WO2008018955A2

WO2008018955A2 - Camera-style lidar setup

Info

Publication number: WO2008018955A2
Application number: PCT/US2007/014992
Authority: WO
Inventors: David M. Kane; James T. Murray; Jeffrey T. Daiker
Original assignee: Arete' Associates
Priority date: 2006-06-27
Filing date: 2007-06-26
Publication date: 2008-02-14
Also published as: WO2008018955A3

Abstract

Separate reception/transmission apertures enhance pointing: reception is more efficient than transmission (kept smaller for MEMS steering). Apparatus aspects of the invention include lidar transmitters emitting laser beams, and scan mirrors (or assemblies) angularly adjustable to deflect the beams in orthogonal directions. In one aspect, afocal optics magnify deflection; a transmitter aperture transmits the beam; a lidar receiver doesn't share the transmitter aperture. In another aspect, auxiliary optics calibrate the deflection. A method aspect of the invention notices and responds to a remote source using a similar local laser, adjustable scan mirror or assembly, afocal deflection magnifier, transmission aperture and separate receiver. Method steps include operating the receiver to notice and determine location of the remote source; and controlling the transmitter to direct laser light back toward that location. Among preferences: receiver aperture exceeds five times transmitter aperture; receiver is segmented; beam expander between laser and mirror (s) controls waist or divergence, for selecting Gaussian or Rayleigh divergence and 'zoom'.

Description

CAMERA-STYLE LIDAR SETUP

This paper is very closely related to our previous lidar-related innovations since 2000. The invention simply aims to achieve somewhat improved bandwidth, noise, sampling rate, and various other optical benefits . Those earlier innovations are represented in patent documents which are hereby wholly incorporated by reference into this document:

. PCT Patent Publication WO2003/098263, with international publication date of November 27 , 2003; . PCT Patent Publication WO2004/083795A2 , with international publication date of September 30 , 2004; . PCT Patent Application PCT/US2005/028777 filed

August 10, 2005.

The present system maintains the good pointing accuracy of those earlier shared-aperture or shared-beam systems, but by a different strategy as explained below. The aperture- or beam-sharing systems suffer from an intrinsic limitation that the light-transfer efficiency of the system for reception purposes is constrained to be the same as for transmission purposes — whereas the latter is held to the relatively small values appropriate for MEMS beam steering.

Thus the prior art, and even our own earlier efforts to provide uniformly excellent imaging quality with rapid operation, continue to leave some further refinements to be desired.

SUMMARY OF THE DISCLOSURE:

The present invention provides just such refinement. In preferred embodiments the invention has several independent aspects or facets , which are advantageously used in conjunction together although they are capable of practice independently. In its first main facet or aspect, the invention is lidar apparatus. It includes a lidar transmitter having a laser source that produces a laser beam, a scan mirror or scan-mirror assembly angularly adjustable to deflect the beam in at least two orthogonal directions, and an afocal optical unit for magnifying the beam deflection.

In the apparatus, the transmitter has an aperture for transmitting the beam. The apparatus also includes a lidar receiver that does not share the transmitter aperture . The foregoing may be a definition or description of the first aspect of the invention in its broadest or most general form. Even as thus broadly couched, however, it can be seen that this facet of the invention significantly advances the art.

More specifically, since the receiver and transmitter apertures are different and separated, they can now be of different sizes . This is particularly advantageous when the transmitter aperture is relatively small — being adapted for optical coupling via a rather small beam deflector such as the scan mirror or assembly.

Although the invention even as most broadly or generally described represents a notable improvement, nevertheless it is ideally practiced with certain preferred enhancements or options that provide even further benefit. For example, preferably the receiver has an aperture that is larger than the transmitter aperture.

Preferably the receiver aperture area is at least five times that of the transmitter aperture. Ideally the receiver is a single unitary module ; however, if all constraints cannot be met in this way, then the receiver preferably includes plural receiver modules each having an aperture, and the aggregate aperture area of the plural receiver modules is larger than the area of the transmitter aperture; in this case further preferably the aperture area of each one of the plural receiver modules is larger than the area of the transmitter aperture .

Preferably the apparatus further includes a beam expander, disposed between the laser and the mirror or mirrors, for controlling the beam waist or divergence, or both, particularly at the mirror or mirrors. In this case further preferably the expander is adjustable and enables selection of Gaussian or Rayleigh divergence, to effectively provide a "zoom" function.

