CN112162152B - Frequency estimation method of sine wave coherent pulse train signal based on phase straight line fitting - Google Patents
Frequency estimation method of sine wave coherent pulse train signal based on phase straight line fitting Download PDFInfo
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Abstract
Description
技术领域Technical field
本发明涉及数字信号处理技术领域,特别是一种基于相位直线拟合的正弦波相参脉冲串信号频率估计方法。The invention relates to the technical field of digital signal processing, in particular to a frequency estimation method of sine wave coherent pulse train signals based on phase straight line fitting.
背景技术Background technique
在很多工程应用领域,如雷达/声呐信号处理、通信信号处理、无源定位、计量与测试等领域,都需要对正弦波相参脉冲串信号进行高精度频率估计。对信号作FFT运算,并将最强幅度谱峰所对应的频率作为频率的估计值是一种常用的正弦波相参脉冲串信号频率估计方法(下文中简称其为FFT算法)。FFT算法的频率估计性能除受检测信噪比制约之外,还受制于其数字分辨力fs/M(fs、M分别为采样频率和FFT运算的点数)。当fs一定时,数字分辨力每提高一倍,数据存贮量和计算量就相应地增加一倍,因此,FFT算法通常不适用于需要对正弦波相参脉冲串信号进行高精度频率估计的场合。In many engineering application fields, such as radar/sonar signal processing, communication signal processing, passive positioning, measurement and testing, etc., high-precision frequency estimation of sine wave coherent pulse train signals is required. Performing an FFT operation on the signal and using the frequency corresponding to the strongest amplitude spectrum peak as the frequency estimate is a commonly used frequency estimation method for sine wave coherent pulse train signals (hereinafter referred to as the FFT algorithm). In addition to being restricted by the detection signal-to-noise ratio, the frequency estimation performance of the FFT algorithm is also restricted by its digital resolution f s /M (f s and M are the sampling frequency and the number of FFT operation points respectively). When f s is constant, every time the digital resolution is doubled, the amount of data storage and calculation will be doubled accordingly. Therefore, the FFT algorithm is usually not suitable for high-precision frequency estimation of sine wave coherent pulse train signals. occasion.
为解决此问题,人们提出了多种解决办法,其中的一种解决办法是:先利用FFT算法得到频率的粗估计值,再在该频率估计值周围一定范围内利用最大似然估计法求频率的精估计值。当频率粗估计值的误差较大时,该种频率估计方法的计算量仍然很大。人们提出的另一种有效解决办法是:先利用FFT算法得到频率的粗估计值,再利用该估计值对各个相参脉冲进行下变频,并求出下变频后的各脉冲信号的均值,然后,再采用FFT算法从各脉冲信号的均值序列中估计出频率误差,并以该频率误差估计值对频率粗估计值进行修正(下文中简称其为二级FFT算法)。二级FFT算法的计算复杂度相对较小,但仅适用于对固定重频的相参脉冲串进行频率估计,且其频率估计性能仍受检测信噪比及数字分辨力的制约。To solve this problem, people have proposed a variety of solutions. One of the solutions is to first use the FFT algorithm to obtain a rough estimate of the frequency, and then use the maximum likelihood estimation method to find the frequency within a certain range around the frequency estimate. precise estimate. When the error of the rough frequency estimate is large, the calculation amount of this frequency estimation method is still very large. Another effective solution proposed by people is to first use the FFT algorithm to obtain a rough estimate of the frequency, then use the estimate to downconvert each coherent pulse, and find the mean value of each pulse signal after downconversion, and then , and then use the FFT algorithm to estimate the frequency error from the mean sequence of each pulse signal, and use the frequency error estimate to correct the rough frequency estimate (hereinafter referred to as the two-level FFT algorithm). The computational complexity of the two-level FFT algorithm is relatively small, but it is only suitable for frequency estimation of coherent pulse trains with fixed repetition frequencies, and its frequency estimation performance is still restricted by the detection signal-to-noise ratio and digital resolution.
发明内容Contents of the invention
本发明的目的在于提供一种基于FFT算法与相位直线拟合相结合的正弦波相参脉冲串信号频率高精度迭代估计方法,能够用于重频任意变化的正弦波相参脉冲串信号的高精度频率估计。The purpose of the present invention is to provide a high-precision iterative estimation method for the frequency of sine wave coherent pulse train signals based on the combination of FFT algorithm and phase linear fitting, which can be used for high-precision estimation of sine wave coherent pulse train signals with arbitrary changes in repetition frequency. Precision frequency estimation.
