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WO2004012727A1 - Compositions comprising polysaturated fatty acid (pufas) for the control of appetite and body weight management - Google Patents

Compositions comprising polysaturated fatty acid (pufas) for the control of appetite and body weight management Download PDF

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Publication number
WO2004012727A1
WO2004012727A1 PCT/US2003/023708 US0323708W WO2004012727A1 WO 2004012727 A1 WO2004012727 A1 WO 2004012727A1 US 0323708 W US0323708 W US 0323708W WO 2004012727 A1 WO2004012727 A1 WO 2004012727A1
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Prior art keywords
chain
pufa
long
dha
brain
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PCT/US2003/023708
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French (fr)
Inventor
Nancy A. Auestad
Tina D. Wolf
Yung-Sheng Huang
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Abbott Laboratories
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Priority to AU2003256983A priority Critical patent/AU2003256983A1/en
Publication of WO2004012727A1 publication Critical patent/WO2004012727A1/en

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    • AHUMAN NECESSITIES
    • A61MEDICAL OR VETERINARY SCIENCE; HYGIENE
    • A61KPREPARATIONS FOR MEDICAL, DENTAL OR TOILETRY PURPOSES
    • A61K31/00Medicinal preparations containing organic active ingredients
    • A61K31/21Esters, e.g. nitroglycerine, selenocyanates
    • A61K31/215Esters, e.g. nitroglycerine, selenocyanates of carboxylic acids
    • A61K31/22Esters, e.g. nitroglycerine, selenocyanates of carboxylic acids of acyclic acids, e.g. pravastatin
    • A61K31/23Esters, e.g. nitroglycerine, selenocyanates of carboxylic acids of acyclic acids, e.g. pravastatin of acids having a carboxyl group bound to a chain of seven or more carbon atoms
    • A61K31/232Esters, e.g. nitroglycerine, selenocyanates of carboxylic acids of acyclic acids, e.g. pravastatin of acids having a carboxyl group bound to a chain of seven or more carbon atoms having three or more double bonds, e.g. etretinate
    • AHUMAN NECESSITIES
    • A61MEDICAL OR VETERINARY SCIENCE; HYGIENE
    • A61PSPECIFIC THERAPEUTIC ACTIVITY OF CHEMICAL COMPOUNDS OR MEDICINAL PREPARATIONS
    • A61P3/00Drugs for disorders of the metabolism
    • A61P3/04Anorexiants; Antiobesity agents

Definitions

  • This invention relates to products, including nutritional supplements and formulas, that contain long chain polyunsaturated fatty acids (LCPs or LC-PUFAs), specifically n-3 LCPs; and to methods of using such products to control appetite and help treat and or prevent obesity and conditions of overweight, especially in a pediatric population.
  • LCPs or LC-PUFAs long chain polyunsaturated fatty acids
  • n-3 LCPs specifically n-3 LCPs
  • Treatment strategies include increasing physical activity and voluntary restriction of calories, in order to affect a negative energy balance.
  • Pharmaceutical interventions have also been attempted.
  • Prevention strategies emphasize balanced nutrition with a regimen of physical activity.
  • the present invention tests whether the quality of ingested lipids may play a role in regulation of appetite through n-6 and n-3 fatty acyl compounds formed in brain.
  • Endocannabinoids are a class of naturally occurring compounds that exhibit cannabimimetic properties such as: analgesia, hyperphasia, alteration of cognition and motor control, among other physiological effects including appetite.
  • analgesia a fatty acyl derivative that to bind to the cannabinoid receptors, better known as CBi and CB 2 .
  • CBi and CB 2 fatty acyl derivatives that to bind to the cannabinoid receptors.
  • These fatty acyl derivatives are families of compounds, N- acylethanolamines ( ⁇ AEs) and monoacylglycerols (MAGs; Mechoulam et al, 1998).
  • Arachidonyl ethanolamine 20:4n-6 ⁇ AE
  • Arachidonyl ethanolamine 20:4n-6 ⁇ AE
  • 20:4n-6 MAG is made up of arachidonic acid and glycerol and has recently been demonstrated to increase food intake when injected into rat brain (Kirkham et al, 2002).
  • Other fatty acyl compounds in the n-6 and n-3 families also bind to the CB receptor, namely those with >20 carbons and at least 3 double bonds (Mechoulam et al, 1998).
  • Arachidonic acid (AA, 20:4n-6) and docosahexaenoic acid (DHA, 22:6n-3) can be made in vivo through the process of desaturation and elongation of the essential fatty acids, linoleic acid and linolenic acid, or obtained from the diet.
  • Studies with animal models during the 'brain growth spurt' have shown that varying the levels of dietary essential fatty acids and long-chain n-6 and n-3 polyunsaturated fatty acids results in corresponding changes in the long-chain n-6 and n-3 fatty acids in brain, particularly AA and DHA (Ward et al, 1998 and 1999; de la Presa Owens and Innis, 1999 and 2000).
  • One recent study has demonstrated in formula fed piglets that dietary AA and DHA result in increases in corresponding n-6 and n-3 NAEs and some monoacylglycerols in brain (MAGs; Berger et al, 2001).
  • CB ⁇ carmabinoid receptor
  • Overweight is defined by the Centers for Disease Control as an increased body weight in relation to height compared to accepted standards for desirable weight; obesity is defined as an excessive amount of body fat in relation to lean muscle mass (CDC, 2002). Overweight and obesity are more commonly defined as having a body mass index (weight/height ) of between 25 and 29.9 or >30, respectively (CDC, 2002).
  • the regulation of food intake is a highly complex process controlled to a large extent by the hypothalamus in the brain.
  • Neural control of energy intake for maintenance of body weight involves a complex integration of neuronal, hormonal, sensory, and thermoregulatory signals from the periphery and within various regions in brain (Williams et al, 2000; Hovel, 2001; van Dijk et al, 2000; Berthoud, 2000).
  • leptin and insulin are hormones known to provide the brain with information about the amount of fat stored in the body (van Dijk et al, 2000). Thus leptin and insulin help to regulate food intake.
  • Leptin is a peptide hormone secreted from adipose cells. The amount of leptin secreted has been shown to be directly proportional to the amount of fat in storage.
  • Insulin is also a peptide hormone that is secreted from pancreatic B cells and plays a central role in controlling glucose homeostasis and lipid utilization and storage. The amount of insulin secreted at any given time is also directly proportional to the size of body fat stores. Both leptin and insulin act through receptors in the hypothalamus of the brain.
  • ⁇ 9 -tetrahydrocarmabinol The active ingredient in cannabis, ⁇ 9 -tetrahydrocarmabinol (THC), has appetite stimulating effects, and is prescribed by some doctors to help patients retain weight (Mechoulam and Fride, 2001). Due to the biological effects of ⁇ 9 -THC, which are mediated by a specific cannabinoid receptor, referred to as the CB ⁇ receptor, researchers began to look for endogenous compounds, endocannabinoids. In the early 1990s, a family of bioactive fatty-acyl compounds that exhibited neuromodulator activity at the cannabinoid receptor was identified (Devane et al, 1992; Hanus et al, 1993). Later another family was identified, monoacylglycerols or MAGs, that exhibited neuromodulatory activity at cannabinoid receptors (Sugiura et al, 1995; Mechoulam et al, 1995).
  • CBi and CB 2 receptors cannabinoid receptors
  • CBi receptors are found primarily in the brain, with some mRNA expressed also in the peripheral organs (adrenal gland, heart, lung, prostate, uterus, ovary, testis, bone marrow, thymus, tonsils, and testis).
  • CB receptors have been found in immune system cells (Buckley et al, 1998).
  • this compound anandamide more commonly referred to now as N-arachidonyl ethanolamine (20:4n-6 ⁇ AE). They purified 20:4n-6 ⁇ AE and tested the cannabimimetic pharmacological activity by measuring the ability to inhibit the twitch response of isolated murine vas deferentia, a standard model to investigate the mode of action of psychotropic agents.
  • the structure of anandamide was determined by mass spectrometry and nuclear magnetic resonance.
  • the chemical name for 20:4n-6 ⁇ AE is [5,8,11,14-eicosatetraenamide, (N-2-hydroxyethyl)-(all-Z)].
  • Ananadamide and its effects are also described in WO 2001/24645 Al (Nestle, 2001).
  • 20:4n-6 MAG has also been shown to bind to the CBi and CB 2 receptors and exhibit cannabimimetic activities both in vitro and in vivo. While most of the research on the specific roles of the endocannabinoids that bind to the CB ⁇ -receptor in brain has been associated with 20:4n-6 NAE, other fatty acyl NAEs and MAGs also bind to the CBi- receptor (Mechoulam et al, 1998) and may play a role in central nervous system regulation of food intake (Di Marzo et al, 2001 ; Berger et al, 2001 ; Kirkham et al, 2002).
  • NAE has been found in many species including rat, pig, cow, and human, and in many tissues (Schmid et all995; Felder et al, 1996; Kondo et al, 1998; Bisogno et al, 1999;
  • NAEs have been found in tissues where C i receptors are found, including brain, kidney, spleen, testis, skin, blood plasma, and uterus. They are present in concentrations ranging from none detected to 29 pmol/g in rat brain (Mechoulam et al,
  • NAE biosynthesis involves the Ca 2+ -dependent transfer of a fatty acyl chain from the sn- 1 position of a phosphatidylcholine to the primary amine of phosphatidylethanolamine, forming N-acylphosphatidylethanolamine (NAPE) and lyso-phosphatidylcholine (Patricelli and Cravatt 2001). NAPE is subsequently hydrolyzed by a phospholipase D-like enzyme to yield the corresponding NAE and phosphatidic acid. These two reactions are thought to be tightly coordinated.
  • the proposed mechanism for MAG biosynthesis is similar to that for NAE as has been shown to be Ca + -dependent (Mechoulam et al, 1998).
  • a phosphoinositide-specific phospholipase C causes the release of diacylglycerol and a inositol-triphosphate, which is subsequently hydrolyzed to yield MAG by sn-1 -diacylglycerol lipase (Ameri, 1999).
  • NAEs and MAGs After release from the phospholipid membrane, NAEs and MAGs are available to bind to the CBI receptor. They are also hydrolyzed rapidly by a membrane bound enzyme called fatty acyl amide hydrolase (FAAH) or sometimes referred to as 'anandamide [20:4n-6 NAE] hydrolase' (Patricelli and Cravatt, 2001; Goparaju et al, 1998; Giang and Cravatt, 1997). Giuffrida et al (2001) have proposed that 20:4n-6 NAE and 20:4n-6 MAG are hydrolyzed by a two-step process involving enzymatic hydrolysis after transport by a specific carrier into the site of degradation.
  • FAAH fatty acyl amide hydrolase
  • a carrier-mediated transport of NAEs and MAGs into cells has been proposed based on a fast rate of action, temperature dependence, saturability, and substrate selectivity.
  • FAAH is the key enzyme involved in hydrolysis of these endocannabinoids.
  • FAAH appears to be a general hydrolytic enzyme, acting on many biologically active lipids and esters (Giuffrida et al, 2001).
  • 20:4n-6 NAE is hydrolyzed to free arachidonic acid and ethanolamine by FAAH.
  • 20:4n-6 MAG is broken down into free arachidonic acid and glycerol through FAAH enzymatic action.
  • Another mechanism of degradation for MAGs has been suggested, possibly a monoacylglycerol lipase, although this has not been firmly established.
  • Ward et al demonstrated 'dose' related effects of feeding varying amounts of 20:4n-6 and 22:6n-3 in a rat milk formula.
  • Rat pups were fed one of three levels of 20:4n-6 and 22:6n-3 (0%, 0.4%, or 2.4% total fatty acids) using a 3 x 3 design from postnatal day 5 through 18 by gastrostomy tube.
  • the formulas contained what were considered adequate amounts of the essential fatty acids, 10% of total fatty acids as 18:2n-6 and 1% as 18:3n-3.
  • the red blood cell and brain phospholipid membrane fatty acids generally reflected the fatty acid composition of the supplemented formula fed.
  • NAEs and MAGs in brain 20:4n-6 NAE increased 4-fold, 20:5n-3 NAE increased 5-fold, 22:5n-3 and 22:6n-3 NAE increased 9-10-fold, 22:4n-6 MAG and 22:6n-3 MAG increased nearly 2-fold; whereas 20:4n-6 MAG did not increase.
  • dietary fatty acids modulate NAE levels by changing levels of NAE precursors or by providing substrate for biosynthesis.
  • mice were randomly assigned to vehicle or 20:4n-6 ⁇ AE treatment. The mice were given food cakes weighed before and after feeding, including spillage. The mice were fed for 7 days for 2.5 hours per day (between 9am and 12pm). Ten minutes before feeding, 0.001, 0.7, or 4 mg/kg of 20:4n-6 ⁇ AE in vehicle or vehicle alone was injected intraperitoneally in a volume of O.lmL/lOg of body weight.
  • the 0.001 mg/kg 20:4n-6 ⁇ AE treated group also showed improved cognitive function and reversal of most effects of severe food restriction.
  • the other two 20:4n-6 ⁇ AE treated groups did not show any significant change.
  • Fride et al studied the effects of blocking CBi receptor activity in suckling mouse pups.
  • mice On postnatal day 1 or 2, mice were injected intraperitoneally with 20 mg/kg of a CB ! receptor antagonist (SR141716A). The researchers observed overwhelming effects on mortality. Injecting the antagonist on postnatal day 1 resulted in death in all rat pups by day 4 and injecting it on postnatal day 2 resulted in death in 50% of the rat pups.
  • mouse pups were injected with 20 mg/kg of the antagonist daily from postnatal day 2 through day 8. All of the pups immediately stopped gaining weight and died by day 8.
  • CBi receptor knockout mice and wild-type controls were given an injection intraperitoneally of vehicle or the CBi receptor antagonist after fasting for 18 hours.
  • CBi receptor knockout mice given vehicle ate significantly less than wild-type controls.
  • the CB preceptor antagonist decreased food intake in wild-type controls to the level of food intake of the CBi receptor knockout mice given vehicle; administration of the antagonist to the CBi receptor knockout mice resulted in no changes in food intake.
  • Arbuckle LD and Innis SM Docosahexaenoic acid is transferred through maternal diet to milk and to tissues of natural milk-fed piglets. J Nutr, 123(10):1668-1675, (1993). Auestad N, Korsak RA, Bergstrom JD, and Edmond J. Milk-substitutes comparable to rat's milk; their preparation, composition, and impact on development and metabolism in the artificially reared rat. British Journal of Nutrition, 61: 495-518, (1989).
  • Di Marzo V De Petrocellis L, Bisogno T, and Melck D. Metabolism of anandamide and 2- arachidonoylglycerol: an historical overview and some recent developments. Lipids, 34:S319-S325, (1999). Di Marzo V, Goparaju SK, Wang L, Liu J, Batkal S, Jaral Z, Fezza F, Miura GI, Pahniter RD, Sugiura T, and Kunos G. Leptin-regulated endocannabinoids are involved in maintaining food intake. Nature, 410:822-825, (2001).
  • Fride E Ginzburg Y, Breuer A, Bisogno T, Di Marzo N, Mechoulam R. Critical role of the endogenous cannabinoid system in mouse pup suckling and growth. European Journal of Pharmacology, 419:207-214, (2001).
  • Giang DK and Cravatt BF Molecular characterization of human and mouse fatty acid amide hydrolases. Proc. ⁇ atl. Acad. Sci., 94:2238-2242, (1997). Giuffrida A, Beltramo M, and Piomelli D. Mechanisms of endocannabinoid inactivation: biochemistry and pharmacology. Journal of Pharmacology and Experimental Therapeutics, 298(1):7-14, (2001).
  • Peripheral signals conveying metabolic information to the brain: short-term and long-term regulation of food intake and energy homeostasis. Exp Bio Med, 226(11):963-977, (2001).
  • Heird WC Parental feeding behavior and children's fat mass. Am J Clin ⁇ utr, 75:451 -452, (2002).
  • Arachidonoylglycerol an endogenous cannabinoid receptor agonist: identification as one of the major species on monoacylglycerols in various rat tissues, and evidence for its generation through Ca 2+ -dependent and -independent mechanisms. FEBS Letters, 429:152-156, (1998).
  • Makrides M Neumann MA, Byrad RW, Simmer K, and Gibson RA. Fatty acid composition of brain, retina, and erythrocytes in breast- and formula-fed infants. Am J Clin Nutr, 60(2): 189-194, (1994). McLaughlin CR, Martin BR, Compton DR, and Abood ME. Cannabinoid receptors in developing rats: detection of mRNA and receptor binding. Drug and Alcohol Dependence, 36:27-31, (1994).
  • Arachidonylglycerol a possible endogenous cannabinoid ligand in brain. Biochem. Biophys. Res. Commun, 215:89-97, (1995).
  • Wainwright PE Effects of ⁇ -linolenic acid and docosahexaenoic acid in formulae on brain fatty acid composition in artificially reared rats. Lipids, 34: 1057-1063,
  • the invention comprises a method for decreasing the appetite of a mammal comprising enterally administering to said mammal an amount of long-chain n-3 PUFA effective to decrease the appetite of said mammal.
  • the invention comprises a method for antagonizing the CBi receptor in the brain of a mammal comprising enterally administering to said mammal an amount of long-chain n-3 PUFA effective to antagonize the CBi receptor activity in the brain of said mammal.
  • the invention comprises a method for decreasing the incidence of obesity or overweight status in a population of mammals comprising enterally administering to at least some members of said population an amount of long-chain n-3 PUFA effective to modulate negatively the appetite of said mammal.
  • the invention comprises a method for increasing serum leptin levels in humans or other mammals, preferably to reduce appetite as a result of, in whole or in part, the serum leptin level increase, more preferably to also reduce the incidence or extent of obesity in such humans or other mammals.
  • the leptin level increase is preferably determined by postprandial or fasting serum measurement following administration of a DHA-containing nutritional composition (or other long chain n-3 PUFA-containing composition) relative to a similar measurement following administration of a similar nutritional composition but without DHA (or other similar long chain n-3 PUFA).
  • the long-chain n-3 PUFA preferably comprises DHA, and more preferably is administered to a child or adult in a daily amount of from about 84 to about 15,832 mg.
  • a preferred long-chain n-3 PUFA is DHA; and this may be administered independent of AA.
  • the long-chain n-3 PUFA is administered during a growth phase.
  • the long-chain n-3 PUFA is administered prior to or in conjunction with an appetite-impacting stimulus.
  • the preferred effective dosing levels are about 8 to about 396 mg/kg/day for an infant, (preferably about 127 to 165 mg/kg/day); about 84 to about 11610 mg/day for a child up to age 15 and about 84 to about 15,832 mg/day for an adult. More preferred levels are included herein.
  • the invention comprises a method for modulating the appetite of a mammal comprising enterally administering to said mammal an amount of long-chain n-3 PUFA and an amount of long-chain n-6 PUFA in relative amounts effective to modulate the appetite of said mammal.
  • the long-chain n-3 PUFA preferably comprises DHA and the long-chain n-6 PUFA preferably comprises AA.
  • the long-chain n-3 PUFA is administered during a growth phase.
  • the long-chain n-3 PUFA is administered prior to or in conjunction with an appetite-impacting stimulus.
  • the preferred effective dosing levels are about 8 to about 396 mg/kg/day for an infant, (preferably about 127 to 165 mg/kg/day); about 84 to about 11610 mg/day for a child up to age 15 and about 84 to about 15,832 mg/day for an adult. More preferred levels are included herein.
  • Fatty acids are an important component of nutrition. Fatty acids are carboxylic acids and are classified based on the length and saturation characteristics of the carbon chain. Long chain fatty acids have from 16 to 24 or more carbons and may also be saturated or unsaturated. In longer fatty acids there may be one or more points of unsaturation, giving rise to the terms "monounsaturated” and "polyunsaturated", respectively. Long chain polyunsaturated fatty acids, (LCP's or LC-PUFAs) having 20 or more carbons are of particular interest in the present invention.
  • LCP's or LC-PUFAs Long chain polyunsaturated fatty acids having 20 or more carbons are of particular interest in the present invention.
  • LC-PUFAs are categorized according to the number and position of double bonds in the fatty acids according to a nomenclature well understood by the biochemist. There are two main series or families of LC-PUFAs, depending on the position of the double bond closest to the methyl end of the fatty acid: the n-3 series contains a double bond at the third carbon, while the n-6 series has no double bond until the sixth carbon. Thus, arachidonic acid (“AA” or "ARA”) has a chain length of 20 carbons and 4 double bonds beginning at the sixth carbon. As a result, it is referred to as "20:4 n-6".
  • DHA docosahexaenoic acid
  • AA and DHA are of particular importance in the present invention.
  • LCPs are the Cl 8 fatty acids that are precursors in these biosynthetic pathways, as is described in US Patent 5,223,285.
  • LA linoleic
  • GLA intermediates ⁇ -linolenic
  • DHGLA dihomo- ⁇ - linolenic
  • ⁇ - linolenic (18:3n-3, "ALA” intermediates stearodonic (18:4n-3) and EPA (20:5n-3) are important precursors to DHA (22:6n-3).
  • a glyceride is such an ester of one or more fatty acids with glycerol (1,2,3-propanetriol). If only one position of the glycerol backbone molecule is esterified with a fatty acid, a "monoglyceride” is produced; if two positions are esterified, a “diglyceride” is produced; and if all three positions of the glycerol are esterified with a "triglyceride” or "triacylglycerol" is produced.
