CN116449460B - Regional month precipitation prediction method and system based on convolution UNet and transfer learning - Google Patents
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Abstract
本发明公开了一种基于卷积UNet和迁移学习的区域月降水预测方法及系统,所述方法通过对区域月降水与降水影响因素进行相关性分析筛选预报因子,建立基于卷积UNet网络的区域月降水预测模型,以日尺度气象数据采用30天滑窗生成模拟月尺度气象数据,对所述区域月降水预测模型进行预训练,然后以观测的实际月尺度数据训练所述区域月降水预测模型,进行参数微调;训练后的模型用于预测未来时刻的区域月降水;本发明充分考虑了影响降水的气象条件、地形地貌特征、下垫面状况等因素,同时在日尺度气象数据的基础上用滑动时间窗口获取模拟月尺度气象数据,以扩充预训练样本,提升预测模型在小样本学习情景下的应用价值,提升区域月降水的准确度。
The invention discloses a regional monthly precipitation prediction method and system based on convolution UNet and transfer learning. The method selects forecast factors by performing correlation analysis on regional monthly precipitation and precipitation influencing factors, and establishes a regional monthly precipitation based on convolution UNet network. The monthly precipitation prediction model uses daily scale meteorological data and uses a 30-day sliding window to generate simulated monthly scale meteorological data, pre-trains the regional monthly precipitation prediction model, and then trains the regional monthly precipitation prediction model with the actual observed monthly scale data. , perform parameter fine-tuning; the trained model is used to predict regional monthly precipitation in the future; this invention fully considers factors such as meteorological conditions, topographic features, and underlying surface conditions that affect precipitation, and at the same time, based on daily scale meteorological data A sliding time window is used to obtain simulated monthly-scale meteorological data to expand pre-training samples, enhance the application value of the prediction model in small-sample learning scenarios, and improve the accuracy of regional monthly precipitation.
Description
技术领域Technical field
本发明涉及一种区域月降水预测方法及系统,尤其是基于卷积UNet和迁移学习的区域月降水预测方法及系统。The invention relates to a regional monthly precipitation prediction method and system, especially a regional monthly precipitation prediction method and system based on convolution UNet and transfer learning.
背景技术Background technique
降水是全球物质和能量循环的重要因子,并对人们日常生活和经济社会发展产生重要影响。准确及时地掌握降水时间、地点和强度等信息对于了解地球系统运行及改进天气、气候、淡水资源及自然灾害事件的预报至关重要。月降水预报方法可分为以下两种类型:(1)动力模式,应用数学物理方程组针对不同时空尺度的物理过程对不同气候条件进行模拟,以揭示海洋、大气和陆地之间的相互关系。动力预测方法主要优点在于物理机制明确,缺点是模型空间分辨率较粗,缺少详细的区域气候信息,对区域气候要素预测较为局限,且动力模式的降水预报技巧不高,达不到业务应用水平;(2)统计方法,直接应用各种预测变量(如海表温度)与水文气候变量(降水等)之间的统计关系进行建模预报。统计方法是数据驱动模型,其计算负担更小、建模更为简单,但现有统计预测方法多局限于单点单站预测,没有考虑降水的空间信息,不涉及区域尺度的降水预测。同时,目前水文气象数据的观测长度不足百年,这意味着仅有不足上万的数据样本可用于模型的学习训练,这对于一般的深度学习模型来说,可学习的样本量过小。过少的样本数量易导致模型出现过拟合,难以达到预期预测效果。Precipitation is an important factor in the global material and energy cycle and has an important impact on people's daily life and economic and social development. Accurate and timely knowledge of precipitation time, location, and intensity is critical to understanding the operation of the Earth system and improving forecasts of weather, climate, freshwater resources, and natural disaster events. Monthly precipitation forecasting methods can be divided into the following two types: (1) Dynamic model, which applies a set of mathematical and physical equations to simulate different climate conditions for physical processes at different spatial and temporal scales to reveal the interrelationships between the ocean, atmosphere and land. The main advantage of the dynamic prediction method is that the physical mechanism is clear. The disadvantage is that the spatial resolution of the model is coarse, the detailed regional climate information is lacking, the prediction of regional climate elements is relatively limited, and the precipitation forecasting skills of the dynamic model are not high and cannot reach the level of operational application. ; (2) Statistical method, directly applying the statistical relationship between various prediction variables (such as sea surface temperature) and hydrological and climate variables (precipitation, etc.) for modeling and forecasting. Statistical methods are data-driven models with smaller computational burdens and simpler modeling. However, existing statistical prediction methods are mostly limited to single-point and single-station predictions, do not consider the spatial information of precipitation, and do not involve regional-scale precipitation predictions. At the same time, the current observation length of hydrometeorological data is less than a hundred years, which means that less than tens of thousands of data samples can be used for model learning and training. For general deep learning models, the number of studyable samples is too small. Too few samples can easily lead to overfitting of the model, making it difficult to achieve the expected prediction effect.
