CN110324844A - A kind of Secondary Users' soaking power distribution method shared based on cooperation NOMA and collaboration frequency spectrum - Google Patents
A kind of Secondary Users' soaking power distribution method shared based on cooperation NOMA and collaboration frequency spectrum Download PDFInfo
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Abstract
本发明涉及一种基于合作NOMA与协作频谱共享的次要用户强激励功率分配方法,本发明通过优化次要用户NOMA传输的功率分配因子,使作为中继的SU传输速率达到最大。不仅可以有效提高主用户PU和次要用户SU的总速率,提高系统的频谱效率,而且可以同时激励更多的次要用户SU来作为主用户PU的转发中继,解决主用户PU和次要用户SU之间用户利益矛盾问题。
The invention relates to a secondary user strong incentive power allocation method based on cooperative NOMA and cooperative spectrum sharing. The invention maximizes the transmission rate of the SU as a relay by optimizing the power allocation factor of the secondary user NOMA transmission. It can not only effectively increase the total rate of the primary user PU and secondary user SU, improve the spectral efficiency of the system, but also encourage more secondary user SUs to act as the forwarding relay of the primary user PU at the same time, solving the problem of primary user PU and secondary user SU. The conflict of user interests among users SU.
Description
技术领域technical field
本发明涉及一种基于合作NOMA(非正交多址接入技术)与协作频谱共享的次要用户强激励功率分配方法,属于通信系统技术领域。The invention relates to a secondary user strong excitation power allocation method based on cooperative NOMA (non-orthogonal multiple access technology) and cooperative spectrum sharing, and belongs to the technical field of communication systems.
背景技术Background technique
随着5G的出现,移动设备的数量急剧增长,用户接入的需求呈现指数速度的增加,但现如今频谱资源却变得十分紧缺,因此频谱资源的稀缺性与用户对速率不断提升的需求成为现在通信系统策略设计的一对主要矛盾。With the emergence of 5G, the number of mobile devices has increased sharply, and the demand for user access has increased exponentially. However, spectrum resources have become very scarce nowadays. Therefore, the scarcity of spectrum resources and the increasing demand for speed of users have become Now there is a pair of main contradictions in the strategic design of the communication system.
协作频谱共享技术是解决无线通信中频谱稀缺问题的一种有前景的方法,并且已经引起了来自行业和学术界的越来越多的研究兴趣。在协作频谱共享系统中,没有频谱接入许可的次要用户(SU)可以通过作为中继发送次要用户(SU)的信号的方式获得一定的频谱接入时间。因此,可以通过PU和SU之间的合作,提高整个通信系统的频谱利用率。Cooperative spectrum sharing techniques are a promising approach to address spectrum scarcity in wireless communications and have attracted increasing research interest from both industry and academia. In the cooperative spectrum sharing system, a secondary user (SU) without a spectrum access license can obtain a certain spectrum access time by sending a signal of the secondary user (SU) as a relay. Therefore, the spectrum utilization of the entire communication system can be improved through the cooperation between the PU and the SU.
在与协作频谱共享技术相关的大多数现有工作中,协作阶段期间的作为中继的次要用户(SU)大都在正交模式下工作。也就是说,次要用户(SU)将分配的资源(时隙或频带资源)分成两部分,一部分用于其自己的传输,另一部分专用于从主要用户(PU)转发信息。结果,次要用户(SU)不能充分利用给定的频谱或接入时间以满足他自己的需求。In most existing works related to cooperative spectrum sharing techniques, secondary users (SUs) acting as relays during the cooperative phase mostly work in orthogonal mode. That is, the secondary user (SU) divides the allocated resource (time slot or frequency band resource) into two parts, one part is used for its own transmission, and the other part is dedicated to forwarding information from the primary user (PU). As a result, the secondary user (SU) cannot fully utilize the given spectrum or access time to meet his own needs.
为了进一步提高频谱共享的效率,引入了非正交多址接入技术(NOMA)。非正交多址接入技术(NOMA)被认为是第五代移动通信(5G)最具吸引力的技术之一,允许用户同时共享相同的频谱或时隙。非正交多址接入技术(NOMA)的基本思想是在发射端使用非正交传输,在接收端不同的用户呈现出不同的功率差异,主动引入干扰信息,继而利用串行干扰消除(SIC)以实现不同用户信息的正确解调。并且由于在接收端采用了连续干扰消除,NOMA非常适合于协作通信。因此,有必要以适当的方式将NOMA与协作频谱共享技术相结合,以更好地利用频谱资源。In order to further improve the efficiency of spectrum sharing, non-orthogonal multiple access technology (NOMA) is introduced. Non-orthogonal multiple access (NOMA) is considered to be one of the most attractive technologies in fifth-generation mobile communications (5G), allowing users to share the same frequency spectrum or time slot simultaneously. The basic idea of non-orthogonal multiple access technology (NOMA) is to use non-orthogonal transmission at the transmitting end, different users at the receiving end show different power differences, actively introduce interference information, and then use serial interference cancellation (SIC ) to achieve correct demodulation of different user information. And due to the adoption of continuous interference cancellation at the receiving end, NOMA is very suitable for cooperative communication. Therefore, it is necessary to combine NOMA with cooperative spectrum sharing techniques in an appropriate manner to better utilize spectrum resources.
另一方面,协作频谱共享技术中的另一个重要问题是中继选择和功率分配。然而,大多数采用协作理论来制定和解决下行链路NOMA系统中的中继选择或功率分配问题的现有工作都是通过一定的优化策略使得整个系统的和速率、吞吐量最大化或中断概率最小化,对用户之间资源分配的公平性兼顾不足,并且没有考虑到次要用户(SU)和主要用户(PU)其自己独特的用户需求,造成了通信资源的浪费。考虑不同场景下用户的不同需求,这在通信资源稀缺,用户量快速增长的当下是极具研究意义的。On the other hand, another important issue in cooperative spectrum sharing technology is relay selection and power allocation. However, most of the existing work adopting cooperative theory to formulate and solve the relay selection or power allocation problem in the downlink NOMA system is to maximize the sum rate, throughput or outage probability of the whole system through a certain optimization strategy Minimization, insufficient consideration of the fairness of resource allocation among users, and does not take into account the unique user requirements of the secondary user (SU) and primary user (PU), resulting in a waste of communication resources. Considering the different needs of users in different scenarios, this is of great research significance at the moment when communication resources are scarce and the number of users is growing rapidly.
