USRE49869E1 - Group-III nitride devices and systems on IBAD-textured substrates - Google Patents
Group-III nitride devices and systems on IBAD-textured substrates Download PDFInfo
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- USRE49869E1 USRE49869E1 US17/214,607 US202117214607A USRE49869E US RE49869 E1 USRE49869 E1 US RE49869E1 US 202117214607 A US202117214607 A US 202117214607A US RE49869 E USRE49869 E US RE49869E
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- CETPSERCERDGAM-UHFFFAOYSA-N ceric oxide Chemical compound O=[Ce]=O CETPSERCERDGAM-UHFFFAOYSA-N 0.000 claims description 18
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- H01L33/0062—Processes for devices with an active region comprising only III-V compounds
- H01L33/0066—Processes for devices with an active region comprising only III-V compounds with a substrate not being a III-V compound
- H01L33/007—Processes for devices with an active region comprising only III-V compounds with a substrate not being a III-V compound comprising nitride compounds
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- H01L—SEMICONDUCTOR DEVICES NOT COVERED BY CLASS H10
- H01L33/00—Semiconductor devices having potential barriers specially adapted for light emission; Processes or apparatus specially adapted for the manufacture or treatment thereof or of parts thereof; Details thereof
- H01L33/02—Semiconductor devices having potential barriers specially adapted for light emission; Processes or apparatus specially adapted for the manufacture or treatment thereof or of parts thereof; Details thereof characterised by the semiconductor bodies
- H01L33/16—Semiconductor devices having potential barriers specially adapted for light emission; Processes or apparatus specially adapted for the manufacture or treatment thereof or of parts thereof; Details thereof characterised by the semiconductor bodies with a particular crystal structure or orientation, e.g. polycrystalline, amorphous or porous
- H01L33/18—Semiconductor devices having potential barriers specially adapted for light emission; Processes or apparatus specially adapted for the manufacture or treatment thereof or of parts thereof; Details thereof characterised by the semiconductor bodies with a particular crystal structure or orientation, e.g. polycrystalline, amorphous or porous within the light emitting region
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- H01L—SEMICONDUCTOR DEVICES NOT COVERED BY CLASS H10
- H01L33/00—Semiconductor devices having potential barriers specially adapted for light emission; Processes or apparatus specially adapted for the manufacture or treatment thereof or of parts thereof; Details thereof
- H01L33/48—Semiconductor devices having potential barriers specially adapted for light emission; Processes or apparatus specially adapted for the manufacture or treatment thereof or of parts thereof; Details thereof characterised by the semiconductor body packages
- H01L33/64—Heat extraction or cooling elements
- H01L33/644—Heat extraction or cooling elements in intimate contact or integrated with parts of the device other than the semiconductor body
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- H—ELECTRICITY
- H01—ELECTRIC ELEMENTS
- H01L—SEMICONDUCTOR DEVICES NOT COVERED BY CLASS H10
- H01L33/00—Semiconductor devices having potential barriers specially adapted for light emission; Processes or apparatus specially adapted for the manufacture or treatment thereof or of parts thereof; Details thereof
- H01L33/02—Semiconductor devices having potential barriers specially adapted for light emission; Processes or apparatus specially adapted for the manufacture or treatment thereof or of parts thereof; Details thereof characterised by the semiconductor bodies
- H01L33/12—Semiconductor devices having potential barriers specially adapted for light emission; Processes or apparatus specially adapted for the manufacture or treatment thereof or of parts thereof; Details thereof characterised by the semiconductor bodies with a stress relaxation structure, e.g. buffer layer
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- H—ELECTRICITY
- H01—ELECTRIC ELEMENTS
- H01L—SEMICONDUCTOR DEVICES NOT COVERED BY CLASS H10
- H01L33/00—Semiconductor devices having potential barriers specially adapted for light emission; Processes or apparatus specially adapted for the manufacture or treatment thereof or of parts thereof; Details thereof
- H01L33/48—Semiconductor devices having potential barriers specially adapted for light emission; Processes or apparatus specially adapted for the manufacture or treatment thereof or of parts thereof; Details thereof characterised by the semiconductor body packages
- H01L33/58—Optical field-shaping elements
- H01L33/60—Reflective elements
Definitions
- the present invention relates epitaxial growth of a layer of a hexagonal material, such as gallium nitride (GaN) or other group III-nitride (III-N) semiconductors, on a substrate whose crystalline alignment is formed by the ion-beam assisted deposition (IBAD) texturing process.
- IBAD textured layers are used to prepare biaxially aligned thin films or substrates which are single-crystal-like in nature.
- These IBAD thin films or templates support subsequent deposition of optional epitaxial buffer layers followed by GaN or III-N epitaxial growth.
- An electronic component that includes III-N epitaxy on an ion-beam textured layer with intermediate epitaxial buffer layers on top and a method of forming the same are disclosed.
- An embodiment of the present invention is an ion beam assisted deposition (IBAD) texturing process for biaxially aligned films as templates for GaN epitaxy.
- IBAD ion beam assisted deposition
- the IBAD process enables low-cost, large-area, flexible metal foil substrates to be used as potential alternatives to single-crystal sapphire and silicon for electronic devices.
- Epitaxial GaN films are grown by the MOCVD process on these engineered flexible substrates, which enables scaled-up roll-to-roll, sheet-to-sheet, or similar fabrication processes to be used.
- GaN films having a thickness of several microns on polycrystalline metal foils that have in-plane and out-of-plane alignment of less than 1° have been manufactured.
- the epitaxial GaN films on polycrystalline metal foil are used as a template layer to make multi-quantum well light emitting diode (LED) structures and have successfully demonstrated electro-luminescence. These are the first LED devices fabricated directly on metal foil, and can be scaled up using a roll-to-roll process.
- epitaxial-GaN layers i.e. single-crystal-like quality material, can be deposited directly (with no transfer) on top of polycrystalline flexible metal foils by use of intermediate ion-beam assist deposited (IBAD) textared layers.
- IBAD intermediate ion-beam assist deposited
- Such epi-GaN layers can then be used as buffer layers for GaN-based device structures.
