formulations and unless suspension of metal oxide particles are not desirable to become used.
  • said material is used as a precursor for a metal oxide layer (hereafter “metal oxide precursor”)in the formulation together with the solvent described above.
  • metal oxide precursor a metal oxide layer
  • the formulation may optionally comprise one or more additives selected from surfactants, wetting and dispersion agents, adhesion promoters, and polymer matrices.
  • Preferred surfactants are surface active substances, which preferably include surface active metal oxides and/or surface-active organic compounds.
  • Surface-active organic compounds may include nonionic surfactants, anionic surfactants, and ampholytic surfactants and they may be coordinating or non-coordinating.
  • nonionic surfactants include, polyoxyethylene alkyl ethers, such as polyoxyethylene lauryl ether, polyoxyethylene oleyl ether and 30 polyoxyethylene acetyl ether; polyoxyethylene fatty acid diester; polyoxyethylene fatty acid monoester; polyoxyethylene polyoxypropylene block polymer; acetylene alcohol; acetylene glycol; polyethoxylate of acetylene alcohol; acetylene glycol derivatives, such as polyethoxylate of acetylene glycol; fluorine-containing surfactants, for example, FLUORAD (trade name, manufactured by Sumitomo 3M Limited), MEGAFAC (trade name: manufactured by DIC Cooperation), SURFLON (trade name, 5 manufactured by Asahi Glass Co.
  • FLUORAD trade name, manufactured by Sumitomo 3M Limited
  • MEGAFAC trade name: manufactured by DIC Cooperation
  • SURFLON trade name, 5 manufactured by Asahi Glass Co.
  • organosiloxane surfactants for example, KP341 (trade name, manufactured by Shin-Etsu Chemical Co., Ltd.), and the like.
  • organosiloxane surfactants for example, KP341 (trade name, manufactured by Shin-Etsu Chemical Co., Ltd.), and the like.
  • organosiloxane surfactants for example, KP341 (trade name, manufactured by Shin-Etsu Chemical Co., Ltd.), and the like.
  • organosiloxane surfactants for example, KP341 (trade name, manufactured by Shin-Etsu Chemical Co., Ltd.), and the like.
  • organosiloxane surfactants for example, KP341 (trade name, manufactured by Shin-Etsu Chemical Co., Ltd.), and the like.
  • organosiloxane surfactants for example, KP341 (trade name, manufactured by Shin-Etsu Chemical Co., Ltd.), and the like.
  • anionic surfactants include ammonium salt or organic amine salt of alkyl diphenyl ether disulfonic acid, ammonium salt or organic amine salt of alkyl diphenyl ether sulfonic acid, ammonium salt or organic amine 15 salt of alkyl benzene sulfonic acid, ammonium salt or organic amine salt of polyoxyethylene alkyl ether sulfuric acid, ammonium salt or organic amine salt of alkyl sulfuric acid, and the like.
  • amphoteric surfactants examples include 2-alkyl-N-carboxymethyl-N-20 hydroxyethyl imidazolium betaine, lauric acid amide propyl hydroxysulfone betaine, and the like.
  • Preferred surface-active metal oxides are selected from the list consisting of aluminum oxide, calcium oxide, silica, and zinc oxide. Such surface- active metal oxides are preferably present as fine powders, more preferably as nanoparticles, which are optionally surface treated.
  • Preferred surface-active organic compounds are surface-active non- polymeric compounds or surface-active polymeric organic compounds, wherein said surface-active non-polymeric compounds are preferably selected from the list consisting of alcohols, alkoxylates, aromatics, ketones, esters, modified urea, silanes, siloxanes and soap-based foam stabilizers, which are optionally functionalized and/or modified; and wherein said surface-active polymeric compounds are preferably selected from the list consisting of hydroxy polyesters, maleinate resins, polyacrylates, polyethers, polyester, polysilanes, silicone resins, and waxes, which are optionally functionalized and/or modified; and which are optionally present as copolymers.
  • the surface-active organic compound is used as a solution.
  • Preferred silanes are polyether-modified silanes, polyester-modified silanes, and polyether-polyester-modified silanes.
  • Preferred siloxanes are polyether-modified siloxanes, polyester-modified siloxanes, and polyether- polyester-modified siloxanes.
  • Preferred polyacrylates are modified polyacrylates, preferably silicone- modified polyacrylates, polyether macromer-modified polyacrylates, and silicone and polyether macromer-modified polyacrylates, which are optionally present as copolymers.
  • Preferred silicone resins are polyether-modified polysiloxanes, preferably polyether-modified polydialkylsiloxanes, more preferably polyether-modified polymethylalkylsiloxanes, and most preferably polyether-modified polydimethylsiloxanes and polyether-modified, hydroxy-functional polydimethylsiloxanes; polyester-modified polysiloxanes, preferably polydialkylsiloxanes, more preferably polyester-modified polymethylalkylsiloxanes, and most preferably polyester-modified polydimethylsiloxanes and polyester-modified, hydroxy-functional polydimethylsiloxanes; polyether-polyester-modified polysiloxanes, preferably polyether-polyester-modified polydialkylsiloxanes, more preferably polyether-polyester-modified polymethylalkylsiloxanes, and most preferably polyether-polyester-modified polydimethylsiloxanes and
  • the wetting and dispersion agents used in the present invention are additives, which provide both wetting and/or stabilizing effects for formulations containing fine solid particles. They result in a fine and homogenous distribution of solid particles in a formulation media, preferably liquid formulation media, and ensure long-term stability of such systems.
  • the formulation media may comprise water and the entire range of organic solvents of varying polarity. Moreover, they result in an improved wetting of solids and prevent particles from flocculating by various mechanisms (e.g. by electrostatic effects, steric effects, etc.).
  • the wetting and dispersion agents are organic polymers or organic copolymers having polar functional groups selected from amino groups; amide groups; carbamate groups; carbonate groups; acidic groups, preferably boric acid groups, boronic acid groups, carboxylic acid groups, sulfuric acid groups, sulfonic acid groups, phosphoric acid groups, phosphonic acid groups, and phosphinic acid groups; ester groups, preferably boric ester groups, boronic ester groups, carboxylic ester groups, sulfuric ester groups, sulfonic ester groups, phosphoric ester groups, phosphonic ester groups, and phosphinic ester groups; ether groups; hydroxy groups; keto groups; and urea groups; wherein the organic polymers or copolymers may be present as a conjugate, derivative and/or salt, preferably as a salt.
  • Preferred salts are ammonium salts, alkyl ammonium salts, alkylol ammonium salts, or alkaline metal salts such as preferably Li, Na, K and Rb salts.
  • the polar functional groups may be also referred to as pigment-affinic groups or as fi ller-aff inic groups.
  • the wetting and dispersion agent is used as a solution.
  • the wetting and dispersion agents are organic polymers or organic copolymers selected from acrylates; amides; carboxylic acids; and esters; wherein the organic polymers or copolymers may be present as a conjugate, derivative and/or salt, preferably as a salt; and wherein they may be further functionalized with one or more polar functional group as described above.
  • Preferred salts are ammonium salts, alkyl ammonium salts, alkylol ammonium salts, or alkaline metal salts such as preferably Li, Na, K and Rb salts.
  • the wetting and dispersion agent is used as a solution.
  • the wetting and dispersion agents may be present as a mixture, preferably as a mixture with a polysiloxane copolymer.
  • Preferred wetting and dispersing agents are commercially available from BYK-Chemie GmbH, Wesel, Germany.
  • Preferred wetting and dispersing agents are ANTI-TERRA-202, ANTI-TERRA-203, ANTI-TERRA-204, ANTI- TERRA-205, ANTI-TERRA-210, ANTI-TERRA-250, ANTI-TERRA-U, ANTI- TERRA-U 80, ANTI-TERRA-U 100, BYK-151 , BYK-153, BYK-154, BYK- 155/35, BYK-156, BYK-220 S, BYK-1160, BYK-1162, BYK-1165, BYK- 9076, BYK-9077, BYK-GO 8702, BYK-GO 8720, BYK-P 104, BYK-P 104 S, BYK-P 105, BYK-SYNERGIST 2100, BYK-SYNERGIST 2105, BYK-W 900, BYK-W 903, BYK-W
  • Preferred adhesion promoters are block copolymers, preferably high molecular weight block copolymers; copolymers with functional groups, preferably hydroxy-functional copolymers with acidic groups, styrene- ethylene/butylene-styrene block copolymer (SEBS) functionalized with maleic acid anhydride, carboxylated SEBS functionalized with maleic anhydride, SEBS functionalized with glycidyl methacrylate, polyolefin block copolymer functionalized with maleic acid anhydride, and ethylene octene copolymer functionalized with maleic anhydride; and polymers with functional groups, preferably polymers with acidic groups, and polypropylene functionalized with maleic anhydride.
  • the adhesion promoter is used as a solution.
  • Preferred adhesion promoters are commercially available from BYK- Chemie GmbH, Wesel, Germany.
  • Preferred adhesion promoters are BYK- 4500, BYK-4509, BYK-4510, BYK-4511 , BYK-4512, BYK-4513, SCONA TPKD 8102 PCC, SCONA TSIN 4013 GC, SCONA TSPOE 1002 GBLL, SCONA TPPP 2112 FA, SCONA TPPP 2112 GA, SCONA TPPP 8112 GA, SCONA TSKD 9103, SCONA TPPP 8112 FA, SCONA TPKD 8304 PCC, and SCONA TSPP 10213 GB.
  • Preferred polymer matrices are polymethyl methacrylate, polyvinylpyrrolidone, polycarbonate, polystyrene, polymethylpentene, and silicone.
  • a combination of two or more of the above-mentioned additives may be in the formulation.
  • the content of the additives in the formulation is from 0 % to ⁇ 10 % (w/w), preferably 0% to ⁇ 9 % (w/w), more preferably 0% to ⁇ 7.5 % (w/w), and most preferably 0% to ⁇ 5.0 (w/w), based on the total mass of the formulation.
  • the formulation may optionally comprise one or more further metal complexes, which may act as further metal oxide precursors.
  • a mixed optical metal oxide layer may be formed comprising a metal oxide obtained from the polyoxometalate compound and a further metal oxide obtained from the further metal oxide precursors.
  • the formulation comprises one, two, three, four or more further metal complexes in addition to the polyoxometalate compound, where preferably each of the further metal complexes contains ligands selected from inorganic ligands or organic ligands.
  • ligands selected from inorganic ligands or organic ligands.
  • Preferred inorganic ligands are halogenides, phosphoric acid, sulfonic acid, nitric acid and water, which are optionally deprotonated.
  • Preferred organic ligands are alcohols, carboxylic acids, cyanates, isocyanates, 1 ,3-diketones, beta-keto acids, beta-keto esters, organylphosphonic acids, organylsulfonic acids, oximes, hydroxamic acids, dihydroxy benzenes, hydroxybenzoic acids, dihydroxy benzoic acids, gallic acid, dihydroxynaphthalenes, anthracene diols, hydroxy-anthrones, anthracene triols, dithranols, halogenated hydrocarbons, aromatics, heteroaromatics, esters, catechols, coumarins and their derivatives, which are optionally deprotonated.
  • the mass ratio (w/w) between the polyoxometalate compound and the one or more further metal complexes in the formulation is in the range from 1 : 100 to 100: 1 , preferably from 1 : 10 to 10: 1 , and more preferably from 1 :5 to 5:1 .