现今有一些关于合作NOMA和协作频谱共享的研究,也有少数结合相关博弈论考虑用户之间行为的研究。NOMA技术的原理是对不同用户相关通信资源进行非正交复用,在接收端采用SIC进行解调,从而使得更多的用户可以共享当下的通信资源,提高系统整体的频谱效率,而多用户的引入在资源分配上必然存在一定的用户行为矛盾问题。作为中继的次要用户往往是自私的,它在为主要用户进行转发信息工作的同时,也想尽可能满足自身的转发速率需求。因此,主要用户就需要制定一个激励制度来使得更多的次要用户主动参与转发工作,同时保证自身的利益不受损失。用户行为问题方面的研究,也是NOMA未来研究的一个重点。Nowadays, there are some studies on cooperative NOMA and cooperative spectrum sharing, and there are also a few studies that consider the behavior between users in combination with related game theory. The principle of NOMA technology is to perform non-orthogonal multiplexing on different user-related communication resources, and use SIC for demodulation at the receiving end, so that more users can share the current communication resources and improve the overall spectrum efficiency of the system. The introduction of the resource allocation must have certain user behavior contradictions. The secondary user as a relay is often selfish. While forwarding information for the primary user, it also wants to meet its own forwarding rate requirements as much as possible. Therefore, primary users need to develop an incentive system to enable more secondary users to actively participate in the forwarding work, while ensuring that their own interests are not lost. Research on user behavior issues is also a focus of NOMA's future research.
发明内容Contents of the invention
针对现有技术的不足,本发明提供了一种基于合作NOMA与协作频谱共享环境下的次要用户强激励功率分配方法;Aiming at the deficiencies of the prior art, the present invention provides a secondary user strong incentive power allocation method based on cooperative NOMA and cooperative spectrum sharing environment;
本发明研究了合作NOMA环境下多用户中继通信系统的性能。本发明主要研究该系统中的功率优化和中继选择问题。通过利用NOMA技术,本发明有效地提高了PU和SU的总速率,设计了一种强激励制度解决了SU与PU之间的利益矛盾,并提出一种功率分配算法,在保证PU的基本传输速率需求的基础上,最大化作为中继的SU的传输速率。The present invention studies the performance of the multi-user relay communication system under the cooperative NOMA environment. The present invention mainly studies the problems of power optimization and relay selection in the system. By utilizing the NOMA technology, the present invention effectively improves the total rate of PU and SU, designs a strong incentive system to solve the conflict of interests between SU and PU, and proposes a power allocation algorithm to ensure the basic transmission of PU Based on the rate requirement, the transmission rate of the SU acting as a relay is maximized.
设信道状态信息(CSI)已知,与传统的NOMA静态功率分配策略相比,本发明考虑下行传输的信道条件优化次要用户的功率分配因子和转发功率。并设置了主要用户传输的最小速率要求门限,用以确保作为频谱资源提供者的PU通过协作得到的性能好于直传条件。通过优化次要用户NOMA传输的功率分配因子,使作为中继的SU传输速率达到最大。它不仅可以有效提高PU和SU的总速率,提高系统的频谱效率,而且可以同时激励更多的SU来作为PU的转发中继,解决PU和SU之间用户利益矛盾问题。Assuming that the channel state information (CSI) is known, compared with the traditional NOMA static power allocation strategy, the present invention considers the channel condition of downlink transmission to optimize the power allocation factor and forwarding power of the secondary user. And set the minimum transmission rate threshold of the main user to ensure that the performance obtained by the cooperation of the PU as the spectrum resource provider is better than the direct transmission condition. By optimizing the power allocation factor of secondary user NOMA transmission, the transmission rate of SU as a relay can be maximized. It can not only effectively increase the total rate of PUs and SUs, improve the spectral efficiency of the system, but also encourage more SUs to act as forwarding relays of PUs at the same time, and solve the conflict of user interests between PUs and SUs.
本发明的技术方案为:Technical scheme of the present invention is:
一种基于合作NOMA与协作频谱共享的次要用户强激励功率分配方法,运行于基于合作NOMA的多用户中继通信系统,基于合作NOMA的多用户中继通信系统包括主要用户系统和次要用户系统,主要用户系统是指主用户PU,主用户PU包括一个主发射机PT和一个主接收机PR,次要用户系统包括K个次要用户SU,每个次要用户SU包括一个发射机和一个接收机,形成发射机-接收机对,表示为STk-SRk,主用户PU始终处于通信状态;A secondary user strong incentive power allocation method based on cooperative NOMA and cooperative spectrum sharing, which operates in a cooperative NOMA-based multi-user relay communication system. The cooperative NOMA-based multi-user relay communication system includes a primary user system and a secondary user system, the primary user system refers to the primary user PU, the primary user PU includes a primary transmitter PT and a primary receiver PR, the secondary user system includes K secondary users SU, each secondary user SU includes a transmitter and a A receiver, forming a transmitter-receiver pair, denoted as ST k -SR k , the primary user PU is always in the communication state;
主用户PU具有接入带宽的使用权,但是在PT和PR之间直接传输的信道条件很差。另一方面,每个SU想要获得频谱接入时间来发送其自己的信号。但主用户PU控制接入带宽的分配权。因此,SU必须帮助PU进行转发,才能有机会发送自己的信号。为了更好地利用带宽资源,使用协作传输策略,包括两个传输阶段:直接传输阶段和NOMA合作转发阶段,包括步骤如下:The primary user PU has the right to use the access bandwidth, but the channel condition for direct transmission between the PT and the PR is poor. On the other hand, each SU wants to get spectrum access time to send its own signal. But the primary user PU controls the allocation right of the access bandwidth. Therefore, the SU must help the PU to retransmit in order to have a chance to send its own signal. In order to make better use of bandwidth resources, a cooperative transmission strategy is used, which includes two transmission stages: the direct transmission stage and the NOMA cooperative forwarding stage, including the following steps:
(1)直接传输阶段,在协作通信时段的前半个周期内进行; (1) The direct transmission stage is carried out in the first half cycle of the cooperative communication period;
为了方便分析,本发明假设选择任意一个次要用户SU即STk-SRk作为中继,主用户PU的主发射机PT将其数据广播到主接收机PR和所选作为中继的次要用户SU的发送机STk;For the convenience of analysis, the present invention assumes that any secondary user SU, that is, ST k -SR k , is selected as a relay, and the primary transmitter PT of the primary user PU broadcasts its data to the primary receiver PR and the selected secondary user SU as the relay. the transmitter ST k of the user SU;
主接收机PR接收到信号yPT,PR,如式(Ⅰ)所示:The main receiver PR receives the signal y PT, PR , as shown in formula (I):
yPT,PR=hPT,PRxP+ωPT,PR (Ⅰ)y PT, PR = h PT, PR x P + ω PT, PR (I)
式(Ⅰ)中,hPT,PR为主发射机PT和主接收机PR之间的信道增益,ωPT,PR为主发射机PT和主接收机PR之间的高斯白噪声,xP为主用户PU的信号;In formula (Ⅰ), h PT, PR is the channel gain between the main transmitter PT and the main receiver PR, ω PT, PR is the Gaussian white noise between the main transmitter PT and the main receiver PR, x P is The signal of the main user PU;
主接收机PR实现的直接传输速率为:The direct transfer rate achieved by the main receiver PR is:
SNRPT,PR表示从主发射机PT发送到主接收机PR的信号的信噪比,由于主发射机PT到主接收机PR的信道条件非常差,导致非常小的直接传输速率Rd,因此必须选择SU作为中继用于PU的传输。本发明认为主接收机PR实现的直接传输速率Rd忽略不计;SNR PT, PR represents the signal-to-noise ratio of the signal sent from the main transmitter PT to the main receiver PR, since the channel condition from the main transmitter PT to the main receiver PR is very poor, resulting in a very small direct transmission rate R d , so The SU must be selected as a relay for the PU's transmission. The present invention considers that the direct transmission rate R d realized by the main receiver PR is negligible;
次要用户SU的发送机STk接收信号如式(Ⅱ)所示:The transmitter ST k of the secondary user SU receives the signal As shown in formula (II):
式(Ⅱ)中,为主发射机PT和发送机STk之间的高斯白噪声,为主发射机PT和发送机STk之间的信道增益;In formula (Ⅱ), Gaussian white noise between primary transmitter PT and transmitter ST k , channel gain between primary transmitter PT and transmitter ST k ;
(2)NOMA合作转发阶段,在协作通信时段的后半个周期内进行;(2) The NOMA cooperative forwarding stage is carried out in the second half period of the cooperative communication period;
对于次要用户SU,本发明假设每个次要用户SU成功解码在第一阶段中从主用户PU接收的信号;因此,本发明更关注于次要用户发送机ST和主要用户接收机PR、次要用户接收机STk之间的中继过程。次要用户SU的发送机STk对在直接传输阶段中接收的信号进行解码,并与自己的信号叠加生成非正交信号,次要用户SU的发送机STk使用NOMA的传送方式,共享频带和时间资源,通过根据主用户PU和次要用户SU的信道增益条件,将最佳的次要用户SU转发功率给主用户PU和次要用户SU分配不同的功率分配因子来区分不同用户的信号,即将分配给次要用户SU,将分配给主用户PU;同时将叠加生成的非正交信号转发到主用户PU的接收机PR及次要用户SU的接收机SRk,并在次要用户SU的接收机SRk和主用户PU的接收机PR处采用串行干扰消除(SIC)的方法进行解调,解调包括:先将次要用户SU的信息当做干扰,解码主用户PU的信息,再解码次要用户SU的信息;而在这个解调过程中存在一定的利益冲突,由于SU是自私的,SU不会主动消耗自身的转发功率来帮助PU进行转发,因此PU需要制定一定的激励机制来诱导SU进行转发,本发明中,在这个解调过程中主用户PU通过和次要用户SU共享授权频谱和制定功率分配因子来奖励SU的转发;从而解决二者的利益冲突。For the secondary users SU, the invention assumes that each SU successfully decodes the signal received from the primary user PU in the first phase; therefore, the invention focuses more on the secondary user transmitter ST and the primary user receiver PR, Relay procedure between secondary user receivers STk. The transmitter ST k of the secondary user SU decodes the signal received in the direct transmission phase, and superimposes with its own signal to generate a non-orthogonal signal. The transmitter ST k of the secondary user SU uses the NOMA transmission method to share the frequency band and time resources, according to the channel gain conditions of the primary user PU and the secondary user SU, the optimal secondary user SU forwarding power Assign different power allocation factors to primary user PU and secondary user SU To distinguish the signals of different users, the upcoming Assigned to the secondary user SU, the distributed to the primary user PU; at the same time, the superimposed non-orthogonal signal is forwarded to the receiver PR of the primary user PU and the receiver SR k of the secondary user SU, and the receiver SR k of the secondary user SU and the primary user PU The serial interference cancellation (SIC) method is used at the receiver PR to perform demodulation, and the demodulation includes: first taking the information of the secondary user SU as interference, decoding the information of the primary user PU, and then decoding the information of the secondary user SU; However, there is a certain conflict of interests in this demodulation process. Since the SU is selfish, the SU will not actively consume its own forwarding power to help the PU forward. Therefore, the PU needs to formulate a certain incentive mechanism to induce the SU to forward. The present invention In this demodulation process, the primary user PU rewards SU's forwarding by sharing the authorized spectrum with the secondary user SU and formulating power allocation factors; thus solving the conflict of interests between the two.
提出的合作NOMA系统的目标是在满足PU的基本传输速率条件的同时最大化所选SU的效用值。本发明提出了一种联合优化发送功率、功分因子的优化算法。满足主用户PU的基本传输速率条件的同时最大化所选次要用户SU的效用值的目标函数及限制条件C1-C3如式(Ⅲ)所示:The goal of the proposed cooperative NOMA system is to maximize the utility value of selected SUs while satisfying the basic transmission rate condition of PUs. The invention proposes an optimization algorithm for joint optimization of transmission power and power division factor. The objective function and constraints C1-C3 of maximizing the utility value of the selected secondary user SU while satisfying the basic transmission rate condition of the primary user PU are shown in formula (Ⅲ):
式(Ⅲ)中,USU是指次要用户SU的效用值,是指在第k个次用户的接收机SRk得到的传输速率,α1k是指主用户PU的功率分配因子,α2k是指次要用户SU的功率分配因子,λk是指次要用户SU的单位功耗成本,Pk为该传输中的次要用户SU的转发功率,PMAX是指次要用户转发功率的功率限制;UPU是指主用户PU的效用值,RV是指主用户PU在NOMA合作转发阶段通过NOMA合作传输获得所需的速率;In formula (Ⅲ), U SU refers to the utility value of the secondary user SU, refers to the transmission rate obtained by the receiver SR k of the kth secondary user, α 1k refers to the power allocation factor of the primary user PU, α 2k refers to the power allocation factor of the secondary user SU, λ k refers to the secondary user The unit power consumption cost of the SU, P k is the forwarding power of the secondary user SU in the transmission, P MAX is the power limit of the secondary user’s forwarding power; U PU is the utility value of the primary user PU, and R V is the The primary user PU obtains the required rate through NOMA cooperative transmission during the NOMA cooperative forwarding phase;
C1表示基于合作NOMA的多用户中继通信系统中主用户PU得到的效用值大于它本身所需的传输速率RV;C2表示功率分配因子是合理的并且主用户PU的功率分配因子总是大于次要用户SU的功率分配因子;C3表示次要用户SU的转发功率不超过PMAX;C1 indicates that the utility value obtained by the primary user PU in the multi-user relay communication system based on cooperative NOMA is greater than its own required transmission rate R V ; C2 indicates that the power allocation factor is reasonable and the power allocation factor of the primary user PU is always greater than The power allocation factor of the secondary user SU; C3 indicates that the forwarding power of the secondary user SU does not exceed P MAX ;
通过式(Ⅲ)计算出最佳的次要用户SU转发功率最佳的主用户PU的功率分配因子及次要用户SU的功率分配因子功率分配因子分别如式(Ⅳ)、(Ⅴ)、(Ⅵ)所示:Calculate the optimal secondary user SU forwarding power by formula (Ⅲ) The optimal power allocation factor of the primary user PU and the power allocation factor of the secondary user SU Power allocation factor Respectively as shown in formula (IV), (V), (VI):
式(Ⅳ)、(Ⅴ)、(Ⅵ)中,γ是指主用户PU本身所需要的传输信干躁比,表示次要用户SU的发射机STk和主用户PU的主接收机PR之间信道增益和噪声功率的比值,表示次要用户SU的发射机STk和次要用户SU的接收机SRk之间信道增益和噪声功率的比值。In formulas (Ⅳ), (Ⅴ) and (Ⅵ), γ refers to the transmission signal-to-interference ratio required by the primary user PU itself, Denotes the ratio of channel gain to noise power between the transmitter ST k of the secondary user SU and the primary receiver PR of the primary user PU, Indicates the ratio of channel gain to noise power between the transmitter ST k of the secondary user SU and the receiver SR k of the secondary user SU.