- LEDs Light-emitting diodes
- LEDs are revolutionizing the way the world is implementing lighting at the start of the 21st century. Not only are LEDs more efficient light sources, but they have the ability to be implemented in many different forms compared to other light sources and to have their spectrum adjusted for application as well as modified in time.
- the greatest barrier still holding back LEDs from completely replacing incandescent and fluorescent lighting is cost of the LED luminaire systems.
- LED lighting has made great strides in penetrating the lighting market, it is currently mostly focused in the niche high-end lighting space and still far from a mainstream application in commercial lighting where it is hard to compete in cost with simple fluorescent tubes. For LEDs to dominate the whole lighting market the cost of LED lighting will still have to come down by several orders of magnitude.
- the cost of packaged LEDs today can even be less than $0.50/klm, compared to an average LED package price of $50/klm a decade ago. There is still room to go in reducing cost by another factor of 2 or 3 using current fabrication techniques. To go significantly further in cost reduction one has to tackle the critical issue of scale in manufacturing of the LED chips and packages as well as reduction in the cost of other parts of the luminaire system.
- the packaged LEDs are used as surface mounted devices (SMD) and typically implemented with a pick-and-place (P&P) technology in lighting devices. P&P machines are automated ways of mounting SMDs mechanically.
- High-quality epitaxial GaN is deposited usually by metal-organic chemical vapor deposition on sapphire (MOCVD, sometimes called OMVPE or organo-metallic vapor phase epitaxy) and then used as a platform for subsequent deposition of epitaxial device structures.
- MOCVD metal-organic chemical vapor deposition on sapphire
- OMVPE organo-metallic vapor phase epitaxy
- GaN and related group III-N materials are used for numerous applications, including light emitting diodes (LEDs), laser diodes (LDs), and transistor devices such as high-electron mobility transistors (HEMTs).
- LEDs light emitting diodes
- LDs laser diodes
- HEMTs high-electron mobility transistors
- single-crystal substrates such as sapphire, silicon, silicon carbide, or gallium nitride.
- single-crystal substrates are typically rigid, expensive, and readily available in diameters of only less than 100 mm, except for silicon wafers.
- An exception to single-crystal substrates is the development of ion-beam assisted deposition (IBAD) of single-crystal like thin films on flexible substrates.
- IBAD texturing of thin films on flexible metal has been notably been developed for long lengths of superconducting crystals for electrical wire applications.
- a two-step deposition process is used whereby an initial GaN nucleation layer (NL) is deposited at a relatively low temperature (500-600° C.) to facilitate GaN nucleation and evolution.
- the fully coalesced epitaxial GaN layer is then grown at a higher temperature (>1000° C.) to obtain device quality GaN material on top of the NL.
- GaN on metal or other non-oriented substrates has been achieved by transfer of the grown epitaxial GaN layer onto the foreign substrate, or by transferring an oriented film such as graphene and growing GaN on top of the graphene.
- IBAD (111) was not thought to be of sufficient quality to produce high-quality semiconductor materials with in-plane alignment of ⁇ 1°.
- the best semiconductor Si results on (111) IBAD had in-plane texture FWHM of >10° and out-of-plane texture 1.5°.
- typical semiconductor materials on IBAD are of inferior quality for devices and cannot compete with semiconductors on single crystal substrates.
- Good quality LED and other devices have not been produced.
- Several previous attempts to make GaN devices have been unsuccessful, since the materials have not been of high enough quality in terms of crystalline perfection and carrier mobility.
- LEDs are revolutionizing lighting in the world due to their increased efficiency compared to other light sources and their spectrum tenability.
- LEDs are difficult to scale up further in manufacturing.
- InGaN LEDs are produced primarily on 4-inch and 6-inch sapphire wafers and then diced into small dies. Larger sapphire wafers have significant issues in manufacturing due to a CTE mismatch and consequent substrate bowing. LED manufacturing cost is therefore likely not to decrease much further in the current paradigm of GaN-on-sapphire due to a lack of suitable scale up.
- LED costs are dominated by relatively expensive epi layers. The epi cost is still dominated by substrate cost and lack of suitable scale up. Therefore devices are limited to small areas and LEDs are packaged as individual devices and used as surface mounted devices (SMD).
- SMD surface mounted devices
- LED performance is hindered by the existence of “droop,” loss of efficiency at high operating current density.
- manufacturers of devices are required to inject high current densities in LEDs which limits their performance due to efficiency droop.
- Typical operating points for high brightness LEDs are around 30 A/cm 2 where there is a 10-20% reduction in efficiency.
- LEDs exhibit a thermal droop, i.e. a reduction in optical power when temperature is increased. At a 100° C. this is typically a 10-20% reduction.
- the present invention is a multilayer structure comprising an epitaxial hexagonal crystal layer, a layer of a cubic material having a ⁇ 111>out of plane orientation and having an in-plane crystalline texture with a full width half maximum (FWHM) less than or equal to approximately 15°, and a non-single crystal substrate.
- the epitaxial hexagonal crystal layer preferably comprises a group III-nitride semiconductor such as GaN.
- the epitaxial hexagonal crystal layer preferably serves a template layer for a light-emitting diode (LED).
- the layer of cubic material preferably has been textured by ion beam-assisted deposition (IBAD).
- the substrate can be amorphous, polycrystalline, flexible, ductile, metallic, ceramic, glass, plastic, or polymer.
- the epitaxial hexagonal crystal layer was preferably grown using metal-organic chemical vapor deposition (MOCVD), reactive sputtering, reactive evaporation, or molecular beam epitaxy (MBE).
- MOCVD metal-organic chemical vapor deposition
- MBE molecular beam epitaxy
- the coefficients of thermal expansion of the substrate and the epitaxial hexagonal crystal layer are preferably within approximately 12%, and more preferably within approximately 5%.
- the substrate preferably comprises molybdenum, tungsten, tantalum, alloys thereof, Mo—Cu, or TZM.
- the layer of cubic material preferably has an in-plane crystalline texture having a FWHM of less than or equal to approximately 12°, or more preferably less than or equal to approximately 8°, or even more preferably less than or equal to approximately 5°.