Another preference is that the apparatus further include an auxiliary optical system for calibrating the deflection produced by the mirror or mirror assembly. If it does, then there are two subpreferences :

(1) the laser beam follows a particular optical path at the mirror or mirrors, and the auxiliary optical system includes :

means for causing an auxiliary radiation beam to follow, at the mirror or mirrors, an optical path identical or similar to the particular path, and

means for monitoring deflection of the auxiliary beam by the mirror or mirrors; and also (2) the causing means include a beamsplitter for at least roughly aligning the auxiliary beam with the laser beam in approaching the mirror or mirrors .

In the case of this latter subpreference there is a group of related and nested further preferences . Preferably:

. the apparatus further includes some means for separating the auxiliary beam from the laser beam after leaving the mirror or mirrors; and an auxiliary detector for determining deflection of the separated auxiliary beam by the mirror or mirrors;

the apparatus includes some means for correlating the determined deflection with control signals that operate the mirror or mirrors ;

the separating means include some means for passing the auxiliary beam through the same beamsplitter again, or through another beam- splitter;

the auxiliary detector is a position-sensing detector ("PSD") ; the beamsplitter is wavelength sensitive; and the auxiliary beam and laser beam are of different wavelengths ; the beamsplitter is a dichroic element;

the beamsplitter is a holographic element;

the apparatus further includes some means for at least roughly synchronizing pulses of the laser beam with sensitive times or dispositions, or both, of the receiver (here it will be understood that the term "disposition" encompasses location or orientation, or both) ;

the apparatus further includes one or both of: (a) calculating means for determining time delay between transmission of a pulse of the laser beam and receipt of a reflected return of the pulse from an object, and (b) some comparison means for determining Doppler shift in the laser beam;

the calculating or comparison means further include, respectively: some means for calculating object distance from the determined time delay, or some means for deriving relative speed from the shift;

the apparatus further includes some means for incorporating information about the apparatus orientation or location, or both, together with information that the apparatus has noticed a return from an object, or distance of such an object, or both.

We also have certain other basic preferences: Preferably the receiver has a detector of particular overall dimensions , and is controlled actively to select operation as either:

a single unit having said particular overall dimensions , or

multiple subsections of the detector, each having dimensions smaller than said particular overall dimensions .

In either of these cases, a sampled region is selected based on knowledge of where the scan mirror is pointing the laser beam, to facilitate sampling of smaller units .

Preferably the apparatus further includes some means for measuring the angles of beam deflection by the scan mirror or mirror assembly; and the measuring means include:

a capacitive sensor responsive to an individual mirror or mirrors ; or a magnetic sensor responsive to an individual mirror or mirrors ; or

a lookup table calibrated in drive voltage or current supplied to an individual mirror or mirrors .

In its second main facet or aspect, too, the invention is lidar apparatus. It includes a lidar transmitter having a laser source that produces a laser beam, a scan mirror or scan-mirror assembly angularly adjustable to deflect the beam in at least two orthogonal directions ; and an auxiliary optical system for calibrating the deflection by the mirror or mirror assembly.

The foregoing may be a definition or description of the second aspect of the invention in its broadest or most general form. Even as thus broadly couched, however, it can be seen that this facet of the invention significantly advances the art.

More specifically, the auxiliary optical train enables closed-loop, real-time calibration of the deflections — so that error in pointing accuracy is virtually eliminated even under many circumstances that might degrade the reliability of precalibration, e. g. at the factory. Although the invention even as most broadly or generally described represents a notable improvement, nevertheless the invention is ideally practiced with certain preferred enhancements or options that provide even further benefit. For example, given that the laser beam follows a particular optical path at the mirror or mirrors , we prefer that the auxiliary optical system include :

some means for causing an auxiliary radiation beam to follow an identical or similar optical path at the mirror or mirrors , and

some means for monitoring deflection of the auxiliary beam by the mirror or mirrors .

In this case it is further preferable that the causing means include a beamsplitter for at least roughly aligning the auxiliary beam with the laser beam in approaching the mirror or mirrors. If this preference is observed, then it is still further preferable that the apparatus also include:

some means for separating the auxiliary beam from the laser beam after leaving the mirror or mirrors ; and an auxiliary detector for determining deflection of the separated auxiliary beam by the mirror or mirrors .