  • the total content of the polyoxometalate compound and the further metal complexes contained in the formulation is in the range from 0.1 % to 50 % (w/w), preferably 0.5 % to 40 % (w/w), more preferably 1 % to 30 % (w/w), based on the total mass of the formulation.
  • the formulation is an ink formulation being suitable for inkjet printing.
  • Typical requirements for ink formulations are surface tensions in the range from 20 mN/m to 30 mN/m and viscosities in the range from 5 mPa s to 10 mPa s.
  • said formulation may preferably be provided onto a surface of a substrate by wet deposition process.
  • Said wet deposition process is drop casting, coating, or printing.
  • a more preferred coating method is spin coating, spray coating, slit coating, or slot-die coating.
  • a more preferred printing method is flexo printing, gravure printing, inkjet printing, EHD printing, offset printing, or screen printing.
  • Furthermore preferred printing method is spray coating and inkjet printing and the most preferred one is inkjet printing.
  • the formulation is applied onto a surface of a substrate by spin-coating or ink-jetting in step (a).
  • ink-jetting can preferably be used.
  • the formulation provided in step (a) of the method is an ink formulation being suitable for inkjet printing.
  • Typical requirements for ink formulations are surface tensions in the range from 20 mN/m to 30 mN/m and viscosities in the range from 5 mPa s to 10 mPa s.
  • the formulation needs to be deposited either as a homogeneous, dense and thin layer covering the entire surface of the substrate by a coating method or the formulation needs to be deposited locally in a structured manner, thus requiring for a printing method.
  • coating and printing methods require formulations to be formulated in an adequate manner to comply with the physico-chemical needs of the respective coating and printing method as well as to comply with certain needs regarding the surface of the substrate to be coated or printed.
  • the surface of the substrate is pre-treated by a surface cleaning process.
  • Preferred surface cleaning processes are silicon wafer cleaning processes such as described in W. Kern, The Evolution of Silicon Wafer Cleaning Technology, J. Electrochem. Soc., Vol. 137, 6, 1990, 1887-1892 and in New Process Technologies for Microelectronics, RCA Review 1970, 31 , 2, 185-454.
  • Such silicon wafer cleaning processes include wet cleaning process involving cleaning solvents (e.g. isopropanol (IPA)); wet etching processes involving hydrogen peroxide solutions (e.g.
  • the surface of the substrate can also be pre-treated by silanization or an atomic layer deposition (ALD) process.
  • the pre-treatment of the surface of the substrate serves to modify the hydrophobicity/hydrophi licity of the surface. This can improve the adhesion and filling characteristics of the optical metal oxide layer on the surface of the substrate.
  • a wet cleaning process involving cleaning solvents e.g. isopropanol (IPA)
  • IPA isopropanol
  • a wet etching process involving hydrogen peroxide solutions e.g. piranha solution, SC1 , and SC2
  • choline solutions e.g. HF
  • dry etching process involving chemical vapor etching, UV/ozone treatments or glow discharge techniques e.g. O2 plasma etching
  • a wet cleaning process involving cleaning solvents e.g. isopropanol (IPA)
  • IPA isopropanol
  • hydrogen peroxide solutions e.g. piranha solution, SC1 , and SC2
  • choline solutions e.g. piranha solution, SC1 , and SC2
  • the formulation, especially said metal oxy salt (material) precursor in the formulation is at least partly converted in step (b) on the surface of the substrate to a metal oxide to form a composite by exposure to thermal treatment.
  • Said composite is preferably a layered composite.
  • said solvent is usually removed in step (b).
  • Preferred thermal treatment includes exposure to elevated temperature from 50 to 300 °C, preferably it is from 80 to 250°C, more preferably from 100 to 200°C.
  • Thermal treatment is not limited to any specific thermal treatment methods or times. Depending on the type of substrate and formulation, a person skilled in the art is able to determine suitable thermal treatment methods
  • the formulation is converted in step (c) on the surface of the substrate to an optical metal oxide layer by prebaking (soft baking) at a temperature from 40 to 150 °C, preferably from 50 to 120 °C, more preferably from 60 to 100 °C; and then baking (hard baking, sintering or annealing) at a temperature from 150 to 600 °C, preferably from 250 to 550 °C, more preferably from 300 to 500 °C.
  • Pre-baking serves the purpose to remove volatile and low boiling components such as e.g. volatile and low boiling formulation media or additives from the drop casted, coated or printed films. Pre-baking is preferably carried out for a period of 1 to 10 minutes. After pre-baking, layers of substrate adhering films of metal oxide precursor or metal oxide precursor mixtures are obtained. The films may still comprise residual formulation media or additives.
  • pre-baking is omitted so that the formulation is converted in step (c) on the surface of the substrate to an optical metal oxide layer directly by baking (hard baking, sintering or annealing) at a temperature from 150 to 600 °C, preferably from 250 to 550 °C, more preferably from 300 to 500 °C.
  • Baking serves the purpose to convert the metal oxide precursor or metal oxide precursor mixture layers on the substrate into a metal oxide layer.
  • the final properties of the metal oxide layer may be adjusted by the baking treatment.
  • Baking is preferably carried out for a period of 1 to 300 minutes, preferably 1 to 60 minutes to achieve a refractive index (Rl) of > 1 .7, preferably > 1 .8, more preferably > 1 .9, even more preferably > 1 .9, most preferably > 2.0.
  • Rl refractive index
  • Pre-baking and baking may be carried out under ambient atmosphere or atmospheres with increased oxygen content in order to decompose unwanted organic components, which can lead to a lower activation energy when the composite is formed.
  • the substrate is a patterned substrate comprising topographical features on the surface thereof, and the layered composite, preferably it is an optical layer, forms a coating layer covering the surface of the substrate and filling said topographical features.
  • the topographical features are filled and levelled by said composition.
  • topographical features include, for example, gaps, grooves, trenches and vias. Topographical features may be distributed uniformly or non-uniform ly over the surface of the substrate. Preferably, they are arranged as an array or grating on the surface of the substrate. It is preferred that the topographical features have different lengths, widths, diameters as well as different aspect ratios. It is preferred that said topographical features have an aspect ratio of 1 :20 to 20:1 , more preferably 1 :10 to 10:1 . The aspect ratio is defined as width of structure to its height (or depth).
  • the depth of the topographical features is preferably in the range from 10 nm to 10 pm, more preferably 50 nm to 5 pm, and most preferably 100 nm to 1 pm. It is also preferred that the topographical features are inclined at a certain angle, such as an angle from 10 to 80°, preferably from 20 to 60°, more preferably from 30 to 50°, most preferably about 40°. Such inclined topographical features are also referred to as slanted or blazed topographical features.
  • topographical features may be also necessary to fill topographical features locally with optical metal oxide layer, either completely or to a certain level, but not to cover adjacent surfaces of the substrate, where no topographical features to be filled are available.
  • a post-treatment process is applied in step (c).
  • Said post-treatment is a post-treatment with a solvent, a heat treatment or a combination of the post-treatment with a solvent and the heat treatment according to the present invention.
  • said post-treatment process step (c) may stabilize optical layer/composite; prevent or reduce the issue of lowering the refractive index value of an obtained optical layer/composite during long time storage; remove a residue, e.g. sulfuric acid in case TiOSCU is used, left over on the optical layer/composition; and/or provide a cost-effective post treatment process.
  • said post-treatment with a solvent contains at least following step (Cs1 ) and optionally step (Cs2):
  • the solvent used for said post-treatment in step (c), (Cs1 ) is selected from one or more members of the group consisting of water, alcohols, esters, carboxylic acids and ammonium hydroxide.
  • alcohol of said solvent is selected from alcohols, more preferably it is methanol, Hydroxyacetone, 3, 3-dimethyl-2-butanol, ethanol amine, cyclopentanol, 1 , 3-dimethoxy-2-propanol, diethyleneglycol monohexyl ether, dipropyleneglycol monobutyl ether, or a combination of any of these from the viewpoint of leading more homogeneous, dense, crack-less and/or crack-free optical layer/composite and/or improved gap fill of nano-scaled cavities, trenches.
  • said solvent is an alcohol as described above.
  • the above mentioned selected solvents are particularly preferable one to be used in the formulation containing the material selected from one or more members of the group consisting of metal sulfates, metal phosphates, metal oxy sulfates, metal oxy phosphates, metal oxy chlorides, hydrated metal sulfates, hydrated metal phosphates, hydrated metal oxy sulfates, hydrated metal oxy phosphates and hydrated metal oxy chlorides, as a precursor of the present invention to show one or more of the above mentioned technical effects.
  • said step (Cs1 ) is made at room temperature, said temperature is preferably in the range from 5 to 35°C, more preferably from 10 to 30°C, even more preferably from 15 to 25°C to avoid immediate volatize of applied solvent, to avoid coagulation or viscosity increase of the applied solvent.
  • the combination of the metal oxy salt (the material) and said solvent leads a conversion of the metal oxy salt as a precursor without or less occurrence of the conversion related mechanical stress, e.g. volume shrinkage.
  • said heat treatment contains following step (Ch1 ):
  • step (b) is performed after step (a) and said step (c) is performed after step (b).
  • step (b) is performed after step (a) and said step (c) is performed before step (b) after step (a), and said posttreatment of the step (c) is a post-treatment with a solvent.
  • the method of the present invention further comprises the following step (d):
  • Step (d) removing a portion of said composite covering the top of the topographical features, thereby obtaining filled topographical features, wherein an overburden of the optical metal oxide layer on top of said topographical features is reduced, preferably to an overburden of between 0 to 100 nm, more preferably between 0 to 50, and most preferably between 0 to 20 nm.
  • Step (d) takes place after steps (a) to (b) of the method according to the present invention.
  • removing a portion of said optical metal oxide layer covering a top of the topography in step (c) is performed by using a surface cleaning process as described above.
  • Preferred surface cleaning processes are silicon wafer cleaning processes such as described in W. Kern, The Evolution of Silicon Wafer Cleaning Technology, J. Electrochem.
  • Such silicon wafer cleaning processes include wet-etching processes involving hydrogen peroxide solutions (e.g. piranha solution, SC1 , and SC2), choline solutions, or HF solutions; dry-etching processes involving chemical vapor etching, UV/ozone treatments or glow discharge techniques (e.g. O2 plasma etching); and mechanical processes involving brush scrubbing, fluid jet or ultrasonic techniques.
  • the substrate is preferably a substrate of an optical device.
  • Preferred substrates are made of inorganic or organic base materials, preferably inorganic base materials.
  • Preferred inorganic base materials contain materials selected from the list consisting of ceramics, glass, fused silica, sapphire, silicon, silicon nitride, quartz, and transparent polymers or resins.
  • the geometry of the substrate is not specifically limited, however, preferred are sheets or wafers.
  • step (a) of the method the formulation is applied onto a surface of a substrate, wherein said surface may be either a surface of a base material of the substrate or a surface of a layer of a material being different from the base material of the substrate, wherein such layer has been formed prior to applying said formulation.
  • sequences of different layers can be formed on top of one another.
  • Such layer stacks may be also structured, wherein such structures typically have dimensions in the nanometer scale, at least with respect to diameter, width and/or aspect ratio.
  • the present invention relates to a composite, preferably being a layered composite, preferably said layered composite is an optical layer, obtained or obtainable by the method of the present invention.
  • the composite comprises at least a metal oxide derived from the formulation and a metal oxy salt (the material) as a non-converted part of the formulation used in step (a) of the method.