- the layer of cubic material preferably comprises MgO, CeO 2 , a bixbyite structure, Sc 2 O 3 , Y 2 O 3 , Al 2 O 3 , a fluorite structure, TiN, a rock salt structure, CaF 2 , cubic ZrO 2 , HfO 2 , ScO x , or Mn 2 O 3 .
- the structure preferably comprises a base layer disposed between the substrate and the layer of cubic material.
- the base layer preferably comprises amorphous Al 2 O 3 , Y 2 O 3 , or SiO 2 .
- the structure preferably comprises one or more epitaxial buffer layers disposed between the layer of cubic material and the epitaxial hexagonal crystal layer.
- the epitaxial buffer layers preferably each have a lattice parameter that successively provides a transition from the lattice parameter of the cubic material to the lattice parameter of the epitaxial hexagonal crystal.
- the epitaxial hexagonal crystal layer comprises GaN
- the epitaxial buffer layers preferably comprise a layer of Sc 2 O 3 and a layer of Zr, and a layer of AlN.
- the FWHM of the in-plane texture of the layer of cubic material is optionally greater than an FWHM of an in-plane texture of the epitaxial hexagonal crystal layer.
- the invention is also an electronic or optoelectronic device comprising the multi-layer structure of claim 1 , such as an LED, MOSFET, MESFET, HEMT, Heterojunction FET, heterojunction bipolar transistor (HBT), thin-film transistor, sensor, memristor, laser diode (LD), SAW device, spintronic device, photodetector, or photovoltaic (PV) diode.
- an LED such as an LED, MOSFET, MESFET, HEMT, Heterojunction FET, heterojunction bipolar transistor (HBT), thin-film transistor, sensor, memristor, laser diode (LD), SAW device, spintronic device, photodetector, or photovoltaic (PV) diode.
- the present invention is also an electronic or optoelectronic device comprising a substrate on which an active region of the device was grown, said substrate acting as a reflector.
- the device can be an LED, MOSFET, MESFET, HEMT, Heterojunction FET, heterojunction bipolar transistor (HBT), thin-film transistor, sensor, memristor, laser diode (LD), SAW device, spintronic device, photodetector, or photovoltaic (PV) diode.
- the substrate preferably is a heat sink and has a thermal conductivity greater than approximately 25 W/m ⁇ K, more preferably greater than approximately 50 W/m ⁇ K.
- the substrate preferably comprises a metal or alloy, is preferably flexible, and is preferably not a single crystal.
- the device preferably comprises a light emitting region which is two-dimensional and not a point source, such as a sheet or strip.
- the device preferably comprises an LED on a metal substrate, wherein an operating temperature of the LED is less than approximately two thirds, and more preferably less than approximately one half, that of an LED on sapphire so that it is cool to touch during operation.
- the device is preferably integrated into an electronic system such as an LED-based luminaire, a light emitting strip, a light emitting sheet, an optical display, or a MicroLED display.
- the device preferably comprises an epitaxial hexagonal crystal layer and a layer of a cubic material having a ⁇ 111> out of plane orientation and having an in-plane crystalline texture with a full width half maximum (FWHM) less than or equal to approximately 15°.
- the epitaxial hexagonal crystal layer preferably comprises a group III-nitride semiconductor, preferably GaN.
- the layer of cubic material has preferably been textured by ion beam-assisted deposition (IBAD) and is preferably selected from the group consisting of MgO, CeO 2 , a bixbyite structure, Sc 2 O 3 , Y 2 O 3 , Al 2 O 3 , a fluorite structure, TiN, a rock salt structure, CaF 2 , cubic ZrO 2 , HfO 2 , ScO x , and Mn 2 O 3 .
- the epitaxial hexagonal crystal layer preferably comprises GaN and the substrate comprises molybdenum, tungsten, tantalum, alloys thereof, Mo—Cu, or TZM.
- the layer of cubic material preferably has an in-plane crystalline texture having a FWHM of less than or equal to approximately 12°, more preferably 5°.
- the device preferably comprises a base layer disposed between the substrate and the layer of cubic material, the base layer optionally comprising amorphous Al 2 O 3 , Y 2 O 3 , or SiO 2 .
- the device also preferably comprises one or more epitaxial buffer layers disposed between the layer of cubic material and the epitaxial hexagonal crystal layer.
- the epitaxial buffer layers preferably each have a lattice parameter that successively provides a transition from the lattice parameter of the cubic material to the lattice parameter of the epitaxial hexagonal crystal layer.
- the epitaxial hexagonal crystal layer comprises GaN
- the epitaxial buffer layers preferably comprise a layer of Sc 2 O 3 , a layer of Zr, and a layer of AlN.
- FIG. 1 is a schematic diagram showing an epitaxial GaN layer on top of an IBAD-textured layer and intermediate epitaxial buffer layers.
- the IBAD layer is prepared on a smooth surface that is obtained by planarizing a metal substrate, for example a metal foil.
- FIGS. 2 A and 2 B are Reflection High-Energy Electron Diffraction (RHEED) images of IBAD-MgO and homo-epi MgO layers, respectively.
- RHEED Reflection High-Energy Electron Diffraction
- FIG. 3 is an x-ray diffraction (XRD) (202) pole figure of an MgO film created on an IBAD-MgO film on metal tape.
- XRD x-ray diffraction
- FIGS. 4 A and 4 B are RHEED images of epi-CeO on IBAD-CeO, and epi-GaN on top of buffered IBAD-CeO, respectively.
- FIG. 5 is an XRD theta-2theta scan in GADDS area detector, showing the bright spot for GaN (002) reflection.
- the rings are from the underlying metal substrate.
- FIG. 6 is an XRD (101) pole figure for the GaN film on ⁇ -Al 2 O 3 buffered metal tape.
- FIG. 7 is an x-ray diffraction pole figure of a CeO 2 film, (220) pole, created on an IBAD-CeO film on metal tape.
- FIG. 8 is an x-ray diffraction (101) pole figure of a GaN film created on an IBAD-CeO film on metal tape.
- FIGS. 9 A- 9 C are SEM images of epi-GaN films on IBAD/metal tape, showing a progression of island coalescence from FIG. 9 A to FIG. 9 C .