If the apparatus does include these elements , then there are three further preferences :

. that the apparatus include some means for correlating the determined deflection with control signals that operate the mirror or mirrors, so that the correlated signals provide a calibration of operation of the mirror or mirrors;

that the separating means include some means for passing the auxiliary beam through the same beamsplitter or another beamsplitter; and

that the auxiliary detector be a position- sensing detector ("PSD") .

A still further preference is that the beamsplitter be wavelength sensitive, and the auxiliary beam and laser beam be of different wavelengths . Yet another is that the beamsplitter be a dichroic element. In its third main facet or aspect the invention is a method for noticing and responding to a remote light source. The method utilizes a transmitter which includes a local radiation source that pro- duces a laser beam, a scan mirror or scan-mirror assembly angularly adjustable to deflect the beam in at least two orthogonal directions and an afocal optical unit for magnifying the beam deflection. The transmitter has an aperture for transmitting the beam; and a radiation receiver that does not share the transmitter aperture.

The method includes the step of operating the receiver to notice and determine a location of the remote source. It also includes the step of controlling the transmitter to direct the laser beam back toward the determined location.

The foregoing may be a definition or description of the third aspect of the invention in its broadest or most general form. Even as thus broadly couched, however, it can be seen that this facet of the invention significantly advances the art.

More specifically, by returning a response beam from the transmitter to the source location, this aspect of the invention takes advantage of both the potentially large-aperture receiver for pinpointing the location, and the relatively smaller-aperture transmitter suited to nimble beam steering with the scan mirror or assembly. Although the invention even as most broadly or generally described represents a notable improvement, nevertheless the invention is ideally practiced with certain preferred enhancements or options that provide even further benefit. For example , preferably the method further includes the step of activating the receiver to collect and interpret reflected radiation of the back-directed laser beam, received from the location. Another preference is that the method further utilize the step of activating an additional receiver to collect and interpret reflected radiation of the back-directed laser beam, received from the location. Still another preference is that the first- mentioned receiver and the additional receiver are sensitive in respective different wavelength bands, namely: a first spectral waveband encompassing emissions of expected remote sources including but not necessarily limited to the remote light source; and a second spectral waveband encompassing the laser beam. Yet another preference is that the activating step include using the additional receiver in a lidar operating mode to determine return time of the laser beam and thereby distance of a reflecting object at the location.

All of the foregoing benefits and advantages will be more clearly understood from the detailed description that follows , with reference to the accompanying drawings — of which : BRIEF DESCRIPTION OF THE DRAWINGS:

Fig. 1 is a top plan, highly schematic, of the lidar laser-projection and -reception optics, source and detector, including the transmission field of regard ("FOR") and reception FOR, and the outbound optical beams both inside and outside the optical system — as well as an internal auxiliary alignment beam — all integrated with a block diagram of the electronics and other functional modules, conceptually including signals to and from those modules ; Fig. 2 is a like view of the Fig. 1 optics only, and with the optical paths and fields greatly simplified to show only the main source beam; Fig. 3 is a front elevation, also highly schematic, of the Fig. 1 and 2 optics; Fig. 4 is a plan like Figs. 1 and 2 but showing only the reception optics, together with principal dimensional definitions of the reception subsystem;

Fig. 5 is a detailed front elevation, also highly schematic, of the detector that is part of the reception optics ;

Figs . 6 and 7 are views like Figs . 2 and 3 , respectively, but with an additional receiver included in the system for purposes to described below; Fig. 8 is a plan like Figs. 1, 2, 6 and 7 but highly schematic and very greatly enlarged — and showing only the mirror back-plate and a single representative mirror, in some of its various motions ; and

Fig. 9 is a flow chart particularly related to some functions of the dual-receiver configuration of Figs . 6 and 7.

DETAILED DESCRIPTION OF THE PREFERRED EMBODIMENTS:

A reflective element or module 3 (Figs . 1 and 2) — which can be a small, single mirror, or a MEMS scan mirror, or a MEMS scan-mirror array — can be used for projection but not for capturing the reflected beam. As in previous lidar work of Bowker, Lubard and McLean, as well as our own earlier innovations mentioned above, it is possible to accumulate data that give, in effect, a three- dimensional impression of a region by aggregating numerous two-dimensional or flying-spot data elements .