  • a phospholipid is a special type of diglyceride, wherein the third position on the glycerol backbone is bonded to a nitrogen containing compound such as choline, serine, ethanolamine, inositol, etc., via a phosphate ester.
  • Triglycerides and phospholipids are often classified as long chain or medium chain, according to the fatty acids attached thereto.
  • a "source" of fatty acids may include any of these forms of glycerides from natural or other origins.
  • Lipid is a general term describing fatty or oily components. In nutrition, lipids provide energy and essential fatty acids and enhance absorption of fat soluble vitamins. The type of lipid consumed affects many physiological parameters such as plasma lipid profile, cell membrane and organ lipid composition and synthesis of mediators of the immune response such as prostaglandins and thromboxanes. Other physiological effects of lipids are described in the background.
  • Sources of longer LCPs include dairy products like eggs and butterfat; marine oils, such as cod, menhaden, sardine, tuna and many other fish; certain animal fats, lard, tallow and microbial oils such as fungal and algal oils as described in detail in US Patents 5,374,657, 5,550,156, and 5,658,767.
  • fish oils are a good source of DHA and they are commercially available in "high EPA” and "low EPA” varieties, the latter having a high DHA:EPA ratio, preferably at least 3:1.
  • Algal oils such as those from dinoflagellates of the class Dinophyceae, notably Crypthecodinium cohnii are also sources of DHA (including DHASCO TM), as taught in US Patents 5,397,591, 5,407,957, 5,492,938, and 5,711,983.
  • DHA including DHASCO TM
  • the genus Mortierella, especially M. alpina , and Pythium insidiosum are good sources of AA, including ARASCOTM as taught by US Patent 5,658,767 and as taught by Yamada, et al. J. Dispersion Science and Technology, 10(4&5), pp561-579 (1989), and Shinmen, et al. Appl. Microbiol. Biotechnol. 31 :11-16 (1989).
  • LCPs LCP-containing oils
  • Desaturase and elongase genes have been identified from many organisms and these might be engineered into plant or other host cells to cause them to produce large quantities of LCP-containing oils at low cost.
  • the use of such synthetic or recombinant oils are also contemplated in the present invention.
  • the present invention is utilized in combination with an environmental stress or stimulus.
  • an environmental stress or stimulus Studies in rodents have shown that mild to moderate stressors result in increased food intake, while a more severe stress does not (Harris et al 2000).
  • the effect of stress on food intake depends on the duration of the stressor and includes both physical and psychological stressors. Mild stressors known to elicit increased food intake in rats include tail pinch, a brief period of restraint or handling, food restriction, and sleep deprivation.
  • the food restriction periods in the present study represent such mild stressors that elicited an appetitive response. This was most apparent following the overnight 40% food restriction period on day 19, and less so following the overnight fast on day 20.
  • the differences in appetitive response following the different food restriction paradigms may be explained by limited sample size, an adaptive response to the fasting/feeding paradigm, or the latter (overnight fast) exceeded a mild/moderate stress threshold.
  • the dietary fatty acids of the present invention may be given in many forms, including but not limited to, nutritional products, dietary supplements, pharmaceuticals or other products. They may be used at any age, for example by infants, children or adults. There may be particular value in using them during periods of rapid growth, such as infancy, childhood and adolescence.
  • the dietary fatty acids of the invention may be incorporated into a nutritious "vehicle or carrier" which includes but is not limited to the FDA statutory food categories: conventional foods, foods for special dietary uses, dietary supplements and medical foods.
  • Nutritional products contain macronutrients, ie. fats, proteins and carbohydrates, in varying relative amounts depending on the age and condition of the intended user, and often contain micronutrients such as vitamins, minerals and trace minerals.
  • the term "nutritional product” includes but is not limited to these FDA statutory food categories: conventional foods, foods for special dietary uses, medical foods and infant formulas.
  • Foods for special dietary uses are intended to supply a special dietary need that exists by reason of a physical, physiological, pathological condition by supplying nutrients to supplement the diet or as the sole item of the diet.
  • a “medical food” is a food which is formulated to be consumed or administered enterally under the supervision of a physician and which is intended for the specific dietary management of a disease or condition for which distinctive nutritional requirements, based on recognized scientific principles, are established by medical evaluation.
  • a "dietary supplement” is a product intended to supplement the diet by ingestion in tablet, capsule or liquid form and is not represented for use as a conventional food or as a sole item of a meal or the diet.
  • Infant formula refers to nutritional formulations that meet the standards and criteria of the Infant Formula Act, (21 USC ⁇ 350(a) et. seq.) and are intended to replace or supplement human breast milk. Although such formulas are available in at least three distinct forms (powder, liquid concentrate and liquid ready-to-feed (“RTF”), it is conventional to speak of the nutrient concentrations on an "as fed” basis and therefore the RTF is often described, it being understood that the other forms reconstitute or dilute according to manufacturer's directions to essentially the same composition and that one skilled in the art can calculate the relevant composition for concentrated or powder forms.
  • "Standard" or “Term” infant formula refers to infant formula intended for infants that are born full term as a first feeding.
  • the protein, fat and carbohydrate components provide, respectively, from about 8 to 10, 46 to 50 and 41 to 44% of the calories; and the caloric density ranges narrowly from about 660 to about 700 kcal/L (or 19-21 Cal/fl.oz.), usually about 675 to 680 (20 Cal/fl.oz.).
  • the distribution of calories among the fat, protein and carbohydrate components may vary somewhat among different manufacturers of term infant formula.
  • SIMILACTM Ross Products Division, Abbott Laboratories
  • ENFAMILTM Mead Johnson Nutritionals
  • GOOD STARTTM(Carnation) are examples of term infant formula.
  • Nutrient-enriched formula refers to infant formula that is fortified relative to "standard” or "term” formula.
  • the primary defining characteristic that differentiates nutrient-enriched formulas is the caloric density; a secondary factor is the concentration of protein.
  • a formula with a caloric density above about 700 Kcal/L or a protein concentration above about 18 g/L would be considered “nutrient-enriched”.
  • Nutrient- enriched formulas typically also contain higher levels of calcium (e.g. above about 650 mg/L) and/or phosphorus (e.g. above about 450 mg/L). Examples include Similac NEOSURETM and Similac Special CareTM formulas.
  • Dietary supplements are soft gels, capsules, powders, tablets, liquids and other dosage forms with specific nutrients that are generally intended to support the normal structure and function of the body. Dietary supplements may be formulated with suitable excipients and carriers, much like standard pharmaceutical products.
  • Soft gels are widely used in the pharmaceutical industry as an oral dosage form containing many different types of pharmaceutical and vitamin products. Soft gels are available in a great variety of sizes and shapes, including round shapes, oval shapes, oblong shapes, tube shapes and other special types of shapes such as stars. The finished capsules or soft gels can be made in a variety of colors, with or without opacifiers. Soft gels are predominantly employed for enclosing liquids, more particularly oily solutions, suspensions or emulsions. Filling materials normally used are vegetable, animal or mineral oils, liquid hydrocarbons, volatile oils and polyethylene glycols.
  • the soft gelatin capsules can be manufactured using techniques well known to those skilled in the art.
  • U.S. Patents 4,935,243, 4,817,367 and 4,744,988 are directed to the manufacturing of soft gelatin capsules. Manufacturing variations are certainly well known to those skilled in the pharmaceutical sciences.
  • these comprise an outer shell primarily made of gelatin, a plasticizer, and water, and a fill contained within the shell.
  • the fill may be selected from any of a wide variety of substances that are compatible with the gelatin shell.
  • a gelatin capsule manufacturing system is comprised of three main systems: a sheet forming unit, a capsule forming unit, and a capsule recovery unit.
  • Melted gelatin is formed into sheets of desired thickness which is inserted between a pair of die rolls fitted with the desired die heads in the capsule-forming unit.
  • a fill nozzle is positioned so as to discharge the desired amount of fill liquid between two gelatin sheets.
  • the discharging timing is adjusted so that the recess formed by the die heads are filed with fill liquid as the gelatin sheets are brought into contact with each other, which allows filled capsules to be formed.
  • Die roll scraping brushes remove the formed gelatin capsules from the die heads.
  • the gelatin capsules are subsequently collected into a bulk container for storage prior to filing into the desired container.
  • Fro dry-filled capsules the two halves of the shell may be formed separately and sealed after filling. Tablets are generally formed by compression of the active ingredient, often as a
  • pharmaceutically acceptable salt along with binders, lubricants and other excipients in a die and mold. Additional details of capsule and tablet formation can be obtained in any of several texts on this topic, including Remington's Pharmaceutical Sciences, XV edition (1975). Pharmaceutically acceptable salts are well-known in the art. For example, S. M.
  • Representative acid addition salts include, but are not limited to acetate, adipate, alginate, citrate, aspartate, benzoate, benzenesulfonate, bisulfate, butyrate, camphorate, camphorsufonate, digluconate, glycerophosphate, hemisulfate, heptanoate, hexanoate, fumarate, hydrochloride, hydrobromide, hydroiodide, 2-hydroxyethansulfonate (isethionate), lactate, maleate, methanesulfonate, nicotinate, 2-naphthalenesulfonate, oxalate, pamoate, pectinate, persulfate, 3-phenylpropionate, picrate, pivalate, propionate, succinate, tartrate, thiocyanate, phosphate, glutamate, bicarbonate, p-toluenesulfonate and undecanoate.
  • the basic nitrogen-containing groups can be quarternized with such agents as lower alkyl halides such as methyl, ethyl, propyl, and butyl chlorides, bromides and iodides; dialkyl sulfates like dimethyl, diethyl, dibutyl and diamyl sulfates; long chain halides such as decyl, lauryl, myristyl and stearyl chlorides, bromides and iodides; arylalkyl halides like benzyl and phenethyl bromides and others. Water or oil-soluble or dispersible products are thereby obtained.
  • lower alkyl halides such as methyl, ethyl, propyl, and butyl chlorides, bromides and iodides
  • dialkyl sulfates like dimethyl, diethyl, dibutyl and diamyl sulfates
  • long chain halides such as decyl,
  • Basic addition salts can be prepared in situ during the final isolation and purification of the compounds by reacting a carboxylic acid-containing moiety with a suitable base such as the hydroxide, carbonate or bicarbonate of a pharmaceutically acceptable metal action or with ammonia or an organic primary, secondary or tertiary amine.
  • a suitable base such as the hydroxide, carbonate or bicarbonate of a pharmaceutically acceptable metal action or with ammonia or an organic primary, secondary or tertiary amine.
  • Pharmaceutically acceptable salts include, but are not limited to, cations based on alkali metals or alkaline earth metals such as lithium, sodium, potassium, calcium, magnesium and aluminum salts and the like and nontoxic quaternary ammonia and amine cations including ammonium, tetramethylammonium, tetraethylammonium, methylamine, dimethylamine, trimethylamine, triethylamine, diethylamine, ethylamine and the like.
  • Other representative organic amines useful for the formation of base addition salts include ethylenediamine, ethanolamine, diethanolamine, piperidine, piperazine and the like.
  • the level of a particular fatty acid in a formula is typically expressed as percent of the total fatty acids. This percentage multiplied by the absolute concentration of total fatty acids in the formula (either as g/L or g/100 kcal) gives the absolute concentration of the fatty acid of interest (in g/L or g/100 kcal, respectively). Total fatty acids may be estimated as about 95%) of total fat to account for the weight of the glycerol backbone. Conversion from mg/100 kcal to mg/L is a simple calculation dependant on the caloric density as is known to those skilled in the art.
  • Nutritional compositions enriched in DHA according to the invention may provide from 100%), in the case of a sole source feeding such as infant formula, to less than about 5% of daily caloric intake, in the case of a conventional snack food. If formula is fed to newborns it may be complemented with some human milk. And as the infant gets to about 2-4 months, solid foods often begin to supply some of the calories and the amount of formula may decrease as a percent of total caloric intake. Any nutritive or caloric component of supplements or pharmaceuticals is usually de minimis and disregarded.
  • DHA dosing with a mild stressor as noted above.
  • the preferred time to feed the DHA enriched diets is when accretion of the long- chain n-6 and n-3 fatty acids is the fastest — i.e. during infancy, childhood and adolescence. The most rapid rate of brain growth occurs in infancy. However, brain growth and neuronal maturation continues until about 12-20 years of age The fatty acid content in adult brains also can be affected by diet in adults but over a longer time frame. Table B, below gives ranges and preferred ranges for effective dosing of DHA in accordance with the invention.
  • the effective dose of the ingredient, DHA does not differ whether given as part of a nutritional product, as a supplement or as a pharmaceutical.
  • a range of effective dosing for a child age 1-5 years is 84 to 9499 mg per day, preferably 84 to 3800 mg per day and most preferably 253 to 2322 mg per day.
  • Comparable values for an adult are 84-15832, preferably 84 - 6333, most preferably 253 - 3166. Note that values are given in mg /day for children and adults, and in mg/kg/day for infants.
  • comparable values for an infant up to about 6 months of age are: 8 - 380 mg/kg/day, preferably 8 -165 mg/kg/day, and most preferably 13 - 89 mg/kg/day.
  • liquid and powder nutritional products of the present invention can be manufactured by generally conventional techniques known to those skilled in the art. Briefly, three slurries are prepared, blended together, heat treated, standardized, spray dried (if applicable), packaged and sterilized (if applicable).
  • a carbohydrate/mineral slurry is prepared by first heating water to an elevated temperature with agitation. Minerals are then added. Minerals may include, but are not limited to, sodium citrate, sodium chloride, potassium citrate, potassium chloride, magnesium chloride, tricalcium phosphate, calcium carbonate, potassium iodide and trace mineral premix.
  • a carbohydrate source such as one or more of lactose, corn syrup solids, sucrose and/or maltodextrin is dissolved in the water, thereby forming a carbohydrate solution.
  • a source of dietary fiber, such as soy polysaccharide, may also be added. The completed carbohydrate/mineral slurry is held under agitation at elevated temperature until it is blended with the other slurries, preferably for no longer than about twelve hours.
  • An oil slurry is prepared by combining and heating the basic oil blend.
  • the basic oil blend typically contains some combination of soy, coconut, palm olein, high oleic safflower or sunflower oil and medium chain triglycerides.
  • Emulsifiers such as diacetyl tartaric acid esters of mono, diglycerides, soy mono, diglycerides, and soy lecithin may be used.
  • Any or all of the oil-soluble vitamins A, D, E ( natural R,R,R form or synthetic) and K may be added individually or as part of a premix.
  • Beta carotene which can function as an in vivo antioxidant, may also be added, as may a stabilizer such as carrageenan.
  • Oils containing specific LCPs important to this invention can be added to the oil slurry. Care must be used with these LCPs since they easily degrade and become rancid.
  • the completed oil slurry is held under agitation until it is blended with the other slurries, preferably for a period of no longer than about twelve hours.
  • a protein in water slurry is prepared by first heating water to an appropriate elevated temperature with agitation.
  • the protein source is then added to the water with agitation.
  • this protein source is intact or hydrolyzed milk proteins (e.g. whey, casein), intact or hydrolyzed vegetable proteins (e.g. soy), free amino acids and mixtures thereof.
  • any known source of amino nitrogen can be used in this invention.
  • the completed protein slurry is held under agitation at elevated temperature until it is blended with the other slurries, preferably for a period no longer than about two hours.
  • some protein may be mixed in a protein-in-fat emulsion rather than protein-in- water.
  • the protein in water and carbohydrate/mineral slurries are blended together with agitation and the resultant blended slurry is maintained at an elevated temperature.
  • the oil slurry is added to the blended slurry from the preceding step with agitation.
  • the LCP oils can be added directly to the blend resulting from combining the protein, carbohydrate/mineral and oil slurries.
  • the pH of the completed blend is adjusted to the desired range.
  • the blended slurry is then subjected to deaeration, ultra-high temperature heat treatment, emulsification and homogenization, then is cooled to refrigerated temperature.
  • appropriate analytical testing for quality control is conducted. Based on the analytical results of the quality control tests, and appropriate amount of water is added to the batch with agitation for dilution.
  • a vitamin solution containing water soluble vitamins and trace minerals (including sodium selenate), is prepared and added to the processed slurry blend with agitation.
  • a separate solution containing nucleotides is prepared and also added to the processed blended slurry with agitation.
  • the pH of the final product may be adjusted again to achieve optimal product stability.
  • the completed product is then filled into the appropriate metal, glass or plastic containers and subjected to terminal sterilization using conventional technology.
  • the liquid product can be sterilized aseptically and filled into plastic containers.
  • a carbohydrate/mineral slurry is prepared as was described above for liquid product manufacture.
  • a protein in water slurry is prepared as was described above for liquid product manufacture.
  • the carbohydrate/mineral slurry, protein in water slurry and oil slurry are blended together in a similar manner as described for liquid product manufacture.
  • LCPs are then added to the blended slurry with agitation.
  • the LCPs are slowly metered into the product as the blend passes through a conduit at a constant rate just prior to homogenization (in-line blending).
  • the processed blend may be evaporated to increase the solids level of the blend to facilitate more efficient spray drying.
  • the blend then passes through a preheater and a high pressure pump and is spray dryed using conventional spray drying technology.
  • the spray dryed powder may be agglomerated, and then is packaged into metal or plastic cans or foil/laminate pouches under vacuum, nitrogen, or other inert environment.
  • Pharmaceutical dosage forms may be useful for both drug and dietary supplement forms. They are well known to those skilled in the art, and include tablets, capsules, pills, powders, and other forms. Methodologies for making each of these dosage forms is well known and, except as noted in an earlier section, will not be repeated here.
  • the plan was to artificially rear rat pups on different n-6 and n-3 formulas and then assess food intake after weaning them onto a semi-solid food.
  • One group of rats was reared and tested in February and the other in April 2002.
  • the intent was to combine the February and April results, however methodological problems (described below) limited the reliability of some of the results from February.
  • the April dataset is reliable and complete.
  • the artificial rearings and food intake studies took place at the University of California, Los Angeles, in Dr. John Edmond' s laboratory, kindly under the care of Rose Korsak, who were both blind to the composition of the different rat milk formulas and feeding groups.
  • the dietary levels of AA and DHA in the present study were chosen based on published data from Ward et al (1998) and Wainwright et al (1999) who studied similar levels of AA and DHA using the same gastronomy reared rat model.
  • the levels of AA and DHA studied were 0%> and 2.5% total fatty acids alone or in combination; a fourth group was fed no AA or DHA (Table 3.1 and Table 3.2). This phase of the study is the AA and DHA (feeding) rearing phase.
  • the base formula was designed to contain marginally adequate levels of linoleic acid and undetectable levels of ⁇ -linolenic acid as has been used in studies of rats (Wainwright et al, 1999) and piglets (de la Presa Owens and Innis, 1999 and 2000) to maximize differences in brain levels of AA and DHA among the four experimental groups of rats. 3.1.2 Reference Groups
  • rat milk formula groups were also studied.
  • One reference group was a normal suckling group in which the rat pups remained with the dam until day 20 when brain tissue was obtained.
  • the normal suckling rats were not included in the food intake phase of the experiment.
  • a second reference group of suckling rats served as an experimental design reference group.
  • rat pups were removed from the dam and included in the feeding measurements on days 19 and 20. These rats were not weaned or introduced to the mash diet before the initiation of the food intake phase. 3.1.3 Statistical Analyses
  • Pregnant Sprague-Dawley rats were obtained from Charles River Laboratories (Wilmington, MA) on day 14 of gestation. They were housed under a controlled temperature environment with a 12-hour light/dark cycle. Rat pups were born on day 21 of gestation within a 24 hour time period. The day of birth was designated day 0. Male rat pups were removed from dams on postnatal day 6 and artificially reared on rat milk formulas to day 18. This procedure has been described in detail in the literature by Sonnenberg et al, 1982; Smart et al, 1983 and 1984; and Auestad et al, 1989. Similar procedures have been also been described by Ward et al, 1998, and Wainwright et al, 1999.
  • rat pups were randomly assigned to one of the four experimental rat milk formula groups (Table 3.2).
  • the rat pups were lightly anesthetized, fitted with an intragastric cannula, and placed individually in pint-sized plastic containers free floating in a waterbath maintained at 36 ⁇ 2°C.
  • the cannulae for individual rat pups were each connected to syringes filled with one of the four experimental rat milk formulas using polyethylene tubing.
  • the rat pups were fed by intermittent, intragastric infusion, from day 6 to day 18.
  • the formula was delivered to the rat pups for 20 or 30 min each hour, depending on the age of the rat, using a programmable pump housed in a bench-top refrigerator.
  • the pump settings were modified daily to deliver specific quantities of rat milk formula to the rat pups to support normal growth.
  • the study protocol is shown in Table 3.3. 3.2.2 Rat Milk Formula Composition
  • Rat milk formulas were prepared as described in the literature (Auestad et al, 1989; Ward et al, 1998) except that the protein source was whey and casein powders (kindly provided by Ross Products Division of Abbott Laboratories). Briefly, a premilk base consisting of casein, whey, and water was prepared first. Then, a fat blend (see Table 3.4), lactose, minerals, vitamins, and additional nutrients as found in rat milk were added to the premilk base and mixed using a Polytron homogenizer (see Table 3.5). The fat blends used in preparation of the rat milk were formulated to provide marginal amounts of linoleic acid, linolenic acid, and different amounts of AA and DHA.
