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EP1558449B1 - Method for producing tamper-proof identification elements - Google Patents

Method for producing tamper-proof identification elements Download PDF

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Publication number
EP1558449B1
EP1558449B1 EP03784094.9A EP03784094A EP1558449B1 EP 1558449 B1 EP1558449 B1 EP 1558449B1 EP 03784094 A EP03784094 A EP 03784094A EP 1558449 B1 EP1558449 B1 EP 1558449B1
Authority
EP
European Patent Office
Prior art keywords
layer
printing
optically transparent
spacer layer
metallic clusters
Prior art date
Legal status (The legal status is an assumption and is not a legal conclusion. Google has not performed a legal analysis and makes no representation as to the accuracy of the status listed.)
Expired - Lifetime
Application number
EP03784094.9A
Other languages
German (de)
French (fr)
Other versions
EP1558449A1 (en
Inventor
Friedrich Kastner
Martin Bergsmann
Harald Walter
Georg Bauer
Ralph Domnick
Current Assignee (The listed assignees may be inaccurate. Google has not performed a legal analysis and makes no representation or warranty as to the accuracy of the list.)
Hueck Folien GmbH
Original Assignee
Hueck Folien GmbH
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Publication date
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Application filed by Hueck Folien GmbH filed Critical Hueck Folien GmbH
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Classifications

    • BPERFORMING OPERATIONS; TRANSPORTING
    • B42BOOKBINDING; ALBUMS; FILES; SPECIAL PRINTED MATTER
    • B42DBOOKS; BOOK COVERS; LOOSE LEAVES; PRINTED MATTER CHARACTERISED BY IDENTIFICATION OR SECURITY FEATURES; PRINTED MATTER OF SPECIAL FORMAT OR STYLE NOT OTHERWISE PROVIDED FOR; DEVICES FOR USE THEREWITH AND NOT OTHERWISE PROVIDED FOR; MOVABLE-STRIP WRITING OR READING APPARATUS
    • B42D25/00Information-bearing cards or sheet-like structures characterised by identification or security features; Manufacture thereof
    • B42D25/20Information-bearing cards or sheet-like structures characterised by identification or security features; Manufacture thereof characterised by a particular use or purpose
    • B42D25/29Securities; Bank notes
    • BPERFORMING OPERATIONS; TRANSPORTING
    • B42BOOKBINDING; ALBUMS; FILES; SPECIAL PRINTED MATTER
    • B42DBOOKS; BOOK COVERS; LOOSE LEAVES; PRINTED MATTER CHARACTERISED BY IDENTIFICATION OR SECURITY FEATURES; PRINTED MATTER OF SPECIAL FORMAT OR STYLE NOT OTHERWISE PROVIDED FOR; DEVICES FOR USE THEREWITH AND NOT OTHERWISE PROVIDED FOR; MOVABLE-STRIP WRITING OR READING APPARATUS
    • B42D25/00Information-bearing cards or sheet-like structures characterised by identification or security features; Manufacture thereof
    • B42D25/40Manufacture
    • B42D25/405Marking
    • B42D25/43Marking by removal of material
    • B42D25/435Marking by removal of material using electromagnetic radiation, e.g. laser
    • BPERFORMING OPERATIONS; TRANSPORTING
    • B42BOOKBINDING; ALBUMS; FILES; SPECIAL PRINTED MATTER
    • B42DBOOKS; BOOK COVERS; LOOSE LEAVES; PRINTED MATTER CHARACTERISED BY IDENTIFICATION OR SECURITY FEATURES; PRINTED MATTER OF SPECIAL FORMAT OR STYLE NOT OTHERWISE PROVIDED FOR; DEVICES FOR USE THEREWITH AND NOT OTHERWISE PROVIDED FOR; MOVABLE-STRIP WRITING OR READING APPARATUS
    • B42D25/00Information-bearing cards or sheet-like structures characterised by identification or security features; Manufacture thereof
    • BPERFORMING OPERATIONS; TRANSPORTING
    • B42BOOKBINDING; ALBUMS; FILES; SPECIAL PRINTED MATTER
    • B42DBOOKS; BOOK COVERS; LOOSE LEAVES; PRINTED MATTER CHARACTERISED BY IDENTIFICATION OR SECURITY FEATURES; PRINTED MATTER OF SPECIAL FORMAT OR STYLE NOT OTHERWISE PROVIDED FOR; DEVICES FOR USE THEREWITH AND NOT OTHERWISE PROVIDED FOR; MOVABLE-STRIP WRITING OR READING APPARATUS
    • B42D25/00Information-bearing cards or sheet-like structures characterised by identification or security features; Manufacture thereof
    • B42D25/30Identification or security features, e.g. for preventing forgery
    • B42D25/36Identification or security features, e.g. for preventing forgery comprising special materials
    • B42D25/373Metallic materials
    • B42D2033/10
    • B42D2033/18
    • B42D2033/30