  • said metal oxy salt is selected from metal oxide sulfate, metal oxide phosphate or metal oxide chloride, preferably said metal is a group 4 element of the periodic table, more preferably it is Ti or Zr. More preferably it is selected from the group consisting of Zirconium phosphate, Titanyl sulfate, Titanium oxychloride, Titanium oxy fluoride, Zirconium oxide sulfate, Zirconium oxychloride, Zirconium oxy fluoride and hydrates of any one of them.
  • said metal of the metal oxide is Ti or Zr. More preferably said metal oxide is selected from the group consisting of Titanium oxide, Zirconium oxide or a combination of these.
  • the present invention relates to an optical device comprising the composite of the present invention, which is preferably obtainable or obtained by the method of the present invention as described above.
  • the optical device is a display device selected from an augmented reality (AR) and/or virtual reality (VR) device.
  • AR augmented reality
  • VR virtual reality
  • said composite fills gap of said topographical features, more preferably said composite fills trench of the patterned substrate.
  • the present invention further relates to an optical device comprising the composite of the present invention, which is prepared by using the formulation according to the present invention as described above.
  • the optical device is an augmented reality (AR) and/or virtual reality (VR) device.
  • said composite fills gap of said topographical features, more preferably said composite fills trench of the patterned substrate.
  • the present invention relates to display device comprising at least one functional medium configured to modulate a light or configured to emit light; and the composite, or an optical device of the present invention.
  • Examples of said display device is selected from a Liquid crystal display (LCD), Light emitting diode display (LED display), organic light emitting display (OLED), micro LED display, quantum dot display (QLED), AR/VR display, plasma (PDP) display and an electroluminescent (ELD) display.
  • LCD Liquid crystal display
  • LED display Light emitting diode display
  • OLED organic light emitting display
  • QLED quantum dot display
  • AR/VR display AR/VR display
  • PDP plasma
  • ELD electroluminescent
  • Ellipsometry is used to determine layer thickness, refractive index (n) and absorption index (k) of a metal oxide layer. Measurements are performed using an ellipsometer M2000 from J. A. Woolam and three different angles of incidence (65°, 70 ° and 75°). The measurement data is analyzed with software CompleteEase from J. A. Woolam, assuming either full or almost nearly complete transparent behavior above a wavelength of 600 nm and applying B-spline fitting for obtaining refractive indices (n) as well as absorption indices (k). The optical constants are averaged from three to four measured samples each of them providing a different layer thickness either after soft bake or after hard bake or after combined soft and subsequent hard bake.
  • a precleaned substrate is loaded with 3 mL of solution consisting of 35wt% TiOSCU in water/PGME/ethyl methyl sulfone (30/60/10 wt.%) solvent blend or 35wt% TiOSCU in water/PGME/cyclohexanone (30/60/10 wt.%) solvent blend.
  • the substrate is then spin-coated at 2000 RPM for 25 sec.. Then the substrate is heated at 85°C for 5 min. followed by 5 minute hard-bake at 300°C. Then Film 1 prepared on the substrate is obtained. In the same manner, in total 6 films (Films 1 to 6) are obtained. Said films (Films 1 to 6) obtained in this preparation example are then used in the following examples to apply post-treatment.
  • Ethanol is deposited on Film 3 at the rate of 17pL/s during spin-coating at 600 RPM for 1 minute. All residual water is then removed by spin-coating at 2000 RPM for 25 sec. and then baked for 5 min. at 300°C. As described in Fig. 9, the refractive index of the obtained film stays stable after this posttreatment procedure for 2 days.
  • Ethanol is deposited on Film 4 and left soaking for 30 sec., followed by spin-coating at 2000 RPM for 25 sec. and then baked for 5 min. at 300°C.
  • the refractive index of the obtained film stays stable after this post-treatment procedure for 2 days. Same procedure is performed to other films obtained in the same manner as described in preparation example, also with other solvents, acetic acid and propylene carbonate and led to stability the film for 2 days.
  • a 4vol% solution of aqueous 28wt% NH4OH in PGME is deposited on the Film 5 at the rate of 17pL/s during spin-coating at 600 RPM for 1 minute. All residual water is then removed by spin-coating at 2000 RPM for 25 sec. and then baked for 5 min. at 300°C. As described in Fig.11 , the refractive index of the obtained film stays stable after this post-treatment procedure for at least 6 days.
  • TiOSCU *2H2O 25g of TiOSCU *2H2O is dissolved in 73g of deionized water containing 2g of 25%HNO3.
  • 20g of acidic solution of TiOSCU is mixed with 80g of PGME to afford the formulation for spin-coating onto plasma-cleaned quartz-wafer (02-plasma at 400Wfor 5min.), applying a spinning speed at WOOrpm for 30sec.
  • the wafer is based at 300°C for 5 min. to obtain Film 7 and it is stored under ambient atmosphere overnight, which resulted in moisture uptake by the layer.
  • stored Film 7 is annealed for a second time at 300°C for 5 min., which led to the recovery of the initially observed optical layer properties and the refractive index value remained constant as mentioned in Fig. 13.
  • TiOSO4*y(H2SO4)*z(2H2O) is dissolved in 73g of deionized water containing 2g of 25%HNO3.
  • 20g of acidic solution of TiOSCU is mixed with 80g of PGME to afford the formulation for spin-coating onto plasma-cleaned quartz-wafer (02-plasma at 400Wfor 5min.), applying a spinning speed at WOOrpm for 30sec.
  • WOOrpm WOOrpm
  • the wafer with the cured layer is placed on the chuck of a spin coater and the film coated area is overcoated with 1 ml of deionized water.
  • the water is allowed to interact with the cured layer for 1 min., after which the wafer is brought to spinning at a spinning rate of 3000 rpm for 30sec. to remove any liquid overcoat.
  • the cured layer on the wafer is subjected to a hard bake at 300°C for 5 min. to obtain Film 8.
  • the refractive index value remained constant as mentioned in Fig. 14.
  • Film A as a comparative example is fabricated in the same manner as described in Example 8 above except for “pudding process” is not applied. As mentioned in Fig. 14, the refractive index value of Film A is much lower than Film 8. We assume it is due to uptake of moisture.
  • TiOSCU *2H2O 175 g of TiOSCU *2H2O is dissolved in 325 g of deionized water. 6 g of this solution become mixed with 12 g of PGME and 2 g of cyclohexanone.
  • the obtained formulation is spin-coated onto plasma-cleaned quartz-wafer (Ch- plasma at 400W for 5min.), applying a spinning speed at 10OOrpm for 30sec. After coating, the wafer is subjected to a soft bake at 85°C for 5 min. and cured finally 300°C for 5 min to obtain Film 9.
  • Film 9 is spin rinsed at 600 rpm for 90sec. using water feed as described in example 1 , and finally annealed at 300°C for 5 min..
  • the refractive index value remained constant for at least 4 days as mentioned in Fig. 15.

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Abstract

The present invention relates to a method for preparing a composite.

Description

Formulation
Field of the invention
The present invention relates to a method for preparing composite containing a metal oxide obtained from a formulation, a composite obtained from the method, an optical device and a display device.
Background Art
Leading edge optical devices typically include optical gratings made from composite materials having a substrate as a support and complex and interlaced patterns thereon, the patterns being made up of different layers or stacks of layers. Usually, the creation of such complex and interlaced patterns demands for structuring processes, which become increasingly challenging with decreasing size of structural dimensions to be prepared.
In addition to a wide range of possible uses in various fields of application, such as in spectrometers or in optical storage systems (CD, DVD, etc.), diffractive gratings are the core components of so-called XR devices, mostly glasses. In this context, R stands for the term reality and X denotes different attributes such as, for example, virtual, augmented, mixed and so forth. Hence, diffractive gratings form part of the core of the so-called optical engine in XR devices, specifically in augmented reality and mixed reality glasses. Virtual reality glasses, when built as a head mounted display, are often composed of a conventional liquid crystal (LC) organic light emitting diode (OLED) display being embedded in the device, and thus do not necessarily require diffractive gratings. In contrast, augmented and mixed reality glasses are designed that way to enable consumers to obtain visual impressions of their environment, at its best as if they would not wear any glasses at all. However, they also make it possible to provide and serve digital information and to also project it into the field of vision of individuals. Additional digital information is gathered from recognizing and analyzing the environment, the individual inspects or takes a look currently at. In order to convey and project supporting digital information into the eyes of an individual, the augmented or mixed reality glasses are equipped with an information supply unit, which is coupled to an optical waveguide system that transports the optically coded supporting information through it directly to the lens of the glasses. Here, the information passes a diffractive grating which couples the incident light into the lens and splits it according to its angular information and its spectral bands by diffraction. After incoupling of the light, the lens serves as waveguide enabling transport of the light to and into the pupil of an individual. The location of light incoupling is independent of any preferred position and thus of the implication of technical needs. The direction of traversal of light within the lenses is determined by the diffractive grating diffracting or splitting the light. At certain positions in the lens, a second and a third diffractive grating serves for changing the direction of light traversal and thereby enforcing the light to be projected into pupil of the user. The light traversal in the glasses is accomplished by total internal reflection (TIR) of the light, thus bouncing several times between the glass interfaces until reaching another diffractive grating, which changes the internal TIR direction of the light (see Figure 2). The second and third grating are geometrically aligned in different directions with respect to the first and incoupling grating, e. g. by a certain angular distortion of the longitudinal axis, thus allowing to change the direction of propagation of totally internally reflected light. Needless to say, the lens itself or the material of which lenses are made of shall not be absorbing.
Otherwise, the supportive information never reaches the pupil of the user or only with strongly depleted light intensity. The process works regardless of the use of reflection or transmission gratings. Usually, the lenses are equipped with both types of gratings to properly guide the light. It should also be mentioned that there are differences in the optical performance of reflection and transmission gratings, which, however, are of no further interest in the context of the current invention. The basic structure of the gratings is very similar, which is more important at this point. Nevertheless, there are different designs and structures such as surface relief (SR) or volume phase holographic (VPH) gratings to achieve waveguide. Both types are very similar in appearance. In the simplest case, the gratings are somehow mounted onto the surface of a waveguiding material, here the lens. The grating itself is composed of an array of fine structures, mostly trenches of a first material type Material 01 with a refractive index Rl 01 , however, not limited thereto. The geometrical shape of the trenches may be manifold, from rectangular, over V-shaped trenches, U-shaped and there like. The width, including structures with different widths, the geometrical form of the trenches, their pitch as well as their depth, including different depths, are specially designed to influence the diffraction pattern of the incident light to be diffracted.
In case of VPH gratings, the trenches or structures of a first material type (Material 01 ) having a refractive index (Rl 01 ) are filled by a second material type (Material 02) having a refractive index (Rl 02), wherein Rl 02 is incrementally different from Rl 01 (see Figures 1 and 3). For the sake of completeness, it should be mentioned that Material 01 or Material 02 may be composed of a stack of structured layers, each containing a different material composition with different refractive index, stacked on top of each other, thereby forming Material 01 or Material 02 having an effective or graded refractive index Rl 01 or Rl 02, respectively. Incidentally, the (effective or graded) refractive indices Rl 01 and Rl 02 depend on the refractive index of the waveguide or the lens from which the glasses are made of. If a glass lens with high refractive index (n03 > 1 .46) is used, the (effective or graded) refractive indices of Material 01 and Material 02 are considered to be higher than that of the lens itself, whereby a Rl value of 2.0 can be reached and exceeded. Surface relief (SR) gratings may look similar and may also include a second type of material as a filler for the trenches, but the trenches can also be just air. High performance gratings, especially those of VPH-type, may be manufactured using standard lithography and deposition techniques known from micro-fabrication such as, for example, the manufacturing of integrated circuits.