- FIGS. 10 A and 10 B are optical images of GaN layers on the IBAD template on metal foil. Thin (approximately 100 nm) AlN ( FIG. 10 B ) or AlN/GaN ( FIG. 10 A ) were deposited by physical vapor deposition (PVD) and used as seed layers for MOCVD GaN growth.
- PVD physical vapor deposition
- FIG. 11 is a TEM cross-section of an epi-GaN film on top of metal tape having a planarizing layer (SDP) and IBAD textured layer on top.
- SDP planarizing layer
- FIG. 12 is a RHEED image during IBAD deposition of cerium oxide (111).
- FIG. 13 is a RHEED image after deposition of homoepitaxial cerium oxide on IBAD-cerium oxide (111).
- FIG. 14 is a RHEED image during IBAD deposition of scandium oxide (111).
- FIG. 15 is a cross-sectional TEM image of epi-GaN layer deposited on the IBAD template on a metal substrate.
- FIG. 16 shows LED luminescence from an LED structure deposited on an IBAD template on a flexible metal substrate.
- FIG. 17 shows an X-ray diffraction (XRD) (220) pole figure of a biaxially aligned CeO 2 film created on an IBAD-CeO film on metal tape. The ion beam is directed from the left.
- XRD X-ray diffraction
- FIGS. 18 A- 18 B are SEM images of epi-GaN films on IBAD/metal tape at different magnification.
- FIG. 19 A is a RHEED image of an IBAD-Sc 2 O 3 film after deposition with (111) out of plane orientation (replaces FIG. 14 ).
- FIG. 19 B is a RHEED image after deposition of a homoepitaxial Sc 2 O 3 layer on top of the IBAD-Sc 2 O 3 .
- FIG. 20 is an X-ray theta-2theta scan of the Sc 2 O 3 film oriented by IBAD texturing on a polycrystalline metal foil.
- FIG. 21 is an X-ray pole figure for (440) peak in the Sc 2 O 3 biaxially oriented film.
- FIG. 22 is a schematic of the SDP process for planarizing a substrate.
- FIG. 23 shows experimental results of planarization.
- FIG. 24 is a comparison of epitaxial structures for GaN on sapphire, Si, and IBAD ⁇ 111>.
- FIG. 25 A is a transmission electron micrograph of an LED structure cross section. The LED structure is shown at the top of the GaN layer.
- FIG. 25 B is a detail of FIG. 25 A .
- FIG. 26 is a micrograph having a higher magnification than that of FIG. 25 , showing the LED multi-quantum well (MQW) structure InGaN/GaN on top of the GaN layer. The lighter regions indicate InGaN.
- MQW LED multi-quantum well
- FIG. 27 is a graph showing photoluminescence (PL) data of LEDs fabricated on sapphire (in blue) and on an IBAD template on metal foil (in red).
- the PL peak for the IBAD LED is broader than the sapphire LED and lower intensity. In this case the IBAD LED is about 15% of the integrated PL intensity of the sapphire LED.
- FIG. 28 is a graph showing the light-current (LI) curve for LED devices fabricated on single-crystal sapphire and on an IBAD template prepared on metal foil.
- LI light-current
- FIG. 29 is a graph showing the intensity ratio for IBAD LED vs sapphire LED from the LI curves of FIG. 28 .
- FIG. 30 is a plan-view transmission electron micrograph of GaN-on-metal showing threading dislocations with a density (TDD) of ⁇ 6 ⁇ 10 8 /cm 2 .
- FIG. 31 is an XRD (101) pole figure of a 5 micrometer thick epitaxial GaN layer grown by the MOCVD process.
- FIGS. 32 A and 32 B show an LED structure patterned on a LED GaN-on-metal device such as that shown in FIGS. 25 - 26 .
- FIG. 32 A shows the outline of the patterned 300 ⁇ m square mesa structure.
- FIG. 32 B shows the same device with light emitted upon application of 5 mA.
- FIG. 32 C shows a side-view schematic of the patterned structure shown in FIGS. 32 A and 32 B .
- FIGS. 33 A and 33 B are graphs of voltage-current (VI) and light-current (LI) for LED devices fabricated on single-crystal sapphire substrate and on a GaN-on-metal template, respectively.
- FIG. 34 is an optical photograph of a 30 micron diameter patterned LED structure on a metal foil.
- FIG. 35 is a schematic of an LED on a metal substrate.
- FIG. 36 is an artist's rendition of a Light Emitting Strip manufactured on a strip of metal
- the present invention is related to an approach to scale up GaN production using ion-beam crystal alignment for epitaxial films.
- the process is sometimes called ion-beam assisted deposition (IBAD), but it really refers to texturing of films with IBAD.
- IBAD texturing can occur at different time scales or thicknesses of films, but preferably occurs right at initial film nucleation and coalescence, which is known as ion-texturing at nucleation (ITaN). It typically occurs in the first 5-10 nm of deposit and has been demonstrated to be extremely fast, can occur in less than 1 second of deposition time.
- IBAD texturing can be performed on a large-area substrate that is typically a flexible metal foil.
- IBAD texture formation can alternatively be performed on flexible glass, ceramic, plastic or polymer.
- the process is easily scalable to long lengths with flexible substrates that can be put onto a spool suitable for roll-to-roll processing.
- the substrate itself can be polycrystalline but is preferably chosen for its mechanical as well thermal properties.
- the material and the thickness of the foil are preferably optimized for the final application.
- Thin foils are preferably flexible and ductile.
- MOCVD growth when utilized is performed at high temperature, the material preferably has a good match to the coefficient of thermal expansion (CTE) of the thick GaN layers that will subsequently be deposited.
- CTE coefficient of thermal expansion
- GaN molybdenum or tungsten or alloys thereof are preferably used. By eliminating the need for lattice matching in the substrate a greater variety of substrates may be chosen.
- Embodiments of the present invention are based on a novel GaN growth process which, compared to existing methods reported for GaN growth, comprises the use of non-single crystal substrates such as polycrystalline commercial metal foils or amorphous glass, upon which epitaxial GaN films are deposited directly and can be used for various applications including electronics, optics and optoelectronics, etc.