发明内容Contents of the invention
发明目的:本发明的目的是提供一种实现高精度预测的基于卷积UNet和迁移学习的区域月降水预测方法及系统,以解决现有技术中存在的不足。Purpose of the invention: The purpose of the invention is to provide a regional monthly precipitation prediction method and system based on convolution UNet and transfer learning that achieves high-precision prediction, so as to solve the deficiencies in the existing technology.
技术方案:本发明所述的基于卷积UNet和迁移学习的区域月降水预测方法,包括如下步骤:Technical solution: The regional monthly precipitation prediction method based on convolution UNet and transfer learning according to the present invention includes the following steps:
对区域月降水与降水影响因素进行相关性分析,筛选预报因子;Conduct correlation analysis on regional monthly precipitation and precipitation influencing factors, and screen forecast factors;
将所述预报因子作为卷积UNet网络的输入,未来时刻区域月降水作为输出,构建区域月降水预测模型;Use the forecast factors as the input of the convolutional UNet network and the regional monthly precipitation as the output in the future to build a regional monthly precipitation prediction model;
以日尺度气象数据采用30天滑窗生成模拟月尺度气象数据,对所述区域月降水预测模型进行预训练,然后以观测的实际月尺度气象数据训练所述区域月降水预测模型进行参数微调;Use daily-scale meteorological data to generate simulated monthly-scale meteorological data using a 30-day sliding window, pre-train the regional monthly precipitation prediction model, and then use the observed actual monthly-scale meteorological data to train the regional monthly precipitation prediction model to fine-tune parameters;
根据当前时刻实测区域月气象数据,利用经过预训练和参数微调后的所述区域月降水预测模型预测未来时刻的区域月降水。Based on the measured regional monthly meteorological data at the current time, the regional monthly precipitation prediction model after pre-training and parameter fine-tuning is used to predict regional monthly precipitation in the future.
进一步地,所述降水影响因素包括气象要素、地形地貌要素及下垫面要素。Further, the factors affecting precipitation include meteorological elements, topographic and geomorphological elements and underlying surface elements.
进一步地,所述对区域月降水与降水影响因素进行相关性分析,筛选预报因子包括,利用分类与回归树对所述降水影响因素进行重要性评分,利用相关性评估方法计算所述降水影响因素与区域月降水的相关性系数,根据所述重要性评分及相关性系数由大到小排序选择所述预报因子。Further, the correlation analysis of regional monthly precipitation and precipitation influencing factors is performed, and the screening of forecast factors includes using classification and regression trees to score the importance of the precipitation influencing factors, and using a correlation evaluation method to calculate the precipitation influencing factors. Correlation coefficient with regional monthly precipitation, and select the predictor factors in descending order according to the importance score and correlation coefficient.
进一步地,所述以日尺度气象数据采用30天滑窗生成模拟月尺度气象数据,对所述区域月降水预测模型进行预训练包括,每组日尺度气象数据采用30天滑窗生成由30个日尺度气象数据组成的模拟月尺度气象数据,采用Adam算法对所述区域月降水预测模型进行预训练。Further, the daily-scale meteorological data uses a 30-day sliding window to generate simulated monthly-scale meteorological data. Pre-training the regional monthly precipitation prediction model includes: each set of daily-scale meteorological data uses a 30-day sliding window to generate 30 The simulated monthly scale meteorological data composed of daily scale meteorological data is used to pre-train the regional monthly precipitation prediction model using the Adam algorithm.