Definitions

  • the invention relates to a method for producing tamper-proof identification features, which have a color shift effect, caused by metallic clusters, which are separated by a defined transparent layer of a mirror layer.
  • WO 02/18155 a method for the counterfeit-proof marking of objects is known, wherein the article is applied with a mark consisting of an electromagnetic wave reflecting first layer on an electromagnetic wave transmissive inert layer having a defined thickness, whereupon said inert layer formed of metallic clusters third layer follows, is provided.
  • WO 01/53113 describes optically variable security elements which have an angle-dependent color shift effect, wherein the structure consists essentially of a reflector layer, a dielectric layer and an absorber layer.
  • WO 02/051646 A describes a decorative film which is constructed as a layer composite and has a transparent base film, a transparent cover layer and a transparent dielectric transparent layer arranged therebetween. Between the dielectric layer and the cover layer at least partially a metal layer is arranged.
  • the object of the invention is to provide a method for producing forgery-proof identification features on flexible materials, wherein the security against counterfeiting is given by a visible color change at different viewing angles (tilting effect), which should also be machine-readable. In the machine-read spectrum, the manufacturing process should be clearly coded.
  • the invention therefore provides a method for producing tamper-resistant identification features consisting of at least each an electromagnetic wave reflecting layer (2), an optically transparent spacer layer (3) and a layer formed by metallic clusters (4).
  • Suitable carrier substrates are preferably flexible plastic films, for example of PI, PP, MOPP, PE, PPS, PEEK, PEK, PEI, PSU, PAEK, LCP, PEN, PBT, PET, PA, PC, COC, POM, ABS, PVC ,
  • the carrier films preferably have a thickness of 5 to 700 .mu.m, preferably 8 to 200 .mu.m, more preferably 12 to 50 .mu.m.
  • metal foils for example Al, Cu, Sn, Ni, Fe or stainless steel foils having a thickness of 5-200 ⁇ m, preferably 10 to 80 ⁇ m, particularly preferably 20-50 ⁇ m, may also serve as the carrier substrate.
  • the films can also be surface-treated, coated or laminated, for example with plastics, or painted.
  • carrier substrates pulp-free or cellulose-containing paper, heat-activatable paper or composites with paper, for example composites with plastics having a basis weight of 20-500 g / m 2 , preferably 40-200 g / m 2 , may be used.
  • An electromagnetic wave reflecting layer is applied to the carrier substrate.
  • This layer may preferably be made of metals such as aluminum, gold, chromium, silver, copper, tin, platinum, nickel and their alloys, for example nickel / chromium, copper / aluminum and the like exist.
  • the electromagnetic wave reflecting layer may be applied all over or partially by known methods such as spraying, vapor deposition, sputtering, printing (gravure, flexographic, screen, digital printing), painting, roller coating and the like.
  • a method using a soluble paint for producing the partial metallization is particularly suitable.
  • a solvent-soluble paint application is applied to the carrier substrate, in a second step this layer optionally treated by means of an in-line plasma, corona or flame process and in a third step, a layer of the metal to be structured or
  • the paint application by means of a solvent, optionally combined with a mechanical action is removed.
  • the soluble application of paint can be carried out over the entire surface or partially, the application of the metal or the metal alloy takes place over the entire surface or partially.
  • the application of the paint can be done by any method, for example by gravure printing, flexographic printing, screen printing, digital printing and the like.
  • the paint or varnish used is soluble in a solvent, preferably water, but it is also possible to use a paint which is soluble in any solvent, for example in alcohol, esters and the like.
  • the paint or lacquer may be conventional compositions based on natural or artificial macromolecules.
  • the soluble color may be pigmented or unpigmented.
  • pigments all known pigments can be used. Particularly suitable are TiO 2 , ZnS, kaolin and the like.
  • the printed carrier substrate is optionally treated by means of an in-line plasma (low pressure or atmospheric plasma), corona or flame process.
  • High-energy plasma for example Ar or Ar / O 2 plasma, cleans the surface of toning residues of the printing inks.
  • the surface is activated.
  • terminal polar groups are generated on the surface. This improves the adhesion of metals and the like to the surface.
  • a thin metal or metal oxide layer can be applied as adhesion promoter, for example by sputtering or vapor deposition.
  • adhesion promoter particularly suitable are Cr, Al, Ag, Ti, Cu, TiO 2 , Si oxides or chromium oxides.
  • This adhesion promoter layer generally has a thickness of 0.1 nm-5 nm, preferably 0.2 nm-2 nm, particularly preferably 0.2 nm to 1 nm.
  • a partial electromagnetic wave reflecting layer can also be produced by a conventionally known etching method.
  • the thickness of the electromagnetic wave reflecting layer is preferably about 10 - 50 nm, but also higher or lower layer thicknesses are possible. If metal foils are used as the carrier substrate, the carrier substrate itself may already form the electromagnetic wave reflecting layer. The reflection of this layer for electromagnetic waves, in particular as a function of the thickness of the layer or the metal foil used, is preferably 10 -100%.
  • the following polymeric layer or layers can also be applied over the entire surface or partially.
  • the polymeric layers consist for example of paint or paint systems based on nitrocellulose, epoxy, polyester, rosin, acrylate, alkyd, melamine, PVA, PVC, isocyanate or urethane systems.
  • This polymeric layer essentially serves as a transparent spacer layer but, depending on the composition, may be absorbent in a particular spectral range.
  • this absorbing property can also be enhanced by the addition of a suitable chromophore.
  • a suitable spectral range can be selected.
  • the polymeric layer can additionally be made machine-readable.
  • a yellow AZO dye for example anilides; Rodural, Eosin, are used. The dye also changes the spectrum of the label in a characteristic manner.
  • this polymeric layer may show wetting effects, which leads to a characteristic macroscopic lateral structuring.
  • This structuring can be modified, for example, by modification of the surface energy of the layers, for example by plasma treatment, corona treatment, electron beam, ion beam treatment or by laser modification.
  • the polymeric layer has a defined thickness, preferably 10 nm to 3 ⁇ m, more preferably 100-1000 nm. If a plurality of polymeric layers are applied, they can each have different thicknesses.
  • the polymeric layer is applied by brushing, painting, casting, spraying, printing (screen, gravure, or digital printing) or roller coating.
  • the polymeric layer is applied in a process that allows the application of very homogeneous layer thicknesses over large areas. A homogeneous layer thickness is therefore necessary to ensure a uniform color appearance in the finished product.
  • the tolerances are not more than ⁇ 5%, preferably ⁇ ⁇ 2%.
  • Particularly suitable is a printing process, wherein the color or paint is applied from a temperature-controlled paint pan via a plunger cylinder and a transfer roller on the printing cylinder, wherein only the wells of the printing cylinder are filled with the paint or the paint substantially.
  • a squeegee excess paint or varnish is stripped off and optionally further dried by means of a blow bar.
  • the metallic clusters may consist, for example, of aluminum, gold, palladium, platinum, chromium, silver, copper, nickel and the like or their alloys, such as, for example, Au / Pd or Cr / Ni.
  • This cluster layer is deposited by sputtering (for example ion beam or magnetron) or evaporation (electron beam) from a solution or by adsorption.
  • the growth of the clusters and thus their shape and the optical properties can advantageously be influenced by adjusting the surface energy or the roughness of the underlying layer. This characteristically changes the spectra. This can be done for example by thermal treatment in the coating process or by preheating the substrate.
  • the shape and thus also the optical properties of the clusters can be influenced by adjusting the surface energy or the condensation coefficient of the metal on the underlying layer. These parameters can be achieved, for example, by treatment of the surface with oxidizing liquids, for example with Na hypochlorite or in a PVD or CVD process.
  • the cluster layer is preferably applied by sputtering.
  • the properties of the layer in particular the density and the structure, are set above all by the power density, the amount of gas used and its composition, the temperature of the substrate and the web speed.
  • the clusters When applied from the solution by wet-chemical methods, the clusters are prepared in solution in a first step, then the clusters are derivatized, concentrated and applied directly to the polymeric surface.
  • an inert polymer for example PVA, polymethyl methacrylate, nitrocellulose, polyester or urethane systems are admixed.
  • the mixture can then be subsequently a printing process, such as screen, flexo or preferably gravure printing methods are applied to the polymeric layer.
  • the thickness of the cluster layer is preferably 2 to 20 nm, particularly preferably 3 to 10 nm.
  • a protective layer can be applied by means of vacuum technology or printing technology.
  • the polymer layer is specifically structured by modifying the surface energy. Due to the color effect, the structures then appear very rich in contrast due to the subsequently applied cluster layer, making them easily recognizable to the eye. Therefore, such structuring creates an additional tamper-proof feature.
  • this structuring can be transformed by fingerprint algorithms into one-to-one codes, which are then machine-readable.
  • a structuring can be assigned to a defined numerical value, whereby markings having the same manufacturing parameters, ie having the same color effect, can be individualized.
  • the individual layer combinations can also be applied to separate substrates.
  • the electromagnetic wave reflecting layer and the polymeric spacer layer may be applied to a first substrate, which may for example be applied to a value document or incorporated into this value document.
  • the cluster layer can then be applied to a further substrate, which is optionally provided with an adhesive layer. By joining the two coated substrates then appears according to the key / lock principle, the characteristic color effect.
  • the carrier substrate may also already have one or more functional and / or decorative layers.
  • color or lacquer layers a wide variety of compositions can be used in each case.
  • the composition of the individual layers may in particular vary according to their purpose, depending on whether the individual layers serve exclusively decorative purposes or should be a functional layer or whether the layer should be both a decorative and a functional layer.
  • the layers to be printed may be pigmented or unpigmented.
  • pigments it is possible to use all known pigments, for example titanium dioxide, zinc sulfide, kaolin, ATO, FTO, ITO, aluminum, chromium oxides and silicon oxides, as well as colored pigments.
  • solvent-based coating systems and systems without solvents can be used.
  • Suitable binders are various natural or synthetic binders.
  • the functional layers may for example have certain electrical, magnetic, special chemical, physical and also optical properties.
  • Electrode properties such as conductivity, for example, graphite, carbon black, conductive organic or inorganic polymers.
  • Metal pigments for example, copper, aluminum, silver, gold, iron, chromium lead and the like
  • metal alloys such as copper-zinc or copper-aluminum or their sulfides or oxides, or amorphous or crystalline ceramic pigments such as ITO and the like may be added.
  • doped or non-doped semiconductors such as, for example, silicon, germanium or ion conductors such as amorphous or crystalline metal oxides or metal sulfides can also be used as an additive.
  • to adjust the electrical properties of the layer polar or partially polar Compounds such as surfactants or non-polar compounds such as silicone additives or hygroscopic or non-hygroscopic salts are used or added.
  • paramagnetic, diamagnetic and also ferromagnetic substances such as iron, nickel and cobalt or their compounds or salts (for example oxides or sulfides) can be used.
  • the optical properties of the layer can be visualized by visible dyes or pigments, luminescent dyes or pigments which fluoresce or phosphoresce in the visible, in the UV range or in the IR range, effect pigments, such as liquid crystals, pearlescent, bronzes and / or heat-sensitive Influence colors or pigments. These can be used in all possible combinations.
  • phosphorescent pigments can also be used alone or in combination with other dyes and / or pigments.
  • Various properties can also be combined by adding various additives mentioned above.
  • colored and / or conductive magnetic pigments All mentioned conductive additives can be used.
  • conductive additives can be used.
  • dyeing of magnetic pigments it is possible to use all known soluble and non-soluble dyes or pigments.
  • a brown magnetic ink can be adjusted to metallic, for example silvery, by adding metals in their color shade.
  • insulator layers can be applied.
  • insulators for example, organic substances and their derivatives and compounds, such as paint and coating systems, such as epoxy, polyester, rosin, acrylate, alkyd, melamine, PVA, PVC, isocyanate, Urethane systems that can be radiation-curing, for example, by heat or UV radiation suitable.
  • the thickness of the functional layer is 0.001 to 50 ⁇ m, preferably 0.1 to 20 ⁇ m.
  • multilayer structures can be produced which have different properties in the layers applied one above the other.
  • different properties of the individual layers for example layers having different conductivity, magnetizability, optical properties, absorption behavior and the like, it is possible to produce structures for security elements with several precise authenticity features, for example.
  • the layers can be present on the substrate over the entire surface or partially already, or can be applied.
  • the process steps can be repeated as often as desired, wherein, for example, in full-surface application of a functional layer of the paint can be omitted if necessary.
  • the coated film produced in this way can also be protected by a protective lacquer layer or further refined, for example, by laminating or the like.
  • the product can be applied with a sealable adhesive, such as a hot or cold seal adhesive to the appropriate substrate, or embedded in paper for security papers by conventional methods, for example.
  • a sealable adhesive such as a hot or cold seal adhesive
  • sealants can be equipped with visible or visible in UV light, fluorescent, phosphorescent or laser and IR radiation absorbing features to increase the security against counterfeiting. These features may also be present in the form of patterns or characters or show color effects, in principle any number of colors, preferably 1 to 10 colors or color mixtures, are possible.
  • the carrier substrate may be removed after application or remain on the product in one-sided coating.
  • the carrier film may optionally be specially equipped on the uncoated side, for example, scratch-resistant, antistatic and the like. The same applies to a possible lacquer layer on the carrier substrate.
  • the layer structure can be set in a transferable or non-transferable manner, if appropriate with a transfer lacquer layer, which may optionally have a diffraction structure, for example a hologram structure.
  • the structure according to the invention can also be applied inversely to the carrier material, with a layer formed of metallic clusters, which are produced by means of a vacuum-technical method, on a carrier substrate is prepared from solvent-based systems and then one or more partial and / or full-surface polymeric layers of defined thickness are applied and then a partial or full-surface electromagnetic wave reflecting layer is applied to the spacer layer.
  • the first layer (2) can also be a layer formed of metallic clusters, which is based on a carrier (1) is applied.
  • the carrier (1) can be the carrier substrate to be marked.
  • the inert spacer layer is designated by (3).
  • the metallic clusters (4) are expediently made, for example, from copper.
  • Fig. 3 to 5 is provided for further processing of the counterfeit-proof marked carrier substrate adhesive or lamination with (6). The change in the reflected light which produces the characteristic color spectrum in comparison with the incident light is visualized in an arrow in these two figures by means of the gray scale profile.
  • a made of metallic clusters third layer (4) is applied.
  • the second layer (3) is applied to a mirror layer (2).
  • the mirror layer is applied to a carrier substrate (1).
  • the third layer (4) formed of metallic clusters is applied first, then the second layer (3), then the mirror layer (2) and finally the adhesive or lamination layer (6).
  • marks is only the optically transparent formed second layer (3) on the electromagnetically reflecting first layer (2) and this applied to a carrier substrate (1).
  • the marking is initially not visible.
  • the markings are only visible when they are brought into contact with a substrate (5) on the surface of which the third layer (4) formed of metallic clusters is applied. This in turn produces a color effect that can be observed through the substrate (5).
  • the carrier substrate (5) is expediently made of a transparent material, for example of plastic such as polyethylene terephthalate polycarbonate, polyurethane, polyethylene, polypropylene, polyacrylate, polyvinyl chloride, polyepoxide.
  • coated support materials produced according to the invention can be used as security features in data carriers, value documents, labels, labels, seals, in packaging, textiles and the like.
  • the sol (almost pH neutral, hardly any salt) is rebuffered by adding 5 ml of 1 M sodium carbonate solution (pH 9.6). Only sufficiently protected clusters remain in solution and do not precipitate.
  • the sol can be concentrated by centrifugation or binds directly after application to the nitrocellulose coated surface. With a suitable choice of Nitrocellulose layer thickness develop after drying of the excess water strong surface dyeings.
  • the sol after concentration, is added by a factor of 10 small amounts (e.g., 5%) of a neutral polymer (e.g., PVA).
  • PVA neutral polymer
  • the colloids are dry randomly oriented with the polymer in a very thin layer. There are observed as in Example 1c) characteristic colors.
  • a Cu layer with a thickness of 4 nm is sputtered onto a web-shaped carrier substrate, which is already provided with a mirror layer and a nitrocellulose layer as a transparent spacer layer.
  • the sputtering is carried out by means of a magnetron plasma source with a power of 20 W / cm 2 at 25 ° C using Ar with a partial pressure of 5 x 10 -3 mbar as a process gas.
  • the speed of the web is 0.5m / s.
  • the Cu layer shows pronounced island growth.
  • the islands with a mean diameter of a few nm correspond to the clusters in the wet-chemical process. Significantly different characteristic color spectra are observed.