- non-single crystal substrates such as polycrystalline commercial metal foils or amorphous glass
- epitaxial GaN films are deposited directly and can be used for various applications including electronics, optics and optoelectronics, etc.
- several different uniform films of thicknesses in the range of tens of nm are preferably evaporated or sputtered onto biaxially textured layers that are generated by an IBAD process.
- Amorphous wafers amorphous materials such as glass, or a singlecrystal wafer coated by a vacuum deposited amorphous thin film
- polycrystalline metal substrates can be used as flat substrates.
- metal substrates it is preferable to utilize materials having a coefficient of thermal expansion closely matching that of GaN, for example elements such as molybdenum, tungsten, tantalum and alloys thereof.
- FIG. 1 is a schematic of an embodiment of the present invention.
- the process of putting GaN on metal typically comprises three steps: 1) SDP, 2) IBAD+buffer layers, and 3) MOCVD GaN.
- the first step is solution deposition planarization (SDP). It is essentially chemical solution deposition (CSD) that has been optimized to smooth, or level, the surface by multiple coatings. In practice an initial root mean square (RMS) roughness of 20-100 nm on 5 ⁇ 5 ⁇ m scale can be reduced to about 0.5 nm after 10-30 coatings.
- RMS root mean square
- FIGS. 22 and 23 A schematic and results of the SDP process are shown in FIGS. 22 and 23 .
- SDP prepares the substrate for the IBAD texturing process, especially for ITaN, for which only a thin deposit is needed. ITaN typically requires a very smooth surface, i.e.
- SDP can be adjusted to additionally provide an appropriate base layer material on which the IBAD layer is deposited.
- ITaN in particular, requires appropriate chemistry in the base layer for the ion texturing to work. SDP is typically not required if the substrate is sufficiently smooth.
- IBAD-MgO produces ⁇ 100> out of plane orientation and that is suitable for depositing cubic materials on top with the same orientation.
- hexagonally symmetric materials such as wurtzite GaN
- it can produce two epitaxial domains that are 30° rotated with respect to one another.
- a ⁇ 111> orientation As shown in FIG. 24 . This is commonly done today in growing GaN on Si, where one uses a ⁇ 111> oriented Si substrate.
- IBAD-MgO full width half maximum
- IBAD-MgO has been reported down to 1.5° FWHM, with homoepi layers.
- the best ⁇ 111> with CaF 2 obtained has been about 15°.
- One embodiment of the present invention uses CeO 2 with a FWHM in-plane orientation of about 8°.
- MOCVD full width half maximum
- the IBAD layer can in principle be chosen to lattice match the functional epitaxial layer, e.g. GaN.
- an epitaxial buffer layer can be deposited that transitions from the 3.826 ⁇ lattice parameter of CeO 2 to 3.189 ⁇ of GaN.
- Many materials with intermediate lattice parameters can be used.
- Sc 2 O 3 and Zr are used as two intermediate layers that will transition to AlN.
- a sputtered AlN surface is then used as a seed layer for GaN growth. That complete structure, called the IBAD template, can then be used as a template for epitaxial GaN growth.
- MOCVD GaN is grown directly on AlN or on GaN deposited by physical vapor deposition (PVD) on the IBAD template.
- a substrate comprises a metal foil, preferably having a CTE matched to the desired functional semiconductor material.
- Deposited on the substrate is a base layer to enable IBAD. This layer can also be used to planarize the substrate and act as a diffusion barrier.
- Next is deposited an IBAD textured layer, then one or more intermediate buffer layer(s).
- the final layer is a hexagonal material, preferably a semiconductor material such as III-N or ZnO.
- the substrate is preferably chosen to match the functional layer or semiconductor layer coefficient of thermal expansion as closely as possible.
- the IBAD layer is preferably chosen to match the lattice constant of the semiconductor layer as closely as possible. This enables the decoupling of matching the two properties in selecting the substrate. In a conventional single-crystal substrate one has to use the materials that have a good enough lattice match and cannot independently adjust other properties.
- a substrate with desired mechanical properties, such as flexibility and thermal properties such as CTE (coefficient of thermal expansion) can be selected, and then the IBAD layer with the desired lattice constant can be chosen independently.
- a large area substrate not one that is limited to single-crystal boule sizes, can be used, enabling production to be scaled to extremely large areas, and enabling production of integrated devices over those large areas via printing, for example.
- Roll-to-roll (R2R) is a method to scale production to very large areas (in small volumes), but it can also be scaled up sheet-to-sheet (S2S).
- the substrate and IBAD layer can have different orientations, lattice mismatches, etc., greatly increasing the versatility of the present invention.
- One embodiment of the present invention comprises a single-crystal-like hexagonal-structure material, epitaxially deposited on an ion-beam-assist deposit (IBAD) textured layer. Epitaxial intermediate buffer layers between the IBAD layer and the hexagonal-structure material may optionally be deposited.
- the hexagonal-structure material optionally comprises graphene, MoS 2 , WS 2 , or another two dimensional material, or GaN, AlN, InGaN, or another III-N material.
- the IBAD layer material preferably comprises a cubic structure in the (111) orientation giving a 3-fold symmetry for alignment of the hexagonal materials on top, such as fluorite or bixbyite structure materials.
- Another embodiment of the present invention is ion-beam alignment of a film of a bixbyite-structure material, i.e. structure of (Mn—Fe) 2 O 3 , such as Sc 2 O 3 or Y 2 O 3 , on top with a (111) orientation out of plane and in-plane orientation, preferably with in-plane orientation better than 15°, and more preferably with in-plane orientation better than 10°.
- a bixbyite-structure material i.e. structure of (Mn—Fe) 2 O 3 , such as Sc 2 O 3 or Y 2 O 3
- Embodiments of the present invention comprise a CTE-matched metal substrate for IBAD obtained by alloying the metal to get perfect matching to the semiconductor, such as in the Mo—Cu alloy system.
- Embodiments of the present invention comprise base (or planarization) layers for IBAD flourites or bixbyites that include amorphous-Al 2 O 3 , Y 2 O 3 , SiO x ; these layers can be deposited by chemical solution deposition in manner that produces planarization (e.g. SDP).