进一步地,所述以观测的实际月尺度降水数据对所述区域月降水预测模型进行训练,得到区域月降水预测模型包括,通过迁移学习以所述预训练得到的模型参数作为训练的初始参数,对所述区域月降水预测模型进行参数微调和超参选择。Further, training the regional monthly precipitation prediction model with the observed actual monthly precipitation data to obtain the regional monthly precipitation prediction model includes using the model parameters obtained by the pre-training as initial parameters for training through transfer learning, Perform parameter fine-tuning and super-parameter selection on the regional monthly precipitation prediction model.
进一步地,所述对区域月降水与降水影响因素进行相关性分析,筛选预报因子之后还包括,统一预报因子数据的空间分辨率,基于空间插值方法将预报因子数据整合至同一空间尺度,对预报因子数据进行标准化处理。Further, the correlation analysis of regional monthly precipitation and precipitation influencing factors, after screening the forecast factors, also includes unifying the spatial resolution of the forecast factor data, integrating the forecast factor data to the same spatial scale based on the spatial interpolation method, and improving the forecast. Factor data are standardized.
本发明所述的基于卷积UNet和迁移学习的区域月降水预测系统,包括:The regional monthly precipitation prediction system based on convolution UNet and transfer learning according to the present invention includes:
预报因子筛选模块,用于对区域月降水与降水影响因素进行相关性分析,筛选预报因子;The forecast factor screening module is used to conduct correlation analysis on regional monthly precipitation and precipitation influencing factors, and screen forecast factors;
区域月降水预测模型建立模块,用于将所述预报因子作为卷积UNet网络的输入,未来时刻区域月降水作为输出,构建区域月降水预测模型;A regional monthly precipitation prediction model building module is used to use the forecast factors as inputs to the convolutional UNet network and the regional monthly precipitation as the output in the future to build a regional monthly precipitation prediction model;
模型训练模块,用于以日尺度气象数据采用30天滑窗生成模拟月尺度气象数据,对所述区域月降水预测模型进行预训练,然后以观测的实际月尺度气象数据对所述区域月降水预测模型进行参数微调;The model training module is used to generate simulated monthly-scale meteorological data using daily-scale meteorological data using a 30-day sliding window, pre-train the monthly precipitation prediction model in the region, and then use the observed actual monthly-scale meteorological data to predict the monthly precipitation in the region. Predictive model parameters are fine-tuned;
区域月降水预测模块,用于根据当前时刻预报因子的实测月尺度数据,利用经过预训练和参数微调后的所述区域月降水预测模型预测未来时刻的区域月降水。The regional monthly precipitation prediction module is used to predict regional monthly precipitation in the future based on the measured monthly scale data of the forecast factors at the current time, using the regional monthly precipitation prediction model after pre-training and fine-tuning parameters.
本发明所述电子设备,包括存储器、处理器及存储在存储器上并可在处理器上运行的计算机程序,所述计算机程序被加载至处理器时实现所述的基于卷积UNet和迁移学习的区域月降水预测方法。The electronic device of the present invention includes a memory, a processor, and a computer program stored in the memory and executable on the processor. When the computer program is loaded into the processor, it implements the convolution-based UNet and transfer learning. Regional monthly precipitation prediction method.
本发明所述计算机可读存储介质存储有计算机程序,所述计算机程序被处理器执行时实现所述的基于卷积UNet和迁移学习的区域月降水预测方法。The computer-readable storage medium of the present invention stores a computer program. When the computer program is executed by a processor, the regional monthly precipitation prediction method based on convolution UNet and transfer learning is implemented.