实现本发明目的的技术解决方案为:一种基于相位直线拟合的正弦波相参脉冲串信号频率估计方法,包括以下步骤:The technical solution to achieve the purpose of the present invention is: a frequency estimation method of sine wave coherent pulse train signals based on phase straight line fitting, which includes the following steps:
步骤1,对输入复解析数字信号的多个脉冲分别作FFT运算,并以最强谱线所对应的频率值作为各个脉冲频率的初估计值,将各脉冲频率初估计值的平均值记作fe;Step 1: Perform FFT operations on multiple pulses of the input complex analytical digital signal, and use the frequency value corresponding to the strongest spectral line as the initial estimate of each pulse frequency. The average value of the initial estimate of each pulse frequency is recorded as f e ;
步骤2,利用各脉冲频率初估计值的平均值fe,对输入复解析数字信号进行下变频处理;Step 2: Use the average value f e of the initial estimated value of each pulse frequency to perform down-conversion processing on the input complex analytical digital signal;
步骤3,从下变频处理后的复解析数字信号中,提取各个脉冲的相位角信息;Step 3: Extract the phase angle information of each pulse from the down-converted complex analytical digital signal;
步骤4,对所得相位角数据进行预处理,调整初相角;Step 4: Preprocess the obtained phase angle data and adjust the initial phase angle;
步骤5,提取各脉冲的相位均值及中心时刻;Step 5: Extract the phase mean and center time of each pulse;
步骤6,对各脉冲的相位均值进行直线拟合运算,再根据直线似合的结果计算频率估计误差Δfe;Step 6: Perform a straight line fitting operation on the phase mean value of each pulse, and then calculate the frequency estimation error Δf e based on the straight line fitting results;
步骤7,将Δfe与设定阈值比较:当Δfe小于设定阈值时,直接输出fe作为频率的最终估计值,否则进入步骤8;Step 7: Compare Δf e with the set threshold: when Δf e is less than the set threshold, directly output f e as the final estimated value of the frequency, otherwise go to step 8;
步骤8,将频率估计值fe调整为fe=fe+Δfe,用Δfe对已下变频并经初相调整后的输入复解析数字信号再次进行下变频处理,然后转到步骤3。Step 8: Adjust the frequency estimate f e to f e = f e + Δf e , use Δf e to perform down-conversion processing again on the input complex analytical digital signal that has been down-converted and adjusted by the initial phase, and then go to step 3 .
进一步地,步骤1所述对输入复解析数字信号的多个脉冲分别作FFT运算,并以最强谱线所对应的频率值作为各个脉冲频率的初估计值,将各脉冲频率初估计值的平均值记作fe,具体如下:Further, as described in step 1, perform FFT operations on the multiple pulses of the input complex analytical digital signal, and use the frequency value corresponding to the strongest spectral line as the initial estimated value of each pulse frequency, and use the initial estimated value of each pulse frequency to The average value is denoted as f e , as follows:
记为待处理的含噪复解析正弦波相参脉冲串信号,其中0≤t≤T;w(t)是均值为零的观测白噪声;f0、θ、T、Ti、τi及P分别为信号频率、初相、持续时间、第i个脉冲的中心时刻、第i个脉冲的持续时间及脉冲个数;/>是持续时间为τi、时间中心为Ti的矩形脉冲;f0为待估计量;同时,记信号s0(t)的采样频率、采样点数分别为fs、N,采样后所得信号序列为s0(n),n=1,2,3,…,N-1;remember is the noisy complex analytical sine wave coherent pulse train signal to be processed, where 0≤t≤T; w(t) is the observation white noise with zero mean; f 0 , θ, T, Ti , τ i and P They are the signal frequency, initial phase, duration, the center moment of the i-th pulse, the duration of the i-th pulse and the number of pulses;/> is a rectangular pulse with duration τ i and time center T i ; f 0 is the quantity to be estimated; at the same time, the sampling frequency and number of sampling points of signal s 0 (t) are f s and N respectively, and the signal sequence obtained after sampling is s 0 (n), n=1,2,3,…,N-1;
对第i个脉冲信号进行M点FFT运算,M大于第i个脉冲信号的采样点数,最强谱线所对应的频率值作为各个脉冲频率的初估计值,求出全部/>后,将各脉冲频率初估计值的平均值记作fe,则/> Perform M-point FFT operation on the i-th pulse signal. M is greater than the number of sampling points of the i-th pulse signal. The frequency value corresponding to the strongest spectral line As an initial estimate of each pulse frequency, find all/> After that, the average value of the initial estimated value of each pulse frequency is recorded as f e , then/>
进一步地,步骤2所述利用各脉冲频率初估计值的平均值fe,对输入复解析数字信号进行下变频处理,具体如下:Further, as described in step 2, the average value f e of the initial estimated value of each pulse frequency is used to perform down-conversion processing on the input complex analytical digital signal, specifically as follows:
利用fe对采样信号序列s0(n)进行下变频处理,在后续的信号处理过程中,均将各脉冲持续时间之外的部分设置为零,即得下变频后的采样信号序列/>n=1,2,3,…,N-1。The sampling signal sequence s 0 (n) is down-converted using f e . In the subsequent signal processing process, the part other than the duration of each pulse is set to zero, that is Get the sampled signal sequence after downconversion/> n=1, 2, 3,..., N-1.
进一步地,步骤3所述从下变频处理后的复解析数字信号中,提取各个脉冲的相位角信息,具体如下:Further, as described in step 3, the phase angle information of each pulse is extracted from the complex analytical digital signal after downconversion processing, as follows:
计算数据序列中各个脉冲信号的相位角信息θi(n),n=0,1,2,…,Qi-1,i=1,2,3,…,P;其中Qi为第i个脉冲的采样点数;记第i个脉冲的采样数据序列为/>则/>-π≤θi(n)≤π,n=0,1,2,…,Qi-1。Compute data series The phase angle information θ i (n) of each pulse signal in Number of sampling points; record the sampling data sequence of the i-th pulse as/> then/> -π≤θ i (n)≤π, n=0, 1, 2, ..., Q i -1.