The lidar system includes an afocal MEMS beam- steering (AMBS) transmitter TX (Figs. 1, 2 and 4) , and a receiver RX. The AMBS transmitter system (hereinafter "AMBS-TX") and the receiver system address a common field of regard ("FOR") , with angular extent Θ_FOR, about the X and Z axes (Figs. 3 and 5) . More precisely, the angles θ (Fig. 1) that are actually shown represent horizontal angular position θ_x; whereas the orthogonal angles representing vertical angular position θ_z are in and out of the plane of the paper.

The AMBS-TX directs a lidar laser beam to a field location of interest, where the beam is reflected by an object 30 if present. The reflected light, if any, is collected by the receiver RX. The location of an object in the X, Y, Z coordinate system relative to the lidar transceiver is determined by measuring distance D to the object and the vertical and horizontal angular positions θ_z, θ_x of the laser reflection from the object. Lasers in various embodiments operate either pulsed or CW. Distance to the object is characterized by one or both of two methods:

1) Actual distance as such equals time of flight for pulsed laser light to leave the AMBS-TX and return to the receiver, times the speed of light, divided by two.

2) The first time derivative of the distance is ascertained from observed Doppler shift in amplitude-modulated CW laser-radiation frequency that occurs when the lidar laser radiation is reflected from the object and sensed by the detector.

The latter information is particularly useful when the camera-style lidar setup of our invention is incorporated into or associated with a rendezvous- and-docking system or a collision-avoidance system — whether for spacecraft or automobiles , or otherwise — or any other sort of situation in which it is desired to know speed of approach or speed of recession. Horizontal and vertical angular positions Θ_X/ θ_z of the object, relative to the AMBS-TX, are determined by one or both of two additional methods :

1) Knowledge of the MEMS scan-mirror angles φ_x and φ₂ is related to the projected lidar laser-beam horizontal and vertical angular positions Θ_X/ θ_z — based on the MEMS reflection geometry and afocal-lens magnification M. (Here again the actually illustrated angles φ, Mψ [Fig. 1] represent the horizontal angular positions e. g. φ_x; while the orthogonal angles representing vertical angular position φ_z are in and out of the plane of the paper.) For simplicity of this document, the afocal magnifier 4 is herein called a "lens assembly" or "lens", but it is to be understood that this afocal element may instead be another type of refractor, or a reflector, or a combination or hybrid refrac- tor/reflector .

2) Knowledge of where in the detector X-Z image plane 6 (Fig. 5) , the image 42 of the laser reflection from the object is imaged is related geometrically to the focal length f (Fig. 4) of the receiver lens 4 and the corresponding X, Z object location.

The smallest resolvable angular extent or subtense of the lidar beam 31 about horizontal and vertical angular positions θ_x and θ_z is determined by one of these conditions:

1) the lidar laser beam divergence Θ_DIV — if Θ_DIV ≤ p/f_/ where p is the minimum sample size of the receiver detector 6 and f is the focal length of the receiver lens 4 ; and otherwise

2)p/f (i. e. if Θ_DIV >p/f) .

For a single receiver module, in angular measure the FOR at the receiver Θ_FOR is established by the optical relationships (Fig. 5) at the detector:

W W tan (j ^_TOR._Kx) = , or in other words θ_FaR__RX = 2 arctan

The lidar system includes the following major elements .

1) The lidar laser 1 operates at a wavelength λi and is controlled 21 by a central processor 11 to synchronize the laser pulse 34 , 35 with the MEMS scan mirror 3 — in order to address the desired horizontal and vertical angular positions θ_x and θ_z . The scan mirror or array 3 is supported by a substrate 38. The laser beam 34 , 35 passes through a beam-expander lens 2 and then a dichroic beam-splitter 8, reflects from the MEMS scan mirror 3 and then passes again 36 through a different part of the split- ter 8 and through an afocal lens assembly 4 for transmission 31 to the object 30.

2) The beam expander 2 controls the laser divergence and beam waist at the MEMS scan mirror 3. The option to allow for a Gaussian or Rayleigh divergence Θ_DIV may be made selectable , allowing for a nearly two-times change in divergence ; this is in effect a "zoom" capability: a. Θ_DIV , Gaussian divergence; π^d«EMS

. - 2.44Λ _ _ . , , . b. Θ_DIV - , Rayleigh divergence.