  • Rat Milk Formula (AA and DHA Rearing Phase) 100 80 80 20 0 0
  • Table 3.3 Calorie sources during AA and DHA rearing phase and food intake phase of experiments. Feeding protocol for the four rat milk formula groups. Experimental rat milk formula was randomly assigned on postnatal day 6 and fed through day 18. The rat milk formula contained no AA or DHA; no AA, 2.5% DHA; 2.5% AA, no DHA; or 2.5% AA, 2.5% DHA. Mash was a semi-solid food and was introduced to all four groups on day 16 and fed exclusively during the food intake phase. The mash met the AIN-93 recommendations for nutrients and contained no AA or DHA.
  • Vitamin Mix (Supplementary) 1.375
  • Table 3.5 Ingredients in the rat milk formula. Ingredients are listed in gram per 2.5 liters. 'Copper sulfate solution was 30.9g CuSCy5H 2 0/L H 2 0; 2 Zinc sulfate solution was 379.3g ZnS0 4 -7H 2 0/L H 2 0 (as described in Auestad et al, 1989).
  • the fatty acid composition of the rat milk formulas was determined by gas chromatographic analysis and results are shown in Tables 3.6.
  • the target percentages of the fatty acids linoleic acid, linolenic acid, AA and DHA, were achieved with concentrations at or near expected targets.
  • the other prepared formulas with added AA ech contained approximately 2.5% AA as expected.
  • the artificially reared rat pups were weighed daily. Weights at the beginning and end of the AA and DHA rearing phase as well as weights during the food intake phase will be reported.
  • the food mash used in the February experiment was prepared by mixing a fat-free powder meal (Bioserv Inc., Frenchtown, NJ), a fat blend (coconut oil:MCT oil, 70:30, w/w), and water until the consistency was crumbly.
  • a pelleted food mash with the same nutrient composition was prepared (Research Diets Inc., Princeton, NJ) for the April experiment.
  • the pellets were extremely dense and hard and there were concerns that the weanling rats may not readily eat the solid pellets. Therefore, the pellets were crushed into powder, mixed with water, and formed into %" to 54" semi-solid balls which were used in the food intake phase.
  • Results are expressed in % total fatty acids.
  • the fat blend was coconut oil:MCT oil (70:30, w/w). 'February food mash was made with fat-free powder to which the fat blend was added along with water to form a crumbly consistency. 2 April food mash was made from pellets and contained the same fat blend; the pellets were crushed and formed into V" to V" mash balls by adding a small amount of water. 3 Fatty acids present in 0.5% or less are not reported except where indicated by '*' for clarity.
  • the rat pups were calorie restricted with 20% of caloric requirements from the rat milk formula and 20% from the wet mash. The formulas were diluted with water to 20% the initial calorie content. Water intake thus was not restricted to keep the animals properly hydrated.
  • the rat pups were stimulated to urinate and then weighed. The intragastric cannulae were removed, and then rat pups were placed in individual cages containing water bottles and approximately 15g of 'crumbly' mash in ceramic dishes (February experiment) or 'mash balls' added directly to the bottom of the cages (April experiment).
  • the cages had clear plastic bottoms and sides, were approximately 8 inches wide x 12 inches long, and were enclosed with a wired, slanted top that held a water bottle. Every two hours for eight hours all the remaining mash was weighed to determine the amount of food eaten. Three mash 'controls' were included to measure weight loss due to evaporation during the food intake phase. The rats were weighed again at the end of the food intake phase. The mash was then removed from the cages and the rats fasted for the next 18 hours with free access to water. At 9:00 am on day 20, the rats were again stimulated to urinate, weighed, and placed in their cages with access to water and approximately 15g of mash. The amount of food eaten and final weights of the rats were determined after 2 hours. 3.4 TISSUE COLLECTION
  • the rat pups were sacrificed by decapitation on day 20 after the food intake phase and final body weights were taken.
  • the brain was removed, weighed, and quickly frozen (within 5 minutes) in liquid nitrogen. Brain tissue was stored in a -70°C freezer. Blood was collected from the neck stump, mixed with heparin, placed on ice, and centrifuged to ensure adequate phase separation to prepare plasma. Plasma was stored at -70°C.
  • Brain and plasma samples were shipped overnight on dry ice from UCLA to Ross Products Division of Abbott Labs, Columbus, Ohio, and arrived completely frozen. The shipped samples were inspected for damage and signs of thawing and immediately transferred to a - 70°C freezer for storage until analysis. Plasma samples were obtained but not analyzed as a component of this thesis.
  • the fatty acid composition of three lipid fractions in brain was determined.
  • Phospholipid fatty acid methyl esters were determined similar to the methods described by Ward et al (1999).
  • Gas chromatography-mass spectrometry (GC/MS), liquid chromatography-mass spectrometry (LC/MS/MS), as well as HPLC methods for measuring MAG and NAE fatty acids have been described (Berger et al, 2001; Kempe et al, 1996; Fontana et al, 1995; Felder et al, 1996; Wang et al, 2001).
  • a less costly and simpler method for measuring these fatty acids in brain tissue was developed.
  • Total lipid was extracted from rat brains using the Folch extraction method, typical for lipid extraction (Folch et al, 1957).
  • the total lipid extract from each rat brain was separated into neutral lipid and phospholipid fractions using a silica cartridge.
  • the neutral lipid fraction was further separated into MAG and NAE fractions using High Performance Liquid Chromatography (HPLC).
  • Fatty acid composition of the MAG, NAE, and phospholipid fractions was determined using Gas-Liquid Chromatography (GLC) after derivatizing to the corresponding fatty acid methyl esters.
  • the fatty acid composition results correspond to total fatty acids in the membrane phospholipids in brain, and the MAG and NAE fatty acid results represent the concentration of these fatty acyl derivatives in rat brains.
  • Arachidonyl ethanolamide and docosatetraeonyl ethanolamide were from Cayman Chemical Co. (Ann Arbor, MI).
  • Docosatrieonyl chloride and fatty acid standards were from Nu-Chek Prep, Inc. (Elysan, MN).
  • Ethanolamine and boron trifluoride-methanol complex (BF 3 ) were from Sigma-Aldrich (Milwaukee, WI).
  • Dichloromethane, methanol, chloroform, hexane, ethyl acetate, and isopropyl alcohol were from Burdick & Jackson (Muskegon, MI), petroleum ether was from Mallinckrodt (Paris, KY), and formic acid was from J.T.
  • the GLC fatty acid standard was prepared. Briefly, a representative mixture of fatty acid methyl esters (>98% purity) was accurately weighed into a tared 100-mL pear-shaped flask in a specific order to ensure proper blending. After all of the fatty acid methyl esters were added and mixed, the flask was weighed for a final weight of the standard. One hundred milligrams of standard were added to ampules, flushed with nitrogen, sealed with a propane flame, and stored in the -20°C freezer until use. The GLC stock standard was prepared by quantitatively transferring the contents of one ampule to a 25 -mL volumetric flask and diluting to volume with hexane. The GLC working standard was prepared by diluting the GLC stock standard 1 :3 (v/v) with hexane and injecting between 1 and 5 ⁇ onto the GLC.
  • Rat brain samples stored frozen at -70°C, were separated into the two hemispheres; one half was used for determination of fatty acids in phospholipid, MAG, and NAE fractions and the other half was refrozen at -70°C.
  • the half brain for analysis was transferred to a 50-mL glass centrifuge tube. Eight mL of methanol was added and the sample homogenized using a Polytron Dispersing and Mixing System (Kinematica, Switzerland) until well blended. The homogenizer probe was rinsed with 2 mL methanol added directly into the centrifuge tube. Twenty mL of chloroform was then added to the sample and mixed vigorously by shaking. The sample was left undisturbed at room temperature for at least 1 hour.
  • Each sample of the reconstituted brain extract was loaded onto a Silica Plus SEP-PAK cartridge (Waters/Millipore, Milford, MA) using a disposable glass pipette.
  • the test tube containing the brain extract was rinsed twice with 500 ⁇ L of chloroform, which was then loaded onto the cartridge to ensure that all of the extract was transferred to the cartridge.
  • Neutral lipids were eluted with 15 mL chloroforrmmethanol (99:1, v/v) and phospholipids were eluted with 15 mL of methanol.
  • the neutral lipid eluant was filtered through a syringe filter (German Acrodisc® CR PTFE, 0.45 ⁇ or 0.2 ⁇ , 25mm; Ann Arbor, MI) attached to the bottom of the SEP-PAK cartridge. Each eluant was collected into test tubes and evaporated to dryness under N 2 .
  • a syringe filter German Acrodisc® CR PTFE, 0.45 ⁇ or 0.2 ⁇ , 25mm; Ann Arbor, MI
  • the resuspended neutral lipid fraction extract i.e. chloroforrmmethanol SEP- PAK elution
  • 250 ⁇ L of the resuspended neutral lipid fraction extract i.e. chloroforrmmethanol SEP- PAK elution
  • the MAG and NAE fractions collected from the HPLC for each rat brain sample were then evaporated to dryness under N 2 . 3.5.8 Methylation Procedure
  • the MAG and NAE fractions were resuspended in hexane :isopropyl alcohol: ethyl acetate (80:10:10, v/v/v) and transferred to 2-mL amber screw cap vials. The fractions were again evaporated to dryness under a stream of N 2 at room temperature.
  • the samples containing MAGs, NAEs, and phospholipids were then methylated by addition of excess boron trifluoride-methanol complex, BF 3 , under N 2 . After capping tightly with teflon-lined caps, the samples were placed on a heating block at 95°C for 20 minutes. The samples were cooled to room temperature and opened very carefully. The MAG and NAE r4samples were transferred in methanol to 15mL test tubes. Then, 2 mL of 0.9% saline and 4mL hexane were added to the samples and they were mixed vigorously by shaking.
  • the hexane layer was removed using disposable glass pipettes, transferred to clean 15 mL test tubes, and evaporated to dryness under N 2 .
  • the MAG and NAE methylation hexane extracts were reconstituted in 100 ⁇ L of hexane for analysis of the constituent fatty acids by GLC.
  • the dried phospholipid methylation hexane extracts were reconstituted in 10 mL of hexane and diluted 50 ⁇ L of reconstituted extract with 150 ⁇ L of hexane for analysis of fatty acid composition by GLC.
  • the fatty acid methyl esters were analyzed using a Hewlett Packard 6890 gas-liquid chromatograph (GLC) equipped with a flame ionization detector; and an Omegawax 320 fused silica column coated with polyethylene glycol, 0.32mm ID x 30m, 0.25mm film • thickness (Supelco, Inc.; Bellefonte, PA).
  • the gas chromatographic instrument settings were adjusted for optimum signal sensitivity similar to conditions described in Ward et al (1999). Five L of each sample was injected onto the gas chromatograph using an autosampler (Hewlett Packard 7673 A). Individual fatty acids were identified by co-elution with corresponding fatty acid methyl ester internal standards.
  • Fatty acid levels in the rat brain phospholipid fractions are reported as relative percent of total fatty acids, as is typically reported in the literature.
  • the specific amounts of individual NAE fatty acids in the brain lipid extract were quantified relative to the NAE internal standard, methyl docosatrienoate.
  • the amounts of individual MAG fatty acids in the brain lipid extract were quantified relative to the monoglyceride internal standard, methyl heptadecanoate.
  • MAG and NAE corresponding fatty acids are reported as ng/g and ⁇ g/g wet weight of rat brain, respectively.
  • Table 4.2 Average body and brain weight across experimental formula and suckling groups, ⁇ ats were fed rat milk formulas containing different amounts of AA and DHA (see Table 3.6) by gastrostomy tube at 100% of calories from postnatal days 6 to 16, 80% of calories on days 17 and 18, and 20% of calories for the last 18 hours before the food intake study on day 19. A semi-solid mash containing no AA or DHA was fed ad lib at 20%) of calories on days 17 and 18 and as the only dietary source for the food intake study. 2 Main effects of feeding AA or DHA were determined by ANOVA; (+) indicates main effect was increased weight and (-) indicates main effect was decreased weight.
  • Rats were fed rat milk formulas containing different amounts of AA and DHA (see Table 3.6) by gastrostomy tube at 100% of calories from postnatal days 6 to 16, 80%> of calories on days 17 and 18, and 20% of calories for the last 18 hours before the food intake study.
  • a mash containing no AA or DHA was fed ad lib at 20%> of calories on days 17 and 18 and as the only dietary source for the food intake study.
  • Food consumption was measured for 8 hours on da 19, then rats were fasted overnight after which 2 hr of food consumption was measured.
  • 2 Main effects of feeding AA or DHA were determined by ANOVA (+) indicates main effect was increased food consumption and (-) indicates main effect was reduced food consumption.
  • Table 4.4 shows results for fatty acid levels in brain phospholipid membranes expressed as % total fatty acids (i.e. g/lOOg total fatty acid).
  • % total fatty acids i.e. g/lOOg total fatty acid.
  • the effects of dietary n-6 and n-3 fatty acids on n-6 and n-3 fatty acid composition in brain in this study were similar to that shown previously in the literature (Ward et al, 1999; de la Presa Owens and Innis, 1999). There were no significant differences in saturated fatty acids among the groups. There was a significant main effect of AA on unsaturated fatty acids (C 18 : 1 and C20:l) in brain phospholipids.
  • Results for n-6 and n-3 NAEs are shown in Table 4.5 and expressed as ng/g brain. There was a significant main effect of AA increasing 20:4n-6 NAE in brain. There was also a significant main effect of AA increasing total n-6 NAE in brain. No other significant main effects were found. No significant main effects of dietary DHA on n- or n-3 fatty acids were found.
  • Results for n-6 and n-3 MAG are shown in Table 4.6 and expressed as ⁇ g/g brain. There were no significant main effects of dietary AA on n-6 or n-3 MAG. However, there was a significant main effect of DHA increasing 22:6n-3 MAG as well as increasing total n-3 MAG in brain.
  • ° food intake is summation of all food eaten on . days 19 and 20 of the April rearing. r, correlation. Spearman is a ranked data correlation.
  • an artificially reared rat model we modified the fatty acid composition of the brain phospholipid membrane through inclusion of different dietary n-6 and n-3 fatty acids as has been demonstrated in previous research (Ward et al, 1998 and 1999; Wainwright et al, 1999).
  • the artificially reared rat model is an excellent choice for modifying brain phospholipid composition as the feeding period occurs during a period of rapid brain growth.
  • Our fatty acid results for phospholipid membrane also were consistent with previous studies using similar diets marginally deficient in essential fatty acids (de la Presa Owens and Innis, 1999 and 2000).
  • Berger et al fed adequate levels of linoleic acid and linolenic acid and reported that dietary AA and DHA can only increase the levels of n-6 and n-3 NAEs when adequate essential fatty acids are present.
  • Kirkham et al (2002) recently reported differences in NAE and MAG levels in brain during fasting, feeding, and satiation. They found increased levels of 20:4n-6 NAE and MAG after fasting; decreases in 20:4n-6 MAG during eating, and no changes compared to controls during satiation.
  • n-6 and n-3 diets were fed by gastrostomy tube before the food intake studies and all rats were fed the same mash diet during the food intake study, the observed effects cannot be explained by olfactory or other characteristics of the food (mash). There may be other explanations for these observations such as effects of feeding the different diets on release or activity of hormones (e.g. insulin; leptin) and neurotransmitters (e.g. serotonin) known to be involved in the regulation of appetite. However, based on our data it is reasonable to conclude that these observed effects on food consumption may be mediated through changes in the n-6 and n-3 fatty acid composition of the brain phospholipid membrane and consequently in NAE- and MAG- fatty acid levels.
  • hormones e.g. insulin; leptin
  • neurotransmitters e.g. serotonin
  • the endogenously formed NAEs and MAGs act through the cannabinoid receptor (CBi). It is well established that increasing 20:4n-6 NAE leads to overeating. The effect of dietary DHA on food intake has not been previously been studied and the association with reduced food intake was unexpected. Other possibilities for dietary fatty acid induced effect on food intake will need to be evaluated, such as responses of leptin, insulin, and other hormones and neurotransmitters, to stimuli known to lead to food consumption (e.g. sleep deprivation) not studied here.
  • the levels of 20:4n-6 NAE and 20:4n-6 MAG levels reported here in satiated rats were very similar to those reported recently in satiated rats by Kirkham et al (2001). Given these similarities, it is reasonable to conclude that the newly developed methodology for quantifying MAGs and NAEs in brain is a viable alternative to the standard GC/MS method.

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Abstract

Products, including nutritional products, dietary supplements and formulas, that contain long chain polyunsaturated fatty acids (LCPs or LC-PUFAs), specifically n-3 LCPs like DHA. Also a methods of using such products to control appetite and help treat and/or prevent obesity and conditions of overweight, especially in a pediatric population. Dietary DHA can act centrally as an antagonist of the CB1 receptor in the brain in opposition to the endocannabinoids that increase food intake. This is particularly advantageous when DHA is fed during periods of rapid brain growth such as infancy, childhood and adolescence.

Description

APPETITE CONTROL METHOD
This invention relates to products, including nutritional supplements and formulas, that contain long chain polyunsaturated fatty acids (LCPs or LC-PUFAs), specifically n-3 LCPs; and to methods of using such products to control appetite and help treat and or prevent obesity and conditions of overweight, especially in a pediatric population.
BACKGROUND
1.1 Introduction
Overweight and obesity have increased markedly in children in Westernized societies in the past decade. Treatment strategies include increasing physical activity and voluntary restriction of calories, in order to affect a negative energy balance. Pharmaceutical interventions have also been attempted. Prevention strategies emphasize balanced nutrition with a regimen of physical activity.
The present invention tests whether the quality of ingested lipids may play a role in regulation of appetite through n-6 and n-3 fatty acyl compounds formed in brain.
Endocannabinoids are a class of naturally occurring compounds that exhibit cannabimimetic properties such as: analgesia, hyperphasia, alteration of cognition and motor control, among other physiological effects including appetite. Within the past decade, endogenous fatty acyl derivatives that to bind to the cannabinoid receptors, better known as CBi and CB2, were discovered. These fatty acyl derivatives are families of compounds, N- acylethanolamines (ΝAEs) and monoacylglycerols (MAGs; Mechoulam et al, 1998). Arachidonyl ethanolamine, 20:4n-6 ΝAE, is made up of arachidonic acid and ethanolamine and has recently been shown to increase food consumption when given as an injection to diet-restricted mice and pre-satiated rats (Hao et al, 2001 and Williams and Kirkham, 2001). 20:4n-6 MAG is made up of arachidonic acid and glycerol and has recently been demonstrated to increase food intake when injected into rat brain (Kirkham et al, 2002). Other fatty acyl compounds in the n-6 and n-3 families also bind to the CB receptor, namely those with >20 carbons and at least 3 double bonds (Mechoulam et al, 1998).
Arachidonic acid (AA, 20:4n-6) and docosahexaenoic acid (DHA, 22:6n-3) can be made in vivo through the process of desaturation and elongation of the essential fatty acids, linoleic acid and linolenic acid, or obtained from the diet. Studies with animal models during the 'brain growth spurt' have shown that varying the levels of dietary essential fatty acids and long-chain n-6 and n-3 polyunsaturated fatty acids results in corresponding changes in the long-chain n-6 and n-3 fatty acids in brain, particularly AA and DHA (Ward et al, 1998 and 1999; de la Presa Owens and Innis, 1999 and 2000). One recent study has demonstrated in formula fed piglets that dietary AA and DHA result in increases in corresponding n-6 and n-3 NAEs and some monoacylglycerols in brain (MAGs; Berger et al, 2001).
It is well established that 20:4n-6 NAE exerts its neurotransmitter-like effects through the carmabinoid receptor, CBϊ (Chaperon and Thiebot, 1999). The CBi receptor is found throughout the brain, including the hypothalamus, which is important in appetite regulation.
1.2 Overview of the Literature
1.2.1 OBESITY EPIDEMIC
The number of overweight and obese children and adolescents has increased steadily over the past two decades throughout the United States and in many westernized countries (Harnack et al, 2000; Schneider, 2000; Onis and Blδssner, 2000; Mϋller et al, 1999; Heird, 2000; Spruijt-Metz et al, 2002). Overweight is defined by the Centers for Disease Control as an increased body weight in relation to height compared to accepted standards for desirable weight; obesity is defined as an excessive amount of body fat in relation to lean muscle mass (CDC, 2002). Overweight and obesity are more commonly defined as having a body mass index (weight/height ) of between 25 and 29.9 or >30, respectively (CDC, 2002). The prevalence of overweight children (6-17 yrs) in 2000 was between 11-24%, with higher percentages in the older children (Schneider, 2000). Overweight children and adolescents often remain overweight or become obese as adults and are, therefore, at increased risk for comorbidities such as type II diabetes and cardiovascular disease.