进一步地,步骤4所述对所得相位角数据进行预处理,调整初相角,具体如下:Further, as described in step 4, preprocess the obtained phase angle data and adjust the initial phase angle, specifically as follows:
1)首先判断所提取的各脉冲相位数据序列,脉内发生相位折叠现象的百分比是否超出阈值:若超过75%脉冲的脉内相位数据均发生了相位折叠现象,则调整信号初相角,并重新提取各脉冲的相位数据序列,具体调整方法:令n=0,1,2,…,N-1;然后,再提取各脉冲的相位数据序列;若脉内相位数据发生相位折叠现象的脉冲数小于75%,则对发生了相位折叠现象的脉内相位数据进行解相位折叠运算;1) First determine whether the percentage of phase folding phenomena in the pulses of each extracted pulse phase data sequence exceeds the threshold: if more than 75% of the pulse phase data in the pulses have phase folding phenomena, adjust the initial phase angle of the signal, and Re-extract the phase data sequence of each pulse, and the specific adjustment method is as follows: n = 0, 1, 2,..., N-1; then, extract the phase data sequence of each pulse; if the number of pulses with phase folding phenomenon in the phase data in the pulse is less than 75%, then the pulses with phase folding phenomenon will be Perform de-phase folding operation on internal phase data;
2)剔除各脉冲脉内相位估计值不符合要求的相位数据,具体方法是:先计算ψi(n)=θi(n+1)-θi(n),n=0,1,2,…,Q-1,再求ψ(n)的均值和标准差,当ψ(n)与其均值之差大于其标准差的3倍时,用ψ(n-1)或ψ(n+1)代替ψ(n)。2) Eliminate the phase data whose intra-pulse phase estimation value does not meet the requirements. The specific method is: first calculate ψ i (n) = θ i (n+1)-θ i (n), n = 0, 1, 2 ,..., Q-1, and then find the mean and standard deviation of ψ(n). When the difference between ψ(n) and its mean is greater than 3 times its standard deviation, use ψ(n-1) or ψ(n+1 ) instead of ψ(n).
进一步地,步骤5所述提取各脉冲的相位均值及中心时刻,具体如下;Further, as described in step 5, extract the phase mean value and center moment of each pulse, as follows;
计算经相位预处理后的各脉冲的中心时刻tci及各脉冲相位数据序列的均值Θi,得新的相位数据序列Θi(tci),i=1,2,…,P。Calculate the center time t ci of each pulse after phase preprocessing and the mean value Θ i of each pulse phase data sequence to obtain a new phase data sequence Θ i (t ci ), i=1, 2,...,P.
进一步地,步骤6所述对各脉冲的相位均值进行直线拟合运算,再根据直线似合的结果计算频率估计误差Δfe,具体如下:Further, perform a straight line fitting operation on the phase mean value of each pulse as described in step 6, and then calculate the frequency estimation error Δf e based on the straight line fitting result, as follows:
对相位数据序列Θi(tci)进行直线拟合运算,i=p,p+1,p+2,…,L-1,p、L分别为最大没发生相位折叠的相位数据段所对应的起始脉冲和最终脉冲的索引号;Perform a straight line fitting operation on the phase data sequence Θ i (t ci ), i=p, p+1, p+2,..., L-1, p and L respectively correspond to the largest phase data segment without phase folding. The index number of the starting pulse and the final pulse;
假设所得拟合的直线为Θ(tci)=2πΔfetci+θ0,i=p,p+1,p+2,…,L-1,则Δfe即为频率估计误差。Assume that the fitted straight line is Θ(t ci )=2πΔf e t ci +θ 0 , i=p, p+1, p+2,..., L-1, then Δf e is the frequency estimation error.
进一步地,步骤8所述用Δfe对已下变频并经初相调整后的输入复解析数字信号再次进行下变频处理,公式如下:Further, as described in step 8, use Δf e to perform down-conversion processing again on the input complex analytical digital signal that has been down-converted and adjusted by the initial phase. The formula is as follows:
其中,n=0,1,2,…,N-1。Among them, n=0, 1, 2,..., N-1.
本发明与现有技术相比,其显著优点为:(1)对脉内及脉间相位数据进行必要的预处理操作,频率估计精度更优;(2)在利用脉内相位数据进行相位直线拟合时,对脉间间隔无任何约束条件;(3)既可用于固定重频正弦波相参脉冲串信号的高精度频率估计,也可用于重频任意的正弦波相参脉冲串信号的高精度频率估计,应用范围更加广泛。Compared with the existing technology, the significant advantages of this invention are: (1) performing necessary preprocessing operations on intra-pulse and inter-pulse phase data, and the frequency estimation accuracy is better; (2) using intra-pulse phase data to perform phase straight line When fitting, there are no constraints on the inter-pulse interval; (3) It can be used for high-precision frequency estimation of sine wave coherent pulse train signals with fixed repetition frequency, and can also be used for sine wave coherent pulse train signals with arbitrary repetition frequency. High-precision frequency estimation has a wider range of applications.
附图说明Description of the drawings
图1为本发明基于相位直线拟合的正弦波相参脉冲串信号频率估计方法的流程图。Figure 1 is a flow chart of the frequency estimation method of sine wave coherent pulse train signals based on phase straight line fitting according to the present invention.
图2为本发明实施例中步骤3所提取的各脉冲相位数据序列示意图。Figure 2 is a schematic diagram of each pulse phase data sequence extracted in step 3 in the embodiment of the present invention.
图3为本发明实施例中步骤3所提取的各脉冲相位数据序列示意图。Figure 3 is a schematic diagram of each pulse phase data sequence extracted in step 3 in the embodiment of the present invention.
图4为本发明实施例中步骤5所提取的各脉冲相位数据序列的均值序列示意图。Figure 4 is a schematic diagram of the mean sequence of each pulse phase data sequence extracted in step 5 in the embodiment of the present invention.