3) The two-axis MEMS scan mirror.3 directs the lidar laser beam about horizontal and vertical angular positions θ_x and θ_z. This mirror steers the beam 36 in angle Φ_MEMS relative to the optical axis 32.

4) The afocal lens assembly 4 is used to magnify the angular field of regard Θ_FOR__TX (Fig. 1) that can be addressed by the lidar laser beam. The afocal lens assembly magnification M:l results in a laser horizontal or vertical angular position angle of MΦ_MEMS. The laser-beam divergence, too, is increased by the angular magnification M — so that beyond the afocal lens assembly 4 the divergence is now: a. Θ_DIV ~ , Gaussian divergence;

2.44 Ml , . ^ _J . b . Θ_DIV ~ , Rayleigh divergence . π ^MEMS

5) A receiver lens 5 intercepts returning laser reflection from the object 30 — within the receiver field of regard Θ_FOR-_RX (most typically centered on an optical axis 33 of the receiver) — and focuses it on the detector 6 (Figs. 1, 4 and 5) .

6) The detector senses the lidar laser beam reflected by the object, and thereby measures the object distance D and relative speed (whether for rendezvous or preventing collision) — based on time of flight or Doppler shift, respectively, as mentioned earlier. When the detector senses the return, the CPU 11 or lidar processor 12 notices the signal and also detects the corresponding MEMS scan angles φ_x and φ_z — and thus the field-location angles θ_x and θ_z. The detector can be a single unit of dimensions W by W (Fig. 5) or can be composed of multiple subsections of dimensions p_ by p_. Advantageously the detector-unit size is controlled actively, determining the sampled region based on know- ledge of where the scan mirror is pointing the laser beam. This allows for addressing/sampling of smaller units — e. g. pixels of interest, a subset of the entire array, as opposed to the entire detector array. Such small-unit sampling lowers the capacitance and resistance associated with the effective detection unit, and thereby provides the highest possible sampling rate. 7) An auxiliary, MEMS-calibration light source 7 operating at X₂ reflects at the dichroic beamsplitter 8 , to travel along the same path 36 as the lidar laser source 1 operating at X₁. After reflection by the MEMS scan mirror, the auxiliary beam 27 is again reflected from the beamsplitter 8 and directed to a two-axis position-sensing detector ("PSD") or any other detector 9 enabling measurement of the MEMS- mirror scan angle Φ_MEMS- 8) The spatial separation of radiation beams — namely, the separation needed to establish the congruent beam paths 36, 27 within the central optical system but diverging optical paths outside that region — is based upon wavelength discrimination by the dichroic beamsplitter. It transmits the lidar laser beam of one wavelength X₁ but reflects the auxiliary calibration beam of a different wavelength X₂. Also within the scope of the invention is an alternative configuration in which X₁ is reflected and X₂ transmitted.

9) The two-axis PSD 9 intercepts the auxiliary beam after reflection by the scan mirror 3. Output signals from the PSD provide information on the MEMS scan angle, and thus the lidar- laser horizontal and vertical angular-position values θ_z and θ_x — as well as providing feedback for closed-loop control of the scan mirror. The scan angle of that mirror can be found from a lookup table ("LUT") based on the known function of angle vs. voltage (or instead vs. current or capacitance, or magnetic state) of the MEMS actuators , or can be found from the built-in optical calibration detailed in paragraphs 7 through 9 above. Alternatively this built-in calibration can be used to construct (or after possible damage or disruption reconstruct) the LUT for subsequent quick reference. Again, the scan-mirror angles ψ_x and ψ_z and thus (given M) field-location angles θ_x and θ_z can be learned by measuring the voltages or currents applied to the MEMS actuators , or based on capacitance or magnetic-field sensor outputs which relate those properties to the corresponding angles, once such an LUT has been generated. If any of these approaches is used, then for measurement of φ_x and ψ_z it is not necessary to include any of the second laser source 7, dichroic mirror/splitter 8, and detector 9. 10)A programmed general-purpose central processor 11 controls 21 pulsing of the laser 1 and also controls and monitors 24 sensitivity of the detector 6, to enable generally synchronous detection — with allowance for the time lags needed in basic lidar operation. The processor 11 also interacts 23 with the PSD 9, and can set 22 the orientation of the mirror substrate panel 38, as one means of presetting the mirror (s) 3 calibration.