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Description

Die Erfindung betrifft ein Verfahren zur Herstellung fälschungssicherer Identifikationsmerkmale, die einen Farbkippeffekt, bewirkt durch metallische Cluster, die über eine definierte transparente Schicht von einer Spiegelschicht getrennt sind, aufweisen.The invention relates to a method for producing tamper-proof identification features, which have a color shift effect, caused by metallic clusters, which are separated by a defined transparent layer of a mirror layer.

Aus WO 02/18155 ist ein Verfahren zur fälschungssicheren Markierung von Gegenständen bekannt, wobei der Gegenstand mit einer Markierung bestehend aus einer elektromagnetische Wellen reflektierenden ersten Schicht auf die eine für elektromagnetische Wellen durchlässige inerte Schicht mit einer definierten Dicke aufgebracht wird, worauf auf diese inerte Schicht eine aus metallischen Clustern gebildete dritte Schicht folgt, versehen wird.
WO 01/53113 beschreibt optisch variable Sicherheitselemente, die einen winkelabhängigen Farbkippeffekt aufweisen, wobei der Aufbau im Wesentlichen aus einer Reflektorschicht, einer dielektrischen Schicht und einer Absorberschicht besteht.
WO 02/051646 A ) beschreibt eine Dekorfolie, die als Schichtverbund aufgebaut ist und eine transparente Basisfolie, eine transparente Deckschicht und eine dazwischen angeordnete transparente dielektrische transparente Schicht aufweist. Zwischen der dielektrischen Schicht und der Deckschicht ist zumindest partiell eine Metallschicht angeordnet.
Out WO 02/18155 a method for the counterfeit-proof marking of objects is known, wherein the article is applied with a mark consisting of an electromagnetic wave reflecting first layer on an electromagnetic wave transmissive inert layer having a defined thickness, whereupon said inert layer formed of metallic clusters third layer follows, is provided.
WO 01/53113 describes optically variable security elements which have an angle-dependent color shift effect, wherein the structure consists essentially of a reflector layer, a dielectric layer and an absorber layer.
WO 02/051646 A ) describes a decorative film which is constructed as a layer composite and has a transparent base film, a transparent cover layer and a transparent dielectric transparent layer arranged therebetween. Between the dielectric layer and the cover layer at least partially a metal layer is arranged.

Aufgabe der Erfindung ist es ein Verfahren zur Herstellung von fälschungssicheren Identifikationsmerkmalen auf flexiblen Materialien bereitzustellen, wobei die Fälschungssicherheit durch eine sichtbare Farbänderung unter verschiedenen Betrachtungswinkeln (Kippeffekt), die auch maschinenlesbar sein soll, gegeben ist. Im maschinell ausgelesenen Spektrum soll das Herstellungsverfahren eindeutig codiert werden.The object of the invention is to provide a method for producing forgery-proof identification features on flexible materials, wherein the security against counterfeiting is given by a visible color change at different viewing angles (tilting effect), which should also be machine-readable. In the machine-read spectrum, the manufacturing process should be clearly coded.

Gegenstand der Erfindung ist daher ein Verfahren zur Herstellung von fälschungssicheren Identifikationsmerkmalen bestehend aus jeweils mindestens einer elektromagnetische Wellen reflektierenden Schicht (2), einer optisch transparent ausgebildeten Abstandsschicht (3) und einer Schicht gebildet von metallischen Clustem (4).The invention therefore provides a method for producing tamper-resistant identification features consisting of at least each an electromagnetic wave reflecting layer (2), an optically transparent spacer layer (3) and a layer formed by metallic clusters (4).

Die weiteren wesentlichen Merkmale der Erfindung sind in den unabhängigen Ansprüchen 1 bis 3 definiert.The other essential features of the invention are defined in the independent claims 1 to 3.

Als Trägersubstrat kommen vorzugsweise flexible Kunststofffolien, beispielsweise aus PI, PP, MOPP, PE, PPS, PEEK, PEK, PEI, PSU, PAEK, LCP, PEN, PBT, PET, PA, PC, COC, POM, ABS, PVC in Frage. Die Trägerfolien weisen vorzugsweise eine Dicke von 5 - 700 µm, bevorzugt 8 - 200 µm, besonders bevorzugt 12 - 50 µm auf.
Ferner können als Trägersubstrat auch Metallfolien, beispielsweise Al-, Cu-, Sn-, Ni-, Fe- oder Edelstahlfolien mit einer Dicke von 5 - 200 µm, vorzugsweise 10 bis 80 µm, besonders bevorzugt 20 - 50 µm dienen. Die Folien können auch oberflächenbehandelt, beschichtet oder kaschiert, beispielsweise mit Kunststoffen, oder lackiert sein.
Ferner können als Trägersubstrate auch zellstofffreies oder zellstoffhaltiges Papier, thermoaktivierbares Papier oder Verbunde mit Papier, beispielsweise Verbunde mit Kunststoffen mit einem Flächengewicht von 20 - 500 g/m2, vorzugsweise 40 - 200 g/m2, verwendet werden.
Suitable carrier substrates are preferably flexible plastic films, for example of PI, PP, MOPP, PE, PPS, PEEK, PEK, PEI, PSU, PAEK, LCP, PEN, PBT, PET, PA, PC, COC, POM, ABS, PVC , The carrier films preferably have a thickness of 5 to 700 .mu.m, preferably 8 to 200 .mu.m, more preferably 12 to 50 .mu.m.
Furthermore, metal foils, for example Al, Cu, Sn, Ni, Fe or stainless steel foils having a thickness of 5-200 μm, preferably 10 to 80 μm, particularly preferably 20-50 μm, may also serve as the carrier substrate. The films can also be surface-treated, coated or laminated, for example with plastics, or painted.
Furthermore, as carrier substrates, pulp-free or cellulose-containing paper, heat-activatable paper or composites with paper, for example composites with plastics having a basis weight of 20-500 g / m 2 , preferably 40-200 g / m 2 , may be used.

Auf das Trägersubstrat wird eine elektromagnetische Wellen reflektierende Schicht aufgebracht. Diese Schicht kann vorzugsweise aus Metallen, wie beispielsweise Aluminium, Gold, Chrom, Silber, Kupfer, Zinn, Platin, Nickel und deren Legierungen, beispielsweise Nickel/Chrom, Kupfer/Aluminium und dergleichen bestehen.An electromagnetic wave reflecting layer is applied to the carrier substrate. This layer may preferably be made of metals such as aluminum, gold, chromium, silver, copper, tin, platinum, nickel and their alloys, for example nickel / chromium, copper / aluminum and the like exist.

Die elektromagnetische Wellen reflektierende Schicht kann vollflächig oder partiell durch bekannte Verfahren, wie Sprühen, Bedampfen, Sputtern, Drucken (Tief-, Flexo-, Sieb-, Digitaldruck), Lackieren, Walzenauftragsverfahren und dergleichen aufgebracht werden.The electromagnetic wave reflecting layer may be applied all over or partially by known methods such as spraying, vapor deposition, sputtering, printing (gravure, flexographic, screen, digital printing), painting, roller coating and the like.

Zur partiellen Aufbringung eignet sich besonders ein Verfahren unter Verwendung eines löslichen Farbauftrags zur Herstellung der partiellen Metallisierung. Dabei wird in einem ersten Schritt auf dem Trägersubstrat ein in einem Lösungsmittel löslicher Farbauftrag aufgebracht, in einem zweiten Schritt diese Schicht gegebenenfalls mittels eines Inline-Plasma-, Corona- oder Flammprozesses behandelt und in einem dritten Schritt eine Schicht des zu strukturierenden Metalls bzw. der Metalllegierung aufgebracht, worauf in einem vierten Schritt der Farbauftrag mittels eines Lösungsmittels, gegebenenfalls kombiniert mit einer mechanischen Einwirkung, entfernt wird.
Der lösliche Farbauftrag kann vollflächig oder partiell erfolgen, die Aufbringung des Metalls bzw. der Metalllegierung erfolgt vollflächig oder partiell.
For partial application, a method using a soluble paint for producing the partial metallization is particularly suitable. In this case, in a first step, a solvent-soluble paint application is applied to the carrier substrate, in a second step this layer optionally treated by means of an in-line plasma, corona or flame process and in a third step, a layer of the metal to be structured or In a fourth step, the paint application by means of a solvent, optionally combined with a mechanical action, is removed.
The soluble application of paint can be carried out over the entire surface or partially, the application of the metal or the metal alloy takes place over the entire surface or partially.

Die Aufbringung des Farbauftrags kann durch ein beliebiges Verfahren, beispielsweise durch Tiefdruck, Flexodruck, Siebdruck, Digitaldruck und dergleichen erfolgen. Die verwendete Farbe bzw. der verwendete Lack ist in einem Lösungsmittel, vorzugsweise in Wasser löslich, es kann jedoch auch eine in jedem beliebigen Lösungsmittel, beispielsweise in Alkohol, Estern und dergleichen lösliche Farbe verwendet werden. Die Farbe bzw. der Lack können übliche Zusammensetzungen auf Basis von natürlichen oder künstlichen Makromolekülen sein. Die lösliche Farbe kann pigmentiert oder nicht pigmentiert sein. Als Pigmente können alle bekannten Pigmente verwendet werden. Besonders geeignet sind TiO2, ZnS, Kaolin und dergleichen.The application of the paint can be done by any method, for example by gravure printing, flexographic printing, screen printing, digital printing and the like. The paint or varnish used is soluble in a solvent, preferably water, but it is also possible to use a paint which is soluble in any solvent, for example in alcohol, esters and the like. The paint or lacquer may be conventional compositions based on natural or artificial macromolecules. The soluble color may be pigmented or unpigmented. As pigments, all known pigments can be used. Particularly suitable are TiO 2 , ZnS, kaolin and the like.