图5为本发明实施例中在利用图4中所示的相位均值序列进行一次相位直线拟合后,由步骤3所提取的各脉冲相位数据序列示意图。FIG. 5 is a schematic diagram of each pulse phase data sequence extracted in step 3 after performing a phase straight line fitting using the phase mean sequence shown in FIG. 4 in the embodiment of the present invention.
图6为本发明实施例中图4中所示各脉冲相位数据序列所提取的各脉冲相位均值序列示意图。FIG. 6 is a schematic diagram of each pulse phase mean sequence extracted from each pulse phase data sequence shown in FIG. 4 in an embodiment of the present invention.
图7为本发明所提供方法与二级FFT算法在几种输入信噪比条件下的估计性能仿真结果对比图。Figure 7 is a comparison chart of the estimated performance simulation results of the method provided by the present invention and the two-level FFT algorithm under several input signal-to-noise ratio conditions.
具体实施方式Detailed ways
本发明一种基于相位直线拟合的正弦波相参脉冲串信号频率估计方法,步骤如下:The present invention is a sine wave coherent pulse train signal frequency estimation method based on phase straight line fitting. The steps are as follows:
步骤1,对输入复解析数字信号的多个脉冲分别作FFT运算,并以最强谱线所对应的频率值作为各个脉冲频率的初估计值,将各脉冲频率初估计值的平均值记作fe;Step 1: Perform FFT operations on multiple pulses of the input complex analytical digital signal, and use the frequency value corresponding to the strongest spectral line as the initial estimate of each pulse frequency. The average value of the initial estimate of each pulse frequency is recorded as f e ;
步骤2,利用各脉冲频率初估计值的平均值fe,对输入复解析数字信号进行下变频处理;Step 2: Use the average value f e of the initial estimated value of each pulse frequency to perform down-conversion processing on the input complex analytical digital signal;
步骤3,从下变频处理后的复解析数字信号中,提取各个脉冲的相位角信息;Step 3: Extract the phase angle information of each pulse from the down-converted complex analytical digital signal;
步骤4,对所得相位角数据进行预处理,调整初相角;Step 4: Preprocess the obtained phase angle data and adjust the initial phase angle;
步骤5,提取各脉冲的相位均值及中心时刻;Step 5: Extract the phase mean and center time of each pulse;
步骤6,对各脉冲的相位均值进行直线拟合运算,再根据直线似合的结果计算频率估计误差Δfe;Step 6: Perform a straight line fitting operation on the phase mean value of each pulse, and then calculate the frequency estimation error Δf e based on the straight line fitting results;
步骤7,将Δfe与设定阈值(阈值由所要求的估计精度确定)比较:当Δfe小于设定阈值时,直接输出fe作为频率的最终估计值,否则进入步骤8;Step 7: Compare Δf e with the set threshold (the threshold is determined by the required estimation accuracy): when Δf e is less than the set threshold, directly output f e as the final estimated value of the frequency, otherwise go to step 8;
步骤8,将频率估计值fe调整为fe=fe+Δfe,用Δfe对已下变频并经初相调整后的输入复解析数字信号再次进行下变频处理,然后转到步骤3。Step 8: Adjust the frequency estimate f e to f e = f e + Δf e , use Δf e to perform down-conversion processing again on the input complex analytical digital signal that has been down-converted and adjusted by the initial phase, and then go to step 3 .
进一步地,步骤1所述对输入复解析数字信号的多个脉冲分别作FFT运算,并以最强谱线所对应的频率值作为各个脉冲频率的初估计值,将各脉冲频率初估计值的平均值记作fe,具体如下:Further, as described in step 1, perform FFT operations on the multiple pulses of the input complex analytical digital signal, and use the frequency value corresponding to the strongest spectral line as the initial estimated value of each pulse frequency, and use the initial estimated value of each pulse frequency to The average value is denoted as f e , as follows:
记为待处理的含噪复解析正弦波相参脉冲串信号,其中0≤t≤T;w(t)是均值为零的观测白噪声;f0、θ、T、Ti、τi及P分别为信号频率、初相、持续时间、第i个脉冲的中心时刻、第i个脉冲的持续时间及脉冲个数;i=1,2,3,…,P;是持续时间为τi、时间中心为Ti的矩形脉冲;f0为待估计量;同时,记信号s0(t)的采样频率、采样点数分别为fs、N,采样后所得信号序列为s0(n),n=1,2,3,…,N-1;remember is the noisy complex analytical sine wave coherent pulse train signal to be processed, where 0≤t≤T; w(t) is the observation white noise with zero mean; f 0 , θ, T, Ti , τ i and P They are the signal frequency, initial phase, duration, center moment of the i-th pulse, duration of the i-th pulse and number of pulses respectively; i=1, 2, 3,...,P; is a rectangular pulse with duration τ i and time center T i ; f 0 is the quantity to be estimated; at the same time, the sampling frequency and number of sampling points of signal s 0 (t) are f s and N respectively, and the signal sequence obtained after sampling is s 0 (n), n=1, 2, 3,..., N-1;
对第i个脉冲信号进行M点FFT运算(M应大于第i个脉冲信号的采样点数,但为提高频率估计精度,应尽可能地增大M的取值;为避免较低输入信噪比条件下由各脉冲起止时刻估计不准确而引入纯接收噪声信号,应采用较保守的脉冲起止时刻估计,确保不会引入纯接收噪声信号部分),最强谱线所对应的频率值作为各个脉冲频率的初估计值,求出全部后,将各脉冲频率初估计值的平均值记作fe,则/>当输入信噪比较高时,如大于10dB时,为减少运算量,仅需计算少量脉冲的频率估计值,再取其平均值即可。Perform M-point FFT operation on the i-th pulse signal (M should be greater than the number of sampling points of the i-th pulse signal, but in order to improve the accuracy of frequency estimation, the value of M should be increased as much as possible; in order to avoid a low input signal-to-noise ratio Under certain conditions, pure reception noise signals are introduced due to inaccurate estimation of the start and end times of each pulse. A more conservative estimate of the pulse start and end times should be used to ensure that pure reception noise signals are not introduced). The frequency value corresponding to the strongest spectral line As an initial estimate of each pulse frequency, find all After that, the average value of the initial estimated value of each pulse frequency is recorded as f e , then/> When the input signal-to-noise ratio is high, such as greater than 10dB, in order to reduce the amount of calculations, it is only necessary to calculate the frequency estimates of a small number of pulses and then average them.