Such standard techniques typically include physical vapor deposition (PVD) or chemical vapor deposition (CVD) processes and often suffer from incomplete gap filling due to unfavourable deposition and/or layer growth deposition properties including increased deposition and/or growth rates at corners and edges. Such incomplete gap filling results in the formation of voids within the structures to be filled by the PVD- and CVD-materials. In addition to the formation of voids, the surface of the substrate is covered by a PVD and/or CVD layer that is almost as thick as the maximum depth of the deepest structure to be filled by the deposited gap filling material (see Figures 4 and 5). In some applications, however, it may be necessary to expose the surface of the substrate so that it is available for further processing. As a consequence, undesired overburden layers from PVD or CVD need to be removed, for example by chemical mechanical planarization (CMP) without harming the original substrate surface underneath. Although CMP is very well established in the process of manufacturing integrated circuits, CMP is a time consuming and costly process and can be seen as a potential economic drawback for mass production of leading-edge optical devices, particularly the mass production of diffractive gratings. It would therefore be desirable to have a solution for an advanced and cost-efficient manufacturing of optical gratings where gap filling does not require CMP (see Figure 6).
For that reason, more cost-effective production technology allowing for lower cost of ownership is required. Summary of the invention
The inventors newly have found that there are still one or more of considerable problems for which improvement is desired, as listed below: providing a printable formulation for preparing an optical layer/composite containing a material which provide sufficiently high refractive indices after curing; providing a formulation for preparing an optical layer which enable to prepare a dense and crack-less or crack-free optical layer, enable to fill up of cavities, trenches or gaps after curing; providing a formulation for preparing an optical layer containing a precursor material of a high refractive index material, which enable to well disperses in the formulation; simpler and/or cost efficient method for preparing an optical layer/composite with using the formulation; realizing no or less occurrence of the mechanical stress, e.g. volume shrinkage, when provided formulation is converted to an optical layer/composite; a new process to stabilize optical layer/composite; a new process preventing or reducing lowering the refractive index value of an obtained optical layer/composite during long time storage; a new process to remove a residue, e.g. sulfuric acid in case TiOSCU is used, left over on the optical layer/composition; providing a cost-effective post treatment process.
The inventors aimed to solve one or more of the above-mentioned problems.
Then, the present inventors have surprisingly found that one or more of the above-described technical problems can be solved by the features as defined in the claims.
Namely, it is found a novel method for preparing a composite, preferably being a layered composite, more preferably it is an optical layer; comprising, essentially consisting of, or consisting of, at least the following steps (a) to (c), preferably in this sequence: (a) providing a formulation onto a surface of a substrate, preferably by wet deposition process, more preferably by spin-coating or ink-jetting, even more preferably by ink-jetting;
(b) applying a post bake to the formulation provided on the surface of the substrate to obtain a 1st composite; and
(c) applying a post-treatment to the 1st composite to obtain a composite as the final composite or applying a post-treatment to a partly or fully dried formulation obtained from step (a); wherein said formulation provided in step (a) contains at least a material selected from one or more members of the group consisting of metal sulfates, metal phosphates, metal oxy sulfates, metal oxy phosphates, metal oxy chlorides, hydrated metal sulfates, hydrated metal phosphates, hydrated metal oxy sulfates, hydrated metal oxy phosphates and hydrated metal oxy chlorides; and a solvent or a solvent blend; wherein said post-treatment is a post-treatment with a solvent, a heat treatment or a combination of the post-treatment with a solvent and the heat treatment.
In another aspect, the present invention further relates to the composite obtained or obtainable by the method of the present invention.
In another aspect, the present invention also relates to an optical device comprising the composite of the present invention, and a patterned substrate comprising topographical features on the surface thereof.
In another aspect, the present invention further relates to a display device comprising at least one functional medium configured to modulate a light or configured to emit light; and the composite of the present invention, or an optical device of the preset invention.
Technical effects of the invention
The present invention provides one or more of following effects; providing a printable formulation for preparing an optical layer/composite containing a material which provide sufficiently high refractive indices after curing; providing a formulation for preparing an optical layer which enable to prepare a dense and crack-less or crack-free optical layer, enable to fill up of cavities, trenches or gaps after curing; providing a formulation for preparing an optical layer containing a precursor material of a high refractive index material, which enable to well disperse in the formulation; simpler and/or cost efficient method for preparing an optical layer/composite with using the formulation; realizing no or less occurrence of the mechanical stress, e.g. volume shrinkage, when provided formulation is converted to an optical layer/composite; a new process to stabilize optical layer/composite; a new process preventing or reducing lowering the refractive index value of an obtained optical layer/composite during long time storage; a new process to remove a residue, e.g. sulfuric acid in case TiOSCU is used, left over on the optical layer/composition; providing a cost-effective post treatment process.
Preferred embodiments of the present invention are described hereinafter and in the dependent claims.
Brief description of the figures
Fig. 1 : Schematic cross-sectional view of a VPH grating with a Material 01 and a Material 02, wherein the refractive index IR 01 of Material 01 is incrementally different to the refractive index IR 02 of Material 02.
Fig. 2: Schematic cross-sectional view of a VPH grating enabling light diffraction (transmissive case) including propagation of diffracted light within waveguide (e.g. lens) by total internal reflection.
Fig. 3: Schematic cross-sectional view of a VPH grating providing gaps (trenches) to be filled with a high refractive index material (Material 02), wherein the refractive index of Material 02 is incrementally different form the refractive index of Material 01 flanking the gaps (trenches). Fig. 4: Schematic representation of PVD- or CVD-mediated gap filling process and removal of undesired overburden.
Fig. 5: Schematic representation of PVD- or CVD-mediated gap filling process creating and leaving voids within gaps and deposited layers.
Fig. 6: Schematic representation of gap filling process using formulations containing inventive metal complex or formulations thereof being converted to metal oxides.
Fig. 7: refractive index value of Film 1 of Example 1 at 520nm
Fig. 8: refractive index value of Film 2 of Example 2 at 520nm
Fig. 9: refractive index value of Film 3 of Example 3 at 520nm
Fig. 10: refractive index value of Film 4 of Example 4 at 520nm
Fig. 11: refractive index value of Film 5 of Example 5 at 520nm
Fig. 12: refractive index value of Film 6 of Example 6 at 520nm
Fig. 13: refractive index value of Film 7 of Example 7 at 520nm
Fig. 14: refractive index value of Film 8 of Example 8 at 520nm and refractive index value of Film A of comparative example 1 at 520nm Fig. 15: refractive index value of Film 9 of Example 9 at 520nm
List of reference signs
1 . Material 02 with Rl 02
2. Material 01 with Rl 01
3. Substrate (e.g. glass)
4. Diffraction of incident light represented by broad arrow
5. Total internal reflection of light (TIR)
6. Waveguide
7. Structured layer stack with gaps (trenches)
8. Substrate (e.g. glass or silicon)
9. Overburden of material (e.g. high refractive index material or high etch resistant material)
10. Material (e.g. high refractive index material or high etch resistant material) providing gap fill
11 . Voids 12. Formulation (e.g. ink) of high refractive index material (e.g. metal oxide precursor)
13. High refractive index material (e.g. metal oxide) providing gap fill with optional concave geometry
14. Overburden layer (optional)
15. Energy
Definition of the terms
In the context of the present invention, the term “formulation medium” or the plural term “formulation media” as used herein, denote one or more compounds serving as a solvent, suspending agent, carrier and/or matrix for the polyoxometalate compound and any other component included in the formulation. Formulation media are generally inert compounds that do not react with said polyoxometalate compounds and said other components. Formulation media may be liquid compounds, solid compounds or mixtures thereof. Typically, formulation media are organic compounds.
The term “surfactant” as used herein, refers to an additive that reduces the surface tension of a given formulation.
The term “wetting and dispersion agent” as used herein, refers to an additive hat increases the spreading and penetrating properties of a given formulation. In this way, the tendency of the molecules to adhere to each other is reduced.
The term “adhesion promoter” as used herein, refers to an additive that increases the adhesion of a given formulation.
The term “polymer matrix” as used herein, refers to an additive that acts as a macromolecular matrix for one or more components of a given formulation. The term “optical device” as used herein, relates to a device containing one or more optical components for forming a light beam including, but not limited to, gratings, lenses, prisms, mirrors, optical windows, filters, polarizing optics, UV and IR optics, and optical coatings. Preferred optical devices in the context of the present invention are augmented reality (AR) glasses and/or virtual reality (VR) glasses.
The term “display device” as used herein, is a kind of an optical device configured to output/present information in visual or tactile form. Examples are Liquid crystal display (LCD), Light emitting diode display (LED display), organic light emitting display (OLED), micro LED display, quantum dot display (QLED), AR/VR display, plasma (PDP) display, electroluminescent (ELD) display.
Detailed description of the invention
The present invention relates to a method for preparing a composite, preferably being a layered composite, more preferably it is an optical layer; comprising at least, essentially consisting of, or consisting of, the following steps (a) to (c), preferably in this sequence:
(a) providing a formulation onto a surface of a substrate, preferably by wet deposition process, more preferably by spin-coating or ink-jetting, even more preferably by ink-jetting;
(b) applying a post bake to the formulation provided on the surface of the substrate to obtain a 1st composite; and
(c) applying a post-treatment to the 1st composite to obtain a composite as the final composite or applying a post-treatment to a partly or fully dried formulation obtained from step (a); wherein said formulation provided in step (a) contains at least a material selected from one or more members of the group consisting of metal sulfates, metal phosphates, metal oxy sulfates, metal oxy phosphates, metal oxy chlorides, hydrated metal sulfates, hydrated metal phosphates, hydrated metal oxy sulfates, hydrated metal oxy phosphates and hydrated metal oxy chlorides; and a solvent or a solvent blend; wherein said post-treatment is a post-treatment with a solvent, a heat treatment or a combination of the post-treatment with a solvent and the heat treatment.
-Formulation
According to the present invention, the formulation provided in step (a) contains at least a material selected from one or more members of the group consisting of metal sulfates, metal phosphates, metal oxy sulfates, metal oxy phosphates, metal oxy chlorides, hydrated metal sulfates, hydrated metal phosphates, hydrated metal oxy sulfates, hydrated metal oxy phosphates and hydrated metal oxy chlorides and a solvent or a solvent blend.
-Material
In a preferable embodiment of the present invention, said metal of the material is a group 4 element of the periodic table, more preferably it is Ti or Zr. More preferably the material is selected from one or more members of the group consisting of Zirconium phosphate, Titanyl sulfate (Titanium oxysulfate), Titanium oxychloride, Titanium oxy fluoride, Zirconium oxysulfate, Zirconium oxychloride, Zirconium oxy fluoride and hydrates of any one of them.
In some embodiments of the present invention, the formulation may further contain another material selected from one or more members of the group consisting of metal sulfates, metal phosphates, metal oxy sulfates, metal oxy phosphates, metal oxy chlorides, hydrated metal sulfates, hydrated metal phosphates, hydrated metal oxy sulfates, hydrated metal oxy phosphates and hydrated metal oxy chlorides which is different from said material indicated above. Said another material can be selected from metal oxysulfate, metal oxy phosphate, metal oxychloride or a mixture of thereof, preferably it is selected from metal oxysulfate, metal oxy phosphate or metal oxychloride, preferably said metal of the material is a group 4 element of the periodic table, more preferably it is Ti or Zr. More preferably it is selected from the group consisting of Zirconium phosphate, Titanyl sulfate, Titanium oxychloride, Titanium oxy fluoride, Zirconium oxysulfate, Zirconium oxychloride, Zirconium oxy fluoride and hydrates of any one of them or a mixture of thereof.