Anschließend wird das bedruckte Trägersubstrat gegebenenfalls mittels eines Inline-Plasma- (Niederdruck- oder Atmosphärenplasma-), Corona- oder Flammprozesses behandelt. Durch energiereiches Plasma, beispielsweise Ar- oder Ar/O2-Plasma wird die Oberfläche von Tonungsresten der Druckfarben gereinigt.Subsequently, the printed carrier substrate is optionally treated by means of an in-line plasma (low pressure or atmospheric plasma), corona or flame process. High-energy plasma, for example Ar or Ar / O 2 plasma, cleans the surface of toning residues of the printing inks.

Gleichzeitig wird die Oberfläche aktiviert. Dabei werden endständige polare Gruppen an der Oberfläche erzeugt. Dadurch wird die Haftung von Metallen und dergleichen an der Oberfläche verbessert.At the same time, the surface is activated. In this case, terminal polar groups are generated on the surface. This improves the adhesion of metals and the like to the surface.

Gegebenenfalls kann gleichzeitig mit der Anwendung der Plasma- bzw. Corona- oder Flammbehandlung oder im Anschluss daran, eine dünne Metall- oder Metalloxidschicht als Haftvermittler, beispielsweise durch Sputtern oder Aufdampfen aufgebracht werden. Besonders geeignet sind dabei Cr, Al, Ag, Ti, Cu, TiO2, Si-Oxide oder Chromoxide. Diese Haftvermittlerschicht weist im allgemeinen eine Dicke von 0,1 nm - 5nm, vorzugsweise 0,2 nm - 2nm, besonders bevorzugt 0,2 nm bis 1 nm auf.Optionally, simultaneously with the application of the plasma or corona or flame treatment or subsequently, a thin metal or metal oxide layer can be applied as adhesion promoter, for example by sputtering or vapor deposition. Particularly suitable are Cr, Al, Ag, Ti, Cu, TiO 2 , Si oxides or chromium oxides. This adhesion promoter layer generally has a thickness of 0.1 nm-5 nm, preferably 0.2 nm-2 nm, particularly preferably 0.2 nm to 1 nm.

Dadurch wird die Haftung der partiell oder vollflächig aufgebrachten elektromagnetische Wellen reflektierenden Metall- bzw. Metalllegierungsschicht weiter verbessert.As a result, the adhesion of the partially or completely applied electromagnetic waves reflecting metal or metal alloy layer is further improved.

Eine partielle, elektromagnetische Wellen reflektierende Schicht kann aber auch durch ein übliches bekanntes Ätzverfahren hergestellt werden.However, a partial electromagnetic wave reflecting layer can also be produced by a conventionally known etching method.

Die Dicke der elektromagnetische Wellen reflektierenden Schicht beträgt vorzugsweise etwa 10 - 50 nm, wobei aber auch höhere bzw. geringere Schichtdicken möglich sind.
Werden Metallfolien als Trägersubstrat verwendet, so kann das Trägersubstrat selbst bereits die elektromagnetische Wellen reflektierende Schicht bilden. Vorzugsweise beträgt die Reflexion dieser Schicht für elektromagnetische Wellen, insbesondere in Abhängigkeit von der Dicke der Schicht bzw. der verwendeten Metallfolie 10 -100%.
The thickness of the electromagnetic wave reflecting layer is preferably about 10 - 50 nm, but also higher or lower layer thicknesses are possible.
If metal foils are used as the carrier substrate, the carrier substrate itself may already form the electromagnetic wave reflecting layer. The reflection of this layer for electromagnetic waves, in particular as a function of the thickness of the layer or the metal foil used, is preferably 10 -100%.

Die darauf folgende polymere Schicht bzw. die polymeren Schichten können ebenfalls vollflächig oder partiell aufgebracht werden.
Die polymeren Schichten bestehen beispielsweise aus Farb- oder Lacksystemen auf Basis von Nitrocellulose, Epoxy-, Polyester-, Kolophonium-, Acrylat-, Alkyd-, Melamin-, PVA-, PVC-, Isocyanat- oder Urethansystemen.
The following polymeric layer or layers can also be applied over the entire surface or partially.
The polymeric layers consist for example of paint or paint systems based on nitrocellulose, epoxy, polyester, rosin, acrylate, alkyd, melamine, PVA, PVC, isocyanate or urethane systems.

Diese polymere Schicht dient im wesentlichen als transparente Abstandsschicht, kann aber je nach Zusammensetzung in einem bestimmten Spektralbereich absorbierend sein. Gegebenenfalls kann diese absorbierende Eigenschaft auch durch Beimengung eines geeigneten Chromophors verstärkt werden. Durch die Auswahl verschiedener Chromophore kann ein geeigneter Spektralbereich ausgewählt werden. Dadurch kann neben dem Kippeffekt auch die polymere Schicht zusätzlich maschinenlesbar gestaltet werden. So kann beispielsweise im blauen Spektralbereich (im Bereich von etwa 400 nm) ein gelber AZO-Farbstoff, beispielsweise Anilide; Rodural, Eosin, eingesetzt werden. Der Farbstoff verändert darüber hinaus das Spektrum der Markierung in charakteristischer Weise.This polymeric layer essentially serves as a transparent spacer layer but, depending on the composition, may be absorbent in a particular spectral range. Optionally, this absorbing property can also be enhanced by the addition of a suitable chromophore. By choosing different chromophores, a suitable spectral range can be selected. As a result, in addition to the tilting effect, the polymeric layer can additionally be made machine-readable. Thus, for example, in the blue spectral range (in the range of about 400 nm) a yellow AZO dye, for example anilides; Rodural, Eosin, are used. The dye also changes the spectrum of the label in a characteristic manner.

Diese polymere Schicht kann, in Abhängigkeit von der Qualität der Adhäsion auf der Trägerbahn bzw. einer gegebenenfalls darunter liegenden Schicht Entnetzungseffekte zeigen, was zu einer charakteristischen, makroskopischen lateralen Strukturierung führt.
Diese Strukturierung lässt sich beispielsweise durch Modifikation der Oberflächenenergie der Schichten, beispielsweise durch Plasmabehandlung, Coronabehandlung, Elektronen-, Ionenstrahlbehandlung oder durch Lasermodifikation gezielt verändern.
Ferner ist es möglich eine Haftvermittlerschicht mit bereichsweise unterschiedlicher Oberflächenenergie aufzubringen.
Depending on the quality of the adhesion on the carrier web or on an optionally underlying layer, this polymeric layer may show wetting effects, which leads to a characteristic macroscopic lateral structuring.
This structuring can be modified, for example, by modification of the surface energy of the layers, for example by plasma treatment, corona treatment, electron beam, ion beam treatment or by laser modification.
Furthermore, it is possible to apply a primer layer with regions of different surface energy.

Die polymere Schicht weist eine definierte Dicke, vorzugsweise 10 nm bis 3 µm, besonders bevorzugt 100 - 1000 nm auf. Werden mehrere polymere Schichten aufgebracht, können diese jeweils unterschiedliche Dicken aufweisen.The polymeric layer has a defined thickness, preferably 10 nm to 3 μm, more preferably 100-1000 nm. If a plurality of polymeric layers are applied, they can each have different thicknesses.

Die polymere Schicht wird durch Aufstreichen, Lackieren, Gießen, Sprühen, Drucken (Siebdruck-, Tiefdruck- Flexodruck, oder Digitaldruckverfahren) oder Walzenauftragsverfahren aufgebracht.The polymeric layer is applied by brushing, painting, casting, spraying, printing (screen, gravure, or digital printing) or roller coating.

Die polymere Schicht wird in einem Verfahren aufgebracht, das die Aufbringung sehr homogener Schichtdicken über große Flächen erlaubt. Eine homogene Schichtdicke ist deshalb erforderlich um im fertigen Produkt eine gleichmäßige Farberscheinung zu gewährleisten. Die Toleranzen betragen nicht mehr als ± 5%, vorzugsweise ≤ ±2%.The polymeric layer is applied in a process that allows the application of very homogeneous layer thicknesses over large areas. A homogeneous layer thickness is therefore necessary to ensure a uniform color appearance in the finished product. The tolerances are not more than ± 5%, preferably ≤ ± 2%.

Besonders geeignet ist dabei ein Druckverfahren, wobei die Farbe oder der Lack aus einer temperaturgeregelten Lackwanne über einen Tauchzylinder und eine Übertragswalze auf den Druckzylinder aufgebracht wird, wobei im wesentlichen nur die Vertiefungen des Druckzylinders mit der Farbe oder dem Lack gefüllt werden. Mittels einer Rakel wird überschüssige Farbe oder Lack abgestreift und gegebenenfalls mittels einer Blasleiste weiter abgetrocknet.Particularly suitable is a printing process, wherein the color or paint is applied from a temperature-controlled paint pan via a plunger cylinder and a transfer roller on the printing cylinder, wherein only the wells of the printing cylinder are filled with the paint or the paint substantially. By means of a squeegee excess paint or varnish is stripped off and optionally further dried by means of a blow bar.

Auf die polymere Schicht wird anschließend eine Schicht gebildet aus metallischen Cluster aufgebracht. Die metallischen Cluster können beispielsweise aus Aluminium, Gold, Palladium, Platin, Chrom, Silber, Kupfer, Nickel und dergleichen oder deren Legierungen, wie beispielsweise Au/Pd oder Cr/Ni bestehen.
Diese Clusterschicht wird durch Sputtern (beispielsweise Ionenstrahl oder Magnetron) oder Verdampfen (Elektronenstrahl) aus einer Lösung oder durch Adsorption aufgebracht.
On the polymeric layer is then applied a layer formed of metallic clusters. The metallic clusters may consist, for example, of aluminum, gold, palladium, platinum, chromium, silver, copper, nickel and the like or their alloys, such as, for example, Au / Pd or Cr / Ni.
This cluster layer is deposited by sputtering (for example ion beam or magnetron) or evaporation (electron beam) from a solution or by adsorption.