进一步地,步骤2所述利用各脉冲频率初估计值的平均值fe,对输入复解析数字信号进行下变频处理,具体如下:Further, as described in step 2, the average value f e of the initial estimated value of each pulse frequency is used to perform down-conversion processing on the input complex analytical digital signal, specifically as follows:
利用fe对采样信号序列s0(n)进行下变频处理,在后续的信号处理过程中,均将各脉冲持续时间之外的部分设置为零,即得下变频后的采样信号序列/>n=1,2,3,…,N-1。The sampling signal sequence s 0 (n) is down-converted using f e . In the subsequent signal processing process, the part other than the duration of each pulse is set to zero, that is Get the sampled signal sequence after downconversion/> n=1, 2, 3,..., N-1.
进一步地,步骤3所述从下变频处理后的复解析数字信号中,提取各个脉冲的相位角信息,具体如下:Further, as described in step 3, the phase angle information of each pulse is extracted from the complex analytical digital signal after downconversion processing, as follows:
计算数据序列中各个脉冲信号的相位角信息θi(n),n=0,1,2,…,Qi-1,i=1,2,3,…,P;其中Qi为第i个脉冲的采样点数;记第i个脉冲的采样数据序列为则/>-π≤θi(n)≤π,n=0,1,2,…,Qi-1。Compute data series The phase angle information θ i (n) of each pulse signal in The number of sampling points; record the sampling data sequence of the i-th pulse as then/> -π≤θ i (n)≤π, n=0, 1, 2, ..., Q i -1.
进一步地,步骤4所述对所得相位角数据进行预处理,调整初相角,具体如下:Further, as described in step 4, preprocess the obtained phase angle data and adjust the initial phase angle, specifically as follows:
1)首先判断所提取的各脉冲相位数据序列,脉内发生相位折叠现象的百分比是否超出阈值:若超过75%脉冲的脉内相位数据均发生了相位折叠现象,则调整信号初相角,并重新提取各脉冲的相位数据序列,具体调整方法:令n=0,1,2,…,N-1;然后,再提取各脉冲的相位数据序列;若脉内相位数据发生相位折叠现象的脉冲数小于75%,则对发生了相位折叠现象的脉内相位数据进行解相位折叠运算;1) First determine whether the percentage of phase folding phenomena in the pulses of each extracted pulse phase data sequence exceeds the threshold: if more than 75% of the pulse phase data in the pulses have phase folding phenomena, adjust the initial phase angle of the signal, and Re-extract the phase data sequence of each pulse, and the specific adjustment method is as follows: n = 0, 1, 2,..., N-1; then, extract the phase data sequence of each pulse; if the number of pulses with phase folding phenomenon in the phase data in the pulse is less than 75%, then the pulses with phase folding phenomenon will be Perform de-phase folding operation on internal phase data;
2)剔除各脉冲脉内相位估计值不符合要求的相位数据,具体方法是:先计算ψi(n)=θi(n+1)-θi(n),n=0,1,2,…,Q-1,再求ψ(n)的均值和标准差,当ψ(n)与其均值之差大于其标准差的3倍时,用ψ(n-1)或ψ(n+1)代替ψ(n)。2) Eliminate the phase data whose intra-pulse phase estimation value does not meet the requirements. The specific method is: first calculate ψ i (n) = θ i (n+1)-θ i (n), n = 0, 1, 2 ,..., Q-1, and then find the mean and standard deviation of ψ(n). When the difference between ψ(n) and its mean is greater than 3 times its standard deviation, use ψ(n-1) or ψ(n+1 ) instead of ψ(n).
进一步地,步骤5所述提取各脉冲的相位均值及中心时刻,具体如下;Further, as described in step 5, extract the phase mean value and center moment of each pulse, as follows;
计算经相位预处理后的各脉冲的中心时刻tci及各脉冲相位数据序列的均值Θi,得新的相位数据序列Θi(tci),i=1,2,…,P。Calculate the center time t ci of each pulse after phase preprocessing and the mean value Θ i of each pulse phase data sequence to obtain a new phase data sequence Θ i (t ci ), i=1, 2,...,P.