Preferably, the total content of the material in the formulation is in the range from 0.1 % to 70 % (w/w), based on the total mass of the formulation, preferably it is from 1wt% to 50wt%, more preferably from 5 to 40wt%.
Here, when anhydrous metal oxy salt is used, the total content of anhydrous metal oxy salt in the formulation is preferably in the above- mentioned range.
It is believed that the material of the present invention provides high refractive index value when it is used in the formulation for preparing an optical layer, preferably it further realizes a lower parasitic absorption of an optical layer/composite made from the formulation.
It is also believed that said material of the present invention can be well dispersed or dissolved in a formulation and it is preferable for wet deposition process.
-Solvent
In a preferred embodiment of the present invention, the formulation in step (a) contains a solvent or a solvent blend. Preferably said formulation contains solvent blend. More preferably said solvent blend contains at least a water, alcohol and one selected from cyclohexanone, ethyl methyl sulfone or a mixture of cyclohexanone and ethyl methyl sulfone. Even more preferably, said solvent blend mainly consists of or consists of a water, alcohol and one selected from cyclohexanone, ethyl methyl sulfone or a mixture of cyclohexanone and ethyl methyl sulfone. For the sake of clarity, the term “mainly consisting of” means the solvent may contain an impurity or additive(s) at 5wt% or less.
It is believed that the printing, especially ink jetting of structures is considered as a highly cost-efficient production step. Thus, suitable solvents of the formulation for printing the structures or filling up of cavities and structures, is described here.
Formulations of metal oxides or printable metal oxides are usually composed of a solvent or a blend of solvents in which the respective precursor of a metal oxide is dissolved. However, in most cases, the high refractive index metal oxides are not soluble in formulations and unless suspension of metal oxide particles are not desirable to become used.
Thus, according to the present invention, said material is used as a precursor for a metal oxide layer (hereafter “metal oxide precursor”)in the formulation together with the solvent described above.
After printing, deposition and fill up of structures, at least a part of the materials as the metal oxide precursor need to become converted into the respective metal oxides by any known means know to the persons skilled in the art (thermally, photochemically, etc.).
-Additives
In some embodiments of the present invention, the formulation may optionally comprise one or more additives selected from surfactants, wetting and dispersion agents, adhesion promoters, and polymer matrices.
Preferred surfactants are surface active substances, which preferably include surface active metal oxides and/or surface-active organic compounds. Surface-active organic compounds may include nonionic surfactants, anionic surfactants, and ampholytic surfactants and they may be coordinating or non-coordinating.
Examples of nonionic surfactants include, polyoxyethylene alkyl ethers, such as polyoxyethylene lauryl ether, polyoxyethylene oleyl ether and 30 polyoxyethylene acetyl ether; polyoxyethylene fatty acid diester; polyoxyethylene fatty acid monoester; polyoxyethylene polyoxypropylene block polymer; acetylene alcohol; acetylene glycol; polyethoxylate of acetylene alcohol; acetylene glycol derivatives, such as polyethoxylate of acetylene glycol; fluorine-containing surfactants, for example, FLUORAD (trade name, manufactured by Sumitomo 3M Limited), MEGAFAC (trade name: manufactured by DIC Cooperation), SURFLON (trade name, 5 manufactured by Asahi Glass Co. Ltd ); or organosiloxane surfactants, for example, KP341 (trade name, manufactured by Shin-Etsu Chemical Co., Ltd.), and the like. Examples of said acetylene glycol include 3-methyl-1- butyne-3-ol, 3-methyl-1-pentyn-3-ol, 3,6-dimethyl-4-octyne-3,6-diol, 2,4, 7,9- tetramethyl- 5-decyne-4,7-diol, 3,5-dimethyl-1-hexyne-3-ol, 2,5- dimethyl-3- 10 hexyne-2,5-diol, 2,5-dimethyl-2,5-hexane- diol, and the like.
Examples of anionic surfactants include ammonium salt or organic amine salt of alkyl diphenyl ether disulfonic acid, ammonium salt or organic amine salt of alkyl diphenyl ether sulfonic acid, ammonium salt or organic amine 15 salt of alkyl benzene sulfonic acid, ammonium salt or organic amine salt of polyoxyethylene alkyl ether sulfuric acid, ammonium salt or organic amine salt of alkyl sulfuric acid, and the like.
Examples of amphoteric surfactants include 2-alkyl-N-carboxymethyl-N-20 hydroxyethyl imidazolium betaine, lauric acid amide propyl hydroxysulfone betaine, and the like.
Preferred surface-active metal oxides are selected from the list consisting of aluminum oxide, calcium oxide, silica, and zinc oxide. Such surface- active metal oxides are preferably present as fine powders, more preferably as nanoparticles, which are optionally surface treated.
Preferred surface-active organic compounds are surface-active non- polymeric compounds or surface-active polymeric organic compounds, wherein said surface-active non-polymeric compounds are preferably selected from the list consisting of alcohols, alkoxylates, aromatics, ketones, esters, modified urea, silanes, siloxanes and soap-based foam stabilizers, which are optionally functionalized and/or modified; and wherein said surface-active polymeric compounds are preferably selected from the list consisting of hydroxy polyesters, maleinate resins, polyacrylates, polyethers, polyester, polysilanes, silicone resins, and waxes, which are optionally functionalized and/or modified; and which are optionally present as copolymers. In a preferred embodiment, the surface-active organic compound is used as a solution.
Preferred silanes are polyether-modified silanes, polyester-modified silanes, and polyether-polyester-modified silanes. Preferred siloxanes are polyether-modified siloxanes, polyester-modified siloxanes, and polyether- polyester-modified siloxanes.
Preferred polyacrylates are modified polyacrylates, preferably silicone- modified polyacrylates, polyether macromer-modified polyacrylates, and silicone and polyether macromer-modified polyacrylates, which are optionally present as copolymers.
Preferred polysilanes are polyether-modified polysilanes (e.g. PEG-Silane 6-9), polyester-modified polysilanes, and polyether-polyester-modified polysilanes.
Preferred silicone resins are polyether-modified polysiloxanes, preferably polyether-modified polydialkylsiloxanes, more preferably polyether-modified polymethylalkylsiloxanes, and most preferably polyether-modified polydimethylsiloxanes and polyether-modified, hydroxy-functional polydimethylsiloxanes; polyester-modified polysiloxanes, preferably polydialkylsiloxanes, more preferably polyester-modified polymethylalkylsiloxanes, and most preferably polyester-modified polydimethylsiloxanes and polyester-modified, hydroxy-functional polydimethylsiloxanes; polyether-polyester-modified polysiloxanes, preferably polyether-polyester-modified polydialkylsiloxanes, more preferably polyether-polyester-modified polymethylalkylsiloxanes, and most preferably polyether-polyester-modified polydimethylsiloxanes and polyether-polyester-modified, hydroxy-functional polydimethylsiloxanes; epoxy functional polysiloxanes, preferably epoxy functional polydialkylsiloxanes, more preferably epoxy functional polymethylalkylsiloxanes, and most preferably epoxy functional polydimethylsiloxanes; acryl functional polysiloxanes, preferably acryl functional polydialkylsiloxanes, more preferably acryl functional polymethylalkylsiloxanes, and most preferably acryl functional polydimethylsiloxanes; polyether-modified, acryl functional polysiloxanes, preferably polyether-modified, acryl-functional polydialkylsiloxanes, more preferably polyether-modified, acryl-functional polymethylalkylsiloxanes, and most preferably polyether-modified, acryl-functional polydimethylsiloxanes; polyester-modified, acryl-functional polysiloxanes, preferably polyester-modified, acryl-functional polydialkylsiloxanes, more preferably polyester-modified, acryl-functional polymethylalkylsiloxanes, and most preferably polyester-modified, acryl-functional polydimethylsiloxanes; and aralkyl-modified polysiloxanes, preferably aralkyl-modified polydialkylsiloxanes, more preferably aralkyl-modified polymethylalkylsiloxanes, and most preferably aralkyl-modified polydimethylsiloxanes; which are optionally present as copolymers.
Preferred surfactants are commercially available from BYK-Chemie GmbH, Wesel, Germany and offered as surface additives. Preferred surfactants are DISPERBYK (hereafter “BYK”) surfactants selected from BYK-300, BYK- 301 , BYK-302, BYK-306, BYK-307, BYK-310, BYK-313, BYK-315 N, BYK- 320, BYK-322, BYK-323, BYK-325 N, BYK-326, BYK-327, BYK-329, BYK- 330, BYK-331 , BYK-332, BYK-333, BYK-342, BYK-345, BYK-346, BYK- 347, BYK-348, BYK-349, BYK-350, BYK-352, BYK-354, BYK-355, BYK- 356, BYK-358 N, BYK-359, BYK-360 P, BYK-361 N, BYK-364 P, BYK-366 P, BYK-368 P, BYK 370, BYK 375, BYK-377, BYK-378, BYK-381 , BYK- 390, BYK-392, BYK-394, BYK-399, BYK-2616, BYK-3400, BYK-3410, BYK-3420, BYK-3450, BYK-3451 , BYK-3455, BYK-3456, BYK-3480, BYK- 3481 , BYK-3499, BYK-3550, BYK-3560, BYK-3565, BYK-3566, BYK-3750, BYK-3751 , BYK-3752, BYK-3753, BYK-3754, BYK-3760, BYK-3761 , BYK- 3762, BYK-3763, BYK-3764, BYK-3770, BYK-3771 , BYK-3780, BYK-3900 P, BYK 3902 P, BYK-3931 P, BYK 3932 P, BYK-3933 P, BYK-8020, BYK- 8070, BYK-9890, BYK-DYNWET 800, BYK-S 706, BYK-S 732, BYK-S 740, BYK-S 750 N, BYK-S 760, BYK-S 780, BYK-S 782, BYK-SILCELAN 3700, BYK-SILCLEAN 3701 , BYK-SILCLEAN 3710, BYK-SILCLEAN 3720, BYK- UV 3500, BYK-UV 3505, BYK-UV 3510, BYK-UV 3530, BYK-UV 3535, BYK-UV 3570, BYK-UV 3575, BYK-UV 3576; BYKETOL series such as BYKETOL-AQ, BYKETOL-OK, BYKETOL-PC, BYKETOL-SPECIAL, BYKETOL-WA, NANOBYK series such as NANOBYK-3603, NANOBYK- 3605, NANOBYK-3620, NANOBYK-3650, NANOBYK-3652, and NANOBYK-3822.
The wetting and dispersion agents used in the present invention are additives, which provide both wetting and/or stabilizing effects for formulations containing fine solid particles. They result in a fine and homogenous distribution of solid particles in a formulation media, preferably liquid formulation media, and ensure long-term stability of such systems. The formulation media may comprise water and the entire range of organic solvents of varying polarity. Moreover, they result in an improved wetting of solids and prevent particles from flocculating by various mechanisms (e.g. by electrostatic effects, steric effects, etc.). Preferably, the wetting and dispersion agents are organic polymers or organic copolymers having polar functional groups selected from amino groups; amide groups; carbamate groups; carbonate groups; acidic groups, preferably boric acid groups, boronic acid groups, carboxylic acid groups, sulfuric acid groups, sulfonic acid groups, phosphoric acid groups, phosphonic acid groups, and phosphinic acid groups; ester groups, preferably boric ester groups, boronic ester groups, carboxylic ester groups, sulfuric ester groups, sulfonic ester groups, phosphoric ester groups, phosphonic ester groups, and phosphinic ester groups; ether groups; hydroxy groups; keto groups; and urea groups; wherein the organic polymers or copolymers may be present as a conjugate, derivative and/or salt, preferably as a salt. Preferred salts are ammonium salts, alkyl ammonium salts, alkylol ammonium salts, or alkaline metal salts such as preferably Li, Na, K and Rb salts. The polar functional groups may be also referred to as pigment-affinic groups or as fi ller-aff inic groups. In a preferred embodiment, the wetting and dispersion agent is used as a solution.