11) A secondary, special-purpose lidar processor 12 provides the above-mentioned basic lidar operation, providing precise intersignal timing 25, 26 that enables the apparatus to first: a. "notice" receipt of an optical-return signal 26 nominally synchronous with a lidar trigger signal 25 and a corresponding output pulse 34, 31; and then b. based on the intersignal timing, determine the "distance" of an object 30 responsible for the return . 12) An orientation and a location module 13, 14 simply enable the system to incorporate its own orientation and location (collectively "disposition") into information read out to human users or for automatic response, as may be the case. Orientation and location may be based on sightings to fixed or known-location stations, followed e. g. by triangulation . If preferred, they may instead be inferred from feedback signals of conventional spinning-mass devices , or location found by a global-positioning unit. These diverse kinds of data source can be mixed and matched as desired. The system can report its raw angular determinations separately from the disposition, for integration elsewhere; however, if preferred the system 11-14 can preintegrate the disposition into the lidar data to produce e. g. geodetic coordinates for the objects noticed by the system. 13) The aperture of the deflecting mirror subsystem

3 is both necessarily and advantageously (for purposes of transmitting a very intense beam that initially is tightly collimated) quite small . Correspondingly the apertures elsewhere in the transmission system TX — particularly including the aperture A' of the afocal assembly 4 — are all also small. For detection purposes, on the other hand, particularly with a weak return, it is desirable to collect as much light as possible. Since the present invention is particularly distinguished by separate (i. e. , not shared-aperture) transmission and reception systems TX, RX, it is not necessary in this system to make the receiver aperture 5' the same size as the final transmission aperture A' . Therefore, merely by way of example, the afocal-lens aperture diameter A' may be advantageously in the range of 0.1 to 10 mm; while the receiver aperture diameter 5' may be advantageously in the range of 10 to 50 mm. These values vary widely with the application at hand. For further optimization it is also possible to provide plural receiver modules RX to cover the full FOR of the transmitter TX with its magnifying afocal lens assembly 4. 14) The entire apparatus, including the processor and related modules 11-14, may be housed together in a common case. Alternatively if preferred the transmitter TX and receiver RX units may be held in a smaller case 37 (Figs. 1 through 3) , and the processor etc. modules 11- 14 packaged separately — with the signal links 21-26 provided by e. g. radio signals or cabling. As will be understood, these choices are a matter of economic constraints , convenience, or requirements imposed by size and weight limitations for the application at hand.

When searching for a source location, the system can simply determine the "point" (i . e. , focused spot) location directly if the laser-beam divergence is smaller than the receiver per-pixel FOV ("PPFOV") . If it is not, then for better angular measurement the system can fit to the centroid of the return. It will be understood that most commonly the interest is not in the shape as such, but rather only in using it as a means for improving position accuracy.

An advantageous variant configuration of the invention includes an additional receiver 105 (Figs. 6 and 7) , with its own respective optical axis 105' and imaging detector 106. Preferably one of the two RX units 5, 105 is particularly sensitive at the wavelength or wavelengths emitted by the laser 1, for use in a lidar, or "active", mode to measure the distance of noticed objects.

The other of the two RX units is for use in a nonlidar, or "passive", mode for noticing self- luminous objects — i. e . , radiation sources — and accordingly is sensitive over a wavelength band in which such sources are generally expected to be emitting. Either or both receivers may be adapted for certain kinds of wavelength measurements too, so that they can be used for Doppler measurements to measure the speed of the noticed device . Thus with the dual-receiver form of the invention, the system can first notice 71 (Fig. 9) a remote source by passive detection at the passive-mode receiver, and analyze the corresponding image position on the detector plane to locate 72 the source in the field domain. Given that location, the system can then reply 73 with a pulse of light from the laser 1 , returned to that source location.

If an object at the source reflects the reply pulse, the system can then receive 74 the reflected pulse at the active-mode receiver, and based upon timing relative to the outgoing laser pulse can interpret 75 the relationships to measure the source- object distance.