进一步地,步骤6所述对各脉冲的相位均值进行直线拟合运算,再根据直线似合的结果计算频率估计误差Δfe,具体如下:Further, perform a straight line fitting operation on the phase mean value of each pulse as described in step 6, and then calculate the frequency estimation error Δf e based on the straight line fitting result, as follows:
对相位数据序列Θi(tci)进行直线拟合运算,i=p,p+1,p+2,…,L-1,p、L分别为最大没发生相位折叠的相位数据段所对应的起始脉冲和最终脉冲的索引号;Perform a straight line fitting operation on the phase data sequence Θ i (t ci ), i=p, p+1, p+2,..., L-1, p and L respectively correspond to the largest phase data segment without phase folding. The index number of the starting pulse and the final pulse;
假设所得拟合的直线为Θ(tci)=2πΔfetci+θ0,i=p,p+1,p+2,…,L-1,则Δfe即为频率估计误差。Assume that the fitted straight line is Θ(t ci )=2πΔf e t ci +θ 0 , i=p, p+1, p+2,..., L-1, then Δf e is the frequency estimation error.
在进行步骤6之前,也可以先对步骤6中所得相位数据序列Θi(tci)(i=1,2,…,P)进行线性化运算,即解相位折叠运算,从而使更多的脉冲相位数据参与直线拟合运算。Before proceeding to step 6, you can also linearize the phase data sequence Θ i (t ci ) (i = 1, 2,..., P) obtained in step 6, that is, solve the phase folding operation, so as to make more The pulse phase data participates in the straight line fitting operation.
进一步地,步骤8所述用Δfe对已下变频并经初相调整后的输入复解析数字信号再次进行下变频处理,公式如下:Further, as described in step 8, use Δf e to perform down-conversion processing again on the input complex analytical digital signal that has been down-converted and adjusted by the initial phase. The formula is as follows:
其中,n=0,1,2,…,N-1。Among them, n=0, 1, 2,..., N-1.
相比于二级FFT算法,尽管本发明计算复杂度有所增大,但其频率估计精度更优,而且克服了二级FFT算法的局限性,既可用于固定重频正弦波相参脉冲串信号的高精度频率估计,也可用于重频任意变化的正弦波相参脉冲串信号的高精度频率估计,因而适用范围更广。Compared with the two-level FFT algorithm, although the calculation complexity of the present invention is increased, its frequency estimation accuracy is better, and it overcomes the limitations of the two-level FFT algorithm, and can be used for fixed repetition frequency sine wave coherent pulse trains. The high-precision frequency estimation of the signal can also be used for the high-precision frequency estimation of the sine wave coherent pulse train signal with arbitrary changes in repetition frequency, so it has a wider application range.
下面结合附图及具体实施例对本发明作进一步详细描述。The present invention will be described in further detail below with reference to the accompanying drawings and specific embodiments.
实施例Example
图1示出了本发明采用的单一正弦波相参脉冲串信号频率估计方法的具体处理步骤。本发明中待处理含噪复解析正弦型相参脉冲串信号可表示成式(1)所示形式。Figure 1 shows the specific processing steps of the single sine wave coherent pulse train signal frequency estimation method adopted in the present invention. The noisy complex analytical sinusoidal coherent pulse train signal to be processed in the present invention can be expressed in the form shown in formula (1).
式(1)中,w(t)是均值为零的观测白噪声;f0、θ、T、Ti、τi及P分别为信号频率、初相、持续时间、第i个脉冲的中心时刻、第i个脉冲的持续时间及脉冲个数;是持续时间为τi、时间中心为Ti的矩形脉冲;f0为待估计量。同时,记信号s0(t)的采样频率、采样点数分别为fs、N,采样后所得信号序列为s0(n)(n=1,2,3,…,N-1)。该信号序列的相位可表示成式(2)所示形式(本发明虽然是对采样数字信号进行处理,但文中仍用连续时间变量t表征信号相位与时间之间的对应关系,这并不影响对本发明的描述)。In formula (1), w(t) is the observation white noise with zero mean; f 0 , θ, T, Ti , τ i and P are the signal frequency, initial phase, duration and center of the i-th pulse respectively. time, duration of the i-th pulse and number of pulses; is a rectangular pulse with duration τ i and time center T i ; f 0 is the quantity to be estimated. At the same time, the sampling frequency and number of sampling points of the signal s 0 (t) are recorded as f s and N respectively, and the signal sequence obtained after sampling is s 0 (n) (n=1, 2, 3,..., N-1). The phase of the signal sequence can be expressed in the form shown in Equation (2) (Although the present invention processes sampled digital signals, the continuous time variable t is still used to represent the correspondence between the signal phase and time, which does not affect description of the invention).
式(2)中,为由w(t)所产生的相位噪声。当w(t)为均值为零的随机噪声时,/>也是均值为零的随机噪声。理论上讲,忽略/>的影响,无论是在各个脉冲持续时间内,还是在整个观测时间内,φ(t)都是随时间t线性变化的。但在对φ(t)进行数值计算时,φ(t)只能在(-π,π)范围内取值,因此,则在整个观测时间内,φ(t)实际上应是周期线性变化的,除非在整个观测时间内待处理正弦波相参脉冲串信号仅在一个周期内变化。当/>不能忽略不计时,除非/>足够强以至于淹没掉φ(t),否则φ(t)的这种变化规律仍应能观测到。In formula (2), is the phase noise generated by w(t). When w(t) is random noise with zero mean,/> It is also random noise with zero mean. Theoretically, ignore/> The influence of φ(t) changes linearly with time t, whether within each pulse duration or throughout the entire observation time. However, when performing numerical calculations on φ(t), φ(t) can only take values within the range of (-π, π). Therefore, during the entire observation time, φ(t) should actually change periodically linearly. , unless the sine wave coherent pulse train signal to be processed only changes within one cycle during the entire observation time. When/> Cannot ignore untied time unless/> Strong enough to submerge φ(t), otherwise this change pattern of φ(t) should still be observed.