本发明求解出选择任意SU来作为中继时最佳的SU转发功率最佳的主要用户PU的功率分配因子及次要用户SU的功率分配因子功率分配因子就可以得到每一个作为备选中继的SU进行合作传输时的系统最优资源分配方案。The present invention solves the optimal SU forwarding power when selecting any SU as a relay Optimal Power Allocation Factor for Primary User PU and the power allocation factor of the secondary user SU Power allocation factor The optimal resource allocation scheme of the system when each SU as a relay relay is cooperatively transmitted can be obtained.
具体过程如下:The specific process is as follows:
1.假设信道状态已知,主用户PU广播给所有可以作为备选中继的次要用户SU发送一个合作转发请求,表明自己需要寻求一个中继来进行合作NOMA传输,根据式(Ⅴ)、(Ⅵ)给出一个功率分配因子方案 1. Assuming that the channel state is known, the primary user PU broadcasts a cooperative forwarding request to all secondary users SU that can be used as alternate relays, indicating that they need to seek a relay for cooperative NOMA transmission. According to formula (Ⅴ), (Ⅵ) Give a power allocation factor scheme
2.如果第k个次要用户SU想要进行合作传输,根据式(Ⅳ),计算最佳的次要用户SU转发功率并上报PU。2. If the kth secondary user SU wants to perform cooperative transmission, according to formula (IV), calculate the optimal secondary user SU forwarding power And report the PU.
3.主用户PU接收到所有k个次要用户SU上报的最佳的次要用户SU转发功率选择出让基于合作NOMA的多用户中继通信系统和速率最大的次要用户SU来作为中继。3. The primary user PU receives the best secondary user SU forwarding power reported by all k secondary user SUs Select the cooperative NOMA-based multi-user relay communication system and the secondary user SU with the highest rate as the relay.
根据本发明优选的,NOMA合作转发阶段,目标函数的推理过程如下所示:Preferably, according to the present invention, in the NOMA cooperative forwarding stage, the reasoning process of the objective function is as follows:
连续干扰消除(SIC)应用于主接收机PR和接收机SR,用于解码非正交NOMA信号,对于主用户PU,主接收机PR处得到的信息传输速率如式(Ⅶ)所示:Sequential Interference Cancellation (SIC) is applied to the primary receiver PR and receiver SR to decode non-orthogonal NOMA signals. For the primary user PU, the information transmission rate obtained at the primary receiver PR is shown in Equation (VII):
式(Ⅶ)中,σ2为噪声功率,为从发送机STk到主接收机PR的信道增益,α1k是主用户PU的功率分配因子,α2k是次要用户SU的功率分配因子;Pk为该传输中的次要用户SU的转发功率;In formula (Ⅶ), σ 2 is the noise power, is the channel gain from the transmitter ST k to the primary receiver PR, α 1k is the power allocation factor of the primary user PU, and α 2k is the power allocation factor of the secondary user SU; P k is the power allocation factor of the secondary user SU in this transmission forwarding power;
对于主用户PU,由于PT和PR之间的信道条件差,本发明认为直接传输速率Rd忽略不计,设定主用户PU需要在NOMA合作转发阶段通过NOMA合作传输获得所需的速率为RV,定义γ为主用户PU的所需求的SINR(信号与干扰加噪声比);For the primary user PU, due to the poor channel condition between PT and PR, the present invention considers that the direct transmission rate R d is negligible, and the primary user PU needs to obtain the required rate through NOMA cooperative transmission in the NOMA cooperative forwarding stage as R V ,definition γ is the required SINR (signal to interference plus noise ratio) of the primary user PU;
主用户PU的效用函数如式(Ⅷ)所示:The utility function of the primary user PU is shown in formula (Ⅷ):
可以看出只有在直接传输速率很小时PU才会寻求中继传输。It can be seen that only when the direct transfer rate is small, the PU will seek relay transfer.
对于次要用户SU,在接收机SRk处得到的信息传输速率如式(Ⅸ)所示:For the secondary user SU, the information transmission rate obtained at the receiver SR k is shown in equation (IX):
式(Ⅸ)中,σ2是噪声功率,为从发送机STk到接收机SRk的信道增益;In formula (Ⅸ), σ2 is the noise power, is the channel gain from transmitter ST k to receiver SR k ;
因此,次要用户SU的效用函数如式(Ⅹ)所示:Therefore, the utility function of the secondary user SU is shown in formula (Ⅹ):
式(Ⅹ)中,λk为SU的单位功耗成本;In formula (Ⅹ), λ k is the unit power consumption cost of SU;
由于SU是自私和理性的,没有义务浪费功率资源来帮助PU转发信息。在提出的系统中,为了激励SU,本发明最大化次要用户SU的效用值,而对于主用户PU,只需要满足PU的传输速率达到需求RV,并且RV总是大于直接传输速率Rd;Since SU is selfish and rational, there is no obligation to waste power resources to help PU forward information. In the proposed system, in order to motivate the SU, the present invention maximizes the utility value of the secondary user SU, while for the primary user PU, it only needs to satisfy the transmission rate of the PU to reach the requirement R V , and R V is always greater than the direct transmission rate R d ;
提出的合作NOMA系统的目标是在满足主用户PU的基本传输速率条件的同时最大化所选次要用户SU的效用值,本发明提出了一种联合优化发送功率、功分因子的优化算法。目标函数、限制条件C1-C3如式(Ⅲ)所示:The goal of the proposed cooperative NOMA system is to maximize the utility value of the selected secondary user SU while satisfying the basic transmission rate condition of the primary user PU. The present invention proposes an optimization algorithm that jointly optimizes the transmission power and power division factor. The objective function and restrictive conditions C1-C3 are shown in formula (Ⅲ):