- base (or planarization) layers for IBAD flourites or bixbyites that include amorphous-Al 2 O 3 , Y 2 O 3 , SiO x ; these layers can be deposited by chemical solution deposition in manner that produces planarization (e.g. SDP).
- Embodiments of the present invention comprise integration of active devices fabricated using epitaxial III-N materials on IBAD substrates, such as metal foils with a textured layer.
- Devices are printed using several different possible printing technologies, e.g. screen printing or inkjet printing, patterned and contacts and passive devices are preferably printed on top afterwards.
- a display can be manufactured using this printing of LED devices on IBAD substrates. Power devices integrated with LEDs can provide constant power, switching, or dimming control of LED devices, or different colors and different color temperatures.
- Embodiments of the present invention are novel methods for GaN growth on non-single-crystal substrates with the use of an IBAD template (4-fold symmetric and 3-fold symmetric IBAD) that can be applied to almost any substrate that can sustain the GaN growth temperature, in the case of MOCVD above 1000° C., such as metals, ceramics or glass (quartz).
- IBAD template 4-fold symmetric and 3-fold symmetric IBAD
- Other methods for deposition of GaN-based devices are reactive evaporation (esp. MBE) and reactive sputtering. The latter methods utilize a lower temperature during deposition and growth and hence are more amenable to non-standard substrates that are not single-crystal wafers, such as plastics and glass.
- CTE coefficient of thermal expansion
- metals include, for example, molybdenum, tantalum, tungsten and alloys of these elements with other elements, such as TZM, an alloy of molybdenum and small amounts of titanium and zirconium, or molybdenum-copper alloys. These alloys exhibit a high thermal conductivity which is useful for devices requiring conductive cooling such as GaN power electronics.
- Embodiment substrates for growth of epitaxial films of group-Ill nitride formed by ion-beam textured layers with epitaxial overlayers comprise IBAD biaxially textured layers comprising IBAD-MgO, TiN, or other rock-salt structured materials, previously known to be amenable to ion-beam biaxial texturing, but also IBAD-CeO 2 (cerium dioxide) or other fluorite structure materials such as CaF 2 , cubic ZrO 2 , or HfO 2 , which form a (111) orientation during IBAD.
- Other materials include IBAD-ScO x (with the Sc 2 O 3 structure) and other oxides or nitrides in the bixbyite structure, such as Y 2 O 3 or Mn 2 O 3 , bixbyite being a vacancy ordered derivative of the fluorite structure; epitaxial overlayers (buffer layers) lattice matched for growth of GaN or other group III nitride compounds, such as AlN or other nitrides, or elemental metal layers such as Zr or Hf, or oxides such as cubic Al 2 O 3 .
- IBAD-ScO x with the Sc 2 O 3 structure
- other oxides or nitrides in the bixbyite structure such as Y 2 O 3 or Mn 2 O 3 , bixbyite being a vacancy ordered derivative of the fluorite structure
- a single-crystal-like cubic film with a (111) orientation on an arbitrary surface can be manufactured for growth of epitaxial III-N, or other hexagonal structure semiconductor or semi-metal such as InP (111), transition metal dichalogenides, and Indium Gallium Zinc Oxide (IGZO), layers using ion beam textured layers.
- III-N layers can be grown by MOCVD, MBE, reactive evaporation, reactive sputtering, or other methods.
- a metal substrate may be used to produce III-N layers on a flexible metal foil or other metal substrate by use of an ion beam textured layer; metal substrates include materials such as molybdenum, tantalum, tungsten and alloy of these elements with other elements.
- III-N layers may be grown on a glass substrate with an intermediate ion beam assisted deposition (IBAD) textured layer.
- IBAD intermediate ion beam assisted deposition
- An electronic or optoelectronic device can be manufactured that comprises the epitaxial III-N material on an IBAD template substrate; such a device includes MOSFET's, MESFETs, HEMTs, Heterojunction FETs, heterojunction bipolar transistors (HBTs), thin-film transistors, sensors, memristors, light emitting diodes (LEDs), laser diodes (LD), SAW devices, spintronic devices, photodetectors, photovoltaic (PV) diodes. Furthermore these devices can be used in products such as LED-based displays, LED-based lighting products, PV cells and modules.
- Some embodiments of the present invention are a process for making an aligned layer on top of a metal to manufacture an LED; an LED structure made on top of an ion-aligned layer; a metal/amorphous planarizing layer/(111) textured layer/hexagonal semiconductor layer structure; IBAD texturing of Bixbyite materials; base layers deposited on a flexible substrate for IBAD layers, such as amorphous Al 2 O 3 , Y 2 O 3 , or SiO 2 ; a GaN PVD layer used as a nucleation layer for MOCVD GaN; and a metal alloy substrate to match the CTE of GaN very closely, such as Mo—Cu alloy.
- the IBAD texture has been improved in embodiments of the present invention to below 10°, and the use of additional buffer layers and a high temperature MOCVD process for GaN growth produces GaN of much higher quality, ⁇ 1° in-plane FWHM (as opposed to >10°) and less than 0.5° out-of-plane (as opposed to ⁇ 1.5°) that enables the manufacture of high quality devices.
- the way that epitaxial GaN grows in embodiments of the present process is fundamentally different from epitaxial growth of Si and other semiconductors.
- active devices such as a light-emitting diode (LED) consisting of III-N materials (such as InGaN) fabricated on a (111) ion-beam-assist deposit (IBAD) textured layer can be fabricated.
- LED light-emitting diode
- III-N materials such as InGaN
- IBAD ion-beam-assist deposit
- MOCVD growth of GaN also known as MOVPE (metal-organic vapor phase epitaxy)
- Samples were briefly heated to 800-1000° C. in flowing H 2 prior to growth.
- the GaN nucleation layer was grown using trimethylgallium (TMGa) and ammonia (NH 3 ) using H 2 and N 2 push flows at a substrate temperature of 530° C.
- TMGa trimethylgallium
- NH 3 ammonia
- the TMGa was turned off and the wafers were ramped in temperature to 1050° C. over 8 minutes.
- the TMGa was turned on for 1 hour resulting in ⁇ 2 ⁇ m of GaN film.
- the wafers were cooled in the NH 3 , H 2 , and N 2 flows and removed from the growth reactor.