对第i(i=1,2,3,…,P)个脉冲信号进行M点FFT运算(M应大于第i个脉冲信号的采样点数,但为提高频率估计精度,应尽可能地增大M的取值;为避免较低输入信噪比条件下由各脉冲起止时刻估计不准确而引入纯接收噪声信号,应采用较保守的脉冲起止时刻估计,确保不会引入纯接收噪声信号部分),得最强谱线所对应的频率值,记作求出全部后,得频率粗估计值/> Perform M-point FFT operation on the i-th (i=1, 2, 3,...,P) pulse signal (M should be greater than the number of sampling points of the i-th pulse signal, but in order to improve the frequency estimation accuracy, it should be increased as much as possible The value of M; in order to avoid the introduction of pure reception noise signals due to inaccurate estimation of the start and end times of each pulse under low input signal-to-noise ratio conditions, a more conservative estimate of the pulse start and end times should be used to ensure that the pure reception noise signal portion is not introduced) , the frequency value corresponding to the strongest spectral line is obtained, recorded as Find all After that, get a rough estimate of frequency/>
利用fe对信号序列s0(n)(n=1,2,3,…,N-1)进行下变频处理后,再提取的信号相位信息可表示成式(3)所示形式。After using f e to perform down-conversion processing on the signal sequence s 0 (n) (n = 1, 2, 3,..., N-1), the extracted signal phase information can be expressed in the form shown in equation (3).
式(3)中,Δf=f0-fe。因频率估计误差Δf通常远小于f0,所以,所提取的信号相位信息或许不再是周期变化的,至少变化周期将显著增大。In formula (3), Δf=f 0 -f e . Since the frequency estimation error Δf is usually much smaller than f 0 , the extracted signal phase information may no longer change periodically, or at least the change period will increase significantly.
受相位噪声及相位初值θ取值的影响,对信号序列s0(n)(n=1,2,3,…,N-1)进行下变频处理后所提取的脉内相位信息有可能存在超差的或发生相位折叠的数据。对所提取的相位数据进行必要的预处理是获得高精度频率估计的必要条件。affected by phase noise And the influence of the value of the initial phase value θ, the intra-pulse phase information extracted after down-conversion processing of the signal sequence s 0 (n) (n = 1, 2, 3,..., N-1) may have out-of-tolerance or phase-folded data. Necessary preprocessing of the extracted phase data is necessary to obtain high-precision frequency estimates.
图2为本实施例在利用fe对信号序列s0(n)(n=1,2,3,…,N-1)进行下变频处理后(记下变频后的信号序列为)所提取的各脉冲相位数据序列。由图2可见,所提取的各脉冲相位数据序列都发生了相位折叠现象。此种情况下,应对下变频后所得信号序列乘以因子令ejπ后,再重新提取各脉冲的相位数据序列应对。图3为本实施例在利用fe对信号序列s0(n)(n=1,2,3,…,N-1)进行下变频处理后所提取的各脉冲相位数据序列。由图3可见,后半部分脉冲的相位数据序列均发生了相位折叠现象,而前半部分脉冲的相位数据序列虽没发生相位折叠现象,但出现了个别相位估计值明显超差的问题。此种情况下,对于脉内仅发生个别相位估计明显超差的问题,可剔除该估计值,让其不参与后续计算过程。对于脉内既发生了相位折叠,又发生了个别相位超差的数据,应首先解相位折叠,再剔除个别相位超差的数据。Figure 2 shows the results extracted in this embodiment after down-converting the signal sequence s 0 (n) (n=1, 2, 3,..., N-1) using fe (the signal sequence after frequency conversion is recorded as) Each pulse phase data sequence. It can be seen from Figure 2 that phase folding occurs in each extracted pulse phase data sequence. In this case, the signal sequence obtained after downconversion should be multiplied by a factor e jπ , and then the phase data sequence of each pulse should be re-extracted. Figure 3 shows each pulse phase data sequence extracted in this embodiment after down-converting the signal sequence s 0 (n) (n = 1, 2, 3, ..., N-1) using fe . As can be seen from Figure 3, phase folding occurs in the phase data sequence of the second half of the pulse. While phase folding does not occur in the phase data sequence of the first half of the pulse, individual phase estimation values are obviously out of tolerance. In this case, if only a few phase estimates in the pulse are significantly out of tolerance, the estimated value can be eliminated so that it does not participate in the subsequent calculation process. For data with both phase folding and individual phase out-of-tolerance occurring within the pulse, the phase folding should be resolved first, and then the individual phase out-of-tolerance data should be eliminated.
对所提取的脉内相位数据进行预处理后,计算每一个脉冲的脉内相位均值,得脉内相位均值数据序列 After preprocessing the extracted intra-pulse phase data, calculate the intra-pulse phase mean value of each pulse to obtain the intra-pulse phase mean data sequence.
式(4)中,为相位均值中的噪声部分,/>图4为本发明对图3中所示的脉内相位数据序列进行预处理后,所提取的脉内相位均值序列。由图4可见,该相位均值序列发生了一次相位折叠现象。In formula (4), is the noise part in the phase mean value,/> FIG. 4 shows the intra-pulse phase mean sequence extracted by the present invention after preprocessing the intra-pulse phase data sequence shown in FIG. 3 . It can be seen from Figure 4 that a phase folding phenomenon occurs in this phase mean sequence.