根据本发明优选的,最佳的SU转发功率最佳的主用户PU的功率分配因子及次要用户SU的功率分配因子功率分配因子即式(Ⅳ)、(Ⅴ)、(Ⅵ)的推理过程如下:According to the preferred and optimal SU forwarding power of the present invention The optimal power allocation factor of the primary user PU and the power allocation factor of the secondary user SU Power allocation factor That is, the reasoning process of formulas (Ⅳ), (Ⅴ) and (Ⅵ) is as follows:
将限制条件C2代入到UPU和USU,得到式(Ⅺ)、式(Ⅻ):Substituting the constraint condition C2 into U PU and U SU , the formulas (Ⅺ) and (Ⅻ) are obtained:
次要用户SU的效用函数是关于α2k递增的,根据式(Ⅺ)获得因此,次要用户SU只有在时才有最大效用值,此时,PU的收益等于RV;The utility function of the secondary user SU is increasing with respect to α 2k , obtained according to formula (Ⅺ) Therefore, the secondary user SU is only available on Only when there is the maximum utility value, at this time, the income of PU is equal to R V ;
虽然此时PU的收益等于RV,但PU仍然得到了一个比直接传输更高的传输速率。因此PU仍然可以从合作传输中获得增益。本发明可以简化优化问题式(Ⅲ),得到式(ⅩⅢ):Although the revenue of PU is equal to R V at this time, PU still gets a higher transfer rate than direct transfer. So the PU can still gain from cooperative transmission. The present invention can simplify optimization problem formula (Ⅲ), obtain formula (ⅩⅢ):
s.t.Pk≤PMAx stP k ≤ P MAx
最佳的SU转发功率下,次要用户SU的最大效用如式(ⅩⅣ)所示:Best SU forwarding power , the maximum utility of the secondary user SU is shown in formula (ⅩⅣ):
对式(ⅩⅣ)求解其一阶倒数和二阶倒数,分别如式(ⅩⅤ)(ⅩⅥ)所示:The first-order reciprocal and the second-order reciprocal of formula (XIV) are solved, respectively, as shown in formula (XV) (XVI):
式(ⅩⅥ)是恒为负的,得出结论:当式(ⅩⅤ)为零时得到最大的效用值,因此,计算出最佳的SU转发功率最佳的主用户PU的功率分配因子及次要用户SU的功率分配因子功率分配因子如式(Ⅳ)、(Ⅴ)、(Ⅵ)所示:Equation (XVI) is always negative, and it can be concluded that when Equation (XV) is zero, the maximum utility value is obtained. Therefore, the optimal SU forwarding power is calculated The optimal power allocation factor of the primary user PU and the power allocation factor of the secondary user SU Power allocation factor As shown in formulas (IV), (V), and (VI):
根据本发明优选的,为了最大化整个系统的吞吐量,选择使得和速率最大的次要用户SUselect作为中继,从而可以达到提升整体系统性能的目的,如式(ⅩⅦ)所示:Preferably according to the present invention, in order to maximize the throughput of the entire system, select the secondary user SU select that makes the sum rate maximum as a relay, so as to achieve the purpose of improving the overall system performance, as shown in formula (XVII):
式(ⅩⅦ)中,κ={1,2,...,K}表示K个备选为中继的次要用户的集合,是指选择第k个次要用户作为中继时主要用户PU得到的效用值,是指选择第k个次要用户作为中继时次要用户SU得到的效用值。In the formula (XVII), κ={1, 2, ..., K} represents the set of K secondary users who can be selected as relays, Refers to the utility value obtained by the primary user PU when the kth secondary user is selected as the relay, refers to the utility value obtained by the secondary user SU when the kth secondary user is selected as the relay.
本发明的有益效果为:The beneficial effects of the present invention are:
1、本发明所述协作NOMA协作频谱共享系统中的功率优化中继选择方法,通过分析协作NOMA系统的传输速率和利用对数函数的性质,构建出了相应的效用函数和优化问题,并将所研究的优化问题通过低复杂度求解算法获得最优解,最终实现最大化系统的和速率的目标。1. The power-optimized relay selection method in the cooperative NOMA cooperative spectrum sharing system of the present invention, by analyzing the transmission rate of the cooperative NOMA system and utilizing the properties of the logarithmic function, a corresponding utility function and an optimization problem are constructed, and the The optimization problem studied obtains the optimal solution through a low-complexity solving algorithm, and finally achieves the goal of maximizing the sum rate of the system.
2、本发明考虑了用户之间资源分配的公平性、兼顾性,充分考虑到了次要用户(SU)和主要用户(PU)其自己独特的用户需求,并且给予SU足够的激励使得SU主动争取作为中继的权利,使得通信系统的设计更为合理。2. The present invention considers the fairness and balance of resource allocation between users, fully considers the unique user needs of secondary users (SU) and primary users (PU), and gives sufficient incentives to SUs to make SUs actively strive for The right to act as a relay makes the design of the communication system more reasonable.
附图说明Description of drawings
图1是本发明基于合作NOMA的多用户中继通信系统模型示意图;Fig. 1 is a schematic diagram of a multi-user relay communication system model based on cooperative NOMA in the present invention;
图2是理想的功率分配因子随主用户PU需求的SINR变化的仿真结果示意图;Fig. 2 is a schematic diagram of the simulation results of the ideal power allocation factor changing with the SINR demanded by the primary user PU;
图3是理想的SU中继功率随主用户PU需求的SINR变化的仿真结果示意图;Fig. 3 is a schematic diagram of the simulation results of the ideal SU relay power changing with the SINR demanded by the primary user PU;
图4是总的效用值和随机策略的比较示意图。Figure 4 is a schematic diagram of the comparison of the total utility value and the random strategy.
具体实施方式Detailed ways
下面结合说明书附图和实施例对本发明作进一步限定,但不限于此。The present invention will be further limited below in conjunction with the accompanying drawings and embodiments, but not limited thereto.