More preferably, the wetting and dispersion agents are organic polymers or organic copolymers selected from acrylates; amides; carboxylic acids; and esters; wherein the organic polymers or copolymers may be present as a conjugate, derivative and/or salt, preferably as a salt; and wherein they may be further functionalized with one or more polar functional group as described above. Preferred salts are ammonium salts, alkyl ammonium salts, alkylol ammonium salts, or alkaline metal salts such as preferably Li, Na, K and Rb salts. In a preferred embodiment, the wetting and dispersion agent is used as a solution.
The wetting and dispersion agents may be present as a mixture, preferably as a mixture with a polysiloxane copolymer. Preferred wetting and dispersing agents are commercially available from BYK-Chemie GmbH, Wesel, Germany. Preferred wetting and dispersing agents are ANTI-TERRA-202, ANTI-TERRA-203, ANTI-TERRA-204, ANTI- TERRA-205, ANTI-TERRA-210, ANTI-TERRA-250, ANTI-TERRA-U, ANTI- TERRA-U 80, ANTI-TERRA-U 100, BYK-151 , BYK-153, BYK-154, BYK- 155/35, BYK-156, BYK-220 S, BYK-1160, BYK-1162, BYK-1165, BYK- 9076, BYK-9077, BYK-GO 8702, BYK-GO 8720, BYK-P 104, BYK-P 104 S, BYK-P 105, BYK-SYNERGIST 2100, BYK-SYNERGIST 2105, BYK-W 900, BYK-W 903, BYK-W 907, BYK-W 908, BYK-W 909, BYK-W 940, BYK-W 961 , BYK-W 966, BYK-W 969, BYK-W 972, BYK-W 974, BYK-W 980, BYK- W 985, BYK-W 995, BYK-W 996, BYK-W 9010, BYK-W 9011 , BYK-W 9012, BYKJET-9131 , BYKJET-9132, BYKJET-9133, BYKJET-9142, BYKJET-9150, BYKJET-9151 , BYKJET-9152, BYKJET-9170, BYKJET- 9171 , BYKUMEN, DISPERBYK, DISPERBYK-101 N, DISPERBYK-102, DISPERBYK-103, DISPERBYK-106, DISPERBYK-107, DISPERBYK-108, DISPERBYK-109, DISPERBYK- 110, DISPERBYK- 111 , DISPERBYK- 115, DISPERBYK- 118, DISPERBYK-130, DISPERBYK-140, DISPERBYK-142, DISPERBYK-145, DISPERBYK-161 , DISPERBYK-162, DISPERBYK-162 TF, DISPERBYK-163, DISPERBYK-163 TF, DISPERBYK-164, DISPERBYK-165, DISPERBYK-166, DISPERBYK-167, DISPERBYK-167 TF, DISPERBYK-168, DISPERBYK-168 TF, DISPERBYK-169, DISPERBYK-170, DISPERBYK-171 , DISPERBYK-174, DISPERBYK-180, DISPERBYK-181 , DISPERBYK-182, DISPERBYK-184, DISPERBYK-185, DISPERBYK-187, DISPERBYK-190, DISPERBYK-190 BF, DISPERBYK- 191 , DISPERBYK-192, DISPERBYK-193, DISPERBYK-194 N, DISPERBYK-199, DISPERBYK-199 BF, DISPERBYK-2000, DISPERBYK- 2001 , DISPERBYK-2008, DISPERBYK-2009, DISPERBYK-2010, DISPERBYK-2012, DISPERBYK-2013, DISPERBYK-2014, DISPERBYK- 2015, DISPERBYK-2015 BF, DISPERBYK-2018, DISPERBYK-2019, DISPERBYK-2022, DISPERBYK-2023, DISPERBYK-2025, DISPERBYK- 2026, DISPERBYK-2030, DISPERBYK-2050, DISPERBYK-2055, DISPERBYK-2059, DISPERBYK-2060, DISPERBYK-2061 , DISPERBYK- 2062, DISPERBYK-2070, DISPERBYK-2080, DISPERBYK-2081 , DISPERBYK-2096, DISPERBYK-2117, DISPERBYK-2118, DISPERBYK- 2150, DISPERBYK-2151 , DISPERBYK-2152, DISPERBYK-2155, DISPERBYK-2155 TF, DISPERBYK-2157, DISPERBYK-2158, DISPERBYK-2159, DISPERBYK-2163, DISPERBYK-2163 TF, DISPERBYK-2164, DISPERBYK-2190, DISPERBYK-2200, DISPERBYK- 2205, DISPERBYK-2290, DISPERBYK-2291 , DISPERPLAST-1142, DISPERPLAST-1148, DISPERPLAST-1150, DISPERPLAST-1180, DISPERPLAST-I, and DISPERPLAST-P.
Preferred adhesion promoters are block copolymers, preferably high molecular weight block copolymers; copolymers with functional groups, preferably hydroxy-functional copolymers with acidic groups, styrene- ethylene/butylene-styrene block copolymer (SEBS) functionalized with maleic acid anhydride, carboxylated SEBS functionalized with maleic anhydride, SEBS functionalized with glycidyl methacrylate, polyolefin block copolymer functionalized with maleic acid anhydride, and ethylene octene copolymer functionalized with maleic anhydride; and polymers with functional groups, preferably polymers with acidic groups, and polypropylene functionalized with maleic anhydride. In a preferred embodiment, the adhesion promoter is used as a solution.
Preferred adhesion promoters are commercially available from BYK- Chemie GmbH, Wesel, Germany. Preferred adhesion promoters are BYK- 4500, BYK-4509, BYK-4510, BYK-4511 , BYK-4512, BYK-4513, SCONA TPKD 8102 PCC, SCONA TSIN 4013 GC, SCONA TSPOE 1002 GBLL, SCONA TPPP 2112 FA, SCONA TPPP 2112 GA, SCONA TPPP 8112 GA, SCONA TSKD 9103, SCONA TPPP 8112 FA, SCONA TPKD 8304 PCC, and SCONA TSPP 10213 GB. Preferred polymer matrices are polymethyl methacrylate, polyvinylpyrrolidone, polycarbonate, polystyrene, polymethylpentene, and silicone.
A combination of two or more of the above-mentioned additives may be in the formulation.
In a preferred embodiment of the present invention, the content of the additives in the formulation is from 0 % to < 10 % (w/w), preferably 0% to < 9 % (w/w), more preferably 0% to < 7.5 % (w/w), and most preferably 0% to < 5.0 (w/w), based on the total mass of the formulation.
In some embodiments of the present invention, the formulation may optionally comprise one or more further metal complexes, which may act as further metal oxide precursors. In such case, a mixed optical metal oxide layer may be formed comprising a metal oxide obtained from the polyoxometalate compound and a further metal oxide obtained from the further metal oxide precursors.
In a preferred embodiment of the present invention, the formulation comprises one, two, three, four or more further metal complexes in addition to the polyoxometalate compound, where preferably each of the further metal complexes contains ligands selected from inorganic ligands or organic ligands. Preferred inorganic ligands are halogenides, phosphoric acid, sulfonic acid, nitric acid and water, which are optionally deprotonated. Preferred organic ligands are alcohols, carboxylic acids, cyanates, isocyanates, 1 ,3-diketones, beta-keto acids, beta-keto esters, organylphosphonic acids, organylsulfonic acids, oximes, hydroxamic acids, dihydroxy benzenes, hydroxybenzoic acids, dihydroxy benzoic acids, gallic acid, dihydroxynaphthalenes, anthracene diols, hydroxy-anthrones, anthracene triols, dithranols, halogenated hydrocarbons, aromatics, heteroaromatics, esters, catechols, coumarins and their derivatives, which are optionally deprotonated.
The presence of such further metal complexes allows to adjust certain properties of the optical metal oxide layer prepared therefrom such as e.g. material hardness, shrinkage, refractive index, transparency, absorbance, and haze suppression.
Preferably, the mass ratio (w/w) between the polyoxometalate compound and the one or more further metal complexes in the formulation is in the range from 1 : 100 to 100: 1 , preferably from 1 : 10 to 10: 1 , and more preferably from 1 :5 to 5:1 .
It is preferred that the total content of the polyoxometalate compound and the further metal complexes contained in the formulation is in the range from 0.1 % to 50 % (w/w), preferably 0.5 % to 40 % (w/w), more preferably 1 % to 30 % (w/w), based on the total mass of the formulation.
In a preferred embodiment of the present invention, the formulation is an ink formulation being suitable for inkjet printing. Typical requirements for ink formulations are surface tensions in the range from 20 mN/m to 30 mN/m and viscosities in the range from 5 mPa s to 10 mPa s.
-Step (a)
According to the present invention, said formulation may preferably be provided onto a surface of a substrate by wet deposition process. Said wet deposition process is drop casting, coating, or printing. A more preferred coating method is spin coating, spray coating, slit coating, or slot-die coating. A more preferred printing method is flexo printing, gravure printing, inkjet printing, EHD printing, offset printing, or screen printing. Furthermore preferred printing method is spray coating and inkjet printing and the most preferred one is inkjet printing.
Thus, in a preferred embodiment, the formulation is applied onto a surface of a substrate by spin-coating or ink-jetting in step (a). From a viewpoint of cost effective, ink-jetting can preferably be used.
In a preferred embodiment of the present invention, the formulation provided in step (a) of the method is an ink formulation being suitable for inkjet printing. Typical requirements for ink formulations are surface tensions in the range from 20 mN/m to 30 mN/m and viscosities in the range from 5 mPa s to 10 mPa s.
Depending on the specific problem to be solved, the formulation needs to be deposited either as a homogeneous, dense and thin layer covering the entire surface of the substrate by a coating method or the formulation needs to be deposited locally in a structured manner, thus requiring for a printing method. Both, coating and printing methods require formulations to be formulated in an adequate manner to comply with the physico-chemical needs of the respective coating and printing method as well as to comply with certain needs regarding the surface of the substrate to be coated or printed.
In a preferred embodiment of the method of the present invention, the surface of the substrate is pre-treated by a surface cleaning process. Preferred surface cleaning processes are silicon wafer cleaning processes such as described in W. Kern, The Evolution of Silicon Wafer Cleaning Technology, J. Electrochem. Soc., Vol. 137, 6, 1990, 1887-1892 and in New Process Technologies for Microelectronics, RCA Review 1970, 31 , 2, 185-454. Such silicon wafer cleaning processes include wet cleaning process involving cleaning solvents (e.g. isopropanol (IPA)); wet etching processes involving hydrogen peroxide solutions (e.g. piranha solution, SC1 , and SC2), choline solutions, or HF solutions; dry etching processes involving chemical vapor etching, UV/ozone treatments or glow discharge techniques (e.g. O2 plasma etching); and mechanical processes involving brush scrubbing, fluid jet or ultrasonic techniques (sonification). The surface of the substrate can also be pre-treated by silanization or an atomic layer deposition (ALD) process. The pre-treatment of the surface of the substrate serves to modify the hydrophobicity/hydrophi licity of the surface. This can improve the adhesion and filling characteristics of the optical metal oxide layer on the surface of the substrate.