Research to identify approaches to prevent childhood obesity is of major public health importance. While many factors contribute to the weight gain that leads to overweight or obesity, most studies have focused on genetic, cultural, behavioral, and environmental factors such as socio-economic status, sedentary lifestyle, and lack of physical activity. The present research focuses on the central nervous system regulation of food intake. 1.2.2 CENTRAL NERVOUS SYSTEM REGULATION of FOOD INTAKE The central nervous system plays a major role in the regulation of appetite and ultimately food consumption. A healthy weight for adults, as well as children, involves regulation of food intake. This involves balancing energy intake with energy expenditure. When this balance is upset in favor of energy intake, the body is predisposed to store the excess energy. Repeated or prolonged behavior resulting in excess energy storage can lead to becoming overweight, and if sustained, can lead to obesity.
The regulation of food intake is a highly complex process controlled to a large extent by the hypothalamus in the brain. Neural control of energy intake for maintenance of body weight involves a complex integration of neuronal, hormonal, sensory, and thermoregulatory signals from the periphery and within various regions in brain (Williams et al, 2000; Hovel, 2001; van Dijk et al, 2000; Berthoud, 2000).
Some investigators have moved away from studying feeding behavior and satiety per se to studying central nervous system regulation of appetite (Williams et al, 2000; Kaiyala et al, 1995). The hypothalamus plays an important role in the regulation of energy balance.
For example, in the hypothalamus increased levels of neuropeptide Y stimulate appetite, increased levels of -melanocyte-stimulating hormone inhibit feeding and lead to weight loss, and orexin neurones appear to be involved in stimulating feeding in response to low blood glucose levels. Kaiyala et al (1995), who studied central nervous system regulation of energy balance and adiposity, suggest two distinct classes of peripheral signals. Short-term meal related signals and long-term adiposity related signals modulate neuronal pathways in the brain to influence meal initiation and termination.
(1) LEPTIN and INSULIN
Both leptin and insulin are hormones known to provide the brain with information about the amount of fat stored in the body (van Dijk et al, 2000). Thus leptin and insulin help to regulate food intake. Leptin is a peptide hormone secreted from adipose cells. The amount of leptin secreted has been shown to be directly proportional to the amount of fat in storage. Insulin is also a peptide hormone that is secreted from pancreatic B cells and plays a central role in controlling glucose homeostasis and lipid utilization and storage. The amount of insulin secreted at any given time is also directly proportional to the size of body fat stores. Both leptin and insulin act through receptors in the hypothalamus of the brain. The fact that these receptors are found in the hypothalamus provide evidence of direct signals from fat and carbohydrate stores to the brain and suggest a role for these hormones in appetite regulation (Berthoud, 2000). It is has also been reported that higher blood levels of leptin, in the absence of leptin-resistance, have been associated with reduced food intake, and conversely, that lower circulating leptin levels have been associated with increased food intake (Nelkoska et al, 2003).
(2) ENDOCANNABINOIDS
There are many interrelated neuronal pathways, hormones, and receptors involved in the maintenance of not only body weight, but body fat mass as well. Recent research has unveiled fatty acid derived compounds that are formed in the brain and act on a specific receptor known to affect appetite. These compounds are endogenous cannabinoids (i.e. endocannabinoids) and have been shown to play a neuromodulatory role in the regulation of appetite. A brief history of the field is described below, followed by a more detailed description of the two main cannabinoid families, N-acylethanolamines (ΝAEs) and monoacylglycerols (MAGs). The active ingredient in cannabis, Δ9-tetrahydrocarmabinol (THC), has appetite stimulating effects, and is prescribed by some doctors to help patients retain weight (Mechoulam and Fride, 2001). Due to the biological effects of Δ9-THC, which are mediated by a specific cannabinoid receptor, referred to as the CBΪ receptor, researchers began to look for endogenous compounds, endocannabinoids. In the early 1990s, a family of bioactive fatty-acyl compounds that exhibited neuromodulator activity at the cannabinoid receptor was identified (Devane et al, 1992; Hanus et al, 1993). Later another family was identified, monoacylglycerols or MAGs, that exhibited neuromodulatory activity at cannabinoid receptors (Sugiura et al, 1995; Mechoulam et al, 1995).
Recent research suggests that both of the endocannabinoid families (ΝAEs and MAGs) are involved in the leptin signaling pathway in the hypothalamus (Di Marzo et al, 2001; Mechoulam and Fride, 2001). Leptin has been shown to inhibit the formation of ΝAEs and MAGs. In a study by Di Marzo and colleagues (2001), intravenous injection of leptin reduced levels of 20:4n-6 ΝAE and 20:4n-6 MAG in brain (Di Marzo et al, 2001). These results suggest that interactions between leptin and the endocannabinoids regulate activation of CB] receptors in the hypothalamus to regulate food intake.
In the same study, to evaluate the role of leptin in the endocannabinoid system, Di Marzo et al (2001) injected 125 or 250 μg of leptin intravenously into normal Sprague- Dawley rats. Within 30 minutes, hypothalamic levels of 20:4n-6 ΝAE and 20:4n-6 MAG decreased 40-50% compared to untreated controls. Additionally, obese Zucker rats with defective leptin signaling showed increases in 20:4n-6 MAG levels in the hypothalamus compared to non-obese Zucker control rats. More observations in leptin-deficient mice showed increases in 20:4n-6 MAG or 20:4n-6 NAE or both in the hypothalamus. Thus, leptin appears to play a substantial role in endocannabinoid regulation.
1.2.3 IDENTIFICATION of ENDOCANNABINOIDS
Research leading to the identification of NAEs as bioactive fatty acids with neuromodulatory activity began nearly a century ago. Excellent reviews of the history of this research are available (e.g. Mechoulam et al, 1998; Di Marzo et al, 1999; Hillard 2000; Onaivi et al, 2002) and the history is not repeated here.
Δ9-THC and other synthetic cannabinoid agonists have been shown to bind to specific cannabinoid receptors, typically referred to as CBi and CB2 receptors, and inhibit adenylate cyclase and N-type calcium channels G protein-coupled signaling pathways (Felder et al, 1993). CBi receptors are found primarily in the brain, with some mRNA expressed also in the peripheral organs (adrenal gland, heart, lung, prostate, uterus, ovary, testis, bone marrow, thymus, tonsils, and testis). CB receptors have been found in immune system cells (Buckley et al, 1998). McLaughlin et al (1994) studied the development of the cannabinoid receptor in Sprague-Dawley rat pups and found that cannabinoid receptor mRNA is present in rat pups at adult levels as early as postnatal day 3. Following identification of CBi receptors in brain, researchers began to search for the presence of an endogenous ligand in brain. In 1992, Devane et al reported the identity and structure of a natural brain molecule that binds to the cannabinoid receptor (Devane et al, 1992). They found that fractions of porcine brain extracts contained a compound that bound to the CBi receptor. They named this compound anandamide, more commonly referred to now as N-arachidonyl ethanolamine (20:4n-6 ΝAE). They purified 20:4n-6 ΝAE and tested the cannabimimetic pharmacological activity by measuring the ability to inhibit the twitch response of isolated murine vas deferentia, a standard model to investigate the mode of action of psychotropic agents. The structure of anandamide was determined by mass spectrometry and nuclear magnetic resonance. The chemical name for 20:4n-6 ΝAE is [5,8,11,14-eicosatetraenamide, (N-2-hydroxyethyl)-(all-Z)]. Ananadamide and its effects are also described in WO 2001/24645 Al (Nestle, 2001).
Since then, several other fatty acyl compounds that also bind to the cannabinoid receptor have been identified. In 1993, Hanus et al identified two other long-chain fatty acyl etlianolamines that bind to the CB! receptor, homo-γ-linolenylethanolamide (20:3n-6 NAE) and 7,10,13,16-docosatetraenylethanolamide (22:4n-6 NAE). In 1995, Sugiura et al and Mechoulam et al isolated a different fatty acyl compound, 2-arachidonylglycerol, or 20:4n-6 MAG, from rat brain and canine gut, respectively, with cannabinoid receptor agonist activity. 20:4n-6 MAG has also been shown to bind to the CBi and CB2 receptors and exhibit cannabimimetic activities both in vitro and in vivo. While most of the research on the specific roles of the endocannabinoids that bind to the CBΪ -receptor in brain has been associated with 20:4n-6 NAE, other fatty acyl NAEs and MAGs also bind to the CBi- receptor (Mechoulam et al, 1998) and may play a role in central nervous system regulation of food intake (Di Marzo et al, 2001 ; Berger et al, 2001 ; Kirkham et al, 2002).
1.2.4 TISSUE DISTRIBUTION of ENDOCANNABLNOIDS
20:4n-6 NAE has been found in many species including rat, pig, cow, and human, and in many tissues (Schmid et all995; Felder et al, 1996; Kondo et al, 1998; Bisogno et al, 1999;
Schmid et al, 2000). NAEs have been found in tissues where C i receptors are found, including brain, kidney, spleen, testis, skin, blood plasma, and uterus. They are present in concentrations ranging from none detected to 29 pmol/g in rat brain (Mechoulam et al,
1998).
Since 20:4n-6 MAG binds to both the CBi and CB2 receptors, it appears also to be a physiologically important and bioactive molecule. It has been found in canine gut, spleen, pancreas, and in brain (Mechoulam et al, 1998; Bisogno et al, 1999; Schmid et al, 2000;
Kondo et al, 1998) with concentrations in brain as much as 800 times higher than anandamide (Suguira and Waku, 2000).
1.2.5 BIOSYNTHESIS of NAEs and MAGs
The proposed mechanism for NAE biosynthesis involves the Ca2+-dependent transfer of a fatty acyl chain from the sn- 1 position of a phosphatidylcholine to the primary amine of phosphatidylethanolamine, forming N-acylphosphatidylethanolamine (NAPE) and lyso-phosphatidylcholine (Patricelli and Cravatt 2001). NAPE is subsequently hydrolyzed by a phospholipase D-like enzyme to yield the corresponding NAE and phosphatidic acid. These two reactions are thought to be tightly coordinated. The proposed mechanism for MAG biosynthesis is similar to that for NAE as has been shown to be Ca +-dependent (Mechoulam et al, 1998). A phosphoinositide-specific phospholipase C causes the release of diacylglycerol and a inositol-triphosphate, which is subsequently hydrolyzed to yield MAG by sn-1 -diacylglycerol lipase (Ameri, 1999). 1.2.6 TRANSPORT and DEGRADATION of NAEs and MAGs
After release from the phospholipid membrane, NAEs and MAGs are available to bind to the CBI receptor. They are also hydrolyzed rapidly by a membrane bound enzyme called fatty acyl amide hydrolase (FAAH) or sometimes referred to as 'anandamide [20:4n-6 NAE] hydrolase' (Patricelli and Cravatt, 2001; Goparaju et al, 1998; Giang and Cravatt, 1997). Giuffrida et al (2001) have proposed that 20:4n-6 NAE and 20:4n-6 MAG are hydrolyzed by a two-step process involving enzymatic hydrolysis after transport by a specific carrier into the site of degradation. Due to their rapid degradation, endocannabinoids are thought to be formed and used in close proximity to the CBt receptor. A carrier-mediated transport of NAEs and MAGs into cells has been proposed based on a fast rate of action, temperature dependence, saturability, and substrate selectivity.
Additional research will be needed to further understand how degradation of NAEs and MAGs is regulated. However most researchers agree that FAAH is the key enzyme involved in hydrolysis of these endocannabinoids. FAAH appears to be a general hydrolytic enzyme, acting on many biologically active lipids and esters (Giuffrida et al, 2001). 20:4n-6 NAE is hydrolyzed to free arachidonic acid and ethanolamine by FAAH. 20:4n-6 MAG is broken down into free arachidonic acid and glycerol through FAAH enzymatic action. Another mechanism of degradation for MAGs has been suggested, possibly a monoacylglycerol lipase, although this has not been firmly established. 1.2.7 DIETARY FATTY ACIDS and BRAIN FATTY ACID COMPOSITION
Studies with formula-fed rats (Ward et al, 1998 and 1999; Wainwright et al, 1999) and piglets (de la Presa Owens and Innis, 1999 and 2000; Arbuckle and Innis, 1993) have shown that feeding different dietary long-chain n-6 and n-3 fatty acids results in differences in the relative amounts of the long-chain n-6 and n-3 fatty acids in brain. Specifically, different amounts and ratios of the dietary essential fatty acids, linoleic acid (18:2n-6) and linolenic acid (18:3n-3), and/or their long-chain polyunsaturated fatty acid derivatives, arachidonic acid (20:4n-6) and docosahexaenoic acid (22:6n-3), respectively, lead to differences in the levels of 20:4n-6 and 22:6n-3 in phospholipid membranes in brain. Differences in 20:4n-6 and 22:6n-3 levels in brain from breast-fed and formula-fed infants who died during the first year of life have also been reported (Farquharson et al, 1995; Makrides et al, 1994).
Ward et al (1998) demonstrated 'dose' related effects of feeding varying amounts of 20:4n-6 and 22:6n-3 in a rat milk formula. Rat pups were fed one of three levels of 20:4n-6 and 22:6n-3 (0%, 0.4%, or 2.4% total fatty acids) using a 3 x 3 design from postnatal day 5 through 18 by gastrostomy tube. The formulas contained what were considered adequate amounts of the essential fatty acids, 10% of total fatty acids as 18:2n-6 and 1% as 18:3n-3. By postnatal day 18 the red blood cell and brain phospholipid membrane fatty acids generally reflected the fatty acid composition of the supplemented formula fed. In addition, when only 20:4n-6 or 22:6n-3 was fed the levels of the n-6 or n-3 long-chain fatty acid not added were lower in red blood cell and brain phospholipids relative to the unsupplemented controls (i.e. supplementation with 20:4n-6 alone led to increases in 20:4n-6 and decreases in 22:6n-3 in brain phospholipid when compared to unsupplemented controls). In 1999, de la Presa Owens and Innis studied the effects of a diet deficient in essential fatty acids (0.8% total fatty acids as 18:2n-6 and 0.05% as 18:3n-3) with 0% or 0.2% of 20:4n-6 and 0 % or 0.16% of 22:6n-3. They fed piglets one of the formulas from birth to postnatal day 18 and found that the supplemented formula increased in 20:4n-6 and 22:6n-3 in brain phospholipid membranes. Piglets fed the diet deficient in essential fatty acids had lower 20:4n-6 and 22:6n-3 when compared to piglets fed adequate essential fatty acids (8.3% 18:2n-6 and 0.8% 18:3n-3).
1.2.8 DIETARY FATTY ACIDS and NAEs and MAGs
Since dietary fatty acids have been shown to influence the levels of 20:4n-6 and
22:6n-3 fatty acids in brain phospholipids, it is reasonable to hypothesize that different n-6 and n-3 dietary fatty acids could lead to similar changes in the brain levels of the bioactives
20:4n-6 NAE and 20:4n-6 MAG. One study with formula-fed piglets (Berger et al, 2001) has provided initial evidence of such an effect. Berger et al produced evidence that different levels of dietary 20:4n-6 and 22:6n-3 fatty acids increased their corresponding NAEs and some MAGs as well as other long-chain fatty acyl NAEs and MAGs. Piglets were fed formulas containing 0.3% 20:4n-6 or 0.2% 22:6n-3, or both 0.3% 20:4n-6 and 0.2% 22:6n-3 during the first 18 days of life. All of the formulas contained adequate levels of essential fatty acids (15-16% 18:2n-6 and 1.5% 18:3n-3 as % total fatty acids). They showed that the piglet diets containing 20:4n-6 and 22:6n-3 yielded increases in the long-chain n-6 and n-3
NAEs and MAGs in brain. 20:4n-6 NAE increased 4-fold, 20:5n-3 NAE increased 5-fold, 22:5n-3 and 22:6n-3 NAE increased 9-10-fold, 22:4n-6 MAG and 22:6n-3 MAG increased nearly 2-fold; whereas 20:4n-6 MAG did not increase. They proposed that dietary fatty acids modulate NAE levels by changing levels of NAE precursors or by providing substrate for biosynthesis. 1.2.9 INJECTABLE NAEs and FOOD INTAKE/APPETITE CONTROL
There is a growing body of evidence for an association between 20:4n-6 NAE and feeding behavior. Studies of feeding behavior in presatiated rats (Williams and Kirkham,
1999) and fasting mice (Hao et al, 2000) report effects on food intake following injection of 20:4n-6 NAE. Other studies with suckling mouse pups (Fride et al, 2001) and CBi receptor knockout mice (Di Marzo et al, 2001) report reduced food intake after administering a CBi receptor antagonist (SR141716A) [(N-piperidin-l-yl)-5(4-chlorophenyl)-l-(2,4- dichlorophenyl)-4-methyl-l-H-pyrazole-3-carboxamide].
In pre-satiated rats, Williams and Kirkham (1999) studied whether 20:4n-6 ΝAE could induce overeating and whether this could be associated by specific action at the CBi receptor. During the same study, but in a second series of assessments, 8 rats received a subcutaneous injection of the specific CBi receptor antagonist before receiving 1.0 mg/kg injection of 20:4n-6 ΝAE. All doses of 20:4n-6 ΝAE induced significant overeating. Overeating that was induced by administering 20:4n-6 ΝAE was also blocked by CBi antagonist pretreatment. The authors suggested that the 20:4n-6 ΝAE given subcutaneously may have mimicked the actions of an endogenous N-acylethanolamine system involved in the regulation of appetite and that this involved the CBi receptor in the hypothalamus.
In a diet-restriction model, Ηao et al (2001) studied the effect of low doses of 20:4n- 6 ΝAE (0.001 mg/kg) on food intake response following a 40% calorie restriction. In their study, inbred female BALB/c mice were randomly assigned to vehicle or 20:4n-6 ΝAE treatment. The mice were given food cakes weighed before and after feeding, including spillage. The mice were fed for 7 days for 2.5 hours per day (between 9am and 12pm). Ten minutes before feeding, 0.001, 0.7, or 4 mg/kg of 20:4n-6 ΝAE in vehicle or vehicle alone was injected intraperitoneally in a volume of O.lmL/lOg of body weight. The control group received sufficient calories to maintain weight, whereas the diet restriction group received 40%) of the calories given to the control group. Diet restriction was continued until weight plateaued or reached 15g or less. The study showed that mice injected with 0.001 of mg/kg 20:4n-6 ΝAE consumed significantly more food than the control group. The 0.001 mg/kg 20:4n-6 ΝAE treated group also showed improved cognitive function and reversal of most effects of severe food restriction. The other two 20:4n-6 ΝAE treated groups did not show any significant change. These results suggested that the effect of 20:4n-6 ΝAE on appetite may be variable depending on the dose and experimental circumstances. The CBi receptor activity appears to be biphasic. Fride et al (2001) studied the effects of blocking CBi receptor activity in suckling mouse pups. On postnatal day 1 or 2, mice were injected intraperitoneally with 20 mg/kg of a CB! receptor antagonist (SR141716A). The researchers observed overwhelming effects on mortality. Injecting the antagonist on postnatal day 1 resulted in death in all rat pups by day 4 and injecting it on postnatal day 2 resulted in death in 50% of the rat pups. In the same study, but a different experiment (Fride et al, 2001), mouse pups were injected with 20 mg/kg of the antagonist daily from postnatal day 2 through day 8. All of the pups immediately stopped gaining weight and died by day 8. Co-administration of Δ9-THC with the antagonist led to slight increases in weight gain through day 8. Co-administration of 20:4n-6 MAG with the antagonist did not promote weight gain or extend life. The researchers concluded from these experiments that 'the endocannabinoid system plays a vital role in milk suckling and growth and development during early stages of mouse life'.
In a recent study with CBi receptor knockout mice, Di Marzo et al (2001) evaluated leptin and endocannabinoid involvement in the maintenance of food intake. CBi receptor knockout mice and wild-type controls were given an injection intraperitoneally of vehicle or the CBi receptor antagonist after fasting for 18 hours. CBi receptor knockout mice given vehicle ate significantly less than wild-type controls. The CB preceptor antagonist decreased food intake in wild-type controls to the level of food intake of the CBi receptor knockout mice given vehicle; administration of the antagonist to the CBi receptor knockout mice resulted in no changes in food intake. These results provided further evidence that endocannabinoids may be involved in food intake regulation.
In summary, studies have shown that differences in dietary n-6 and n-3 fatty acids affect brain n-6 and n-3 phospholipid fatty acid composition, and corresponding brain n-6 and n-3 NAEs and MAGs. Further, studies involving injection of 20:4n-6 NAE in rodents have demonstrated effects on appetite and eating behavior.
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SUMMARY OF THE INVENTION
There are several aspects of the present invention. In a first aspect, the invention comprises a method for decreasing the appetite of a mammal comprising enterally administering to said mammal an amount of long-chain n-3 PUFA effective to decrease the appetite of said mammal.
In a second aspect, the invention comprises a method for antagonizing the CBi receptor in the brain of a mammal comprising enterally administering to said mammal an amount of long-chain n-3 PUFA effective to antagonize the CBi receptor activity in the brain of said mammal.
In a third aspect, the invention comprises a method for decreasing the incidence of obesity or overweight status in a population of mammals comprising enterally administering to at least some members of said population an amount of long-chain n-3 PUFA effective to modulate negatively the appetite of said mammal. In a fourth aspect, the invention comprises a method for increasing serum leptin levels in humans or other mammals, preferably to reduce appetite as a result of, in whole or in part, the serum leptin level increase, more preferably to also reduce the incidence or extent of obesity in such humans or other mammals. The leptin level increase is preferably determined by postprandial or fasting serum measurement following administration of a DHA-containing nutritional composition (or other long chain n-3 PUFA-containing composition) relative to a similar measurement following administration of a similar nutritional composition but without DHA (or other similar long chain n-3 PUFA). In this particular aspect of the present invention, the long-chain n-3 PUFA preferably comprises DHA, and more preferably is administered to a child or adult in a daily amount of from about 84 to about 15,832 mg.