实施例1Example 1
一种基于合作NOMA与协作频谱共享的次要用户强激励功率分配方法,运行于基于合作NOMA的多用户中继通信系统,如图1所示,基于合作NOMA的多用户中继通信系统包括主要用户系统和次要用户系统,主要用户系统是指主用户PU,主用户PU包括一个主发射机PT和一个主接收机PR,次要用户系统包括K个次要用户SU,每个次要用户SU包括一个发射机和一个接收机,形成发射机-接收机对,表示为STk-SRk,主用户PU始终处于通信状态;A secondary user strong incentive power allocation method based on cooperative NOMA and cooperative spectrum sharing, which operates in a multi-user relay communication system based on cooperative NOMA, as shown in Figure 1, the multi-user relay communication system based on cooperative NOMA includes the main The user system and the secondary user system, the primary user system refers to the primary user PU, the primary user PU includes a primary transmitter PT and a primary receiver PR, the secondary user system includes K secondary users SU, each secondary user SU includes a transmitter and a receiver, forming a transmitter-receiver pair, denoted as ST k -SR k , and the primary user PU is always in the communication state;
主用户PU具有接入带宽的使用权,但是在PT和PR之间直接传输的信道条件很差。另一方面,每个SU想要获得频谱接入时间来发送其自己的信号。但主用户PU控制接入带宽的分配权。因此,SU必须帮助PU进行转发,才能有机会发送自己的信号。为了更好地利用带宽资源,使用协作传输策略,包括两个传输阶段:直接传输阶段和NOMA合作转发阶段,包括步骤如下:The primary user PU has the right to use the access bandwidth, but the channel condition for direct transmission between the PT and the PR is poor. On the other hand, each SU wants to get spectrum access time to send its own signal. But the primary user PU controls the allocation right of the access bandwidth. Therefore, the SU must help the PU to retransmit in order to have a chance to send its own signal. In order to make better use of bandwidth resources, a cooperative transmission strategy is used, which includes two transmission stages: the direct transmission stage and the NOMA cooperative forwarding stage, including the following steps:
(1)直接传输阶段,在协作通信时段的前半个周期内进行; (1) The direct transmission stage is carried out in the first half cycle of the cooperative communication period;
为了方便分析,本发明假设选择任意一个次要用户SU即STk-SRk作为中继,主用户PU的主发射机PT将其数据广播到主接收机PR和所选作为中继的次要用户SU的发送机STk;For the convenience of analysis, the present invention assumes that any secondary user SU, that is, ST k -SR k , is selected as a relay, and the primary transmitter PT of the primary user PU broadcasts its data to the primary receiver PR and the selected secondary user SU as the relay. the transmitter ST k of the user SU;
主接收机PR接收到信号yPT,PR,如式(Ⅰ)所示:The main receiver PR receives the signal y PT, PR , as shown in formula (I):
yPT,PR=hPT,PRxP+ωPT,PR (Ⅰ)y PT, PR = h PT, PR x P + ω PT, PR (I)
式(Ⅰ)中,hPT,PR为主发射机PT和主接收机PR之间的信道增益,ωPT,PR为主发射机PT和主接收机PR之间的高斯白噪声,xP为主用户PU的信号;In formula (Ⅰ), h PT, PR is the channel gain between the main transmitter PT and the main receiver PR, ω PT, PR is the Gaussian white noise between the main transmitter PT and the main receiver PR, x P is The signal of the main user PU;
主接收机PR实现的直接传输速率为:The direct transfer rate achieved by the main receiver PR is:
SNRPT,PR表示从主发射机PT发送到主接收机PR的信号的信噪比,由于主发射机PT到主接收机PR的信道条件非常差,导致非常小的直接传输速率Rd,因此必须选择SU作为中继用于PU的传输。本发明认为主接收机PR实现的直接传输速率Rd忽略不计;SNR PT, PR represents the signal-to-noise ratio of the signal sent from the main transmitter PT to the main receiver PR, since the channel condition from the main transmitter PT to the main receiver PR is very poor, resulting in a very small direct transmission rate R d , so The SU must be selected as a relay for the PU's transmission. The present invention considers that the direct transmission rate R d realized by the main receiver PR is negligible;
次要用户SU的发送机STk接收信号如式(Ⅱ)所示:The transmitter ST k of the secondary user SU receives the signal As shown in formula (II):
式(Ⅱ)中,为主发射机PT和发送机STk之间的高斯白噪声,为主发射机PT和发送机STk之间的信道增益;In formula (Ⅱ), Gaussian white noise between primary transmitter PT and transmitter ST k , channel gain between primary transmitter PT and transmitter ST k ;
(2)NOMA合作转发阶段,在协作通信时段的后半个周期内进行;(2) The NOMA cooperative forwarding stage is carried out in the second half period of the cooperative communication period;
对于次要用户SU,本发明假设每个次要用户SU成功解码在第一阶段中从主用户PU接收的信号;因此,本发明更关注于次要用户发送机ST和主要用户接收机PR、次要用户接收机STk之间的中继过程。次要用户SU的发送机STk对在直接传输阶段中接收的信号进行解码,并与自己的信号叠加生成非正交信号,次要用户SU的发送机STk使用NOMA的传送方式,共享频带和时间资源,通过根据主用户PU和次要用户SU的信道增益条件,将最佳的次要用户SU转发功率给次要用户SU和主用户PU分配不同的功率分配因子来区分不同用户的信号,即将分配给次要用户SU,将分配给主用户PU;同时将叠加生成的非正交信号转发到主用户PU的接收机PR及次要用户SU的接收机SRk,并在次要用户SU的接收机SRk和主用户PU的接收机PR处采用串行干扰消除(SIC)的方法进行解调,解调包括:先将次要用户SU的信息当做干扰,解码主用户PU的信息,再解码次要用户SU的信息;而在这个解调过程中存在一定的利益冲突,由于SU是自私的,SU不会主动消耗自身的转发功率来帮助PU进行转发,因此PU需要制定一定的激励机制来诱导SU进行转发,本发明中,在这个解调过程中主用户PU通过和次要用户SU共享授权频谱和制定功率分配因子来奖励SU的转发;从而解决二者的利益冲突。For the secondary users SU, the invention assumes that each SU successfully decodes the signal received from the primary user PU in the first phase; therefore, the invention focuses more on the secondary user transmitter ST and the primary user receiver PR, Relay procedure between secondary user receivers STk. The transmitter ST k of the secondary user SU decodes the signal received in the direct transmission phase, and superimposes with its own signal to generate a non-orthogonal signal. The transmitter ST k of the secondary user SU uses the NOMA transmission method to share the frequency band and time resources, according to the channel gain conditions of the primary user PU and the secondary user SU, the optimal secondary user SU forwarding power Assign different power allocation factors to the secondary user SU and the primary user PU To distinguish the signals of different users, the upcoming Assigned to the secondary user SU, the distributed to the primary user PU; at the same time, the superimposed non-orthogonal signal is forwarded to the receiver PR of the primary user PU and the receiver SR k of the secondary user SU, and the receiver SR k of the secondary user SU and the primary user PU The serial interference cancellation (SIC) method is used at the receiver PR to perform demodulation, and the demodulation includes: first taking the information of the secondary user SU as interference, decoding the information of the primary user PU, and then decoding the information of the secondary user SU; However, there is a certain conflict of interests in this demodulation process. Since the SU is selfish, the SU will not actively consume its own forwarding power to help the PU forward. Therefore, the PU needs to formulate a certain incentive mechanism to induce the SU to forward. The present invention In this demodulation process, the primary user PU rewards SU's forwarding by sharing the authorized spectrum with the secondary user SU and formulating power allocation factors; thus solving the conflict of interests between the two.