As an alternative, or in addition, to lidar measurement the outgoing pulse can be caused to amplitude-overload optical equipment or personnel , or otherwise to jam operations, at the source — but this would not normally be appropriate in use of the invention for collision avoidance or docking. An individual MEMS mirror conventionally has a rest position 63 (Fig. 8) that is generally parallel to the back-plane 38 of the mirror or array. By operation of electrically driven conventional actuators, not shown, each mirror undergoes rotation 64 (within the plane of the drawing, and also other rotation not shown that is in and out of the drawing plane) to rotated positions e. g. 63' .

In preferred embodiments of our invention, each mirror also undergoes independent translation 65 in a so-called "piston" direction to adopt dispositions e. g. 63". The magnitudes and directions of these motions can be determined from the voltage and current directed to the actuators, and as noted earlier these drive signals can be calibrated and the calibration memorized in a lookup table so that the deflections and corresponding field positions at each moment can be found automatically by finding their instantaneous values in the table .

An alternative technique for rapid determination of the mirror disposition is to measure it with calibrated sensors 66. These can be capacitive, magnetic, optical, acoustic etc.

The foregoing descriptions are intended to be, and are, merely exemplary, not to limit the scope of the invention — which is to be determined solely by reference to the appended claims .

Claims

WE CLAIM:

1. A lidar apparatus comprising: a lidar transmitter that includes a laser source that produces a laser beam, a scan mirror or scan-mirror assembly angularly adjustable to deflect the beam in at least two orthogonal directions , and an afocal optical unit for magnifying the beam deflection; said transmitter having an aperture for transmitting the beam; and a lidar receiver that does not share the transmitter aperture .

2. The apparatus of claim 1 , wherein: the receiver has an aperture that is larger than the transmitter aperture .

3. The apparatus of claim 1 , wherein: the receiver aperture has an area at least five times that of the transmitter aperture .

4. The apparatus of claim 1 , wherein: the receiver comprises plural receiver modules each having an aperture; and aggregate aperture area of the plural receiver modules is larger than the area of the transmitter aperture .

5. The apparatus of claim 4 , wherein : aperture area of each one of the plural receiver modules is larger than the area of the transmitter aperture.

6. The apparatus of claim 1, further comprising: a beam expander, disposed between the laser and the mirror or mirrors, for controlling the beam waist or divergence, or both, particularly at the mirror or mirrors .

7. The apparatus of claim 6 , wherein : the expander is adjustable and enables selection of Gaussian or Rayleigh divergence, to effectively provide a "zoom" function.

8. The apparatus of claim 1, further comprising: an auxiliary optical system for calibrating the deflection produced by the mirror or mirror assembly.

9. The apparatus of claim 8 , wherein : the laser beam follows a particular optical path at the mirror or mirrors ; and the auxiliary optical system comprises:

means for monitoring deflection of the auxiliary beam by the mirror or mirrors .

10. The apparatus of claim 8, wherein: the causing means comprise a beamsplitter for at least roughly aligning the auxiliary beam with the laser beam in approaching the mirror or mirrors .

11. The apparatus of claim 10, further comprising: means for separating the auxiliary beam from the laser beam after leaving the mirror or mirrors; and an auxiliary detector for determining deflection of the separated auxiliary beam by the mirror or mirrors .

12. The apparatus of claim 11, further comprising: means for correlating the determined deflection with control signals that operate the mirror or mirrors .

13. The apparatus of claim 11, wherein: the separating means comprise means for passing the auxiliary beam through the same beamsplitter again or through another beamsplitter.

14. The apparatus of claim 11, wherein: the auxiliary detector is a position-sensing detector ("PSD") .

15. The apparatus of claim 10, wherein: the beamsplitter is wavelength sensitive; and the auxiliary beam and laser beam are of different wavelengths .

16. The apparatus of claim 15, wherein: the beamsplitter is a dichroic element.

17. The apparatus of claim 15, wherein: the beamsplitter is a holographic element.

18. The apparatus of claim 1, further comprising: means for at least roughly synchronizing pulses of the laser beam with sensitive times or dispositions, or both, of the receiver.

19. The apparatus of claim 1, further comprising one or both of: calculating means for determining time delay between transmission of a pulse of the laser beam and receipt of a reflected return of the pulse from an object; and comparison means for determining Doppler shift in the laser beam.

20. The apparatus of claim 19, wherein the calculating or comparison means further comprise, respectively : means for calculating object distance from the determined time delay; or means for deriving relative speed from the shift.