In each of these aspects, a preferred long-chain n-3 PUFA is DHA; and this may be administered independent of AA. Preferably, the long-chain n-3 PUFA is administered during a growth phase. Preferably, the long-chain n-3 PUFA is administered prior to or in conjunction with an appetite-impacting stimulus. In each aspect, the preferred effective dosing levels are about 8 to about 396 mg/kg/day for an infant, (preferably about 127 to 165 mg/kg/day); about 84 to about 11610 mg/day for a child up to age 15 and about 84 to about 15,832 mg/day for an adult. More preferred levels are included herein.
In a final aspect, the invention comprises a method for modulating the appetite of a mammal comprising enterally administering to said mammal an amount of long-chain n-3 PUFA and an amount of long-chain n-6 PUFA in relative amounts effective to modulate the appetite of said mammal. The long-chain n-3 PUFA preferably comprises DHA and the long-chain n-6 PUFA preferably comprises AA. Preferably, the long-chain n-3 PUFA is administered during a growth phase. Preferably, the long-chain n-3 PUFA is administered prior to or in conjunction with an appetite-impacting stimulus. In each aspect, the preferred effective dosing levels are about 8 to about 396 mg/kg/day for an infant, (preferably about 127 to 165 mg/kg/day); about 84 to about 11610 mg/day for a child up to age 15 and about 84 to about 15,832 mg/day for an adult. More preferred levels are included herein.
DETAILED DESCRIPTION
2.1 Lipid Terminology
Fatty acids are an important component of nutrition. Fatty acids are carboxylic acids and are classified based on the length and saturation characteristics of the carbon chain. Long chain fatty acids have from 16 to 24 or more carbons and may also be saturated or unsaturated. In longer fatty acids there may be one or more points of unsaturation, giving rise to the terms "monounsaturated" and "polyunsaturated", respectively. Long chain polyunsaturated fatty acids, (LCP's or LC-PUFAs) having 20 or more carbons are of particular interest in the present invention.
LC-PUFAs are categorized according to the number and position of double bonds in the fatty acids according to a nomenclature well understood by the biochemist. There are two main series or families of LC-PUFAs, depending on the position of the double bond closest to the methyl end of the fatty acid: the n-3 series contains a double bond at the third carbon, while the n-6 series has no double bond until the sixth carbon. Thus, arachidonic acid ("AA" or "ARA") has a chain length of 20 carbons and 4 double bonds beginning at the sixth carbon. As a result, it is referred to as "20:4 n-6". Similarly, docosahexaenoic acid ("DHA") has a chain length of 22 carbons with 6 double bonds beginning with the third carbon from the methyl end and is thus designated "22:6 n-3". AA and DHA are of particular importance in the present invention.
Other important LCPs are the Cl 8 fatty acids that are precursors in these biosynthetic pathways, as is described in US Patent 5,223,285. Thus it is known that linoleic (18:2n-6, "LA") and intermediates γ-linolenic (18:3n-6, "GLA") and dihomo-γ- linolenic (20:3n-6, "DHGLA") are important precursors to AA (20:4n-6). Similarly, α- linolenic (18:3n-3, "ALA") and intermediates stearodonic (18:4n-3) and EPA (20:5n-3) are important precursors to DHA (22:6n-3).
Fatty acids are often found in nature as acyl radicals esterified to alcohols. A glyceride is such an ester of one or more fatty acids with glycerol (1,2,3-propanetriol). If only one position of the glycerol backbone molecule is esterified with a fatty acid, a "monoglyceride" is produced; if two positions are esterified, a "diglyceride" is produced; and if all three positions of the glycerol are esterified with fatty acid a "triglyceride" or "triacylglycerol" is produced. A phospholipid is a special type of diglyceride, wherein the third position on the glycerol backbone is bonded to a nitrogen containing compound such as choline, serine, ethanolamine, inositol, etc., via a phosphate ester. Triglycerides and phospholipids are often classified as long chain or medium chain, according to the fatty acids attached thereto. A "source" of fatty acids may include any of these forms of glycerides from natural or other origins.
"Lipid" is a general term describing fatty or oily components. In nutrition, lipids provide energy and essential fatty acids and enhance absorption of fat soluble vitamins. The type of lipid consumed affects many physiological parameters such as plasma lipid profile, cell membrane and organ lipid composition and synthesis of mediators of the immune response such as prostaglandins and thromboxanes. Other physiological effects of lipids are described in the background.
Sources of longer LCPs include dairy products like eggs and butterfat; marine oils, such as cod, menhaden, sardine, tuna and many other fish; certain animal fats, lard, tallow and microbial oils such as fungal and algal oils as described in detail in US Patents 5,374,657, 5,550,156, and 5,658,767. Notably, fish oils are a good source of DHA and they are commercially available in "high EPA" and "low EPA" varieties, the latter having a high DHA:EPA ratio, preferably at least 3:1. Algal oils such as those from dinoflagellates of the class Dinophyceae, notably Crypthecodinium cohnii are also sources of DHA (including DHASCO ™), as taught in US Patents 5,397,591, 5,407,957, 5,492,938, and 5,711,983. The genus Mortierella, especially M. alpina , and Pythium insidiosum are good sources of AA, including ARASCO™ as taught by US Patent 5,658,767 and as taught by Yamada, et al. J. Dispersion Science and Technology, 10(4&5), pp561-579 (1989), and Shinmen, et al. Appl. Microbiol. Biotechnol. 31 :11-16 (1989).
Of course, new sources of LCPs may be developed synthetically or through the genetic manipulation of other organisms, particularly vegetables and/or oil bearing plants. Desaturase and elongase genes have been identified from many organisms and these might be engineered into plant or other host cells to cause them to produce large quantities of LCP-containing oils at low cost. The use of such synthetic or recombinant oils are also contemplated in the present invention.
2.2 Stimulation or Stress
In one aspect, the present invention is utilized in combination with an environmental stress or stimulus. Studies in rodents have shown that mild to moderate stressors result in increased food intake, while a more severe stress does not (Harris et al 2000). The effect of stress on food intake depends on the duration of the stressor and includes both physical and psychological stressors. Mild stressors known to elicit increased food intake in rats include tail pinch, a brief period of restraint or handling, food restriction, and sleep deprivation.
Children in Westernized societies experience intermittent mild stressors, which by inference may elicit an appetitive response. Examples may include irregular meal times, sleep deprivation (Sekine et al 2002; Buboltz et al 2001), and parental expectations to excel in school and/or sports. Children who are latch-key kids are likely to encounter additional intermittent stressors. Stressors or stimuli that have the effect of increasing food intake (i.e. eliciting an appetitive response) are referred to herein as "appetite-impacting" stressors or stimuli.
The food restriction periods in the present study represent such mild stressors that elicited an appetitive response. This was most apparent following the overnight 40% food restriction period on day 19, and less so following the overnight fast on day 20. The differences in appetitive response following the different food restriction paradigms may be explained by limited sample size, an adaptive response to the fasting/feeding paradigm, or the latter (overnight fast) exceeded a mild/moderate stress threshold.
2.3 Product Forms
The dietary fatty acids of the present invention may be given in many forms, including but not limited to, nutritional products, dietary supplements, pharmaceuticals or other products. They may be used at any age, for example by infants, children or adults. There may be particular value in using them during periods of rapid growth, such as infancy, childhood and adolescence. The dietary fatty acids of the invention may be incorporated into a nutritious "vehicle or carrier" which includes but is not limited to the FDA statutory food categories: conventional foods, foods for special dietary uses, dietary supplements and medical foods. 2.3.1 NUTRITIONAL PRODUCTS
Nutritional products contain macronutrients, ie. fats, proteins and carbohydrates, in varying relative amounts depending on the age and condition of the intended user, and often contain micronutrients such as vitamins, minerals and trace minerals. The term "nutritional product" includes but is not limited to these FDA statutory food categories: conventional foods, foods for special dietary uses, medical foods and infant formulas. "Foods for special dietary uses" are intended to supply a special dietary need that exists by reason of a physical, physiological, pathological condition by supplying nutrients to supplement the diet or as the sole item of the diet. A "medical food" is a food which is formulated to be consumed or administered enterally under the supervision of a physician and which is intended for the specific dietary management of a disease or condition for which distinctive nutritional requirements, based on recognized scientific principles, are established by medical evaluation.
In addition, a "dietary supplement" is a product intended to supplement the diet by ingestion in tablet, capsule or liquid form and is not represented for use as a conventional food or as a sole item of a meal or the diet. 2.3.2 INFANT FORMULAS
Infant formula refers to nutritional formulations that meet the standards and criteria of the Infant Formula Act, (21 USC §350(a) et. seq.) and are intended to replace or supplement human breast milk. Although such formulas are available in at least three distinct forms (powder, liquid concentrate and liquid ready-to-feed ("RTF"), it is conventional to speak of the nutrient concentrations on an "as fed" basis and therefore the RTF is often described, it being understood that the other forms reconstitute or dilute according to manufacturer's directions to essentially the same composition and that one skilled in the art can calculate the relevant composition for concentrated or powder forms. "Standard" or "Term" infant formula refers to infant formula intended for infants that are born full term as a first feeding. The protein, fat and carbohydrate components provide, respectively, from about 8 to 10, 46 to 50 and 41 to 44% of the calories; and the caloric density ranges narrowly from about 660 to about 700 kcal/L (or 19-21 Cal/fl.oz.), usually about 675 to 680 (20 Cal/fl.oz.). The distribution of calories among the fat, protein and carbohydrate components may vary somewhat among different manufacturers of term infant formula. SIMILAC™ (Ross Products Division, Abbott Laboratories), ENFAMIL™ (Mead Johnson Nutritionals), and GOOD START™(Carnation) are examples of term infant formula.
"Nutrient-enriched" formula refers to infant formula that is fortified relative to "standard" or "term" formula. The primary defining characteristic that differentiates nutrient-enriched formulas is the caloric density; a secondary factor is the concentration of protein. For example, a formula with a caloric density above about 700 Kcal/L or a protein concentration above about 18 g/L would be considered "nutrient-enriched". Nutrient- enriched formulas typically also contain higher levels of calcium (e.g. above about 650 mg/L) and/or phosphorus (e.g. above about 450 mg/L). Examples include Similac NEOSURE™ and Similac Special Care™ formulas.
2.3.3 DIETARY SUPPLEMENTS
Dietary supplements are soft gels, capsules, powders, tablets, liquids and other dosage forms with specific nutrients that are generally intended to support the normal structure and function of the body. Dietary supplements may be formulated with suitable excipients and carriers, much like standard pharmaceutical products.
Soft gels are widely used in the pharmaceutical industry as an oral dosage form containing many different types of pharmaceutical and vitamin products. Soft gels are available in a great variety of sizes and shapes, including round shapes, oval shapes, oblong shapes, tube shapes and other special types of shapes such as stars. The finished capsules or soft gels can be made in a variety of colors, with or without opacifiers. Soft gels are predominantly employed for enclosing liquids, more particularly oily solutions, suspensions or emulsions. Filling materials normally used are vegetable, animal or mineral oils, liquid hydrocarbons, volatile oils and polyethylene glycols.
The soft gelatin capsules can be manufactured using techniques well known to those skilled in the art. U.S. Patents 4,935,243, 4,817,367 and 4,744,988 are directed to the manufacturing of soft gelatin capsules. Manufacturing variations are certainly well known to those skilled in the pharmaceutical sciences. Typically, these comprise an outer shell primarily made of gelatin, a plasticizer, and water, and a fill contained within the shell. The fill may be selected from any of a wide variety of substances that are compatible with the gelatin shell.
Generally speaking, a gelatin capsule manufacturing system is comprised of three main systems: a sheet forming unit, a capsule forming unit, and a capsule recovery unit.
Melted gelatin is formed into sheets of desired thickness which is inserted between a pair of die rolls fitted with the desired die heads in the capsule-forming unit. For liquid-filled capsules, a fill nozzle is positioned so as to discharge the desired amount of fill liquid between two gelatin sheets. The discharging timing is adjusted so that the recess formed by the die heads are filed with fill liquid as the gelatin sheets are brought into contact with each other, which allows filled capsules to be formed. Die roll scraping brushes remove the formed gelatin capsules from the die heads. The gelatin capsules are subsequently collected into a bulk container for storage prior to filing into the desired container. Fro dry-filled capsules, the two halves of the shell may be formed separately and sealed after filling. Tablets are generally formed by compression of the active ingredient, often as a
"pharmaceutically acceptable salt", along with binders, lubricants and other excipients in a die and mold. Additional details of capsule and tablet formation can be obtained in any of several texts on this topic, including Remington's Pharmaceutical Sciences, XV edition (1975). Pharmaceutically acceptable salts are well-known in the art. For example, S. M.
Berge, et al. describes pharmaceutically acceptable salts in detail in J. Pharmaceutical Sciences, 1977, 66: 1 et seq., which is hereby incorporated herein by reference. The salts may be prepared in situ during the final isolation and purification of the compounds of the invention or separately by reacting a free base function with a suitable organic acid. Representative acid addition salts include, but are not limited to acetate, adipate, alginate, citrate, aspartate, benzoate, benzenesulfonate, bisulfate, butyrate, camphorate, camphorsufonate, digluconate, glycerophosphate, hemisulfate, heptanoate, hexanoate, fumarate, hydrochloride, hydrobromide, hydroiodide, 2-hydroxyethansulfonate (isethionate), lactate, maleate, methanesulfonate, nicotinate, 2-naphthalenesulfonate, oxalate, pamoate, pectinate, persulfate, 3-phenylpropionate, picrate, pivalate, propionate, succinate, tartrate, thiocyanate, phosphate, glutamate, bicarbonate, p-toluenesulfonate and undecanoate. Also, the basic nitrogen-containing groups can be quarternized with such agents as lower alkyl halides such as methyl, ethyl, propyl, and butyl chlorides, bromides and iodides; dialkyl sulfates like dimethyl, diethyl, dibutyl and diamyl sulfates; long chain halides such as decyl, lauryl, myristyl and stearyl chlorides, bromides and iodides; arylalkyl halides like benzyl and phenethyl bromides and others. Water or oil-soluble or dispersible products are thereby obtained. Examples of acids which may be employed to form pharmaceutically acceptable acid addition salts include such inorganic acids as hydrochloric acid, hydrobromic acid, sulphuric acid and phosphoric acid and such organic acids as oxalic acid, maleic acid, succinic acid and citric acid.
Basic addition salts can be prepared in situ during the final isolation and purification of the compounds by reacting a carboxylic acid-containing moiety with a suitable base such as the hydroxide, carbonate or bicarbonate of a pharmaceutically acceptable metal action or with ammonia or an organic primary, secondary or tertiary amine. Pharmaceutically acceptable salts include, but are not limited to, cations based on alkali metals or alkaline earth metals such as lithium, sodium, potassium, calcium, magnesium and aluminum salts and the like and nontoxic quaternary ammonia and amine cations including ammonium, tetramethylammonium, tetraethylammonium, methylamine, dimethylamine, trimethylamine, triethylamine, diethylamine, ethylamine and the like. Other representative organic amines useful for the formation of base addition salts include ethylenediamine, ethanolamine, diethanolamine, piperidine, piperazine and the like. 2.4 Dosing
The level of a particular fatty acid in a formula is typically expressed as percent of the total fatty acids. This percentage multiplied by the absolute concentration of total fatty acids in the formula (either as g/L or g/100 kcal) gives the absolute concentration of the fatty acid of interest (in g/L or g/100 kcal, respectively). Total fatty acids may be estimated as about 95%) of total fat to account for the weight of the glycerol backbone. Conversion from mg/100 kcal to mg/L is a simple calculation dependant on the caloric density as is known to those skilled in the art.
Nutritional compositions enriched in DHA according to the invention may provide from 100%), in the case of a sole source feeding such as infant formula, to less than about 5% of daily caloric intake, in the case of a conventional snack food. If formula is fed to newborns it may be complemented with some human milk. And as the infant gets to about 2-4 months, solid foods often begin to supply some of the calories and the amount of formula may decrease as a percent of total caloric intake. Any nutritive or caloric component of supplements or pharmaceuticals is usually de minimis and disregarded.
It may be beneficial, in accordance with the present invention, to combine the DHA dosing with a mild stressor as noted above. In the rat pup study example, rats fed DHA at 2.5% of total fatty acids, independent of the level of ARA (0% or 2.5%) with marginal levels of linoleic acid and alpha-linolenic acid during the brain growth spurt ate about 11% less of the weaning diet in the first 2 hr after a food restriction period, a mild appetite-impacting stressor. Others have shown dose related effects of different dietary levels of ARA (0, 0.4%, and 2.3% total fatty acids) and DHA (0, 0.4%, and 2.3%) on brain long-chain n-6 and n-3 fatty acids using the same rat milk formula model (Ward et al 1999).
The relative differences in the 22:6n-3 levels in brain from rats fed the 0 and 2.5% DHA diets in the present study were similar to those reported by Ward et al (1999) for the 0 and 2.3% DHA diets. Based on the association between brain levels of DHA and appetite in the example and the relationship between dietary DHA and the level of DHA in brain
(present example and Ward et al 1999), it is reasonable to anticipate about a 5% decrease in food intake with 0.4% dietary DHA. From the public health perspective, a sustained 5% reduction in caloric intake in the population has the potential to reduce the risk of becoming overweight and obese. Table A: Levels of DHA (as % total fatty acids ingested
Nutritional Products
Designed More for Range Preferred Preferred
INFANTS
Preterm 0.10-2.5 0.10-1.0 0.15-0.50
At birth 0.10-2.5 0.10-1.0 0.15-0.50
2 -6 mos 0.10-2.5 0.10-1.0 0.15-0.50
6-12 mos 0.10-3.0 0.10-1.3 0.15-0.70
CHILDREN
1-5 years 0.10-5.0 0.10-2.0 0.30-1.00
5-15 years 0.10-5.0 0.10-2.0 0.30-1.00
ADULTS adult 0.10-5.0 0.10-2.0 0.30-1.00
The preferred time to feed the DHA enriched diets is when accretion of the long- chain n-6 and n-3 fatty acids is the fastest — i.e. during infancy, childhood and adolescence. The most rapid rate of brain growth occurs in infancy. However, brain growth and neuronal maturation continues until about 12-20 years of age The fatty acid content in adult brains also can be affected by diet in adults but over a longer time frame. Table B, below gives ranges and preferred ranges for effective dosing of DHA in accordance with the invention. The effective dose of the ingredient, DHA, does not differ whether given as part of a nutritional product, as a supplement or as a pharmaceutical.
Table B: Dietary DHA Daily Preferred Intakes by Age Group assuming Calories most range preferred preferred
INFANTS
Preterm *** mg/kg/day**** kcal/kg/day -usual 13 13 19 120
- range lower 8 8 13 90 upper 396 158 79 150
Birth to 6 mos *** mg/kg/day**** kcal/kg/day -usual 11 11 16 100
- range lower 8 8 13 80 upper 317 127 63 120
6-12 mos *** mg/kg/day**** kcal/kg/day -usual 11 11 16 100
- range lower 8 8 13 80 upper 380 165 89 120
CHILDREN
1-5 years ***mg/day*** kcal/day -usual 137 137 412 1300
- range lower 84 84 253 800 upper 9499 3800 1900 1800
5-15 years ***mg/day*** kcal/day
-usual 190 190 570 1800
- range lower 84 84 253 800 upper 11610 4644 2322 2200
ADULTS
Adult ***mg/day*** kcal/day -usual 211 211 633 2000
- range lower 84 84 253 800 upper 15832 6333 3166 3000
Thus, for example, a range of effective dosing for a child age 1-5 years is 84 to 9499 mg per day, preferably 84 to 3800 mg per day and most preferably 253 to 2322 mg per day. Comparable values for an adult are 84-15832, preferably 84 - 6333, most preferably 253 - 3166. Note that values are given in mg /day for children and adults, and in mg/kg/day for infants. Thus, comparable values for an infant up to about 6 months of age are: 8 - 380 mg/kg/day, preferably 8 -165 mg/kg/day, and most preferably 13 - 89 mg/kg/day. Throughout this application, numerical ranges given as "x-y" should be interpreted as "from about x to about y"; it being understood that "about" modifies both the value x and the value y. Additionally, such a range is understood to indicate that an infinite number of values between x and y are implicitly and unambiguously disclosed by such range. For example, 0.10 - 2.5 expressly discloses such values as 0.19, 0.5, 0.823, 1.25, 1.64, 1.999, etc. as well as values that are "about" 0.10 or "about" 2.5.
2.5 Process of Manufacture
The liquid and powder nutritional products of the present invention can be manufactured by generally conventional techniques known to those skilled in the art. Briefly, three slurries are prepared, blended together, heat treated, standardized, spray dried (if applicable), packaged and sterilized (if applicable).