In a more preferred embodiment, a wet cleaning process involving cleaning solvents (e.g. isopropanol (IPA)) is combined with one or more of a wet etching process involving hydrogen peroxide solutions (e.g. piranha solution, SC1 , and SC2), choline solutions, or HF solutions; dry etching process involving chemical vapor etching, UV/ozone treatments or glow discharge techniques (e.g. O2 plasma etching); and mechanical process involving brush scrubbing, fluid jet or ultrasonic techniques (sonification).
In a most preferred embodiment, a wet cleaning process involving cleaning solvents (e.g. isopropanol (IPA)) is combined with a mechanical process involving brush scrubbing, fluid jet or ultrasonic techniques (sonification) and with a wet etching process involving hydrogen peroxide solutions (e.g. piranha solution, SC1 , and SC2), choline solutions, or HF solutions;
-Step (b)
It is believed that the formulation, especially said metal oxy salt (material) precursor in the formulation is at least partly converted in step (b) on the surface of the substrate to a metal oxide to form a composite by exposure to thermal treatment. Said composite is preferably a layered composite. And said solvent is usually removed in step (b). Preferred thermal treatment includes exposure to elevated temperature from 50 to 300 °C, preferably it is from 80 to 250°C, more preferably from 100 to 200°C.
Thermal treatment is not limited to any specific thermal treatment methods or times. Depending on the type of substrate and formulation, a person skilled in the art is able to determine suitable thermal treatment methods
In some embodiments of the method for preparing an optical metal oxide layer according to the present invention, the formulation is converted in step (c) on the surface of the substrate to an optical metal oxide layer by prebaking (soft baking) at a temperature from 40 to 150 °C, preferably from 50 to 120 °C, more preferably from 60 to 100 °C; and then baking (hard baking, sintering or annealing) at a temperature from 150 to 600 °C, preferably from 250 to 550 °C, more preferably from 300 to 500 °C.
Pre-baking (soft baking) serves the purpose to remove volatile and low boiling components such as e.g. volatile and low boiling formulation media or additives from the drop casted, coated or printed films. Pre-baking is preferably carried out for a period of 1 to 10 minutes. After pre-baking, layers of substrate adhering films of metal oxide precursor or metal oxide precursor mixtures are obtained. The films may still comprise residual formulation media or additives.
In an alternative preferred embodiment of the method for preparing an optical metal oxide layer according to the present invention, pre-baking is omitted so that the formulation is converted in step (c) on the surface of the substrate to an optical metal oxide layer directly by baking (hard baking, sintering or annealing) at a temperature from 150 to 600 °C, preferably from 250 to 550 °C, more preferably from 300 to 500 °C. Baking (hard baking, sintering or annealing) serves the purpose to convert the metal oxide precursor or metal oxide precursor mixture layers on the substrate into a metal oxide layer. Moreover, the final properties of the metal oxide layer may be adjusted by the baking treatment. Baking is preferably carried out for a period of 1 to 300 minutes, preferably 1 to 60 minutes to achieve a refractive index (Rl) of > 1 .7, preferably > 1 .8, more preferably > 1 .9, even more preferably > 1 .9, most preferably > 2.0.
Pre-baking and baking may be carried out under ambient atmosphere or atmospheres with increased oxygen content in order to decompose unwanted organic components, which can lead to a lower activation energy when the composite is formed.
In a preferred embodiment of the method of present invention, the substrate is a patterned substrate comprising topographical features on the surface thereof, and the layered composite, preferably it is an optical layer, forms a coating layer covering the surface of the substrate and filling said topographical features. As a result, the topographical features are filled and levelled by said composition.
Preferred topographical features include, for example, gaps, grooves, trenches and vias. Topographical features may be distributed uniformly or non-uniform ly over the surface of the substrate. Preferably, they are arranged as an array or grating on the surface of the substrate. It is preferred that the topographical features have different lengths, widths, diameters as well as different aspect ratios. It is preferred that said topographical features have an aspect ratio of 1 :20 to 20:1 , more preferably 1 :10 to 10:1 . The aspect ratio is defined as width of structure to its height (or depth). From the viewpoint of dimension, the depth of the topographical features is preferably in the range from 10 nm to 10 pm, more preferably 50 nm to 5 pm, and most preferably 100 nm to 1 pm. It is also preferred that the topographical features are inclined at a certain angle, such as an angle from 10 to 80°, preferably from 20 to 60°, more preferably from 30 to 50°, most preferably about 40°. Such inclined topographical features are also referred to as slanted or blazed topographical features.
It may be also necessary to fill topographical features locally with optical metal oxide layer, either completely or to a certain level, but not to cover adjacent surfaces of the substrate, where no topographical features to be filled are available.
-Step (C)
According to the present invention, a post-treatment process is applied in step (c). Said post-treatment is a post-treatment with a solvent, a heat treatment or a combination of the post-treatment with a solvent and the heat treatment according to the present invention.
It is believed that said post-treatment process step (c) may stabilize optical layer/composite; prevent or reduce the issue of lowering the refractive index value of an obtained optical layer/composite during long time storage; remove a residue, e.g. sulfuric acid in case TiOSCU is used, left over on the optical layer/composition; and/or provide a cost-effective post treatment process.
In a preferred embodiment of the present invention, said post-treatment with a solvent contains at least following step (Cs1 ) and optionally step (Cs2):
(Cs1 ) applying the solvent to the 1st composite or dipping the 1st composite with or without the substrate in the solvent, preferably applying the solvent to the 1st composite by printing, preferably by spin-coating or ink-jetting; optionally (Cs2) removing the solvent by spin-drying, air blow, head drying such as drying hot-air drying, infrared drying, hot-plate drying; preferably the solvent is removed by spin-drying. Sufficient temperature to remove the solvent is applied in case head drying is applied.
In a preferred embodiment of the present invention, the solvent used for said post-treatment in step (c), (Cs1 ) is selected from one or more members of the group consisting of water, alcohols, esters, carboxylic acids and ammonium hydroxide.
Thus, in a preferred embodiment of the present invention, alcohol of said solvent is selected from alcohols, more preferably it is methanol, Hydroxyacetone, 3, 3-dimethyl-2-butanol, ethanol amine, cyclopentanol, 1 , 3-dimethoxy-2-propanol, diethyleneglycol monohexyl ether, dipropyleneglycol monobutyl ether, or a combination of any of these from the viewpoint of leading more homogeneous, dense, crack-less and/or crack-free optical layer/composite and/or improved gap fill of nano-scaled cavities, trenches. Preferably said solvent is an alcohol as described above.
Even more preferably, Hydroxyacetone, ethanol amine, cyclopentanol, 1 , 3- dimethoxy-2-propanol or a combination of any of these, furthermore preferably Hydroxyacetone or 1 , 3-dimethoxy-2-propanol from the above- mentioned viewpoint. It is believed the above mentioned selected solvents are particularly preferable one to be used in the formulation containing the material selected from one or more members of the group consisting of metal sulfates, metal phosphates, metal oxy sulfates, metal oxy phosphates, metal oxy chlorides, hydrated metal sulfates, hydrated metal phosphates, hydrated metal oxy sulfates, hydrated metal oxy phosphates and hydrated metal oxy chlorides, as a precursor of the present invention to show one or more of the above mentioned technical effects.
In a preferred embodiment, said step (Cs1 ) is made at room temperature, said temperature is preferably in the range from 5 to 35°C, more preferably from 10 to 30°C, even more preferably from 15 to 25°C to avoid immediate volatize of applied solvent, to avoid coagulation or viscosity increase of the applied solvent.
It is believed that the combination of the metal oxy salt (the material) and said solvent leads a conversion of the metal oxy salt as a precursor without or less occurrence of the conversion related mechanical stress, e.g. volume shrinkage.
In a preferred embodiment of the present invention, said heat treatment contains following step (Ch1 ):
(Ch1 ) baking the 1st composite at the temperature in the range from 150 to 600°C, preferably in the range from 160 to 400°C, more preferably from 180 to 320°C. Preferably for the time in the range from 30 sec to 1 h, more preferably from 1 min to 20m in, even more preferably from 2 to 10m in.
In one preferred embodiment, said step (b) is performed after step (a) and said step (c) is performed after step (b).
In another preferred embodiment, said step (b) is performed after step (a) and said step (c) is performed before step (b) after step (a), and said posttreatment of the step (c) is a post-treatment with a solvent.
Hence, it is preferred that the method of the present invention further comprises the following step (d):
(d) removing a portion of said composite covering the top of the topographical features, thereby obtaining filled topographical features, wherein an overburden of the optical metal oxide layer on top of said topographical features is reduced, preferably to an overburden of between 0 to 100 nm, more preferably between 0 to 50, and most preferably between 0 to 20 nm. Step (d) takes place after steps (a) to (b) of the method according to the present invention. Preferably, removing a portion of said optical metal oxide layer covering a top of the topography in step (c) is performed by using a surface cleaning process as described above. Preferred surface cleaning processes are silicon wafer cleaning processes such as described in W. Kern, The Evolution of Silicon Wafer Cleaning Technology, J. Electrochem. Soc., Vol. 137, 6, 1990, 1887-1892 and in New Process Technologies for Microelectronics, RCA Review 1970, 31 , 2, 185-454. Such silicon wafer cleaning processes include wet-etching processes involving hydrogen peroxide solutions (e.g. piranha solution, SC1 , and SC2), choline solutions, or HF solutions; dry-etching processes involving chemical vapor etching, UV/ozone treatments or glow discharge techniques (e.g. O2 plasma etching); and mechanical processes involving brush scrubbing, fluid jet or ultrasonic techniques.
The substrate is preferably a substrate of an optical device. Preferred substrates are made of inorganic or organic base materials, preferably inorganic base materials. Preferred inorganic base materials contain materials selected from the list consisting of ceramics, glass, fused silica, sapphire, silicon, silicon nitride, quartz, and transparent polymers or resins. The geometry of the substrate is not specifically limited, however, preferred are sheets or wafers.
In step (a) of the method, the formulation is applied onto a surface of a substrate, wherein said surface may be either a surface of a base material of the substrate or a surface of a layer of a material being different from the base material of the substrate, wherein such layer has been formed prior to applying said formulation.
In this way, sequences of different layers (layer stacks) can be formed on top of one another. Such layer stacks may be also structured, wherein such structures typically have dimensions in the nanometer scale, at least with respect to diameter, width and/or aspect ratio.
- Composite
In another aspect, the present invention relates to a composite, preferably being a layered composite, preferably said layered composite is an optical layer, obtained or obtainable by the method of the present invention.
In a preferred embodiment of the present invention, the composite comprises at least a metal oxide derived from the formulation and a metal oxy salt (the material) as a non-converted part of the formulation used in step (a) of the method.
As indicated in the section of the material above, preferably said metal oxy salt (the material) is selected from metal oxide sulfate, metal oxide phosphate or metal oxide chloride, preferably said metal is a group 4 element of the periodic table, more preferably it is Ti or Zr. More preferably it is selected from the group consisting of Zirconium phosphate, Titanyl sulfate, Titanium oxychloride, Titanium oxy fluoride, Zirconium oxide sulfate, Zirconium oxychloride, Zirconium oxy fluoride and hydrates of any one of them.