提出的合作NOMA系统的目标是在满足PU的基本传输速率条件的同时最大化所选SU的效用值。本发明提出了一种联合优化发送功率、功分因子的优化算法。满足主用户PU的基本传输速率条件的同时最大化所选次要用户SU的效用值的目标函数及限制条件C1-C3如式(Ⅲ)所示:The goal of the proposed cooperative NOMA system is to maximize the utility value of selected SUs while satisfying the basic transmission rate condition of PUs. The invention proposes an optimization algorithm for joint optimization of transmission power and power division factor. The objective function and constraints C1-C3 of maximizing the utility value of the selected secondary user SU while satisfying the basic transmission rate condition of the primary user PU are shown in formula (Ⅲ):
式(Ⅲ)中,USU是指次要用户SU的效用值,是指在第k个次用户的接收机SRk得到的传输速率,α1k是指主用户PU的功率分配因子,α2k是指次要用户SU的功率分配因子,λk是指次要用户SU的单位功耗成本,Pk为该传输中的次要用户SU的转发功率,PMAX是指次要用户转发功率的功率限制;UPU是指主用户PU的效用值,RV是指主用户PU在NOMA合作转发阶段通过NOMA合作传输获得所需的速率;In formula (Ⅲ), U SU refers to the utility value of the secondary user SU, refers to the transmission rate obtained by the receiver SR k of the kth secondary user, α 1k refers to the power allocation factor of the primary user PU, α 2k refers to the power allocation factor of the secondary user SU, λ k refers to the secondary user The unit power consumption cost of the SU, P k is the forwarding power of the secondary user SU in the transmission, P MAX is the power limit of the secondary user’s forwarding power; U PU is the utility value of the primary user PU, and R V is the The primary user PU obtains the required rate through NOMA cooperative transmission during the NOMA cooperative forwarding phase;
C1表示基于合作NOMA的多用户中继通信系统中主用户PU得到的效用值大于它本身所需的传输速率RV;C2表示功率分配因子是合理的并且主用户PU的功率分配因子总是大于次要用户SU的功率分配因子;C3表示次要用户SU的转发功率不超过PMAX;C1 indicates that the utility value obtained by the primary user PU in the multi-user relay communication system based on cooperative NOMA is greater than its own required transmission rate R V ; C2 indicates that the power allocation factor is reasonable and the power allocation factor of the primary user PU is always greater than The power allocation factor of the secondary user SU; C3 indicates that the forwarding power of the secondary user SU does not exceed P MAX ;
通过式(Ⅲ)计算出最佳的次要用户SU转发功率最佳的主用户PU的功率分配因子及次要用户SU的功率分配因子功率分配因子分别如式(Ⅳ)、(Ⅴ)、(Ⅵ)所示:Calculate the optimal secondary user SU forwarding power by formula (Ⅲ) The optimal power allocation factor of the primary user PU and the power allocation factor of the secondary user SU Power allocation factor Respectively as shown in formula (IV), (V), (VI):
式(Ⅳ)、(Ⅴ)、(Ⅵ)中,γ是指主用户PU本身所需要的传输信干躁比,表示次要用户SU的发射机STk和主用户PU的主接收机PR之间信道增益和噪声功率的比值,表示次要用户SU的发射机STk和次要用户SU的接收机SRk之间信道增益和噪声功率的比值。In formulas (Ⅳ), (Ⅴ) and (Ⅵ), γ refers to the transmission signal-to-interference ratio required by the primary user PU itself, Denotes the ratio of channel gain to noise power between the transmitter ST k of the secondary user SU and the primary receiver PR of the primary user PU, Indicates the ratio of channel gain to noise power between the transmitter ST k of the secondary user SU and the receiver SR k of the secondary user SU.
本发明求解出选择任意SU来作为中继时最佳的SU转发功率最佳的主要用户PU的功率分配因子及次要用户SU的功率分配因子功率分配因子就可以得到每一个作为备选中继的SU进行合作传输时的系统最优资源分配方案。The present invention solves the optimal SU forwarding power when selecting any SU as a relay Optimal Power Allocation Factor for Primary User PU and the power allocation factor of the secondary user SU Power allocation factor The optimal resource allocation scheme of the system when each SU as a relay relay is cooperatively transmitted can be obtained.
具体过程如下:The specific process is as follows:
1.假设信道状态已知,主用户PU广播给所有可以作为备选中继的次要用户SU发送一个合作转发请求,表明自己需要寻求一个中继来进行合作NOMA传输,根据式(Ⅴ)、(Ⅵ)给出一个功率分配因子方案 1. Assuming that the channel state is known, the primary user PU broadcasts a cooperative forwarding request to all secondary users SU that can be used as alternate relays, indicating that they need to seek a relay for cooperative NOMA transmission. According to formula (Ⅴ), (Ⅵ) Give a power allocation factor scheme
2.如果第k个次要用户SU想要进行合作传输,根据式(Ⅳ),计算最佳的次要用户SU转发功率并上报PU。2. If the kth secondary user SU wants to perform cooperative transmission, according to formula (IV), calculate the optimal secondary user SU forwarding power And report the PU.
3.主用户PU接收到所有k个次要用户SU上报的最佳的次要用户SU转发功率选择出让基于合作NOMA的多用户中继通信系统和速率最大的次要用户SU来作为中继。3. The primary user PU receives the best secondary user SU forwarding power reported by all k secondary user SUs Select the cooperative NOMA-based multi-user relay communication system and the secondary user SU with the highest rate as the relay.
NOMA合作转发阶段,目标函数的推理过程如下所示:In the NOMA cooperative forwarding stage, the reasoning process of the objective function is as follows:
连续干扰消除(SIC)应用于主接收机PR和接收机SR,用于解码非正交NOMA信号,对于主用户PU,主接收机PR处得到的信息传输速率如式(Ⅶ)所示:Sequential Interference Cancellation (SIC) is applied to the primary receiver PR and receiver SR to decode non-orthogonal NOMA signals. For the primary user PU, the information transmission rate obtained at the primary receiver PR is shown in Equation (VII):
式(Ⅶ)中,σ2为噪声功率,为从发送机STk到主接收机PR的信道增益,α1k是主用户PU的功率分配因子,α2k是次要用户SU的功率分配因子;Pk为该传输中的次要用户SU的转发功率;In formula (Ⅶ), σ 2 is the noise power, is the channel gain from the transmitter ST k to the primary receiver PR, α 1k is the power allocation factor of the primary user PU, and α 2k is the power allocation factor of the secondary user SU; P k is the power allocation factor of the secondary user SU in this transmission forwarding power;
对于主用户PU,由于PT和PR之间的信道条件差,本发明认为直接传输速率Rd忽略不计,设定主用户PU需要在NOMA合作转发阶段通过NOMA合作传输获得所需的速率为RV,定义γ为主用户PU的所需求的SINR(信号与干扰加噪声比);For the primary user PU, due to the poor channel condition between PT and PR, the present invention considers that the direct transmission rate R d is negligible, and the primary user PU needs to obtain the required rate through NOMA cooperative transmission in the NOMA cooperative forwarding stage as R V ,definition γ is the required SINR (signal to interference plus noise ratio) of the primary user PU;
主用户PU的效用函数如式(Ⅷ)所示:The utility function of the primary user PU is shown in formula (Ⅷ):
可以看出只有在直接传输速率很小时PU才会寻求中继传输。It can be seen that only when the direct transfer rate is small, the PU will seek relay transfer.