2.5.1 LIQUID PRODUCTS
A carbohydrate/mineral slurry is prepared by first heating water to an elevated temperature with agitation. Minerals are then added. Minerals may include, but are not limited to, sodium citrate, sodium chloride, potassium citrate, potassium chloride, magnesium chloride, tricalcium phosphate, calcium carbonate, potassium iodide and trace mineral premix. A carbohydrate source, such as one or more of lactose, corn syrup solids, sucrose and/or maltodextrin is dissolved in the water, thereby forming a carbohydrate solution. A source of dietary fiber, such as soy polysaccharide, may also be added. The completed carbohydrate/mineral slurry is held under agitation at elevated temperature until it is blended with the other slurries, preferably for no longer than about twelve hours.
An oil slurry is prepared by combining and heating the basic oil blend. The basic oil blend typically contains some combination of soy, coconut, palm olein, high oleic safflower or sunflower oil and medium chain triglycerides. Emulsifiers, such as diacetyl tartaric acid esters of mono, diglycerides, soy mono, diglycerides, and soy lecithin may be used. Any or all of the oil-soluble vitamins A, D, E ( natural R,R,R form or synthetic) and K may be added individually or as part of a premix. Beta carotene, which can function as an in vivo antioxidant, may also be added, as may a stabilizer such as carrageenan. Oils containing specific LCPs important to this invention (e.g. DHA and AA) can be added to the oil slurry. Care must be used with these LCPs since they easily degrade and become rancid. The completed oil slurry is held under agitation until it is blended with the other slurries, preferably for a period of no longer than about twelve hours.
A protein in water slurry is prepared by first heating water to an appropriate elevated temperature with agitation. The protein source is then added to the water with agitation. Typically this protein source is intact or hydrolyzed milk proteins (e.g. whey, casein), intact or hydrolyzed vegetable proteins (e.g. soy), free amino acids and mixtures thereof. In general, any known source of amino nitrogen can be used in this invention. The completed protein slurry is held under agitation at elevated temperature until it is blended with the other slurries, preferably for a period no longer than about two hours. As an alternative, some protein may be mixed in a protein-in-fat emulsion rather than protein-in- water.
The protein in water and carbohydrate/mineral slurries are blended together with agitation and the resultant blended slurry is maintained at an elevated temperature. After a brief delay (e.g. a few minutes), the oil slurry is added to the blended slurry from the preceding step with agitation. As an alternative to addition to the oil blend, the LCP oils can be added directly to the blend resulting from combining the protein, carbohydrate/mineral and oil slurries. After sufficient agitation to thoroughly combine all constituents, the pH of the completed blend is adjusted to the desired range. The blended slurry is then subjected to deaeration, ultra-high temperature heat treatment, emulsification and homogenization, then is cooled to refrigerated temperature. Preferably, after the above steps have been completed, appropriate analytical testing for quality control is conducted. Based on the analytical results of the quality control tests, and appropriate amount of water is added to the batch with agitation for dilution.
A vitamin solution, containing water soluble vitamins and trace minerals (including sodium selenate), is prepared and added to the processed slurry blend with agitation. A separate solution containing nucleotides is prepared and also added to the processed blended slurry with agitation.
The pH of the final product may be adjusted again to achieve optimal product stability. The completed product is then filled into the appropriate metal, glass or plastic containers and subjected to terminal sterilization using conventional technology. Alternatively, the liquid product can be sterilized aseptically and filled into plastic containers.
2.5.2 POWDER PRODUCTS
A carbohydrate/mineral slurry is prepared as was described above for liquid product manufacture.
An oil slurry is prepared as was described above for liquid product manufacture with the following exceptions: 1) Emulsifiers (mono, diglycerides, lecithin) and stabilizers
(carrageenan) typically are not added to powder, 2) In addition to the beta carotene, other antioxidants, such as mixed tocopherols and ascorbyl palmitate, can be added to help maintain the oxidative quality of the product during any subsequent spray drying process, and 3) The specific LCPs important to this invention are added after mixing the slurries, rather than to the oil slurry.
A protein in water slurry is prepared as was described above for liquid product manufacture. The carbohydrate/mineral slurry, protein in water slurry and oil slurry are blended together in a similar manner as described for liquid product manufacture. After pH adjustment of the completed blend, LCPs are then added to the blended slurry with agitation. Desirably, the LCPs are slowly metered into the product as the blend passes through a conduit at a constant rate just prior to homogenization (in-line blending). After deaeration, ultra-high temperature heat treatment, emulsification and homogenization, the processed blend may be evaporated to increase the solids level of the blend to facilitate more efficient spray drying. The blend then passes through a preheater and a high pressure pump and is spray dryed using conventional spray drying technology. The spray dryed powder may be agglomerated, and then is packaged into metal or plastic cans or foil/laminate pouches under vacuum, nitrogen, or other inert environment.
Variations on any of these manufacturing processes are known to or will be readily apparent to those skilled in the art. It is not intended that the invention be limited to any particular process of manufacture. The full text of all US Patents mentioned herein is incorporated by reference. 2.5.3 PHARMACEUTICAL DOSAGE FORMS
Pharmaceutical dosage forms may be useful for both drug and dietary supplement forms. They are well known to those skilled in the art, and include tablets, capsules, pills, powders, and other forms. Methodologies for making each of these dosage forms is well known and, except as noted in an earlier section, will not be repeated here.
EXAMPLE 3.1 EXPERIMENTAL DESIGN
The plan was to artificially rear rat pups on different n-6 and n-3 formulas and then assess food intake after weaning them onto a semi-solid food. One group of rats was reared and tested in February and the other in April 2002. The intent was to combine the February and April results, however methodological problems (described below) limited the reliability of some of the results from February. The April dataset is reliable and complete. The artificial rearings and food intake studies took place at the University of California, Los Angeles, in Dr. John Edmond' s laboratory, kindly under the care of Rose Korsak, who were both blind to the composition of the different rat milk formulas and feeding groups.
3.1.1 BASIS FOR EXPERIMENTAL DESIGN A 2 x 2 factorial design using a neonatal gastrostomy reared formula fed rat model was used. Previous research has shown in formula fed rats (Ward et al, 1998 and 1999) and piglets (de la Presa Owens and Innis, 1999 and 2000) that brain fatty acid levels of arachidonic acid (AA) and docosahexaenoic acid (DHA) vary with different dietary levels of AA and DHA with (Ward et al, 1998 and 1999; de la Presa Owens and Innis, 1999) or without (de la Presa Owens and Innis, 2000) adequate levels of their precursors, linoleic acid and linolenic acid, respectively. The dietary levels of AA and DHA in the present study were chosen based on published data from Ward et al (1998) and Wainwright et al (1999) who studied similar levels of AA and DHA using the same gastronomy reared rat model. The levels of AA and DHA studied were 0%> and 2.5% total fatty acids alone or in combination; a fourth group was fed no AA or DHA (Table 3.1 and Table 3.2). This phase of the study is the AA and DHA (feeding) rearing phase.
Arachidonic Acid (20:4n-6; AA)
Docosahexaenoic Acid 0.0% 2.5%
(22:6n-3;DHA) 2.5% 2.5%
Table 3.1 Two-by-two factorial design. Fatty acid percentages are expressed as % total fatty acids. Design shown corresponds to No AA, No DHA; No AA, + DHA; + AA, No DHA; + AA, + DHA rat milk formula groups (see Table 3.2).
Formula Groups AA DHA
No AA, No DHA 0.0% 0.0% No AA, + DHA 0.0% 2.5% + AA, no DHA 2.5% 0.0% + AA, + DHA 2,5% 2 %
Table 3.2 Experimental groups. The four different rat milk formula groups for the AA and DHA rearing phase are shown. Fatty acids are expressed as % total fatty acids. AA, arachidonic acid (20:4n-6); DHA, docosahexaenoic acid (22:6n-3).
The base formula was designed to contain marginally adequate levels of linoleic acid and undetectable levels of α-linolenic acid as has been used in studies of rats (Wainwright et al, 1999) and piglets (de la Presa Owens and Innis, 1999 and 2000) to maximize differences in brain levels of AA and DHA among the four experimental groups of rats. 3.1.2 Reference Groups
In addition to the four rat milk formula groups, two reference groups were also studied. One reference group was a normal suckling group in which the rat pups remained with the dam until day 20 when brain tissue was obtained. The normal suckling rats were not included in the food intake phase of the experiment. A second reference group of suckling rats served as an experimental design reference group. At the start of the food intake phase of the experiment, rat pups were removed from the dam and included in the feeding measurements on days 19 and 20. These rats were not weaned or introduced to the mash diet before the initiation of the food intake phase. 3.1.3 Statistical Analyses
Data results were analyzed using SAS/Stat software, version 8.2 (SAS® Institute, Inc., Cary, NC). Main effects were assessed for AA and DHA using a two-way, no interaction model. This allowed for comparisons between formulas containing AA and formulas containing DHA. It also gave more power to the statistical analyses by increasing the number of animals per group. The suckling reference groups were each compared to the other groups using a one-way analysis of variance which was adjusted for sample size, but not for multiple comparisons. The level of significance was set at 0.05. The number of animals per group was chosen to be between 8 and 16.
3.2 REARING PHASE 3.2.1 Artificial Rearing Procedure
Pregnant Sprague-Dawley rats were obtained from Charles River Laboratories (Wilmington, MA) on day 14 of gestation. They were housed under a controlled temperature environment with a 12-hour light/dark cycle. Rat pups were born on day 21 of gestation within a 24 hour time period. The day of birth was designated day 0. Male rat pups were removed from dams on postnatal day 6 and artificially reared on rat milk formulas to day 18. This procedure has been described in detail in the literature by Sonnenberg et al, 1982; Smart et al, 1983 and 1984; and Auestad et al, 1989. Similar procedures have been also been described by Ward et al, 1998, and Wainwright et al, 1999. On postnatal day 6, rat pups were randomly assigned to one of the four experimental rat milk formula groups (Table 3.2). The rat pups were lightly anesthetized, fitted with an intragastric cannula, and placed individually in pint-sized plastic containers free floating in a waterbath maintained at 36±2°C. The cannulae for individual rat pups were each connected to syringes filled with one of the four experimental rat milk formulas using polyethylene tubing. The rat pups were fed by intermittent, intragastric infusion, from day 6 to day 18. The formula was delivered to the rat pups for 20 or 30 min each hour, depending on the age of the rat, using a programmable pump housed in a bench-top refrigerator. The pump settings were modified daily to deliver specific quantities of rat milk formula to the rat pups to support normal growth. The study protocol is shown in Table 3.3. 3.2.2 Rat Milk Formula Composition
Rat milk formulas were prepared as described in the literature (Auestad et al, 1989; Ward et al, 1998) except that the protein source was whey and casein powders (kindly provided by Ross Products Division of Abbott Laboratories). Briefly, a premilk base consisting of casein, whey, and water was prepared first. Then, a fat blend (see Table 3.4), lactose, minerals, vitamins, and additional nutrients as found in rat milk were added to the premilk base and mixed using a Polytron homogenizer (see Table 3.5). The fat blends used in preparation of the rat milk were formulated to provide marginal amounts of linoleic acid, linolenic acid, and different amounts of AA and DHA.
Postnatal Age, day 6-15 16 17 18 19 20
Caloric Intake, % of caloric needs as:
Rat Milk Formula (AA and DHA Rearing Phase) 100 80 80 20 0 0
Mash 0 20 20 20
Food intake Phase, % of diet (ad lib) Mash 100 100
Table 3.3 Calorie sources during AA and DHA rearing phase and food intake phase of experiments. Feeding protocol for the four rat milk formula groups. Experimental rat milk formula was randomly assigned on postnatal day 6 and fed through day 18. The rat milk formula contained no AA or DHA; no AA, 2.5% DHA; 2.5% AA, no DHA; or 2.5% AA, 2.5% DHA. Mash was a semi-solid food and was introduced to all four groups on day 16 and fed exclusively during the food intake phase. The mash met the AIN-93 recommendations for nutrients and contained no AA or DHA.
No AA + AA No DHA + DHA No DHA + DHA
Fat Blend, % of total oils
Coconut oil 67.5 60.0 60.1 52.6 MCT oil1 32.5 27.5 27.4 22.6
AA oil2 0.0 0.0 12.5 12.4
DHA oil3 0.0 12.5 0.0 12.4
Fatty Acids, % total fatty acids4
C8:0 28.1 14.7 14.3 0.0
C10:0 20.1 10.5 10.1 0.2
C12:0 27.7 15.1 13.9 0.9 C14:0 10.7 12.0 6.1 7.4
C16:0 5.9 11.1 9.9 15.4
C18:0 1.7 1.3 6.5 6.3
C22:0 0.0 0.1 0.8 1.0
C24:0 0.0 0.1 0.9 0.9
Sum Saturated 32.1 64.8 62.3 94.2
C16:l 0.0 0.6 0.1 0.7
C18:l 4.0 12.9 8.3 17.6
Sum Unsaturated 4.0 13.4 8.4 18.2
C18:2n-6 1.1 0.9 4.2 4.0
C18:3n-6 0.0 0.0 1.7 1.7
C20:3n-6 0.0 0.0 1.8 1.8
C20:4n-6 (AA) ~ 0.1 0.0 19.9 20.1 Sum n-6 1.2 0.9 27.5 27.6
C22:6n-3 (DHA) 0.0 20.4 0.0 20.3 Sum n-3 0.0 20.4 0.0 20.3
Table 3.4 Fatty acid composition of the fat blends used in the preparation of experimental rat milk formulas. Results are expressed as % total fatty acids. AA, arachidonic acid or C20:4n-6; DHA, docosahexaenoic acid or C22:6n-3; ]MCT oil, medium chain triglyceride oil. 2AA oil, ARASCO™ and 3DHA oil, DHASCO™ (Martek Biosciences Corp., Columbia, MD), approximately 20% AA and DHA, respectively. 4Fatty acids present in concentrations less than 0.5% total fatty acids are not shown.
INGREDIENT /2.5L
PROTEIN:
Casein 157.5
Whey 105.8
Water 1987
Amino Acid Mix 2.425
CARBOHYDRATE:
Lactose 87.5
FAT BLEND (see Table 3.4) 350.0
MINERALS:
Calcium Carbonate 15.08
Calcium Gluconate 3.413
Calcium Chloride 6.95
Non-Calcium Mineral Mix (with 15.1
Iron)
Copper Sulfate Solution1 0.0749
Zinc Sulfate Solution2 0.2845
VITAMINS:
Vitamin Mix (Teklad) 10.0
Vitamin Mix (Supplementary) 1.375
OTHER:
Carnitine 0.1
Creatine 0.175
Ethanolamine 0.0855
Table 3.5 Ingredients in the rat milk formula. Ingredients are listed in gram per 2.5 liters. 'Copper sulfate solution was 30.9g CuSCy5H20/L H20; 2Zinc sulfate solution was 379.3g ZnS04-7H20/L H20 (as described in Auestad et al, 1989).
The fatty acid composition of the rat milk formulas was determined by gas chromatographic analysis and results are shown in Tables 3.6. The target percentages of the fatty acids linoleic acid, linolenic acid, AA and DHA, were achieved with concentrations at or near expected targets. There is one formula from the February rearing that appears to be low in AA (1.4% compared to target value of 2.5% total fatty acids). This appears likely due to improper laboratory handling during GC analysis, or other experimental error. It is likely that the result was closer to 2.5% since the exact same fat blends were used to prepare the formulas for both the February and April rearings. The other prepared formulas with added AA ech contained approximately 2.5% AA as expected. February Rearing April Rearing
No AA + AA No AA + AA
No
DHA + DHA No DHA + DHA No DHA + DHA No DHA + DHA
CόiO1 0.6 0.6 0.6 0.5 0.6 0.6 0.6 0.5
C8:0 23.8 21.6 22.6 19.7 24.0 22.4 22.1 20.2
C10:0 17.2 15.7 16.4 14.7 17.0 15.9 15.7 14.6
C12:0 29.8 29.3 29.8 27.8 31.0 29.3 29.3 27.7
C14:0 12.0 12.4 11.9 12.1 12.1 12.2 11.6 11.7
C16:0 7.8 8.4 7.9 9.2 7.0 7.7 7.6 8.2
C18:0 2.3 2.3 2.6 3.0 2.1 2.1 2.7 2.7
C18:ln-9 5.1 6.1 5.3 6.8 4.8 5.9 5.4 6.5
C18:2n-6 1.3 1.3 1.5 1.7 1.3 1.2 1.7 1.6
C20:4n-6 (AA) 0.0 0.0 1.4 2.4 0.0 0.0 2.5 2.5
C22:6n-3 (DHA) 0.0 2.3 0.0 2.4 0.0 2.6 0.0 2.6
Table 3.6 Fatty acid composition of the rat milk formulas for the AA and DHA rearing phase. Results are expressed as % total fatty acids. AA, arachidonic acid or C20:4n-6; DHA, docosahexaenoic acid or C22:6n-3. 'Fatty acids present at <0.5% total fatty acids are not shown.
3.2.3 Growth Assessment
The artificially reared rat pups were weighed daily. Weights at the beginning and end of the AA and DHA rearing phase as well as weights during the food intake phase will be reported.
3.3 FOOD INTAKE PHASE
The food mash used in the February experiment was prepared by mixing a fat-free powder meal (Bioserv Inc., Frenchtown, NJ), a fat blend (coconut oil:MCT oil, 70:30, w/w), and water until the consistency was crumbly. The accuracy of the food intake measurements for the February experiment were questionable due to the consistency of the food mash, therefore, a pelleted food mash with the same nutrient composition was prepared (Research Diets Inc., Princeton, NJ) for the April experiment. The pellets were extremely dense and hard and there were concerns that the weanling rats may not readily eat the solid pellets. Therefore, the pellets were crushed into powder, mixed with water, and formed into %" to 54" semi-solid balls which were used in the food intake phase. The nutrient profile of both food mash diets met AIN-93 recommendations (Reeves et al, 1993). Fatty acid analyses were performed on the food mash and results are shown in Table 3.7. On day 16, the rat pups were introduced to the mash weaning diet. The mash contained lOg/lOOg wet weight as fat, which was a blend of coconut oil:MCT oil (70:30, w/w). All of the rat experimental groups were weaned to the same food mash, which did not contain AA or DHA in order to eliminate potential confounding effects of flavor characteristics from the experimental design. On days 16 and 17, 80-percent of daily caloric requirements were from the assigned experimental rat milk formula, and 20% of calories was from the food mash (Table 3.3). The rat pups consumed all of the wet mash provided within a few minutes.
February1 April 2
C6:03 0.6 1.3
C8:0 23.6 27.1
C10:0 17.0 12.0
C12:0 31.4 31.8
C14:0 12.2 12.8
C16:0 7.0 7.1
C18:0 2.1 7.1
C18:ln-9 4.7 0.9
C18:2n-6 1.3 0.2
C20:4n-6 (AA)* 0.0 0.0
C22:6n-3 (DHA)* 0.0 0.0
Table 3.7 Fatty acid composition of food mash used for weaning and during food intake phase of experiments.
Results are expressed in % total fatty acids. The fat blend was coconut oil:MCT oil (70:30, w/w). 'February food mash was made with fat-free powder to which the fat blend was added along with water to form a crumbly consistency. 2April food mash was made from pellets and contained the same fat blend; the pellets were crushed and formed into V" to V" mash balls by adding a small amount of water. 3Fatty acids present in 0.5% or less are not reported except where indicated by '*' for clarity.
Beginning at 5pm on day 18, the rat pups were calorie restricted with 20% of caloric requirements from the rat milk formula and 20% from the wet mash. The formulas were diluted with water to 20% the initial calorie content. Water intake thus was not restricted to keep the animals properly hydrated. At 9:00 am on day 19, the rat pups were stimulated to urinate and then weighed. The intragastric cannulae were removed, and then rat pups were placed in individual cages containing water bottles and approximately 15g of 'crumbly' mash in ceramic dishes (February experiment) or 'mash balls' added directly to the bottom of the cages (April experiment). The cages had clear plastic bottoms and sides, were approximately 8 inches wide x 12 inches long, and were enclosed with a wired, slanted top that held a water bottle. Every two hours for eight hours all the remaining mash was weighed to determine the amount of food eaten. Three mash 'controls' were included to measure weight loss due to evaporation during the food intake phase. The rats were weighed again at the end of the food intake phase. The mash was then removed from the cages and the rats fasted for the next 18 hours with free access to water. At 9:00 am on day 20, the rats were again stimulated to urinate, weighed, and placed in their cages with access to water and approximately 15g of mash. The amount of food eaten and final weights of the rats were determined after 2 hours. 3.4 TISSUE COLLECTION
The rat pups were sacrificed by decapitation on day 20 after the food intake phase and final body weights were taken. The brain was removed, weighed, and quickly frozen (within 5 minutes) in liquid nitrogen. Brain tissue was stored in a -70°C freezer. Blood was collected from the neck stump, mixed with heparin, placed on ice, and centrifuged to ensure adequate phase separation to prepare plasma. Plasma was stored at -70°C.
Brain and plasma samples were shipped overnight on dry ice from UCLA to Ross Products Division of Abbott Labs, Columbus, Ohio, and arrived completely frozen. The shipped samples were inspected for damage and signs of thawing and immediately transferred to a - 70°C freezer for storage until analysis. Plasma samples were obtained but not analyzed as a component of this thesis.