- IBAD-textured MgO films were first deposited on amorphous Y 2 O 3 surfaces, the base layer for IBAD texturing.
- IBAD ion beam assisted deposition
- This process is called solution deposition planarization or SDP, and can produce surfaces as smooth as 0.5 nm RMS roughness when starting with a 50 nm RMS roughness metal foil substrate.
- the substrate was then placed in the vacuum deposition system where MgO is deposited at a rate of about 3-5 ⁇ /s and an Ar ion beam incident at 45° and with an ion energy of 700-1000 eV. Deposition typically takes about 10-30 seconds. Following IBAD a 50 nm thick film of homoepitaxial MgO was deposited in the vacuum chamber by evaporation at a substrate temperature of 400-700° C.
- FIG. 2 shows RHEED images of the MgO film after IBAD and after homoepitaxial MgO.
- FIG. 3 shows an x-ray pole figure of the (202) peak demonstrating high degree of in-plane alignment.
- FIG. 31 shows an XRD (101) pole figure of MOCVD-grown GaN.
- IBAD-textured CeO 2 textured films In a second embodiment of the IBAD template, we utilized IBAD-textured CeO 2 textured films. These IBAD films are oriented with the (111) axis out of the plane and form a 3-fold symmetric lattice on the surface, suitable for growth of hexagonal structure materials such as wurtzite GaN, hexagonally close packed (hcp) metals, or other 3-fold ymmetric (111) buffer layers. IBAD-CeO x films were grown on amorphous Al 2 O 3 sufaces, the base layer for IBAD CeO x . Other amorphous layers such as SiO x and Y 2 O 3 are also suitable for IBAD-CeO x .
- FIG. 4 shows RHEED images of the CeO x film after IBAD and after homoepitaxial CeO x .
- intermediate buffer layers consisted of (111) metal oxides (such as ZrO 2 , Sc 2 O 3 , Y 2 O 3 ), hexagonally close packed metals (such as Zr, Hf, Ti, Sc, etc.), and wurtzite or (111) metal nitrides (such as AlN, ZrN, TiN, etc.)
- metal oxides such as ZrO 2 , Sc 2 O 3 , Y 2 O 3
- hexagonally close packed metals such as Zr, Hf, Ti, Sc, etc.
- wurtzite or (111) metal nitrides such as AlN, ZrN, TiN, etc.
- FIG. 4 B shows a RHEED image of epitaxial GaN grown on top of buffered IBAD.
- MOCVD GaN growth several intermediate epitaxial buffer layers comprising metal oxides, metal nitrides and elemental metals were used.
- IBAD-MgO template we successfully grew epitaxial GaN on ⁇ -Al 2 O 3 (cubic aluminum oxide) and SrN.
- IBAD-CeO x template GaN was grown successivefully on epitaxial Hf and AlN.
- FIG. 5 shows an x-ray diffraction GADDS 2D detector image that demonstrates a sharp GaN peak due to the single-crystal-like nature of the GaN film on top of the polycrystalline metal substrate.
- FIG. 6 shows the (101) pole figure for the GaN grown on the 4-fold symmetric IBAD. The resulting GaN has a 12-fold symmetric (101) pole figure. This is because there are 2 different symmetric orientations of the hexagon on a square lattice, resulting in two domains that are rotated with respect to each other by 30°. In contrast, GaN grows in a single domain on top of 3-fold symmetric IBAD such as (111) cube orientation.
- FIG. 7 shows a 3-fold symmetric IBAD pole figure and FIG.
- FIG. 9 shows several electron micrographs of epitaxial GaN layers on top of our 3-fold IBAD (111) template.
- This template includes a thin buffer layer (less than 50 nm) of either Hf or AlN. Although in this case the coverage of the GaN film is not complete due to incomplete coalescence of grains, we can see very smooth (atomically smooth) surfaces on the GaN mesa structures.
- FIG. 10 shows optical images of epitaxial GaN grown on a double buffer layer structure that includes an epitaxial metal, such as Zr or Hf, together with an AlN layer grown by pulsed dc sputtering. GaN has also been grown on the AlN by reactive evaporation in this manner. This has so far yielded the best coverage of the GaN layer by MOCVD.
- FIG. 11 shows a cross section of the film analyzed by transmission electron microscopy where one can see the robustness of the IBAD and intermediate layers, as well as the smoothing of the SDP layers.
- the epitaxial arrangement is preserved from the IBAD layer into the GaN layer.
- FIGS. 12 and 13 show RHEED in situ images of IBAD-CeO 2 samples, immediately after IBAD deposition and following homoepitaxial CeO 2 on IBAD-CeO 2 , respectively.
- the images indicate single crystalline orientation as well as in-plane alignment.
- FIG. 17 shows the in-plane alignment of the CeO 2 crystalline layer.
- FIG. 15 shows a cross-sectional TEM micrograph of the complete structure including the thick GaN layer.
- the rough metal foil the smoothing layers of the SDP planarization, followed by IBAD and subsequent epitaxial buffer layers.
- the very top surface is extremely smooth enabling planar and other device fabrication.
- FIG. 16 shows electroluminescence (EL) from an LED structure comprising an InGaN multi-quantum well structure and a p-doped GaN layer on top that was deposited epitaxially on top of the GaN film on the IBAD template on a metal foil.
- EL electroluminescence
- FIGS. 18 A-B show SEM micrographs of thick (about 5 micron) GaN films. Typically there are some defects, but also areas that are smooth over 100 ⁇ m areas.
- FIGS. 19 A-B show RHEED images of IBAD-Sc 2 O 3 and homoepitaxial Sc 2 O 3 on top of IBAD-Sc 2 O 3 , respectively, with (111) orientation. Similar to CeO 2 IBAD layers with (111) orientation can be obtained under the right conditions, in this case the same conditions as for CeO 2 IBAD. IBAD-Sc 2 O 3 texturing is formed on the amorphous SDP deposited Al 2 O 3 layers.
- FIG. 20 shows the theta-2*theta scan of the IBAD-Sc 2 O 3 film with a homoepitaxial layer on top of the IBAD layer.