Bei der Herstellung der Clusterschicht in Vakuumprozessen kann vorteilhafterweise das Wachstum der Cluster und damit deren Form sowie die optischen Eigenschaften durch Einstellung der Oberflächenenergie oder der Rauhigkeit der darunterliegenden Schicht beeinflusst werden. Dies verändert in charakteristischer Weise die Spektren. Dies kann beispielsweise durch thermische Behandlung im Beschichtungsprozess oder durch Vorheizen des Substrats erfolgen.
So kann zum Beispiel die Form und damit auch die optischen Eigenschaften der Cluster durch Einstellung der Oberflächenenergie bzw. des Kondensationskoeffizienten des Metalls auf der darunterliegenden Schicht beeinflusst werden.
Diese Parameter können beispielsweise durch Behandlung der Oberfläche mit oxidierenden Flüssigkeiten, beispielsweise mit Na-Hypochlorit oder in einem PVD oder CVD-Prozess erfolgen.
In the production of the cluster layer in vacuum processes, the growth of the clusters and thus their shape and the optical properties can advantageously be influenced by adjusting the surface energy or the roughness of the underlying layer. This characteristically changes the spectra. This can be done for example by thermal treatment in the coating process or by preheating the substrate.
Thus, for example, the shape and thus also the optical properties of the clusters can be influenced by adjusting the surface energy or the condensation coefficient of the metal on the underlying layer.
These parameters can be achieved, for example, by treatment of the surface with oxidizing liquids, for example with Na hypochlorite or in a PVD or CVD process.

Die Clusterschicht wird vorzugsweise mittels Sputtern aufgebracht. Dabei werden die Eigenschaften der Schicht, insbesondere die Dichte und die Struktur, vor allem durch die Leistungsdichte, die verwendete Gasmenge und deren Zusammensetzung, die Temperatur des Substrats und die Bahngeschwindigkeit eingestellt.The cluster layer is preferably applied by sputtering. The properties of the layer, in particular the density and the structure, are set above all by the power density, the amount of gas used and its composition, the temperature of the substrate and the web speed.

Beim Aufbringen aus der Lösung mittels nasschemischer Verfahren werden in einem ersten Schritt die Cluster in Lösung hergestellt, anschließend die Cluster derivatisiert, aufkonzentriert und direkt auf die polymere Oberfläche aufgebracht.When applied from the solution by wet-chemical methods, the clusters are prepared in solution in a first step, then the clusters are derivatized, concentrated and applied directly to the polymeric surface.

Zur Aufbringung mittels drucktechnischer Verfahren werden nach dem Aufkonzentrieren der Cluster geringe Mengen eines inerten Polymers, beispielsweise PVA, Polymethylmethacrylat, Nitrocellulose-, Polyester-oder Urethansysteme zugemischt. Die Mischung kann dann anschließend mittels eines Druckverfahrens, beispielsweise Sieb-, Flexo- oder vorzugsweise Tiefdruckverfahren auf die polymere Schicht aufgebracht werden.For application by means of printing technology, after concentrating the clusters, small amounts of an inert polymer, for example PVA, polymethyl methacrylate, nitrocellulose, polyester or urethane systems are admixed. The mixture can then be subsequently a printing process, such as screen, flexo or preferably gravure printing methods are applied to the polymeric layer.

Die Dicke der Clusterschicht beträgt vorzugsweise 2 - 20 nm, besonders bevorzugt 3-10 nm.The thickness of the cluster layer is preferably 2 to 20 nm, particularly preferably 3 to 10 nm.

Zusätzlich kann darüber eine Schutzschicht mit vakuumtechnischen oder drucktechnischen Verfahren aufgebracht werden.In addition, a protective layer can be applied by means of vacuum technology or printing technology.

In einer bevorzugten Ausführungsform wird die Polymerschicht durch Modifikation der Oberflächenenergie gezielt strukturiert.
Die Strukturen erscheinen dann durch die anschließend aufgebrachte Clusterschicht aufgrund des Farbeffekts sehr kontrastreich, wodurch sie für das Auge leicht erkennbar sind. Daher wird durch eine solche Strukturierung ein zusätzliches fälschungssicheres Merkmal erzeugt.
In a preferred embodiment, the polymer layer is specifically structured by modifying the surface energy.
Due to the color effect, the structures then appear very rich in contrast due to the subsequently applied cluster layer, making them easily recognizable to the eye. Therefore, such structuring creates an additional tamper-proof feature.

Ferner kann diese Strukturierung durch Fingerprint-Algorithmen in eineindeutige Codes verwandelt werden, die dann maschinell auslesbar sind.
Dadurch kann eine Strukturierung einem definierten Zahlenwert zugeordnet werden, wobei Markierungen mit gleichen Herstellparametem, d.h. mit gleichem Farbeffekt, individualisierbar werden.
Furthermore, this structuring can be transformed by fingerprint algorithms into one-to-one codes, which are then machine-readable.
As a result, a structuring can be assigned to a defined numerical value, whereby markings having the same manufacturing parameters, ie having the same color effect, can be individualized.

Zur Anwendung insbesondere als Sicherheitsmerkmal können die einzelnen Schichtkombinationen auch auf getrennten Substraten aufgebracht werden.
So kann beispielsweise die elektromagnetische Wellen reflektierende Schicht und die polymere Abstandsschicht auf einem ersten Substrat aufgebracht sein, das beispielsweise auf ein Wertdokument aufgebracht oder in dieses Wertdokument eingebracht sein kann. Auf ein weiteres Substrat kann dann die Clusterschicht aufgebracht sein, die gegebenenfalls mit einer Klebeschicht versehen ist. Durch Zusammenfügen der beiden beschichteten Substrate erscheint dann nach dem Schlüssel/Schloss-Prinzip der charakteristische Farbeffekt.
For use in particular as a security feature, the individual layer combinations can also be applied to separate substrates.
Thus, for example, the electromagnetic wave reflecting layer and the polymeric spacer layer may be applied to a first substrate, which may for example be applied to a value document or incorporated into this value document. The cluster layer can then be applied to a further substrate, which is optionally provided with an adhesive layer. By joining the two coated substrates then appears according to the key / lock principle, the characteristic color effect.

Das Trägersubstrat kann auch bereits eine oder mehrere funktionelle und/oder dekorative Schichten aufweisen.
Als solche Farb- bzw. Lackschichten können jeweils verschiedenste Zusammensetzungen verwendet werden. Die Zusammensetzung der einzelnen Schichten kann insbesondere nach deren Aufgabe variieren, je nach dem ob die einzelnen Schichten ausschließlich Dekorationszwecken dienen oder eine funktionelle Schicht sein sollen oder ob die Schicht sowohl eine Dekorationsals auch eine funktionelle Schicht sein soll.
The carrier substrate may also already have one or more functional and / or decorative layers.
As such color or lacquer layers, a wide variety of compositions can be used in each case. The composition of the individual layers may in particular vary according to their purpose, depending on whether the individual layers serve exclusively decorative purposes or should be a functional layer or whether the layer should be both a decorative and a functional layer.

Die zu druckenden Schichten können pigmentiert oder nicht pigmentiert sein. Als Pigmente können alle bekannten Pigmente, wie beispielsweise Titandioxid, Zinksulfid, Kaolin, ATO, FTO, ITO, Aluminium, Chrom- und Siliciumoxide als auch farbige Pigmente verwendet werden. Dabei sind lösungsmittelhaltige Lacksysteme als auch Systeme ohne Lösungsmittel verwendbar.
Als Bindemittel kommen verschiedene natürliche oder synthetische Bindemittel in Frage.
The layers to be printed may be pigmented or unpigmented. As pigments, it is possible to use all known pigments, for example titanium dioxide, zinc sulfide, kaolin, ATO, FTO, ITO, aluminum, chromium oxides and silicon oxides, as well as colored pigments. In this case, solvent-based coating systems and systems without solvents can be used.
Suitable binders are various natural or synthetic binders.

Die funktionellen Schichten können beispielsweise bestimmte elektrische, magnetische, spezielle chemische, physikalische und auch optische Eigenschaften aufweisen.The functional layers may for example have certain electrical, magnetic, special chemical, physical and also optical properties.

Zur Einstellung elektrischer Eigenschaften, beispielsweise Leitfähigkeit können beispielsweise Graphit, Ruß, leitfähige organische oder anorganische Polymere. Metallpigmente (beispielsweise Kupfer, Aluminium, Silber, Gold, Eisen, Chrom Blei und dergleichen), Metallegierungen wie Kupfer-Zink oder Kupfer- Aluminium oder deren Sulfide oder Oxide, oder auch amorphe oder kristalline keramische Pigmente wie ITO und dergleichen zugegeben werden. Weiters können auch dotierte oder nicht dotierte Halbleiter wie beispielsweise Silicium, Germanium oder Ionenleiter wie amorphe oder kristalline Metalloxide oder Metallsulfide als Zusatz verwendet werden. Ferner können zur Einstellung der elektrischen Eigenschaften der Schicht polare oder teilweise polare Verbindungen, wie Tenside oder unpolare Verbindungen wie Silikonadditive oder hygroskopische oder nicht hygroskopische Salze verwendet oder zugesetzt werden.To adjust electrical properties, such as conductivity, for example, graphite, carbon black, conductive organic or inorganic polymers. Metal pigments (for example, copper, aluminum, silver, gold, iron, chromium lead and the like), metal alloys such as copper-zinc or copper-aluminum or their sulfides or oxides, or amorphous or crystalline ceramic pigments such as ITO and the like may be added. Furthermore, doped or non-doped semiconductors such as, for example, silicon, germanium or ion conductors such as amorphous or crystalline metal oxides or metal sulfides can also be used as an additive. Further, to adjust the electrical properties of the layer polar or partially polar Compounds such as surfactants or non-polar compounds such as silicone additives or hygroscopic or non-hygroscopic salts are used or added.

Zur Einstellung der magnetischen Eigenschaften können paramagnetische, diamagnetische und auch ferromagnetische Stoffe, wie Eisen, Nickel und Cobalt oder deren Verbindungen oder Salze (beispielsweise Oxide oder Sulfide) verwendet werden.To adjust the magnetic properties, paramagnetic, diamagnetic and also ferromagnetic substances, such as iron, nickel and cobalt or their compounds or salts (for example oxides or sulfides) can be used.