对于次要用户SU,在接收机SRk处得到的信息传输速率如式(Ⅸ)所示:For the secondary user SU, the information transmission rate obtained at the receiver SR k is shown in equation (IX):
式(Ⅸ)中,σ2是噪声功率,为从发送机STk到接收机SRk的信道增益;In formula (Ⅸ), σ2 is the noise power, is the channel gain from transmitter ST k to receiver SR k ;
因此,次要用户SU的效用函数如式(Ⅹ)所示:Therefore, the utility function of the secondary user SU is shown in formula (Ⅹ):
式(Ⅹ)中,λk为SU的单位功耗成本;In formula (Ⅹ), λ k is the unit power consumption cost of SU;
由于SU是自私和理性的,没有义务浪费功率资源来帮助PU转发信息。在提出的系统中,为了激励SU,本发明最大化次要用户SU的效用值,而对于主用户PU,只需要满足PU的传输速率达到需求RV,并且RV总是大于直接传输速率Rd;Since SU is selfish and rational, there is no obligation to waste power resources to help PU forward information. In the proposed system, in order to motivate the SU, the present invention maximizes the utility value of the secondary user SU, while for the primary user PU, it only needs to satisfy the transmission rate of the PU to reach the requirement R V , and R V is always greater than the direct transmission rate R d ;
提出的合作NOMA系统的目标是在满足主用户PU的基本传输速率条件的同时最大化所选次要用户SU的效用值,本发明提出了一种联合优化发送功率、功分因子的优化算法。目标函数、限制条件C1-C3如式(Ⅲ)所示:The goal of the proposed cooperative NOMA system is to maximize the utility value of the selected secondary user SU while satisfying the basic transmission rate condition of the primary user PU. The present invention proposes an optimization algorithm that jointly optimizes the transmission power and power division factor. The objective function and restrictive conditions C1-C3 are shown in formula (Ⅲ):
最佳的SU转发功率最佳的主用户PU的功率分配因子及次要用户SU的功率分配因子功率分配因子即式(Ⅳ)、(Ⅴ)、(Ⅵ)的推理过程如下:Best SU forwarding power The optimal power allocation factor of the primary user PU and the power allocation factor of the secondary user SU Power allocation factor That is, the reasoning process of formulas (Ⅳ), (Ⅴ) and (Ⅵ) is as follows:
将限制条件C2代入到UPU和USE,得到式(Ⅺ)、式(Ⅻ):Substituting the constraint condition C2 into U PU and U SE , formula (Ⅺ) and formula (Ⅻ) are obtained:
次要用户SU的效用函数是关于α2k递增的,根据式(Ⅺ)获得因此,次要用户SU只有在时才有最大效用值,此时,PU的收益等于RV;The utility function of the secondary user SU is increasing with respect to α 2k , obtained according to formula (Ⅺ) Therefore, the secondary user SU is only available on Only when there is the maximum utility value, at this time, the income of PU is equal to R V ;
虽然此时PU的收益等于RV,但PU仍然得到了一个比直接传输更高的传输速率。因此PU仍然可以从合作传输中获得增益。本发明可以简化优化问题式(Ⅲ),得到式(ⅩⅢ):Although the revenue of PU is equal to R V at this time, PU still gets a higher transfer rate than direct transfer. So the PU can still gain from cooperative transmission. The present invention can simplify optimization problem formula (Ⅲ), obtain formula (ⅩⅢ):
s.t.Pk≤PMAX stP k ≤ P MAX
最佳的SU转发功率下,次要用户SU的最大效用如式(ⅩⅣ)所示:Best SU forwarding power , the maximum utility of the secondary user SU is shown in formula (ⅩⅣ):
对式(ⅩⅣ)求解其一阶倒数和二阶倒数,分别如式(ⅩⅤ)(ⅩⅥ)所示:The first-order reciprocal and the second-order reciprocal of formula (XIV) are solved, respectively, as shown in formula (XV) (XVI):
式(ⅩⅥ)是恒为负的,得出结论:当式(ⅩⅤ)为零时得到最大的效用值,因此,计算出最佳的SU转发功率最佳的主用户PU的功率分配因子及次要用户SU的功率分配因子功率分配因子如式(Ⅳ)、(Ⅴ)、(Ⅵ)所示:Equation (XVI) is always negative, and it can be concluded that when Equation (XV) is zero, the maximum utility value is obtained. Therefore, the optimal SU forwarding power is calculated The optimal power allocation factor of the primary user PU and the power allocation factor of the secondary user SU Power allocation factor As shown in formulas (IV), (V), and (VI):
本实施例提出的一种基于合作NOMA与协作频谱共享的系统性能如图2、3、4所示。通过与随机中继选择进行比较,以5个SU中继为例。图2显示系统理想的功率分配因子随PU需求的SINR变化的关系。可以观察到,具有高要求速率的PU将获得更大的功率分配因子并且向SU分配更小的因子在图3中,本发明说明了所需的PU的SINR与SU的贡献中继功率之间的关系。PU自身需求的传输越高,SU转发消耗的功率越少。即使PU在需要更大的速率时会分配更大的功率分配因子,SU也会通过减少来减少自己的损失,这也反映了SU的自私性。这也表现出PU和SU之间的利益矛盾,在二者相互博弈中找到两者的最有利点。在图4中,本发明比较了提出的方案与随机方案的和效用值。可以看出,PU、SU的总效用值始终高于随机方案。这证明了本发明的方案可以通过求解最佳功率分配因子和SU转发功率来使整个系统获得更好的性能。The performance of a system based on cooperative NOMA and cooperative spectrum sharing proposed in this embodiment is shown in FIGS. 2 , 3 and 4 . By comparing with random relay selection, 5 SU relays are taken as an example. Figure 2 shows the ideal power distribution factor for the system Variation of SINR with PU demand. It can be observed that a PU with a high demand rate will get a larger power allocation factor and assign a smaller factor to SU In Figure 3, the present invention illustrates the required SINR of the PU versus the contribution of the SU to the relay power The relationship between. The higher the transmission required by the PU itself, the power consumed by SU forwarding less. Even though the PU will allocate a larger power allocation factor when it needs a larger rate, the SU will reduce the To reduce their own losses, which also reflects SU's selfishness. This also shows the conflict of interests between PU and SU, and the most favorable point of both is found in the mutual game between the two. In Fig. 4, the present invention compares the sum utility values of the proposed scheme and the random scheme. It can be seen that the total utility value of PU and SU is always higher than that of the random scheme. This proves that the scheme of the present invention can solve the optimal power allocation factor and SU forwarding power To make the whole system get better performance.
实施例2Example 2
根据实施例1所述的一种基于合作NOMA与协作频谱共享的次要用户强激励功率分配方法,其区别在于:为了最大化整个系统的吞吐量,选择使得和速率最大的次要用户SUselect作为中继,从而可以达到提升整体系统性能的目的,如式(ⅩⅦ)所示:According to Embodiment 1, a secondary user strong incentive power allocation method based on cooperative NOMA and cooperative spectrum sharing, the difference is that in order to maximize the throughput of the entire system, the secondary user SU select that maximizes the sum rate is selected As a relay, the purpose of improving the overall system performance can be achieved, as shown in formula (XVII):
式(ⅩⅦ)中,κ={1,2,...,K}表示K个备选为中继的次要用户的集合,是指选择第k个次要用户作为中继时主要用户PU得到的效用值,是指选择第k个次要用户作为中继时次要用户SU得到的效用值。In the formula (XVII), κ={1, 2, ..., K} represents the set of K secondary users who can be selected as relays, Refers to the utility value obtained by the primary user PU when the kth secondary user is selected as the relay, refers to the utility value obtained by the secondary user SU when the kth secondary user is selected as the relay.
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