- the bright spot on the right is the (222) reflection of Sc 2 O 3 and the ring on the left represents the polycrystalline metal substrate.
- the main peak visible is due to the (111)-oriented Sc 2 O 3 material.
- FIG. 21 shows the pole figure for the (440) pole of the Sc 2 O 3 with 3-fold symmetry.
- FIG. 30 shows dislocations in the structure.
- an LED structure pn junction is grown, together with a multi-quantum well (MQW) structure, which is a multilayer of 5 alternating InGaN and GaN layers.
- MQW multi-quantum well
- On top of the MQW is p-doped electron blocking layer followed by the p-GaN doped with Mg.
- MQW multi-quantum well
- Performance of such an LED device was measured as compared to LEDs prepared on single-crystal sapphire, which is a standard substrate in industry. Results are shown in FIGS. 27 - 29 . Comparisons were done with photoluminescence (PL) (shining a light on the device), and electroluminescence (EL) (passing a current through the device), light measurements. For the first devices fabricated PL shows between 10 and 40% of light in IBAD LEDs compared to standard sapphire LEDs. EL of IBAD LEDs shows up to 12% (and increasing) of the sapphire LEDs. The EL device characteristics are dominated by leakage due to shorts in the current devices, although the performance should improve significantly as the material quality of the GaN layers improves.
- Embodiments of the present invention are structures to improve certain aspects of, enable new functionalities in, and scale-up manufacturing of Group-III devices.
- packaged InGaN LED devices are simplified, thereby reducing their cost significantly.
- An embodiment of the present invention is a light-emitting LED device consisting of an InGaN p-n diode with a multiple-quantum-well (MQW) active region, fabricated directly on a metal foil substrate by use of an IBAD textured template prepared on the metal prior to GaN deposition. Such a device is shown in FIGS. 32 A, 32 B, 32 C, and 34 .
- FIGS. 33 A and 33 B show test results for two such devices.
- FIG. 35 shows a schematic of an LED fabricated on a metal foil substrate.
- the LED is preferably re-packaged on the metal substrate and does not necessarily require a transfer to another substrate before application. For example, micro-LED's don't have to be transferred to a different substrate and/or backplane. Conducting layers and phosphors can be printed on top of the LED metal foil sheets.
- FIG. 36 shows an artist's rendition of a light emitting strip that can be fabricated using the GaN-on-metal technology of the present invention.
- LESs Light Emitting Strips
- Sheets become possible and economically feasible using the present invention.
- light emitting areas are patterned over significantly larger areas, reducing the required current density.
- the edge of an LES preferably comprises bus bars to carry higher currents along the length of the strip.
- LESs have the advantage of being a continuous light source, compared to conventional LEDs which have a pixelated nature in the source emitter. By spreading the light over a larger area, one also obtains a lower operating temperature, in addition to the benefits provided by the lower thermal resistance of the devices.
- a metal strip light source has the additional benefit of being flexible and conformable.
- GaN-on-metal approach for LEDs has many advantages when compared to GaN-on-sapphire, including:
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Description
-
- A flexible substrate enables roll-to-roll processing (R2R). R2R in turn enables scaled up manufacturing and implementation of printed electronics technologies. It is easy to scale manufacturing from 6-inch substrates to km-long webs of metal foil. This scale up alone will yield significant reduction in cost.
- Better thermal conduction of the substrate and uniformity in production should ultimately result in higher manufacturing yields.
- The coefficient of thermal expansion (CTE) of the metal substrate is better matched to that of GaN. CTE of molybdenum metal is 5.5×10−6/K, compared to GaN of 5.6, a 2% mismatch which can be further reduced by use of a molybdenum-copper alloy. Sapphire CTE is about 7.5, causing a significant bowing of substrate upon cool down after high temperature growth.
- There is potentially a better lattice match of the substrate with GaN, once better lattice match materials are implemented in IBAD. Sapphire has a 16% lattice mismatch. The IBAD material, CeO2 is also 16%, but other materials that are known to be amendable to IBAD texturing are only a few % mismatched to GaN.
- Simpler packaging of LEDs is due to the use of metal substrate as both a reflector and a heat sink for the LED. With typical LEDs, a reflector metal is deposited on a roughened surface of the LED in backend processing. A rough surface is preferred since the light needs to bounce a few times before exiting the LED. Also, in the course of packaging the LED is bonded to a separate heat sink. In contrast, in embodiments of the present invention the starting metal substrate preferably has a rough surface and is used as a built-in reflector for the light emitted by the LED. The metal substrate such as molybdenum can additionally be coated with a higher reflectivity material for better reflectance at shorter wavelengths, where InGaN LED emitters are most efficient. The metal substrate furthermore preferably has a high enough thermal conductivity (142 W/m·K for molybdenum, compared to sapphire at 25 W/m·K) and thickness to be an effective heat sink for heat generated by the LED, without the need for substrate removal even at high power requirements. Thus, with some embodiments of LEDs of the present invention, no external heat sink or reflector is required.
- The simplified packaging coupled with roll-to-roll processing of devices, among other aspects of applying phosphors and other down converters and printing of contacts, such as screen printing and laser etching, yield significantly lower costs for LEDs. Cost per unit area is expected to be >10× lower once roll-to-roll processes are implemented.
- The ability to reduce droop due to larger area LED devices is possible. Since the cost of epi area is reduced, larger areas can be utilized, thus reducing current densities in operating LEDs. This in turn will increase efficiency of devices by reducing the droop.
- A reduction in thermal droop can be achieved due to the reduction in thermal resistance by utilizing a thin metal substrate for the LED device. It is estimated that the operating temperature of LEDs on metal will be about ½ that of LEDs on sapphire. Thus, even without a heat sink, high brightness LED's will be cool to the touch, unlike current ones.
- More robust operation and longer lifetimes can be achieved due to lower temperature of operation because of better thermal resistance. This is especially applicable to light downconverters, such as phosphors, that are placed on LEDs.
- Large-area GaN sheets also enable monolithic integration of various GaN-based devices, such as LEDs and power transistors, to control the current in the LEDs.
- GaN power devices, such as HEMT, will also benefit from some of the features described above, in particular better thermal management and scaled up manufacturing.
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