Die optischen Eigenschaften der Schicht lassen sich durch sichtbare Farbstoffe bzw. Pigmente, lumineszierende Farbstoffe bzw. Pigmente, die im sichtbaren, im UV-Bereich oder im IR-Bereich fluoreszieren bzw. phosphoreszieren, Effektpigmente, wie Flüssigkristalle, Perlglanz, Bronzen und/oder wärmeempfindliche Farben bzw. Pigmente beeinflussen. Diese sind in allen möglichen Kombinationen einsetzbar. Zusätzlich können auch phosphoreszierende Pigmente allein oder in Kombination mit anderen Farbstoffen und/oder Pigmenten eingesetzt werden.The optical properties of the layer can be visualized by visible dyes or pigments, luminescent dyes or pigments which fluoresce or phosphoresce in the visible, in the UV range or in the IR range, effect pigments, such as liquid crystals, pearlescent, bronzes and / or heat-sensitive Influence colors or pigments. These can be used in all possible combinations. In addition, phosphorescent pigments can also be used alone or in combination with other dyes and / or pigments.

Es können auch verschiedene Eigenschaften durch Zufügen verschiedener oben genannter Zusätze kombiniert werden. So ist es möglich angefärbte und/oder leitfähige Magnetpigmente zu verwenden. Dabei sind alle genannten leitfähigen Zusätze verwendbar.
Speziell zum Anfärben von Magnetpigmenten lassen sich alle bekannten löslichen und nicht löslichen Farbstoffe bzw. Pigmente verwenden. So kann beispielsweise eine braune Magnetfarbe durch Zugabe von Metallen in ihrem Farbton metallisch, z.B. silbrig eingestellt werden.
Various properties can also be combined by adding various additives mentioned above. Thus, it is possible to use colored and / or conductive magnetic pigments. All mentioned conductive additives can be used.
Especially for the dyeing of magnetic pigments it is possible to use all known soluble and non-soluble dyes or pigments. Thus, for example, a brown magnetic ink can be adjusted to metallic, for example silvery, by adding metals in their color shade.

Ferner können beispielsweise Isolatorschichten aufgebracht werden. Als Isolatoren sind beispielsweise organische Substanzen und deren Derivate und Verbindungen, beispielsweise Farb- und Lacksysteme, z.B. Epoxy-, Polyester-, Kolophonium-, Acrylat-, Alkyd-, Melamin-, PVA-, PVC-, Isocyanat-, Urethansysteme, die strahlungshärtend sein können, beispielsweise durch Wärme- oder UV-Strahlung, geeignet.Furthermore, for example, insulator layers can be applied. As insulators, for example, organic substances and their derivatives and compounds, such as paint and coating systems, such as epoxy, polyester, rosin, acrylate, alkyd, melamine, PVA, PVC, isocyanate, Urethane systems that can be radiation-curing, for example, by heat or UV radiation suitable.

Diese Schichten können durch bekannte Verfahren, beispielsweise durch Bedampfen, Sputtern, Drucken (beispielsweise Tief-, Flexo-, Sieb-, Digitaldruck und dergleichen), Sprühen, Galvanisieren, Walzenauftragsverfahren und dergleichen aufgebracht werden. Die Dicke der funktionellen Schicht beträgt 0,001 bis 50 µm, vorzugsweise 0,1 bis 20 µm.These layers can be applied by known methods such as sputtering, sputtering, printing (e.g., gravure, flexo, screen, digital printing, and the like), spraying, electroplating, roller coating, and the like. The thickness of the functional layer is 0.001 to 50 μm, preferably 0.1 to 20 μm.

Durch ein- oder mehrmalige Wiederholung eines oder mehrerer beschriebener Verfahrensschritte können Multilayer-Aufbauten hergestellt werden, die in den übereinander aufgebrachten Schichten unterschiedliche Eigenschaften aufweisen. Es ist dabei möglich durch Kombination von verschiedenen Eigenschaften der einzelnen Schichten, beispielsweise Schichten mit unterschiedlicher Leitfähigkeit, Magnetisierbarkeit, optischen Eigenschaften, Absorptionsverhalten und dergleichen, Aufbauten zum Beispiel für Sicherheitselemente mit mehreren präzisen Echtheitsmerkmalen herzustellen.By repeating one or more described process steps one or more times, multilayer structures can be produced which have different properties in the layers applied one above the other. By combining different properties of the individual layers, for example layers having different conductivity, magnetizability, optical properties, absorption behavior and the like, it is possible to produce structures for security elements with several precise authenticity features, for example.

Die Schichten können jeweils vollflächig oder partiell bereits auf dem Substrat vorhanden sein, bzw. aufgebracht werden.The layers can be present on the substrate over the entire surface or partially already, or can be applied.

Dabei können die Verfahrensschritte beliebig oft wiederholt werden, wobei beispielsweise bei vollflächiger Aufbringung einer funktionellen Schicht der Farbauftrag gegebenenfalls entfallen kann.In this case, the process steps can be repeated as often as desired, wherein, for example, in full-surface application of a functional layer of the paint can be omitted if necessary.

Es können aber auch beispielsweise in bekannten Direktmetallisierungsverfahren oder in Metallisierungsverfahren mit Ätzen partielle Metallschichten bzw. in bekannten Mehrfarben-Druckverfahren weitere Schichten aufgebracht werden.However, it is also possible to apply, for example, in known direct metallization processes or in metallization processes with etching, partial metal layers or, in known multicolor printing processes, further layers.

Gegebenenfalls kann die so hergestellte beschichtete Folie auch noch durch eine Schutzlackschicht geschützt werden oder beispielsweise durch Kaschieren oder dergleichen weiterveredelt werden.Optionally, the coated film produced in this way can also be protected by a protective lacquer layer or further refined, for example, by laminating or the like.

Gegebenenfalls kann das Produkt mit einem siegelfähigen Kleber, beispielsweise einem Heiß- oder Kaltsiegelkleber auf das entsprechende Trägermaterial appliziert werden, oder beispielsweise bei der Papierherstellung für Sicherheitspapiere durch übliche Verfahren in das Papier eingebettet werden.Optionally, the product can be applied with a sealable adhesive, such as a hot or cold seal adhesive to the appropriate substrate, or embedded in paper for security papers by conventional methods, for example.

Diese Siegelkleber können mit sichtbaren oder im UV-Licht sichtbaren, fluoreszierenden, phosphoreszierenden oder Laser- und IR-Strahlung absorbierenden Merkmalen zur Erhöhung der Fälschungssicherheit ausgestattet sein. Diese Merkmale können auch in Form von Mustern oder Zeichen vorhanden sein oder farbliche Effekte zeigen, wobei im Prinzip beliebig viele Farben, vorzugsweise 1 bis 10 Farben oder Farbmischungen, möglich sind.These sealants can be equipped with visible or visible in UV light, fluorescent, phosphorescent or laser and IR radiation absorbing features to increase the security against counterfeiting. These features may also be present in the form of patterns or characters or show color effects, in principle any number of colors, preferably 1 to 10 colors or color mixtures, are possible.

Das Trägersubstrat kann bei einseitiger Beschichtung nach der Anwendung entfernt werden oder am Produkt verbleiben. Dabei kann die Trägerfolie gegebenenfalls auf der nicht beschichteten Seite besonders ausgerüstet werden, beispielsweise kratzfest, antistatisch und dergleichen. Gleiches gilt für eine etwaige Lackschicht auf dem Trägersubstrat.The carrier substrate may be removed after application or remain on the product in one-sided coating. In this case, the carrier film may optionally be specially equipped on the uncoated side, for example, scratch-resistant, antistatic and the like. The same applies to a possible lacquer layer on the carrier substrate.

Ferner kann der Schichtaufbau transferierbar oder nicht transferierbar eingestellt werden, gegebenenfalls mit einer Transferlackschicht, die gegebenenfalls eine Diffraktionsstruktur, beispielsweise eine Hologrammstruktur aufweisen kann, versehen sein.Furthermore, the layer structure can be set in a transferable or non-transferable manner, if appropriate with a transfer lacquer layer, which may optionally have a diffraction structure, for example a hologram structure.

Der erfindungsgemäße Aufbau kann auch invers auf dem Trägermaterial aufgebracht werden, wobei auf ein Trägersubstrat eine Schicht gebildet aus metallischen Clustern, die mittels eines vakuumtechnischen Verfahrens oder aus lösungsmittelbasierten Systemen hergestellt wird und anschließend eine oder mehrere partielle und/oder vollflächige polymere Schichten definierter Dicke aufgebracht werden und darauf eine partielle oder vollflächige elektromagnetische Wellen reflektierende Schicht auf die Abstandschicht, aufgebracht wird.The structure according to the invention can also be applied inversely to the carrier material, with a layer formed of metallic clusters, which are produced by means of a vacuum-technical method, on a carrier substrate is prepared from solvent-based systems and then one or more partial and / or full-surface polymeric layers of defined thickness are applied and then a partial or full-surface electromagnetic wave reflecting layer is applied to the spacer layer.

In den Fig. 1 - 6 sind Beispiele für erfindungsgemäße Sicherheitsmerkmale dargestellt.
Darin bedeuten 1 das Trägersubstrat, 2 die elektromagnetische Wellen reflektierende erste Schicht, 3 die transparente Schicht, 4 die aus metallischen Clustern aufgebaute Schicht, 5 ein optisch transparentes Substrat, 6 eine Klebe- bzw. Laminierschicht.