有益效果:与现有技术相比,本发明的优点在于:(1)利用卷积UNet网络实现降水的区域预测;与以往基于单点单站预测方法不同,本发明应用卷积神经网络考虑降水、气温等气象要素的空间关联性,刻画降水的空间结构,反映降水要素的空间差异性,使得在降水预测过程中能够更充分地利用气象要素的空间信息特征,并输出区域月降水的高精度预测结果;(2)本发明利用迁移学习,利用日尺度气象数据通过滑窗的方法生成大量月尺度气象数据,对预测模型进行预训练,实现小样本情景的深度学习预测,并提升其预测性能;(3)本发明在预测模型构建中同时考虑气象条件、地形地貌特征、下垫面状况等对降水预测的影响,基于分类与回归树的重要性评分、互信息、自相关/偏自相关等方法,综合比选出影响区域月降水预测的主要预报因子,提升月降水预测的准确度。Beneficial effects: Compared with the existing technology, the advantages of the present invention are: (1) The convolutional UNet network is used to realize regional prediction of precipitation; unlike the previous single-point and single-station prediction methods, the present invention uses a convolutional neural network to consider precipitation. , temperature and other meteorological elements, depict the spatial structure of precipitation, reflect the spatial differences of precipitation elements, enable the spatial information characteristics of meteorological elements to be more fully utilized in the precipitation prediction process, and output high-precision regional monthly precipitation Prediction results; (2) The present invention uses transfer learning, uses daily scale meteorological data to generate a large amount of monthly scale meteorological data through the sliding window method, pre-trains the prediction model, realizes deep learning prediction of small sample scenarios, and improves its prediction performance ; (3) The present invention simultaneously considers the impact of meteorological conditions, topographic and geomorphological characteristics, underlying surface conditions, etc. on precipitation prediction in the construction of the prediction model, based on the importance score, mutual information, autocorrelation/partial autocorrelation of classification and regression trees and other methods, comprehensively select the main forecast factors that affect regional monthly precipitation forecast, and improve the accuracy of monthly precipitation forecast.
附图说明Description of the drawings
图1为本发明的区域月降水预测方法流程图。Figure 1 is a flow chart of the regional monthly precipitation prediction method of the present invention.
图2为本发明的滑动时间窗口方法示意图。Figure 2 is a schematic diagram of the sliding time window method of the present invention.
图3为本发明实施例中的区域月降水预测模型架构图。Figure 3 is an architecture diagram of the regional monthly precipitation prediction model in the embodiment of the present invention.
具体实施方式Detailed ways
下面结合附图对本发明的技术方案作进一步说明。The technical solution of the present invention will be further described below with reference to the accompanying drawings.
深度学习:Deep learning:
定义1:深度学习通常指深度神经网络,是在神经网络基础上发展而来的一类具有多层网络结构的模型,包括长短时记忆网络(Long short-term memory,LSTM)、卷积神经网络(Convolutional neural network,CNN)等常见结构。Definition 1: Deep learning usually refers to deep neural network, which is a type of model with multi-layer network structure developed on the basis of neural network, including long short-term memory network (Long short-term memory, LSTM), convolutional neural network (Convolutional neural network, CNN) and other common structures.
UNet网络:UNet network:
定义2:UNet基于FCM(fully convolutional network)改进而成,具有对称的U型结构,包括解码器、瓶颈模块、解码器等部分。Definition 2: UNet is improved based on FCM (fully convolutional network) and has a symmetrical U-shaped structure, including decoder, bottleneck module, decoder and other parts.
迁移学习:Transfer learning:
定义3:迁移学习是运用已存有的知识对不同但相关领域问题进行求解的一种机器学习方法。Definition 3: Transfer learning is a machine learning method that uses existing knowledge to solve problems in different but related fields.
分类与回归树:Classification and regression trees:
定义4:分类与回归树(Classification and regression tree,CART)是一类决策树算法,CART为每个节点选择切分点和切分变量使其能够最大程度地减少整体节点不纯度。在回归类任务中,不纯度用均方误差表示,以作为划分节点的依据。在CART中,通过计算各个特征可为划分标准(splitting criterion,在分类任务中通常为基尼系数,在回归任务中为均方误差)的减少量以提供特征(变量)重要性得分。Definition 4: Classification and regression tree (CART) is a type of decision tree algorithm. CART selects the split point and split variable for each node to minimize the overall node impurity. In regression tasks, impurity is represented by mean square error, which is used as the basis for dividing nodes. In CART, the feature (variable) importance score is provided by calculating the reduction of each feature to the splitting criterion (usually the Gini coefficient in classification tasks and the mean square error in regression tasks).
如图1所示,所述卷积UNet和迁移学习的区域月降水预测方法,包括如下步骤:As shown in Figure 1, the regional monthly precipitation prediction method of convolution UNet and transfer learning includes the following steps:
步骤1,预报因子挑选。Step 1: Selection of predictors.