21. The apparatus of claim 19, further comprising: means for incorporating information about the apparatus orientation or location, or both, together with information that the apparatus has noticed a return from an object, or distance of such an object, or both.

22. The apparatus of claim 1, wherein: the receiver has a detector of particular overall dimensions, and is controlled actively to select operation as either :

a single unit having said particular overall dimensions, or

multiple subsections of the detector, each having dimensions smaller than said particular overall dimensions ; and

wherein a sampled region is selected based on knowledge of where the scan mirror is pointing the laser beam, to facilitate sampling of smaller units .

23. The apparatus of claim 1, further comprising: means for measuring the angles of beam deflection by the scan mirror or mirror assembly; said measuring means comprising a capacitive sensor responsive to an individual mirror or mirrors .

24. The apparatus of claim 1, further comprising: means for measuring the angles of beam deflection by the scan mirror or mirror assembly; said measuring means comprising a magnetic sensor responsive to an individual mirror or mirrors .

25. The apparatus of claim 1, further comprising: means for measuring the angles of beam deflection by the scan mirror or mirror assembly; said measuring means comprising a lookup table calibrated in drive voltage or current supplied to an individual mirror or mirrors .

26. A lidar apparatus comprising: a lidar transmitter that includes a laser source that produces a laser beam, a scan mirror or scan-mirror assembly angularly adjustable to deflect the beam in at least two orthogonal directions ; and an auxiliary optical system for calibrating the deflection by the mirror or mirror assembly.

27. The apparatus of claim 26, wherein: the laser beam follows a particular optical path at the mirror or mirrors; and the auxiliary optical system comprises :

means for causing an auxiliary radiation beam to follow an identical or similar optical path at the mirror or mirrors , and

28. The apparatus of claim 27, wherein: the causing means comprise a beamsplitter for at least roughly aligning the auxiliary beam with the laser beam in approaching the mirror or mirrors .

29. The apparatus of claim 28, further comprising means for separating the auxiliary beam from the laser beam after leaving the mirror or mirrors; and an auxiliary detector for determining deflection of the separated auxiliary beam by the mirror or mirrors .

30. The apparatus of claim 29, further comprising: means for correlating the determined deflection with control signals that operate the mirror or mirrors , wherein the correlated signals provide a calibration of operation of the mirror or mirrors .

31. The apparatus of claim 29, wherein: the separating means comprise means for passing the auxiliary beam through the same beamsplitter or another beamsplitter.

32. The apparatus of claim 29, wherein: the auxiliary detector is a position-sensing detector ("PSD") .

33. The apparatus of claim 28, wherein: the beamsplitter is wavelength sensitive; and the auxiliary beam and laser beam are of different wavelengths .

34. The apparatus of claim 33, wherein: the beamsplitter is a dichroic element.

35. A method for noticing and responding to a remote light source, said method utilizing a transmitter which includes a local radiation source that produces a laser beam, a scan mirror or scan- mirror assembly angularly adjustable to deflect the beam in at least two orthogonal directions , and an afocal optical unit for magnifying the beam deflection, said transmitter having an aperture for transmitting the beam; and a radiation receiver that does not share the transmitter aperture; said method comprising the steps of: operating the receiver to notice and determine a location of the remote source; and controlling the transmitter to direct the laser beam back toward the determined location .

36. The method of claim 35, further comprising the step of: activating the receiver to collect and interpret reflected radiation of the back-directed laser beam, received from the location.

37. The method of claim 35, further utilizing an additional receiver; and further comprising the steps of: activating the additional receiver to collect and interpret reflected radiation of the back- directed laser beam, received from the location.

38. The method of claim 37, wherein: the first-mentioned receiver and the additional receiver are sensitive in respective different wavelength bands, namely: a first spectral waveband encompassing emissions of expected remote sources including but not necessarily limited to said remote light source ; and a second spectral waveband encompassing said laser beam.

39. The method of claim 37, wherein: the activating step comprises using the additional receiver in a lidar operating mode to determine return time of the laser beam and thereby distance of a reflecting object at the location.

40. The method of claim 35 , wherein the operating step comprises : fitting the centroid of an incoming radiation pattern to an expected shape, when the laser-beam divergence exceeds the per-pixel FOV.