在对图4中所示的脉冲相位均值序列进行直线拟合时,可以采用如下两种方法:一是对发生相位折叠现象的脉内相位均值序列进行解相位折叠运算,再进行直线拟合;二是取最大没发生相位折叠的脉内相位均值序列,如对图4中前11个脉内相位均值序列进行直线拟合。When performing straight line fitting on the pulse phase mean sequence shown in Figure 4, the following two methods can be used: one is to perform a phase folding operation on the pulse phase mean sequence where phase folding occurs, and then perform straight line fitting; The second is to take the maximum intra-pulse phase mean sequence without phase folding. For example, perform straight line fitting on the first 11 intra-pulse phase mean sequences in Figure 4.
在对脉内相位均值序列进行直线拟合,得到频差的估计值Δfe后,若Δfe小于或等于某一给定门限值,则输出频率估计值fe,频率估计过程结束。当Δfe大于某一给定门限值时,一方面按式(5)调整频率估计值,另一方面利用Δfe对已下变频信号序列(n=0,1,2,…,N-1)进行再次下变频,再依次进行各脉冲相位数据序列的提取、预处理、脉内相位均值序列的提取及频差的再次迭代估计,直至频差估计值小于某一给定门限。通常,经过两次频率误差估计值的迭代运算即可结束频率估计过程。After performing straight line fitting on the intra-pulse phase mean sequence and obtaining the frequency difference estimate Δf e , if Δf e is less than or equal to a given threshold value, the frequency estimate value f e is output, and the frequency estimation process ends. When Δf e is greater than a given threshold value, on the one hand, the frequency estimate is adjusted according to equation (5), and on the other hand, Δf e is used to adjust the down-converted signal sequence. (n = 0, 1, 2, ..., N-1), the frequency is down-converted again, and then the extraction and preprocessing of each pulse phase data sequence, the extraction of the intra-pulse phase mean sequence, and the iterative estimation of the frequency difference are performed again, until The frequency difference estimate is less than a given threshold. Usually, the frequency estimation process can be completed after two iterative operations of the frequency error estimate.
图5、图6分别为利用图4中所示的前11个脉冲的相位均值数据进行一次相位直线拟合后,得频差估计值Δfe(相应地,fe=fe+Δfe),再利用该估计值对已下变频信号序列(n=0,1,2,…,N-1)进行再次下变频后所提取的各脉冲相位数据序列及脉内相位均值序列。Figures 5 and 6 respectively show the frequency difference estimate Δf e obtained after performing a phase straight line fitting using the phase mean data of the first 11 pulses shown in Figure 4 (correspondingly, f e =f e +Δf e ) , and then use this estimated value to estimate the downconverted signal sequence (n=0, 1, 2, ..., N-1) Each pulse phase data sequence and the intra-pulse phase mean sequence extracted after down-conversion again.
图7示出了本发明所提供方法与二级FFT算法在几种输入信噪比条件下的估计性能仿真结果对比图(信号采样频率、相参脉冲串持续时间、脉冲重频及脉宽分别为100MHz、1ms、20kHz及2μs;待估计信号频率在5MHz±1.05kHz范围内均匀取值;单输入信噪比条件下的仿真次数为500次;本发明所提供方法及二级FFT算法使用相同的频率粗估计值;二级FFT算法在进行频率误差估计时,所用FFT算法的数字分辨力为7.3Hz;仿真计算时,均假设各脉冲的起止时间已知)。由图7可见,在给定的输入信噪比范围内,本发明所提供频率估计方法的估计性能均优于二级FFT算法;随着输入信噪比降低,两种频率估计方法的估计性能越来越接近。Figure 7 shows a comparison chart of the estimated performance simulation results of the method provided by the present invention and the two-stage FFT algorithm under several input signal-to-noise ratio conditions (signal sampling frequency, coherent pulse train duration, pulse repetition frequency and pulse width respectively are 100MHz, 1ms, 20kHz and 2μs; the signal frequency to be estimated takes uniform values within the range of 5MHz±1.05kHz; the number of simulations under single input signal-to-noise ratio conditions is 500 times; the method provided by the invention and the secondary FFT algorithm use the same Rough estimate of the frequency; when the secondary FFT algorithm estimates the frequency error, the digital resolution of the FFT algorithm used is 7.3Hz; during simulation calculations, it is assumed that the start and end time of each pulse is known). It can be seen from Figure 7 that within a given input signal-to-noise ratio range, the estimation performance of the frequency estimation method provided by the present invention is better than the two-stage FFT algorithm; as the input signal-to-noise ratio decreases, the estimation performance of the two frequency estimation methods closer and closer.
本发明对脉内及脉间相位数据进行必要的预处理操作,频率估计精度更优;在利用脉内相位数据进行相位直线拟合时,对脉间间隔无任何约束条件;既可用于固定重频正弦波相参脉冲串信号的高精度频率估计,也可用于重频任意的正弦波相参脉冲串信号的高精度频率估计,应用范围更加广泛。The present invention performs necessary preprocessing operations on intra-pulse and inter-pulse phase data, and the frequency estimation accuracy is better; when using intra-pulse phase data for phase straight line fitting, there are no constraints on the inter-pulse interval; it can be used to fix heavy It can also be used for high-precision frequency estimation of sine wave coherent pulse train signals with arbitrary repetition frequency, and has a wider application range.
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