  • Fig. 1 zeigt eine schematische Querschnittsansicht einer ersten ständig sichtbaren Markierung auf einem Trägersubstrat,
  • Fig. 2 eine schematische Querschnittsansicht einer nicht ständig sichtbaren ersten Markierung auf einem Trägersubstrat sowie einem zum Nachweis bzw.
  • zur Sichtbarmachung geeigneten zweiten Trägersubstrat,
  • Fig. 3 eine schematische Querschnittsansicht einer ständig sichtbaren ersten laminier- oder klebbaren Markierung,
  • Fig. 4 eine schematische Querschnittsansicht einer weiteren ständig sichtbaren zweiten laminier- oder klebbaren Markierung.
  • Fig. 5 eine schematische Querschnittsansicht einer nicht ständig sichtbaren ersten laminier oder klebbaren Markierung sowie einem zum Nachweis bzw.
  • zur Sichtbarmachung geeigneten zweiten Trägersubstrat.
  • Fig. 6 ein im large-scale kontinuierlich beschichtetes fälschungssicher markiertes Trägersubstrat, welches teilweise auf Rollen aufgewickelt ist
In the Fig. 1 - 6 Examples of security features according to the invention are shown.
Therein 1 denotes the carrier substrate, 2 the first layer reflecting the electromagnetic waves, 3 the transparent layer, 4 the layer composed of metallic clusters, 5 an optically transparent substrate, 6 an adhesive or laminating layer.
  • Fig. 1 shows a schematic cross-sectional view of a first permanently visible mark on a carrier substrate,
  • Fig. 2 a schematic cross-sectional view of a not always visible first mark on a carrier substrate and a proof or
  • for visualization suitable second carrier substrate,
  • Fig. 3 a schematic cross-sectional view of a permanently visible first laminating or adhesive marker,
  • Fig. 4 a schematic cross-sectional view of another constantly visible second laminating or adhesive marker.
  • Fig. 5 a schematic cross-sectional view of a not permanently visible first laminating or adhesive label and a proof or
  • for visualization suitable second carrier substrate.
  • Fig. 6 a counterfeit-proof marked carrier substrate in a large-scale, which is partly wound up on rolls

Bei den in den Fig. 1 bis 5 gezeigten Markierungen ist eine elektromagnetische Wellen reflektierende erste Schicht mit (2) bezeichnet. Es kann sich dabei um eine dünne Schicht aus z.B. Aluminium handeln. Die erste Schicht (2) kann aber auch eine aus metallischen Clustern gebildete Schicht sein, welche auf einem Träger (1) aufgebracht ist. Bei dem Träger (1) kann es sich um das zu markierende Trägersubstrat handeln. Die inerte Abstandschicht ist mit (3) bezeichnet. Die metallischen Cluster (4) sind zweckmäßigerweise z.B. aus Kupfer hergestellt.
In den Fig. 3 bis 5 ist die zur Weiterverarbeitung des fälschungssicher markierten Trägersubstrats vorgesehene Klebe- oder Laminierschicht mit (6) benannt. Die das charakteristische Farbspektrum erzeugende Änderung des reflektierten Lichts im Vergleich zum einfallenden Licht ist in diesen beiden Fig. mittels des Graustufenverlaufs in einem Pfeil visualisiert.
In the in the Fig. 1 to 5 shown marks is an electromagnetic wave reflecting first layer with (2). It may be a thin layer of eg aluminum. However, the first layer (2) can also be a layer formed of metallic clusters, which is based on a carrier (1) is applied. The carrier (1) can be the carrier substrate to be marked. The inert spacer layer is designated by (3). The metallic clusters (4) are expediently made, for example, from copper.
In the Fig. 3 to 5 is provided for further processing of the counterfeit-proof marked carrier substrate adhesive or lamination with (6). The change in the reflected light which produces the characteristic color spectrum in comparison with the incident light is visualized in an arrow in these two figures by means of the gray scale profile.

Bei den in den Fig. 1 und 3 gezeigten Markierungen ist auf der zweiten Schicht (3) eine aus metallischen Clustern hergestellte dritte Schicht (4) aufgebracht. Die zweite Schicht (3) ist dabei auf einer Spiegelschicht (2) aufgebracht. Ferner ist in Fig. 1 und 3 die Spiegelschicht auf einem Trägersubstrat (1) aufgebracht.In the in the Fig. 1 and 3 shown marks on the second layer (3) a made of metallic clusters third layer (4) is applied. The second layer (3) is applied to a mirror layer (2). Furthermore, in Fig. 1 and 3 the mirror layer is applied to a carrier substrate (1).

In der Fig. 4 wird auf einem Trägersubstrat (1) zuerst die aus metallischen Clustern gebildete dritte Schicht (4), dann die zweite Schicht (3), dann die Spiegelschicht (2) und zuletzt die Klebe- oder Laminierschicht (6) aufgebracht.In the Fig. 4 On a carrier substrate (1), the third layer (4) formed of metallic clusters is applied first, then the second layer (3), then the mirror layer (2) and finally the adhesive or lamination layer (6).

Bei den in Fig. 2 und 5 gezeigten Markierungen ist lediglich die optisch transparent ausgebildete zweite Schicht (3) auf der elektromagnetisch reflektierenden ersten Schicht (2) und diese auf einem Trägersubstrat (1) aufgebracht. Die Markierung ist zunächst nicht sichtbar. Die Markierungen sind erst dann sichtbar, wenn sie mit einem Substrat (5) in Kontakt gebracht werden, auf dessen Oberfläche die aus metallischen Clustern gebildete dritte Schicht (4) aufgebracht ist. Es entsteht dann wiederum eine Farbwirkung, die durch das Substrat (5) beobachtbar ist. Das Trägersubstrat (5) ist zweckmäßigerweise aus einem transparenten Material, z.B. aus Kunststoff wie Polyethylenterephatalat Polycarbonat, Polyurethan, Polyethylen, Polypropylen, Polyacrylat, Polyvinylchlorid, Polyepoxid, hergestellt.At the in Fig. 2 and 5 shown marks is only the optically transparent formed second layer (3) on the electromagnetically reflecting first layer (2) and this applied to a carrier substrate (1). The marking is initially not visible. The markings are only visible when they are brought into contact with a substrate (5) on the surface of which the third layer (4) formed of metallic clusters is applied. This in turn produces a color effect that can be observed through the substrate (5). The carrier substrate (5) is expediently made of a transparent material, for example of plastic such as polyethylene terephthalate polycarbonate, polyurethane, polyethylene, polypropylene, polyacrylate, polyvinyl chloride, polyepoxide.

Die Funktion der Markierung ist folgende:

  • Bei einer Einstrahlung von Licht aus einer Lichtquelle, wie einer Glühbirne, einem Laser, einer Leuchtstoffröhre, einer Halogenlampe, im speziellen einer Xenonlampe, auf eine der in Fig. 1, 3 und 4 gezeigten Markierungen wird dieses Licht an der ersten Schicht (2) reflektiert. Durch eine Wechselwirkung des reflektierten Lichts mit der aus der metallischen Clustern gebildeten dritten Schicht (4) wird ein Teil des eingestrahlten Lichts absorbiert. Das reflektierte Licht weist ein von mehreren Parametern, wie z.B. den optischen Konstanten des Schichtaufbaus, abhängiges, charakteristisches Spektrum auf. Die Markierung erscheint farbig. Die Färbung dient als fälschungssicherer Nachweis für die Echtheit der Markierung. Der so erhaltene Farbeindruck ist winkelabhängig und kann sowohl mit dem bloßen Auge als auch mit einem im Reflexionsmodus arbeitenden Lesegerät, vorzugsweise ein Spektralphotometer, identifiziert werden. Ein solches Photometer kann beispielsweise die Färbung der Oberflächen aus zwei verschiedenen Winkeln erfassen. Dies geschieht entweder mittels eines Detektors dadurch, dass zwei Lichtquellen verwendet werden, welche entsprechend angeschaltet werden und der Detektor entsprechend verkippt wird, oder dadurch dass zwei Photometer die aus zwei verschiedenen Winkeln beleuchtete Probe aus den beiden entsprechenden Winkeln vermessen.
The function of the marker is as follows:
  • Upon irradiation of light from a light source, such as a light bulb, a laser, a fluorescent tube, a halogen lamp, in particular a xenon lamp, on one of the in Fig. 1 . 3 and 4 shown, this light is reflected on the first layer (2). By an interaction of the reflected light with the third layer (4) formed from the metallic clusters, part of the incident light is absorbed. The reflected light has one of several parameters, such as the optical constants of the layer structure, dependent, characteristic spectrum. The marking appears colored. The staining serves as a forgery proof for the authenticity of the mark. The color impression thus obtained is dependent on the angle and can be identified both with the naked eye and with a reader operating in reflection mode, preferably a spectrophotometer. For example, such a photometer can detect the coloration of surfaces from two different angles. This is done either by means of a detector in that two light sources are used, which are turned on accordingly and the detector is tilted accordingly, or in that two photometers measure the illuminated from two different angles sample from the two corresponding angles.

Hinsichtlich der für die Erzeugung der Wechselwirkungen einzuhaltenden Parameter wird auf die US 5,611,998 , die WO 98/48275 sowie die WO 99/47702 und WO 02/18155 verwiesen.With regard to the parameters to be respected for the generation of the interactions, reference is made to US 5,611,998 , the WO 98/48275 as well as the WO 99/47702 and WO 02/18155 directed.

Die erfindungsgemäß hergestellten beschichteten Trägermaterialien können als Sicherheitsmerkmale in Datenträgern, Wertdokumenten, Labels, Etiketten, Siegeln, in Verpackungen, Textilien und dergleichen verwendet werden.The coated support materials produced according to the invention can be used as security features in data carriers, value documents, labels, labels, seals, in packaging, textiles and the like.

Beispiele:Examples: Beispiel 1:Example 1: Herstellung der Clusterschicht mittels nasschemischer Verfahren:Production of the Cluster Layer by Wet-Chemical Process: a) Synthese von 14 nm Gold Clusterna) Synthesis of 14 nm gold clusters

100 ml aqua dest werden in einem 250 ml Kolben zum Sieden erhitzt. Unter starkem Rühren werden zuerst 4 ml 1 % triNatriumCitrat in aqua dest und dann 1 ml 1 % TetraChloroGoldsäure in aqua dest zugegeben. Innerhalb von 5 min verändert sich die Farbe des Reaktionsansatzes von nahezu farblos über Dunkelviolett zu Kirsch-Rot. Danach wird die Wärmezufuhr unterbunden und der Ansatz ca. 10 min weiter gerührt. Die Analyse des resultierenden Sols mit dem Transmissionselektronenmikroskop zeigt sphärische Partikel eines mittleren Durchmessers von 14 nm. Die Größenverteilung der Cluster ist eng (cv < 20%). Das Wellenlängen-Maximum der optischen Absorption liegt bei 518 nm.100 ml of distilled water are boiled in a 250 ml flask. With vigorous stirring, first 4 ml of 1% trisodium citrate in distilled water and then 1 ml of 1% TetraChloroGoldsäure in distilled water. Within 5 minutes, the color of the reaction mixture changes from almost colorless to dark purple to cherry red. Thereafter, the heat is suppressed and the approach stirred for about 10 min on. The analysis of the resulting sol with the transmission electron microscope shows spherical particles of a mean diameter of 14 nm. The size distribution of the clusters is narrow (cv <20%). The wavelength maximum of the optical absorption is 518 nm.

b) Derivatisierung der Gold Cluster:b) Derivatization of Gold Clusters:

Zu 100 ml Gold Sol entsprechend der obigen Synthese wird unter starkem Rühren 1 ml einer 1%igen Lösung von BSA (Bovines Serum Albumin) in aqua dest gegeben. Die Lösung verfärbt sich leicht von Kirsch-Rot in ein dunkleres Rot. Das Maximum der optischen Absorption bleibt erhalten. Die Absorption im Wellenlängenbereich von 550 nm und höher nimmt zu. Im Transmissionselektronenmikroskop sind definierte Abstände zwischen den Partikeln erkennbar.To 100 ml of gold sol according to the above synthesis, 1 ml of a 1% solution of BSA (bovine serum albumin) in distilled water is added with vigorous stirring. The solution turns slightly from cherry red to a darker red. The maximum of optical absorption is retained. The absorption in the wavelength range of 550 nm and higher increases. In the transmission electron microscope, defined distances between the particles can be recognized.

c) Anbindung der Gold Cluster auf einer Oberfläche aus Nitrocellulose:c) Attachment of the gold clusters on a nitrocellulose surface:

Das Sol (nahezu pH neutral, kaum Salz) wird durch Zugabe von 5 ml 1 M Natrium-Carbonat-Lösung (pH 9,6) umgepuffert. Nur ausreichend geschützte Cluster bleiben in Lösung und präzipitieren nicht. Das Sol kann durch Zentrifugation aufkonzentriert werden oder bindet direkt nach Aufbringung an die mit Nitrocellulose beschichtete Oberfläche. Bei geeigneter Wahl der Nitrocellulose- Schichtdicke bilden sich nach Abtrocknen des überschüssigen Wassers starke Oberflächenfärbungen aus.The sol (almost pH neutral, hardly any salt) is rebuffered by adding 5 ml of 1 M sodium carbonate solution (pH 9.6). Only sufficiently protected clusters remain in solution and do not precipitate. The sol can be concentrated by centrifugation or binds directly after application to the nitrocellulose coated surface. With a suitable choice of Nitrocellulose layer thickness develop after drying of the excess water strong surface dyeings.

Beispiel 2:Example 2: Herstellung der Clusterschicht mittels drucktechnischer VerfahrenProduction of the cluster layer by means of printing technology

Dem Sol werden nach Aufkonzentrierung um einen Faktor 10 geringe Mengen (z.B. 5%) eines neutralen Polymers (z.B. PVA) beigemengt. Dadurch wird ein Verdrucken mit herkömmlichen Tiefdruckzylindern möglich. Die Kolloide trocken zufällig orientiert mit dem Polymer in einer sehr dünnen Schicht ein. Es werden wie in Beispiel 1c) charakteristische Farben beobachtet.The sol, after concentration, is added by a factor of 10 small amounts (e.g., 5%) of a neutral polymer (e.g., PVA). This makes it possible to print with conventional gravure cylinders. The colloids are dry randomly oriented with the polymer in a very thin layer. There are observed as in Example 1c) characteristic colors.

Beispiel 3:Example 3: Herstellung der Clusterschicht mittels eines vakuumtechnischen VerfahrensProduction of the cluster layer by means of a vacuum technique

Unter Hochvakuumbedingungen (Basisdruck p<1x10-3 mbar) wird auf ein bahnförmiges Trägersubstrat, das bereits mit einer Spiegelschicht und einer Nitrocelluloseschicht als transparente Abstandsschicht versehen ist, eine Cu-Schicht mit einer Dicke von 4 nm aufgesputtert.Under high vacuum conditions (base pressure p <1x10 -3 mbar), a Cu layer with a thickness of 4 nm is sputtered onto a web-shaped carrier substrate, which is already provided with a mirror layer and a nitrocellulose layer as a transparent spacer layer.

Das Sputtern erfolgt mittels einer Magnetron-Plasma-Quelle mit einer Leistung von 20W/cm2 bei 25°C unter Verwendung von Ar mit einem Partialdruck von 5 x 10-3 mbar als Prozessgas. Die Geschwindigkeit der Bahn beträgt 0,5m/s. Unter diesen Bedingungen zeigt die Cu- Schicht ein ausgeprägtes Inselwachstum. Die Inseln mit einem mittleren Durchmesser von wenigen nm entsprechen den Clustern im nasschemischen Verfahren.
Es werden deutlich andere charakteristische Farbspektren beobachtet.
The sputtering is carried out by means of a magnetron plasma source with a power of 20 W / cm 2 at 25 ° C using Ar with a partial pressure of 5 x 10 -3 mbar as a process gas. The speed of the web is 0.5m / s. Under these conditions, the Cu layer shows pronounced island growth. The islands with a mean diameter of a few nm correspond to the clusters in the wet-chemical process.
Significantly different characteristic color spectra are observed.

Claims (11)

  1. Method for producing tamper-proof identification elements each comprising at least one layer (2) reflecting electromagnetic waves, an optically transparent spacer layer (3) and a layer formed from metallic clusters (4), a layer (2) reflecting electromagnetic waves being applied to part or all of the surface of a carrier substrate (1), the optically transparent inert spacer layer (3) is applied to part or all of the surface of this layer reflecting electromagnetic waves, and a layer formed from metallic clusters (4) is applied to this optically transparent spacer layer, characterized in that the layer of metallic clusters (4) is applied by means of vacuum technology by sputtering or vapour deposition or from solvent-based systems by means of a wet chemical or printing method, and the optically transparent spacer layer (3) is formed from at least one polymer layer of defined thickness, which is applied by painting on, varnishing, casting, spraying, printing, for example screen-printing, gravure-printing, flexographic-printing or digital printing methods, or a roll application method, a homogenous layer thickness with a tolerance of ±5% being achieved.
  2. Method for producing tamper-proof identification elements each comprising at least one layer (2) reflecting electromagnetic waves, an optically transparent inert spacer layer (3) and a layer formed from metallic clusters (4), a layer formed from metallic clusters (4) being applied to a carrier substrate (1), the optically transparent inert spacer layer (3) being applied to part or all of the surface of this layer formed of metallic clusters, and the layer (2) reflecting electromagnetic waves being applied to part or all of the surface of this optically transparent inert spacer layer (3), characterized in that the layer of metallic clusters (4) is applied by means of vacuum technology by sputtering or vapour deposition or from solvent-based systems by means of a wet chemical or printing method, and the optically transparent spacer layer (3) is formed from at least one polymer layer of defined thickness, which is applied by painting on, varnishing, casting, spraying, printing, for example screen-printing, gravure-printing, flexographic-printing or digital printing methods, or a roll application method, a homogenous layer thickness with a tolerance of ±5% being achieved.
  3. Method for producing tamper-proof identification elements each comprising at least one layer (2) reflecting electromagnetic waves, an optically transparent inert spacer layer (3) and a layer formed from metallic clusters (4), a layer (2) reflecting electromagnetic waves being applied to a first carrier substrate (1), an optically transparent inert spacer layer (3) being applied to this layer (2) reflecting electromagnetic waves, and a layer formed from metallic clusters being applied to a second transparent carrier substrate (5), characterized in that only by joining the two carrier substrates coated in this way in such a way that the layer formed from metallic clusters (4) is joined to the spacer layer (3) is the tamper-proof identification element produced and can be detected, and the layer of metallic clusters (4) is applied by means of vacuum technology by sputtering or vapour deposition or from solvent-based systems by means of a wet chemical or printing method, and the optically transparent spacer layer (3) is formed from at least one polymer layer of defined thickness, which is applied by painting on, varnishing, casting, spraying, printing, for example screen-printing, gravure-printing, flexographic-printing or digital printing methods, or a roll application method, a homogenous layer thickness with a tolerance of ±5% being achieved.
  4. Method according to one of Claims 1 to 3, characterized in that a protective layer is applied to the layer formed from metallic clusters (4).
  5. Method according to one of Claims 1 to 4, characterized in that the layer (2) reflecting electromagnetic waves or the layer formed from metallic clusters (4), to which the optically transparent inert spacer layer (3) consisting of at least one polymer layer of defined thickness is applied, is modified by means of treatment with oxidizing liquids or by means of a PVD or CVD process.
  6. Method according to one of Claims 1 to 5, characterized in that the optically transparent inert spacer layer (3) consisting of at least one polymer layer of defined thickness is structured by means of de-wetting effects.
  7. Method according to Claim 6, characterized in that the de-wetting structures of the structured optically transparent spacer layer (3) consisting of at least one polymer layer of defined thickness are transformed into one-to-one codes by means of fingerprint algorithms.
  8. Method according to either of Claims 6 and 7, characterized in that the optically transparent spacer layer (3) consisting of at least one polymer layer of defined thickness is modified by means of treatment with sodium hypochlorite, by means of a PVD or CVD process.
  9. Method according to one of Claims 1 to 8, characterized in that the optically transparent polymer spacer layer (3) consisting of at least one polymer layer of defined thickness contains a chromophore.
  10. Method according to one of Claims 1 to 9, characterized in that further functional and/or decorative layers are applied to the carrier substrate or substrates (1, 5).
  11. Method according to one of Claims 1 to 10, characterized in that the carrier substrate or substrates is/are provided with a heat-sealing lacquer (6).
EP03784094.9A 2002-08-06 2003-07-28 Method for producing tamper-proof identification elements Expired - Lifetime EP1558449B1 (en)

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AT0119102A AT413360B (en) 2002-08-06 2002-08-06 METHOD FOR PRODUCING FAKE-SECURE IDENTIFICATION FEATURES
AT11912002 2002-08-06
PCT/EP2003/008327 WO2004014663A1 (en) 2002-08-06 2003-07-28 Method for producing tamper-proof identification elements

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RU2628378C1 (en) * 2016-09-29 2017-08-16 Акционерное общество "ГОЗНАК" Valuable document protected from forgery, and method of determining its authenticity
AT523690B1 (en) 2020-03-16 2022-03-15 Hueck Folien Gmbh Flat security element with optical security features

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EP3233516B1 (en) 2014-12-15 2020-06-03 Hueck Folien Gesellschaft m.b.H. Security element with colour shift effect and fluorescent features

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US20060147640A1 (en) 2006-07-06
RU2005106243A (en) 2005-08-27
CA2494961C (en) 2012-06-26
EP1558449A1 (en) 2005-08-03
AT413360B (en) 2006-02-15
WO2004014663A1 (en) 2004-02-19
CA2494961A1 (en) 2004-02-19
ATA11912002A (en) 2005-07-15
ES2564043T3 (en) 2016-03-17
AU2003253348A1 (en) 2004-02-25
US8067056B2 (en) 2011-11-29
RU2297918C2 (en) 2007-04-27
HUE027104T2 (en) 2016-08-29

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