3.5 LIPID EXTRACTION and ANALYSIS 3.5.1 Overview
The fatty acid composition of three lipid fractions in brain was determined. Phospholipid fatty acid methyl esters were determined similar to the methods described by Ward et al (1999). Gas chromatography-mass spectrometry (GC/MS), liquid chromatography-mass spectrometry (LC/MS/MS), as well as HPLC methods for measuring MAG and NAE fatty acids have been described (Berger et al, 2001; Kempe et al, 1996; Fontana et al, 1995; Felder et al, 1996; Wang et al, 2001). However, a less costly and simpler method for measuring these fatty acids in brain tissue was developed. Total lipid was extracted from rat brains using the Folch extraction method, typical for lipid extraction (Folch et al, 1957). The total lipid extract from each rat brain was separated into neutral lipid and phospholipid fractions using a silica cartridge. The neutral lipid fraction was further separated into MAG and NAE fractions using High Performance Liquid Chromatography (HPLC). Fatty acid composition of the MAG, NAE, and phospholipid fractions was determined using Gas-Liquid Chromatography (GLC) after derivatizing to the corresponding fatty acid methyl esters. The fatty acid composition results correspond to total fatty acids in the membrane phospholipids in brain, and the MAG and NAE fatty acid results represent the concentration of these fatty acyl derivatives in rat brains. 3.5.2 Reagents and Supplies
Arachidonyl ethanolamide and docosatetraeonyl ethanolamide were from Cayman Chemical Co. (Ann Arbor, MI). Docosatrieonyl chloride and fatty acid standards were from Nu-Chek Prep, Inc. (Elysan, MN). Ethanolamine and boron trifluoride-methanol complex (BF3) were from Sigma-Aldrich (Milwaukee, WI). Dichloromethane, methanol, chloroform, hexane, ethyl acetate, and isopropyl alcohol were from Burdick & Jackson (Muskegon, MI), petroleum ether was from Mallinckrodt (Paris, KY), and formic acid was from J.T. Baker (Phillipsburg, NJ). All reagents used were of analytical grade. The LHPK Silica Gel Thin- Layer Chromatography plates and filter paper were from Whatman (Clifton, NJ). Micropipettes, test tubes, and vials were from VWR Scientific (Bridgeport, NJ). The HPLC column (Chromegasphere SI-60, 4.6 x 150mm, 10 , 6θA) was from ES Industries (Marlton, NJ).
3.5.3 Fatty Acid Standards
The GLC fatty acid standard was prepared. Briefly, a representative mixture of fatty acid methyl esters (>98% purity) was accurately weighed into a tared 100-mL pear-shaped flask in a specific order to ensure proper blending. After all of the fatty acid methyl esters were added and mixed, the flask was weighed for a final weight of the standard. One hundred milligrams of standard were added to ampules, flushed with nitrogen, sealed with a propane flame, and stored in the -20°C freezer until use. The GLC stock standard was prepared by quantitatively transferring the contents of one ampule to a 25 -mL volumetric flask and diluting to volume with hexane. The GLC working standard was prepared by diluting the GLC stock standard 1 :3 (v/v) with hexane and injecting between 1 and 5 μ onto the GLC.
3.5.4 Internal Standards Two internal standards were needed, monoheptadecanoin for the MAG fraction and docosatrienoyl ethanolamine (22:3n-3 NAE) for the NAE fraction. Monoheptadecanoin was prepared by accurately weighing 100 mg into a 10-mL volumetric flask and diluting to volume with chloroform. Docosatrienoyl ethanolamine was prepared as described by Hanus et al, 1993. Briefly, approximately lOOmg of docosatrienoyl chloride was dissolved in 1 mL of dichloromethane. The mixture was then transferred to a test tube. One mL of ethanolamine solution (20% in dichloromethane) was added to the test tube at 0°C and flushed with N . The test tube was mixed vigorously every 3 minutes for 15 minutes by shaking. Eight mL of dichloromethane was added to bring the volume to 10 mL. The sample was then washed with 5 mL H2O under N2 and mixed vigorously. The sample was centrifuged at 2000 rpm at 20°C for 2 minutes to separate the aqueous and organic layers. The organic (bottom) layer was aspirated into a clean test tube and washed again with 5 mL H2O under N2. The sample was centrifuged as described above and the organic layer was aspirated again into a clean test tube. The combined organic layers were evaporated to dryness under N2. The sample was then reconstituted in 10.0 mL chloroforrmmethanol (1:1, v/v), blanketed with N2, capped tightly, and stored at -20°C. The concentration of the resulting docosatrienoyl ethanolamine internal standard was determined by methylation and followed by quantification by GLC. 3.5.5 Sample Extraction
Rat brain samples, stored frozen at -70°C, were separated into the two hemispheres; one half was used for determination of fatty acids in phospholipid, MAG, and NAE fractions and the other half was refrozen at -70°C. The half brain for analysis was transferred to a 50-mL glass centrifuge tube. Eight mL of methanol was added and the sample homogenized using a Polytron Dispersing and Mixing System (Kinematica, Switzerland) until well blended. The homogenizer probe was rinsed with 2 mL methanol added directly into the centrifuge tube. Twenty mL of chloroform was then added to the sample and mixed vigorously by shaking. The sample was left undisturbed at room temperature for at least 1 hour. Known amounts of internal standards, 9.91 μg of monoheptadecanoin and 3.32 μg of docosatrienoyl ethanolamine, were added. Six mL of 0.9%) saline was then added and the sample mixed vigorously by shaking. The sample was then centrifuged for 7 minutes at 2000 rpm at 15°C until the organic and aqueous layers were well separated using a Beckman Allegra™ 6R Centrifuge; Fullerton, CA). The chloroform (bottom) layer was aspirated into a clean 30- mL test tube. The sample was then evaporated to dryness under N2 and was either stored at -20°C or reconstituted in 500 μ of chloroform. 3.5.6 SEP-PAK Cartridge Purification
Each sample of the reconstituted brain extract was loaded onto a Silica Plus SEP-PAK cartridge (Waters/Millipore, Milford, MA) using a disposable glass pipette. The test tube containing the brain extract was rinsed twice with 500 μL of chloroform, which was then loaded onto the cartridge to ensure that all of the extract was transferred to the cartridge. Neutral lipids were eluted with 15 mL chloroforrmmethanol (99:1, v/v) and phospholipids were eluted with 15 mL of methanol. The neutral lipid eluant was filtered through a syringe filter (German Acrodisc® CR PTFE, 0.45μ or 0.2μ, 25mm; Ann Arbor, MI) attached to the bottom of the SEP-PAK cartridge. Each eluant was collected into test tubes and evaporated to dryness under N2.
3.5.7 High Performance Liquid Chromatography Fractionation Each SEP-PAK eluant, after drying down, was resuspended in 125μL or 300μL of hexane:isopropyl alcohol (IP A; 90:10, v/v) and injected onto an Hewlett Packard HPLC (Roseville, CA) with a Chromegasphere SI-60 column, 4.6 x 150mm, lOμ, 6θA (ES Industries, Marlton, NJ) and an evaporative light scattering detector (Alltech ELSD, Deerfield, IL) for separation of MAGs and NAEs. The mobile phase gradient is shown in Table 3.8 (adapted from Liu et al, 1993).
A solution containing the internal standards tricosanoic acid, monoheptadecanoin, and docosatrienoyl ethanolamine, was injected in triplicate before each HPLC run to confirm retention times for free fatty acids, MAGs, and NAEs. After confirming consistent retention times, the evaporative light scattering detector was disconnected and the HPLC mobile phase line was connected directly to a fraction collector (BioRad, Model 2128; Hercules, CA).
% of Mobile Phase Time (minutes) Hexane Solvent Mix1 λO 98 2
8.0 65 35
8.5 2 98
15.0 2 98
15.1 98 2
19.0 9% 2
Table 3.8 HPLC mobile phase gradient for fractionation of fatty acids, monoacylglycerols, and N- acylethanolamines. Ηexane^sopropano ethylacetate: 10% formic acid in isopropanol (80: 10: 10: 1, v/v/v/v). Flow rate is 2.0 mL/minute.
Then, 250μL of the resuspended neutral lipid fraction extract (i.e. chloroforrmmethanol SEP- PAK elution) was injected onto the HPLC column and fractions corresponding to elution times for MAGs and NAEs were collected. The MAG and NAE fractions collected from the HPLC for each rat brain sample were then evaporated to dryness under N2. 3.5.8 Methylation Procedure The MAG and NAE fractions were resuspended in hexane :isopropyl alcohol: ethyl acetate (80:10:10, v/v/v) and transferred to 2-mL amber screw cap vials. The fractions were again evaporated to dryness under a stream of N2 at room temperature.
The samples containing MAGs, NAEs, and phospholipids were then methylated by addition of excess boron trifluoride-methanol complex, BF3, under N2. After capping tightly with teflon-lined caps, the samples were placed on a heating block at 95°C for 20 minutes. The samples were cooled to room temperature and opened very carefully. The MAG and NAE r4samples were transferred in methanol to 15mL test tubes. Then, 2 mL of 0.9% saline and 4mL hexane were added to the samples and they were mixed vigorously by shaking. For each sample, the hexane layer was removed using disposable glass pipettes, transferred to clean 15 mL test tubes, and evaporated to dryness under N2. The MAG and NAE methylation hexane extracts were reconstituted in 100 μL of hexane for analysis of the constituent fatty acids by GLC. The dried phospholipid methylation hexane extracts were reconstituted in 10 mL of hexane and diluted 50 μL of reconstituted extract with 150μL of hexane for analysis of fatty acid composition by GLC. 3.5.9 Gas-Liquid Chromatography
The fatty acid methyl esters were analyzed using a Hewlett Packard 6890 gas-liquid chromatograph (GLC) equipped with a flame ionization detector; and an Omegawax320 fused silica column coated with polyethylene glycol, 0.32mm ID x 30m, 0.25mm film thickness (Supelco, Inc.; Bellefonte, PA). The gas chromatographic instrument settings were adjusted for optimum signal sensitivity similar to conditions described in Ward et al (1999). Five L of each sample was injected onto the gas chromatograph using an autosampler (Hewlett Packard 7673 A). Individual fatty acids were identified by co-elution with corresponding fatty acid methyl ester internal standards. Fatty acid levels in the rat brain phospholipid fractions are reported as relative percent of total fatty acids, as is typically reported in the literature. The specific amounts of individual NAE fatty acids in the brain lipid extract were quantified relative to the NAE internal standard, methyl docosatrienoate. Similarly, the amounts of individual MAG fatty acids in the brain lipid extract were quantified relative to the monoglyceride internal standard, methyl heptadecanoate. MAG and NAE corresponding fatty acids are reported as ng/g andμg/g wet weight of rat brain, respectively. 4.1 STUDY GROUPS
Two groups of rats were artificially reared one in February 2002 and one in April 2002. The plan was to cannulate a total of 64 rats, thirty-two per rearing and 8 rats per experimental formula group. Several rats died while on the artificial rearing system. The rats that died were replaced with male suckling rats in the February study but were not replaced after postnatal day 7 in the April study. Only rats that were replaced within 24 hours of the first day of cannulation (postnatal day 6) were included in the final datasets. All rats in the final dataset, therefore, were artificially reared from postnatal day 6 through 18, a total of 13 days, so that any dietary fatty acid effects on the fatty acid composition of the brain phospholipid membrane would be consistent across groups.
A total of 74 rats were cannulated and 13 died. Table 4.1 shows the number of rats per experimental formula group per rearing that were cannulated and died. It is noteworthy that more rats died when DHA was not included in the formula than when DHA was in the formula (10 rats vs 3 rats, respectively, p=0.054).
Rat Milk Formula No AA + AA
Groups1 No DHA + DHA No DHA + DHA
February Rearing
Cannulated 11 9 10 9
Died 3 1 2 1
April Rearing
Cannulated 9 9 9 8
Died 3 1 2 0
Combined Rearings
Cannulated 20 18 19 17
Died 6 2 4 1
Table 4.1. Number of rats cannulated and deaths in the February and April rearings. 'Rats were fed rat milk formulas containing different amounts of AA and DHA (see Table 3.6) by gastrostomy tube at 100% of calories from postnatal days 6 to 16, 80% of calories on days 17 and 18, and 20% of calories for the last 18 hours before the food intake study. More deaths occurred when DHA was not in the formula (p=0.054). No other significant associations between formula groups were found. AA, arachidonic acid; DHA, docosahexaenoic acid.
4.2 GROWTH DATA
Growth was evaluated with the combined dataset (February and April) and for the primary dataset (April). There were no significant differences in body weight for the rat milk formula groups when the artificial rearing began (postnatal day 6 or 7; data not shown) and when it ended (postnatal day 18) as well as at the end of the food intake experiment (postnatal day 20) (Table 4.2). There were significant differences in body weight (p<0.05) between the suckling reference groups and the other experimental formula groups. The suckling reference feeding group was significantly larger on day 18 than the four formula groups. And the suckling reference normal group was larger on day 20 than the formula groups and the reference feeding group. Significant differences were also found for brain weights. Rats fed the formulas with DHA had slightly, but significantly smaller brain weights than those fed formulas without DHA (p<0.05). . All brain weights were within the range of 1.3 g to 1.4 g.
4.3 FOOD INTAKE STUDY
A food intake study during which all rats were given the same mash diet ad lib was initiated on day 19 (Table 4.3). Results are given for the February and April (combined dataset) and for April alone (primary dataset) since the reliability of the food intake measurement was substantially improved between the February and April rearings. There was a significant main effect of feeding a rat milk formula with AA on food intake after weaning (Table 4.3). Rats previously fed the formulas with AA ate about 13% more mash than those previously fed formulas without AA, irrespective of the DHA level. This effect was seen for the first 2 hours of the food intake phase on day 19 in the combined dataset and the first 2 hours on both day 19 and day 20 in the primary dataset. There was also a significant main effect of DHA on food intake after weaning. Rats previously fed the formulas with DHA ate about 11% less mash than those previously fed formulas without DHA, irrespective of the AA level. This was seen for the first 2 hours of the food intake phase on day 19 for both the combined dataset and the primary dataset.
Experimental No AA + AA ANOVA Main Effects2 Suckling Reference3 Formula1 No DHA + DHA No DHA + DHA AA DHA Fdg Normal
Body Weight, g p value p value Artificial Rearing Phase
Day 18 (3pm) Combined4 43.3 ± 1.66 44.6 + 2.4 43.5 ±2.2 43.2 ± 1.9 >0.1 >0.1 48.2 ± 1.6* NA
Primary5 44.4 ± 1.4 43.9 + 1.3 42.9 ± 2.9 43.5 ± 1.2 >0.1 >0.1 48.2 ± 1.2 * NA
Food Intake Phase
Day 20 (12 pm) Combined 47.5 ± 1.7 48.2 ± 3.0 48.0 ± 1.5 47.2 ± 2.6 >0.1 >0.1 47.1 ± 1.5 51.2 ± 5.0*
Primary 47.7 ± 1.0 47.3 ± 3.1 48.0 ± 1.9 47.4 ±2.2 >0.1 >0.1 47.1 ± 1.5 57.5 ± 0.6*
Brain Weight, g
Day 20 Combined 1.34 ± 0.05 1.32 ± 0.04d 1.37 ± 0.05b'c 1.34 ± 0.05c'd 0.056 c,d (+) 0.035 (-) 1.42 ± 0.05a 1.40 ± 0.05a'b
Primary 1.35 ± 0.04b'c 1.33 ± 0.03c 1.40 ± 0.05a'b 1.35 ± 0.04c 0.097 (+) 0.026 (-) 1.42 ± 0.05a'b 1.46 ± 0.00a
Table 4.2. Average body and brain weight across experimental formula and suckling groups, ^ats were fed rat milk formulas containing different amounts of AA and DHA (see Table 3.6) by gastrostomy tube at 100% of calories from postnatal days 6 to 16, 80% of calories on days 17 and 18, and 20% of calories for the last 18 hours before the food intake study on day 19. A semi-solid mash containing no AA or DHA was fed ad lib at 20%) of calories on days 17 and 18 and as the only dietary source for the food intake study. 2Main effects of feeding AA or DHA were determined by ANOVA; (+) indicates main effect was increased weight and (-) indicates main effect was decreased weight. 3Suckling reference groups were normal suckling rats; the feeding (Fdg) study group was abruptly weaned on day 19 immediately prior to the feeding study and served as an experimental design reference group. 4The combined datasets (n=9-15 rats/group) are results from February and April rearings combined. 5The primary dataset (n=5-8 rats/group) are results from the April rearing alone for which fatty acids in different fractions in brain were also determined. There were no significant differences in body weights, except between the suckling and formula groups where indicated by '*', p<0.05. a'b'c'd Differences in brain weight were observed as indicated by 'a'b'c' or d' where brain weights with different letters are significantly different from each other (p<0.05); 6 Mean ± SD; AA, arachidonic acid; DHA, docosahexaenoic acid.
No AA + AA ANOVA Main Effects Suckling References3
Rat Milk Formula Groups1
No DHA + DHA No DHA + DHA AA DHA Fdg Study Normal
Combined Datasets4 gm of mash eaten/lOOg body weight p-value p-value
Day 19, first 2hr 10.3 ± 1.1* 9.8 ± 1.3 11.2 + 1.6 10.5 ± 1.0 0.025 (+) 0.025 (-) na** na
Day 19, total 8 hr 17.1 ± 1.3 16.8 ± 1.7 17.7 ± 1.8 17.7 ± 1.2 > 0.10 > 0.10 na na
Day 20, first 2hr 13.1 ± 1.2 12.3 ± 1.5 12.9 ± 2.0 13.9 + 2.1 > 0.10 > 0.10 na na
Primary Dataset5
Day 19, first 2 In- 10.8 ± 1.4 9.6 ± 1.6 12.3 ± 1.0 10.8 ± 0.9 0.011 (+) 0.010 (-) 6.8 ± 1.0 na
Day 19, total 8hr 17.2 ± 1.6 16.8 ± 1.8 18.4 ± 1.8 17.7 ± 1.0 > 0.10 > o.ιo 12.6 ± 0.8 na
Day 20, first 2 hr 12.7 ± 1.3 12.0 ± 1.2 14.0 ± 1.5 13.8 + 2.1 0.015 (+) >0.10 12.0 ± 0.8 na
Table 4.3. Food intake study for combined and primary datasets.
Rats were fed rat milk formulas containing different amounts of AA and DHA (see Table 3.6) by gastrostomy tube at 100% of calories from postnatal days 6 to 16, 80%> of calories on days 17 and 18, and 20% of calories for the last 18 hours before the food intake study. A mash containing no AA or DHA was fed ad lib at 20%> of calories on days 17 and 18 and as the only dietary source for the food intake study. Food consumption was measured for 8 hours on da 19, then rats were fasted overnight after which 2 hr of food consumption was measured. 2Main effects of feeding AA or DHA were determined by ANOVA (+) indicates main effect was increased food consumption and (-) indicates main effect was reduced food consumption. 3Suckling reference groups were normal suckling rats; the feeding (fdg) study group was abruptly weaned on day 19 immediately prior to the feeding study and served as an experimental design reference group. 4The combined datasets (n=9-15 rats/group) are results from the two rearings combined. 5The primary dataset (n=5-8 rats/group) ar results from the second rearing for which fatty acids in different fractions in brain were also determined. *Mean ± SD; **na, not available; AA, arachidonic acid; DHA, docosahexaenoic acid.
4.4 PHOSPHOLIPID FATTY ACID RESULTS
Table 4.4 shows results for fatty acid levels in brain phospholipid membranes expressed as % total fatty acids (i.e. g/lOOg total fatty acid). The effects of dietary n-6 and n-3 fatty acids on n-6 and n-3 fatty acid composition in brain in this study were similar to that shown previously in the literature (Ward et al, 1999; de la Presa Owens and Innis, 1999). There were no significant differences in saturated fatty acids among the groups. There was a significant main effect of AA on unsaturated fatty acids (C 18 : 1 and C20:l) in brain phospholipids. There were consistent overall effects of dietary AA decreasing and dietary DHA increasing linoleic acid (C18:2n-6) and C20:3n-6 levels in phospholipids. For other n-6 phospholipid fatty acids there also were consistent overall main effects of dietary AA increasing and dietary DHA decreasing levels of AA and C22:4n-6. There was also a significant main effect of dietary AA decreasing brain phospholipid DHA; likewise, dietary DHA increased brain phospholipid DHA.
4.5 m-ACYLETHANOLAMINE (NAE) FATTY ACID RESULTS
Results for n-6 and n-3 NAEs are shown in Table 4.5 and expressed as ng/g brain. There was a significant main effect of AA increasing 20:4n-6 NAE in brain. There was also a significant main effect of AA increasing total n-6 NAE in brain. No other significant main effects were found. No significant main effects of dietary DHA on n- or n-3 fatty acids were found.
4.6 MONOACYLGLYCEROL (MAG) FATTY ACID RESULTS
Results for n-6 and n-3 MAG are shown in Table 4.6 and expressed asμg/g brain. There were no significant main effects of dietary AA on n-6 or n-3 MAG. However, there was a significant main effect of DHA increasing 22:6n-3 MAG as well as increasing total n-3 MAG in brain.
4.7 LEPTIN AND INSULIN Postprandial leptin levels in the rats fed the ARA-containing formulas during the formula feeding phase were about 20-30% lower than for rats fed the formulas without ARA. Postprandial leptin levels in the rats fed the DHA-containing formulas were about 5-15%) higher than for rats fed the formulas without DHA. No differences in circulating insulin levels were found among the groups.