Thus, preferably said metal of the metal oxide is Ti or Zr. More preferably said metal oxide is selected from the group consisting of Titanium oxide, Zirconium oxide or a combination of these.
- Optical device
The present invention relates to an optical device comprising the composite of the present invention, which is preferably obtainable or obtained by the method of the present invention as described above. It is preferred that the optical device is a display device selected from an augmented reality (AR) and/or virtual reality (VR) device. Preferably said composite fills gap of said topographical features, more preferably said composite fills trench of the patterned substrate. The present invention further relates to an optical device comprising the composite of the present invention, which is prepared by using the formulation according to the present invention as described above. It is preferred that the optical device is an augmented reality (AR) and/or virtual reality (VR) device. Preferably said composite fills gap of said topographical features, more preferably said composite fills trench of the patterned substrate.
- Display device
Finally, the present invention relates to display device comprising at least one functional medium configured to modulate a light or configured to emit light; and the composite, or an optical device of the present invention.
Examples of said display device is selected from a Liquid crystal display (LCD), Light emitting diode display (LED display), organic light emitting display (OLED), micro LED display, quantum dot display (QLED), AR/VR display, plasma (PDP) display and an electroluminescent (ELD) display.
The present invention is further illustrated by the examples following hereinafter which shall in no way be construed as limiting. The skilled person will acknowledge that various modifications, additions and alternations may be made to the invention without departing from the spirit and scope of the invention as defined in the appended claims.
Examples
-Analytics and measurement methods
Ellipsometry is used to determine layer thickness, refractive index (n) and absorption index (k) of a metal oxide layer. Measurements are performed using an ellipsometer M2000 from J. A. Woolam and three different angles of incidence (65°, 70 ° and 75°). The measurement data is analyzed with software CompleteEase from J. A. Woolam, assuming either full or almost nearly complete transparent behavior above a wavelength of 600 nm and applying B-spline fitting for obtaining refractive indices (n) as well as absorption indices (k). The optical constants are averaged from three to four measured samples each of them providing a different layer thickness either after soft bake or after hard bake or after combined soft and subsequent hard bake.
All chemicals for synthesis described are purchased from Sigma Aldrich and used without further purification, unless differently mentioned elsewhere.
Preparation example: Preparation of a film
A precleaned substrate is loaded with 3 mL of solution consisting of 35wt% TiOSCU in water/PGME/ethyl methyl sulfone (30/60/10 wt.%) solvent blend or 35wt% TiOSCU in water/PGME/cyclohexanone (30/60/10 wt.%) solvent blend. The substrate is then spin-coated at 2000 RPM for 25 sec.. Then the substrate is heated at 85°C for 5 min. followed by 5 minute hard-bake at 300°C. Then Film 1 prepared on the substrate is obtained. In the same manner, in total 6 films (Films 1 to 6) are obtained. Said films (Films 1 to 6) obtained in this preparation example are then used in the following examples to apply post-treatment.
Example 1
Water is deposited on Film 1 at the rate of 28pL/s during spin-coating at 600 RPM for 3 minutes. All residual water is then removed by spin-coating at 2000 RPM for 30 sec. and then baked for 5 min. at 300°C. As described in Fig. 7, the refractive index of the obtained film is found unchanged for 4 days.
Example 2
Water is deposited on Film 2 and left soaking for 1 minute, followed by spin-coating at 1000 RPM for 30 sec. and then baked for 5 min. at 300°C. As described in Fig. 8, the refractive index of the obtained film stays stable after this post-treatment procedure for at least two weeks.
Example 3
Ethanol is deposited on Film 3 at the rate of 17pL/s during spin-coating at 600 RPM for 1 minute. All residual water is then removed by spin-coating at 2000 RPM for 25 sec. and then baked for 5 min. at 300°C. As described in Fig. 9, the refractive index of the obtained film stays stable after this posttreatment procedure for 2 days.
Example 4
Ethanol is deposited on Film 4 and left soaking for 30 sec., followed by spin-coating at 2000 RPM for 25 sec. and then baked for 5 min. at 300°C. As described in Fig. 10, the refractive index of the obtained film stays stable after this post-treatment procedure for 2 days. Same procedure is performed to other films obtained in the same manner as described in preparation example, also with other solvents, acetic acid and propylene carbonate and led to stability the film for 2 days.
Example 5
A 4vol% solution of aqueous 28wt% NH4OH in PGME is deposited on the Film 5 at the rate of 17pL/s during spin-coating at 600 RPM for 1 minute. All residual water is then removed by spin-coating at 2000 RPM for 25 sec. and then baked for 5 min. at 300°C. As described in Fig.11 , the refractive index of the obtained film stays stable after this post-treatment procedure for at least 6 days.
Example 6
Film 6 is left under ambient atmosphere for 24h after it is fabricated in preparation example, and subsequently baked at 300°C for 5 min.. As described in Fig.12, the refractive index of the obtained film stays stable after this post-treatment procedure for at least 2 months. Example 7
25g of TiOSCU *2H2O is dissolved in 73g of deionized water containing 2g of 25%HNO3. 20g of acidic solution of TiOSCU is mixed with 80g of PGME to afford the formulation for spin-coating onto plasma-cleaned quartz-wafer (02-plasma at 400Wfor 5min.), applying a spinning speed at WOOrpm for 30sec. After coating, the wafer is based at 300°C for 5 min. to obtain Film 7 and it is stored under ambient atmosphere overnight, which resulted in moisture uptake by the layer. The next day, stored Film 7 is annealed for a second time at 300°C for 5 min., which led to the recovery of the initially observed optical layer properties and the refractive index value remained constant as mentioned in Fig. 13.
Example 8
25g of TiOSO4*y(H2SO4)*z(2H2O) is dissolved in 73g of deionized water containing 2g of 25%HNO3. 20g of acidic solution of TiOSCU is mixed with 80g of PGME to afford the formulation for spin-coating onto plasma-cleaned quartz-wafer (02-plasma at 400Wfor 5min.), applying a spinning speed at WOOrpm for 30sec. Followed by curing the wafer at 300 °C for 5 min.. After preparing the wafer as described, it is subjected to a so-called “puddling process,” carried out as follows: the wafer with the cured layer is placed on the chuck of a spin coater and the film coated area is overcoated with 1 ml of deionized water. The water is allowed to interact with the cured layer for 1 min., after which the wafer is brought to spinning at a spinning rate of 3000 rpm for 30sec. to remove any liquid overcoat. Afterwards, the cured layer on the wafer is subjected to a hard bake at 300°C for 5 min. to obtain Film 8. The refractive index value remained constant as mentioned in Fig. 14.
Comparative example 1
Film A as a comparative example is fabricated in the same manner as described in Example 8 above except for “pudding process” is not applied. As mentioned in Fig. 14, the refractive index value of Film A is much lower than Film 8. We assume it is due to uptake of moisture.
Example 9
175 g of TiOSCU *2H2O is dissolved in 325 g of deionized water. 6 g of this solution become mixed with 12 g of PGME and 2 g of cyclohexanone. The obtained formulation is spin-coated onto plasma-cleaned quartz-wafer (Ch- plasma at 400W for 5min.), applying a spinning speed at 10OOrpm for 30sec. After coating, the wafer is subjected to a soft bake at 85°C for 5 min. and cured finally 300°C for 5 min to obtain Film 9.
Then Film 9 is spin rinsed at 600 rpm for 90sec. using water feed as described in example 1 , and finally annealed at 300°C for 5 min.. The refractive index value remained constant for at least 4 days as mentioned in Fig. 15.

Claims

Claims
1 . Method for preparing a composite, preferably being a layered composite, more preferably it is an optical layer; comprising at least the following steps
(a) to (c), preferably steps (a) to (c) in this sequence:
(a) providing a formulation onto a surface of a substrate, preferably by wet deposition process, more preferably by spin-coating or ink-jetting, even more preferably by ink-jetting;
(b) applying a post bake to the formulation provided on the surface of the substrate to obtain a 1st composite; and
(c) applying a post-treatment to the 1st composite to obtain a composite as the final composite or applying a post-treatment to a partly or fully dried formulation obtained in step (a); wherein said formulation provided in step (a) contains at least a material selected from one or more members of the group consisting of metal sulfates, metal phosphates, metal oxy sulfates, metal oxy phosphates, metal oxy chlorides, hydrated metal sulfates, hydrated metal phosphates, hydrated metal oxy sulfates, hydrated metal oxy phosphates and hydrated metal oxy chlorides; and a solvent or a solvent blend; wherein said post-treatment is a post-treatment with a solvent, a heat treatment or a combination of the post-treatment with a solvent and the heat treatment.
2. Method of claim 1 , wherein said metal of the material is a group 4 element of the periodic table, more preferably it is Ti or Zr. More preferably the material is selected from one or more members of the group consisting of Zirconium phosphate, Titanyl sulfate (Titanium oxysulfate), Titanium oxychloride, Titanium oxy fluoride, Zirconium oxysulfate, Zirconium oxychloride, Zirconium oxy fluoride and hydrates of any one of them.
3. Method of claim 1 or 2, wherein the formulation in step (a) contains a solvent blend containing at least a water, alcohol and one selected from cyclohexanone, ethyl methyl sulfone or a mixture of cyclohexanone and ethyl methyl sulfone
4. Method of any one of preceding claims, said post-treatment with a solvent contains at least following step (Cs1 ):
(Cs1 ) applying the solvent to the 1st composite or dipping the 1st composite with or without the substrate in the solvent, preferably applying the solvent to the 1st composite by printing, preferably by spin-coating or ink-jetting; optionally (Cs2) removing the solvent by spin-drying, air blow, hot-air drying, infrared drying, hot-plate drying, preferably by spin-drying.
5. Method of any one of preceding claims, wherein the solvent used for said post-treatment in step (c) is selected from one or more members of the group consisting of water, alcohols, esters, carboxylic acids and ammonium hydroxide.
6. Method of any one of preceding claims, wherein said heat treatment contains following step (Ch1 ):
(Ch1 ) baking the 1st composite at the temperature in the range from 150 to 600°C, preferably in the range from 160 to 400°C, more preferably from 180 to 320°C. Preferably for the time in the range from 30 sec to 1 h, more preferably from 1 min to 20min, even more preferably from 2 to 10min.
7. Method of any one of preceding claims, wherein said step (b) is performed after step (a) and said step (c) is performed after step (b).
8. Method of claims 1 to 5, wherein said step (b) is performed after step (a) and said step (c) is performed before step (b) after step (a), and said posttreatment of the step (c) is a post-treatment with a solvent.
9. Method of claim 8, wherein a solvent in the formulation of step (a) is removed before step (c), preferably by baking, vacuum draying or air drying.
10. Method of any one of preceding claims, wherein the substrate is a patterned substrate comprising topographical features on the surface thereof.
11 . A composite, preferably being of a layered composite, preferably said layered composite is an optical layer, obtained or obtainable by the method of any one of preceding claims.
12. The composite of claim 11 , comprises at least a metal oxy sulfate, and a metal oxide derived from metal oxy sulfate.
13. An optical device comprising the composite of claim 11 or 12 and a patterned substrate comprising topographical features on the surface thereof. Preferably a gap of said topographical features is filled with said composite, more preferably a trench of the patterned substrate is filled by the composite.
14. A display device comprising at least one functional medium configured to modulate a light or configured to emit light; and the composite of claim 11 or 12, or an optical device of claim 13.
PCT/EP2024/057540 2023-03-23 2024-03-21 Formulation WO2024194393A1 (en)

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