CORRELATION DATA In addition to examining the data for main effects of dietary AA and DHA and ANOVA comparisons between the experimental and suckling groups , Spearman correlations were computed to evaluate whether there may be a relationship between specific NAEs and MAGs (including n-6/n-3 ratios) and food intake. Spearman correlation was chosen as it ranks the data and eliminates the weight of potential outliers. Results are shown in Tables 4.7 and 4.8.
Significant positive correlations (r = 0.45, p = 0.03) were found for the ratio of 20:4n- 6 NAE/22:6n-3 NAE levels and food intake during the first 2 hours on day 19 and for cumulative food intake on days 19 and 20 (Table 4.7). Significant positive correlations were also found between MAG fatty acids and food intake (Table 4.8). There were positive associations between MAG ratios (20:4n-6 MAG/22 :6n-3 MAG and sum of n-6 MAG/sum of n-3 MAG) and food intake at the 2 hr measures on days 19- and 20as well as for cumulative food intake on days 19 and 20 (r - 0.42 to 62, p = 0.001 to 0.005). There were also trends (ρ<0.1) for associations between 22:6n-3 MAG, as well as summation of n-3 MAGs, and food intake both on day 19 during the first 2 hours and for cumulative food intake over the entire feeding study (r = -0.39, p = 0.06).
Rat Milk Formula NoAA AA ANOVA Main Effects2 Suckling References3
Groups1 No DHA + DHA No DHA + DHA AA DHA Fdg Study Normal
Fatty Acid Mean ± SD p-value p-value
Saturated
C14:0 1.1+0.1 1.1+0.1 1.1+0.1 1.1+0.1 >0.1 >0.1 1.1+0.1 l.O±O.l
C16:0 16.9+2.4 17.7+ 0.9 18.1+1.4 17.9+0.9 >0.1 >0.1 18.3±Q.8 18.1±0.6
C18:0 18.5+0.5 18.0+0.4 18.4+0.4 18.4+0.3 0.085 >0.1 18.4±0.4 18.2+0.4
C20:Q 0.3± 0.0 0.2± 0.0 0.2±0.0 0.2+0.0 >0.1 >0.1 0.2+ 0.0 0.3+0.0
C22:0 O.l±O.l 0.1+0.0 0.1+0.0 O.l±O.O >0.1 >0.1 O.l±O.O 0.2+0.0
Unsaturated
C16:ls 0.7± 0.4 1.0±0.3 0.9± 0.3 1.0±0.3 >0.1 >0.1 1.0±0.3 0.9+0.3
C18:ls 15.3+0.9 15.2±0.8 14.2± 0.2 13.9+0.8 O.001 (-) >0.1 13.6+0.3 14.4± 1.0
C20:ls 1.2+0.2 1.0+0.2 0.9+0.1 0.8+0.2 0.007 (-) >0.1 0.8+0.1 1.0+0.2
C16:4 2.8+0.4 3.0±0.4 2.9+0.3 3.0+0.4 >0.1 >0.1 2.8+0.6 2.7+ 0.4 n-6 Fatty Acids
C18:2n-6 O.ό±O.O 0.8+0.1 0.3± 0.0 0.3±0.0 * (-) * (+) 0.9±0.0 1.1+0.1
C20:2n-6 O.l±O.O 0.2±0.1 O.l±O.O O.l±O.O <0.001 (-) >0.1 0.2±0.0 0.2+0.1
C20:3n-6 0.7± 0.0 0.9+0.1 0.3± 0.0 0.4+0.0 * (-) * (+) 0.6+0.0 0.7+0.1
C20:4n-6 14.4+ 1.0 10.2±0.7 16.1+0.5 14.4+ 0.7 * (+) * (-) 14.9+ 0.4 14.2+0.9
C22:4n-6 4.4+ 0.3 2.2+0.1 6.0± 0.5 4.5± 0.2 * (+) * (-) 4.7+0.1 4.7+ 0.2
C22:5n-6 2.8+0.5 0.9+0.1 5.2±0.8 l.O±O.l * * (-) 1.4+0.1 1.2+0.1 n-3 Fatty Acids
C22:5n-3 0.2±0.0 0.7+0.1 0.3+ 0.0 0.2± 0.0 * * 0.3± 0.0 0.4± 0.0
C22:6n-3 18.4± 1.2 25.6±0.6 13.9+ 1.1 21.6+0.5 O.001 (-) <0.001 (+) 19.7+0.5 19.6+0.6
Table 4.4 Fatty acid levels in rat brain phospholipid membrane across all experimental groups. Results are expressed as % total fatty acids. Phospholipids were separated from neutral lipids by silica cartridge chromatography. !Rat milk formula fatty acids are detailed in Table 3.6.2Main effects of feeding AA or DHA were determined by ANOVA; (+) indicates main effect was increased food consumption, (-) indicates main effect was reduced food consumption, and (*) indicates significant interactions was found, however main effects were also found as noted.3Suckling reference groups were normal suckling rats; the feeding (fdg) study group was abruptly weaned on day 19 immediately prior to the feeding study and served as an experimental design reference group.
Rat Milk No AA AA ANOVA Main Effects2 Suckling References3
Formula No DHA + DHA No DHA + DHA AA DHA Fdg Study Normal
Groups1 p-value p-value
C20:4n-6 42.9 ± 6.95 36.4 ± 9.93 51.7 ± 10.8 55.4 ± 20.4 0.008 (+) >0.1 50.0 + 29.4 47.2 ± 11.7
C22:5n-6 40.2 ± 12.4 33.0 + 17.4 40.0 ± 10.8 43.7 ± 25.0 >0.1 >0.1 36.7 ± 18.3 29.9 ± 17.7
Sum n-6 83.1 ± 11.5 69.4 + 25.5 91.7 ± 19.0 99.0 ±44.8 0.027 (+) >0.1 86.7 + 44.3 77.1 ±26.5
C22:5n-3 15.8 ± 14.7 41.3 ± 23.0 42.3 ± 14.6 33.1 ± 18.2 (*) (*) 27.8 ± 16.7 33.3 ± 7.72
C22:6n-3 39.5 + 7.57 47.1 ± 9.12 46.0 ± 9.07 48.5 + 19.0 >0.1 >0.1 46.7 ± 7.53 47.7 ± 13.5
Sum n-3 55.2 + 21.6 88.4 ± 29.5 88.3 ± 15.7 81.6 ± 32.1 >0.1 >0.1 74.5 ± 20.7 81.0 ± 19.2
Table 4.5 /V-acylethanoIamine levels in rat brain in experimental formula and suckling groups. Results are in ng/g brain weight. Neutral lipids w separated from phospholipids by silica cartridge chromatography and monoglycerides were separated from N-acylethanolamines using a silica column a HPLC fractionation. JRat milk formula fatty acids are detailed in Table 3.6. 2Main effects of feeding AA or DHA were determined by AΝOVA; (+) indicates main effect was increased food consumption, (-) indicates main effect was reduced food consumption, and (*) indicates significant interaction found, but no significant main effect. 3Suckling reference groups were normal suckling rats; the feeding (fdg) study group was abruptly weaned on day 1 immediately prior to the feeding study and served as an experimental design reference group.
Rat Milk No AA AA ANOVA Main Effects2 Suckling References3
Formula No DHA + DHA No DHA + DHA AA DHA Fdg Study Normal
Groups1 p-value p-value
C20:2n-6 0.059+ 0.005 0.125+ 0.103 0.032+ 0.020 0.054+ 0.038 0.067 >0.1 0.107+ 0.026 0.124+ 0.072
C20:3n-6 0.199± 0.020 0.345+ 0.101 0.126+ 0.039 0.141+ 0.044 * * 0.212± 0.056 0.244+ 0.116
C20:4n-6 3.386+ 0.870 3.241+ 1.034 3.495+ 0.940 3.897+ 1.005 >0.1 >0.1 3.997+ 0.989 3.471+ 1.200
C22:5n-6 0.145+ 0.029 0.035+ 0.026 0.324+ 0.097 0.030± 0.030 * * 0.044± 0.042 0.078± 0.033
Sum n-6 3.788± 0.889 3.746+ 1.102 3.978+ 1.051 4.123+ 1.045 >0.1 >0.1 4.359+ 1.054 3.917+ 1.394
C22:5n-3 0.020+ 0.023 0.050+ 0.036 0.027+ 0.026 0.023+ 0.023 * * 0.052+ 0.045 0.037+ 0.039
C22:6n-3 0.904+ 0.155 1.638+ 0.512 0.788+ 0.310 1.383+ 0.413 >0.1 0.002 (+) 1.236+ 0.435 1.260+ 0.566
Sum n-3 0.924± 0.177 1.688+ 0.483 0.815+ 0.298 1.406+ 0.398 >0.1 0.001 (+) 1.287+ 0.460 1.297+ 0.588
Table 4.6 Monoacylglycerol levels in rat brain in experimental formula and suckling reference groups. Results are inμg/g brain weight. Neutra lipids were separated from phospholipids by silica cartridge chromatography and monoglycerides were separated from N-acylethanolamines using a sili column and HPLC fractionation. !Rat milk formulas are detailed in Table 4.1 legend. 2Main effects of feeding AA or DHA were determined by AΝO (+) indicates main effect was increased food consumption, (-) indicates main effect was reduced food consumption, and (*) indicates significant interac found, however no main effects were found. 3Suckling reference groups were normal suckling rats; the feeding (fdg) study group was abruptly weaned day 19 immediately prior to the feeding study and served as an experimental design reference group.
Day 19-2 hours1 Day 20-2 hours1 Total Food Intake2 r p value r p value r p value n-6 NAEs
20:4n-6 NAE 0.341 0.111 0.073 0.740 0.207 0.344
Sum n-6 NAE 0.336 0.117 -0.074 0.737 0.110 0.618 n-3 NAEs
22:6n-3 NAE -0.95 0.667 -0.160 0.466 -0.238 0.274
Sum n-3 NAE -0.108 0.625 -0.089 0.687 -0.182 0.406
Ratios (NAEs)
20:4n-6/22:6n-3 0.447 0.033 0.271 0.211 0.446 0.033
Sum n-6/Sum n-3 0.377 0.076 -0.029 0.897 0.231 0.288
Table 4.7 Spearman correlation results for NAE levels vs. food intake. NAE, N-i acylethanolamine; ^ood intake data from April rearing. 2Tot
° food intake is summation of all food eaten on . days 19 and 20 of the April rearing. r, correlation. Spearman is a ranked data correlation.
Day 19-2 hours1 Day 20-2 hours1 Total Food Intake2 r p value r p value r p value n-6 MAGs
20:4n-6 MAG 0.208 0.342 0.035 0.876 0.100 0.660
Sum n-6 MAG 0.221 0.310 0.018 0.936 0.094 0.670 n-3 MAGs
22:6n-3 MAG -0.394 0.063 -0.301 0.162 -0.396 0.061
Sum n-3 MAG -0.393 0.063 -0.291 0.179 -0.389 0.066
Ratios (MAGs)
20:4n-6/22:6n-3 0.615 0.002 0.457 0.029 0.570 0.005
Sum n-6/Sum n-3 0.646 0.001 0.424 0.044 0.565 0.005
Table 4.8 Spearman correlation results for MAG levels vs. food intake. MAG, monoacylglycerol; Food intake data from April rearing. Total food intake is summation of all food eaten on days 19 and 20 of the April rearing. 3r, correlation. Spearman is a ranked data correlation.
5.0 DISCUSSION and CONCLUSION
This is the first study to show effects of feeding different dietary n-6 and n-3 polyunsaturated fatty acids prior to weaning on food intake after these fatty acids were no longer being fed. Dietary arachidonic acid (AA), regardless of docosahexaenoic acid (DHA) level, fed from postnatal day 6 to 18 resulted in approximately a 13% increase in food consumption following food restriction on days 19 and 20. Likewise dietary DHA, regardless of AA amount, fed from day 6 to 18 resulted in up to a 12% decrease in food consumption following food restriction on postnatal day 19.
Using an artificially reared rat model, we modified the fatty acid composition of the brain phospholipid membrane through inclusion of different dietary n-6 and n-3 fatty acids as has been demonstrated in previous research (Ward et al, 1998 and 1999; Wainwright et al, 1999). The artificially reared rat model is an excellent choice for modifying brain phospholipid composition as the feeding period occurs during a period of rapid brain growth. Our fatty acid results for phospholipid membrane also were consistent with previous studies using similar diets marginally deficient in essential fatty acids (de la Presa Owens and Innis, 1999 and 2000).
We saw significant increases in 20:4n-6 NAE in brain of rats fed formulas with AA (p=0.008). However, the 40% increase was not the same magnitude of increases reported by Berger et al, 2001. Berger and colleagues reported 4-fold increases in 20:4n-6 NAE in piglets fed 0.2% AA (percent total fatty acids). Berger et al also reported between 5 and 9-fold increases in several n-3 NAEs. We did not show any statistically significant increases iri n-3 NAE levels, but did see similar results for MAG fatty acids in brain to those reported by Berger et al. We did not show statistically significant differences in any n-6 MAGs, however we did show statistically significant increases in 22:6n-3 MAG as well as the sum of n-3 MAGs. There are several differences in the study design that may explain why our results differ from those reported by Berger. First, we used an artificially reared rat model with 0% and 2.5%o levels of AA and/or DHA, whereas Berger et al used a bottle-fed piglet model with 0.2%) AA and 0.16% DHA (%» total energy). Secondly, our formulas were marginally deficient in essential fatty acids. Berger et al fed adequate levels of linoleic acid and linolenic acid and reported that dietary AA and DHA can only increase the levels of n-6 and n-3 NAEs when adequate essential fatty acids are present. Thirdly, we sacrificed our rats immediately after the last food intake study (i.e. rats were satiated), whereas Berger et al waited 3 to 4 hours after the last formula feeding. Kirkham et al (2002) recently reported differences in NAE and MAG levels in brain during fasting, feeding, and satiation. They found increased levels of 20:4n-6 NAE and MAG after fasting; decreases in 20:4n-6 MAG during eating, and no changes compared to controls during satiation. These differences in study design may explain, at least in part, why the dietary effects of n-6 and n-3 NAE and MAG fatty acid levels were less pronounced than those reported by Berger Our results did not show a direct relationship between dietary AA induced increase in 20:4n-6 NAE and food intake, as one might expect based on the published literature (Williams et al 1999; Hao et al 2000), but rather the present results suggest an association between the ratio of n-6 and n-3 NAE and MAG fatty acids and food intake. 20:4n-6 NAE is the most studied endocannabinoid with respect to appetite. It is plausible, however, that other endocannabinoids in both the n-6 and n-3 families play a role in regulation of appetite. Endocannabinoids with at least 20 carbons and 3 double bonds demonstrate activity at cannabinoid receptors with n-3 endocannabinoids exhibiting different binding affinities than those in the n-6 family (Mechoulam et al, 1998; Kirkham et al, 2002). Interestingly, we found significant positive associations between diet induced increases in the ratio of n-6/n-3 NAEs and food intake, as well as n-6/n-3 MAG ratios and food intake. We also found significant main effects of dietary DHA being associated with decreased food intake. Additionally, correlations between 22:6n-3 MAG (and sum of n-3 MAG) and food intake showed a negative trend (p=0.06), such that as levels of 22:6n-3 MAG (and sum of n-3 MAGs) increased, food consumption decreased. It appears that individual NAE and MAG n-6 and n-3 fatty acids in brain may be less influential on regulation of appetite following a stimulus than the relative amounts of NAE and MAG n-6 and n-3 fatty acids. Overall, our study produced potentially important findings in relation to central nervous system regulation of appetite. Most importantly, we showed that dietary n-6 and n-3 fatty acids affect food intake. Since the different n-6 and n-3 diets were fed by gastrostomy tube before the food intake studies and all rats were fed the same mash diet during the food intake study, the observed effects cannot be explained by olfactory or other characteristics of the food (mash). There may be other explanations for these observations such as effects of feeding the different diets on release or activity of hormones (e.g. insulin; leptin) and neurotransmitters (e.g. serotonin) known to be involved in the regulation of appetite. However, based on our data it is reasonable to conclude that these observed effects on food consumption may be mediated through changes in the n-6 and n-3 fatty acid composition of the brain phospholipid membrane and consequently in NAE- and MAG- fatty acid levels. The endogenously formed NAEs and MAGs act through the cannabinoid receptor (CBi). It is well established that increasing 20:4n-6 NAE leads to overeating. The effect of dietary DHA on food intake has not been previously been studied and the association with reduced food intake was unexpected. Other possibilities for dietary fatty acid induced effect on food intake will need to be evaluated, such as responses of leptin, insulin, and other hormones and neurotransmitters, to stimuli known to lead to food consumption (e.g. sleep deprivation) not studied here. The levels of 20:4n-6 NAE and 20:4n-6 MAG levels reported here in satiated rats were very similar to those reported recently in satiated rats by Kirkham et al (2001). Given these similarities, it is reasonable to conclude that the newly developed methodology for quantifying MAGs and NAEs in brain is a viable alternative to the standard GC/MS method.
In conclusion, we demonstrated for the first time that dietary n-6 and n-3 fatty acids affect food intake, possibly through the formation of specific n-6 and n-3 NAEs and MAGs. Additional studies will be necessary to determine more specifically how dietary fatty acids may mediate central nervous system regulation of appetite.

Claims

We claim:
I . A method for decreasing the appetite of a mammal comprising enterally administering to said mammal all amount of long-chain n-3 PUFA effective to decrease the appetite of said mammal.
2. The method according to claim 1 wherein said long-chain n-3 PUFA comprises DHA.
3. The method of claim 2 wherein said long-chain n-3 PUFA is administered independent of AN
4. The method according to claim 1 wherein said long-chain n-3 PUFA is administered during a growth phase prior to or in conjunction with an appetite-impacting stimulus.
5. The method according to claim 1 wherein said long-chain n-3 PUFA is administered to an infant in a daily amount of about 8 to about 396 mg/kg body weight.
6. The method according to claim 1 wherein said long-chain n-3 PUFA is administered to a child or an adult in a daily amount of about 84 to about 15,832 mg.
7. A method for modulating the appetite of a mammal comprising enterally administering to said mammal an amount of long-chain n-3 PUFA and an amount of long-chain n-6 PUFA in relative amounts effective to modulate the appetite of said mammal.
8. The method according to claim 7 wherein said long-chain n-3 PUFA comprises DHA and said long-chain n-6 PUFA comprises AA.
9. The method according to claim 7 wherein said long-chain n-3 PUFA is administered during a growth phase prior to or in conjunction with an appetite-impacting stimulus.
10. The method according to claim 7 wherein said long-chain n-3 PUFA is administered to an infant in a daily amount of about 8 to about 396 mg/kg body weight.
I I . The method according to claim 7 wherein said long-chain n-3 PUFA is administered to a child or an adult in a daily amount of about 84 to about 15,832 mg.
12. A method for antagonizing the CBi receptor in the brain of a mammal comprising enterally administering to said mammal an amount of long-chain n-3 PUFA effective to antagonize the CBi receptor activity in the brain of said mammal.
13. The method according to claim 12 wherein said long-chain n-3 PUFA comprises DHA.
14. The method of claim 12 wherein said long-chain n-3 PUFA is administered independent of AA.
15. The method according to claim 12 wherein said long-chain n-3 PUFA is administered during a growth phase prior to or in conjunction with an appetite-impacting stimulus.
16. The method according to claim 12 wherein said long-chain n-3 PUFA is administered to an infant in a daily amount of about 8 to about 396 mg/kg body weight.
17. The method according to claim 12 wherein said long-chain n-3 PUFA is administered to a child or an adult in a daily amount of about 84 to about 15,832 mg.
18. A method for decreasing the incidence of obesity or overweight status in a population of mammals comprising enterally administering to at least some members of said population an amount of long-chain n-3 PUFA effective to modulate negatively the appetite of said mammal.
19. The method according to claim 18 wherein said long-chain n-3 PUFA comprises DHA.
20. The method of claim 18 wherein said long-chain n-3 PUFA is administered independent of AA.
21. The method according to claim 18 wherein said long-chain n-3 PUFA is administered during a growth phase prior to or in conjunction with an appetite-impacting stimulus.
22. The method according to claim 18 wherein said long-chain n-3 PUFA is administered to an infant in a daily amount of about 8 to about 396 mg/kg body weight.
23. The method according to claim 18 wherein said long-chain n-3 PUFA is administered to a child or an adult in a daily amount of about 84 to about 15,832 mg.
24. A method for increasing serum leptin levels of a human or other mammal, said method comprising administering to the human or other mammal an effective amount of a long-chain n-3 PUFA to increase postprandial serum leptin levels.
25. The method of claim 24 wherein the long-chain n-3 PUFA comprises DHA.
26. The method of claim 24 wherein the long-chain n-3 PUFA is administered to a child or an adult in a daily amount of from about 84 to about 15,832 mg.
27. A method for reducing the appetite of a human or other mammal, said method comprising administering to the human or other mammal an effective amount of long-chain n- 3 PUFA to increase serum leptin levels.
28. The method of claim 27, wherein the n-3 PUFA comprises DHA.
29. The method of claim 27 wherein the long-chain n-3 PUFA is administered to a child or adult in a daily amount of from about 84 to about 15,832 mg.
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