1)潜在影响因素集确定,包括降水受大气循环、地形地貌及下垫面条件等综合作用。以前期降水、气温、风速、湿度、蒸散发等气象要素,地形高程等地形地貌因素;植被覆盖度、土壤湿度等下垫面要素作为区域月降水的潜在影响因素。1) Determine the set of potential influencing factors, including the comprehensive effects of precipitation on atmospheric circulation, topography and underlying surface conditions. Meteorological factors such as early precipitation, temperature, wind speed, humidity, evapotranspiration, topographic factors such as terrain elevation, and underlying surface factors such as vegetation coverage and soil moisture are used as potential influencing factors for regional monthly precipitation.
2)重要性及相关性评估,首先,应用分类与回归树评估各个特征的重要性。以潜在影响因素集作为输入,以拟预测的区域月降水作为输出,构建基于CART的区域月降水模拟预测模型,计算各个潜在影响因素可为划分标准的减少量,并得出各个特征的重要性得分。其次,应用互信息、自相关、偏自相关等相关性评估方法,计算各个潜在影响要素与区域月降水之间的相关性系数。2) Importance and correlation evaluation. First, apply classification and regression trees to evaluate the importance of each feature. Taking the set of potential influencing factors as input and the regional monthly precipitation to be predicted as output, a regional monthly precipitation simulation prediction model based on CART is constructed, the reduction amount of each potential influencing factor that can be used as the classification standard is calculated, and the importance of each feature is obtained. Score. Secondly, correlation evaluation methods such as mutual information, autocorrelation, and partial autocorrelation are applied to calculate the correlation coefficient between each potential influencing factor and regional monthly precipitation.
以CART中常用的变量重要性度量标准——基尼重要性为例,变量重要性评估计算过程具体如下:Taking Gini importance, a measure of variable importance commonly used in CART, as an example, the variable importance evaluation calculation process is as follows:
假定当前样本集合中在τ节点第k类样本所占的比例如下,Assume that the proportion of the kth category samples at node τ in the current sample set is as follows:
pk=nk/n (1) pk = nk /n(1)
式中,pk表示第k样本所占比例,nk为第k类样本的个数,n为总样本数。In the formula, p k represents the proportion of the k-th sample, n k is the number of k-th category samples, and n is the total number of samples.
那么,基尼不纯度(Gini impurity)可表示为如下形式,Then, Gini impurity can be expressed in the following form,
i(τ)=1-∑kpk 2 (2)i(τ)=1-∑ k p k 2 (2)
其中,i(τ)为基尼不纯度。Among them, i(τ) is the Gini impurity.
当样本分别被划分到子节点τ1和τ2时,基尼不纯度会发生变化。用公式(3)定义不纯度i(τ)的减少量,When the sample is divided into sub-nodes τ 1 and τ 2 respectively, the Gini impurity will change. Use formula (3) to define the reduction of impurity i(τ),
Δi(τ)=i(τ)-pli(τ1)-pri(τ2) (3)Δi(τ)=i(τ)-p l i(τ 1 )-p r i(τ 2 ) (3)
其中,pl和pr分别代表在τ节点左右两处的样本子集。Among them, p l and p r respectively represent the sample subsets at the left and right of the τ node.
那么,变量重要性可通过计算所有节点(针对特征θ)的不纯度i(τ)减少量来获得,Then, the variable importance can be obtained by calculating the reduction in impurity i(τ) of all nodes (for feature θ),
IG(θ)=∑τΔiθ(τ) (4)I G (θ)=∑ τ Δi θ (τ) (4)
其中,IG(θ)为变量重要性,Δiθ(τ)为基尼不纯度的变化量。Among them, I G (θ) is the importance of the variable, and Δi θ (τ) is the change in Gini impurity.
变量间的互信息I(X;Y)计算如下公式所示:The mutual information I(X;Y) between variables is calculated as follows:
其中,X和Y分别是影响要素与月降水,p(x,y)的X和Y联合概率密度,p(x)和p(y)分别是X和Y的边缘概率密度。Among them, X and Y are the joint probability density of X and Y of influencing factors and monthly precipitation respectively, p(x,y), p(x) and p(y) are the marginal probability densities of X and Y respectively.
变量自相关系数ACF计算如下公式所示:The variable autocorrelation coefficient ACF is calculated as follows:
式中,Xt表示时间序列,μ=E(Xt)为序列均值,σ为序列标准差,E表示期望。 In the formula ,
3)模型预报因子挑选,依照各个潜在影响要素的重要性评分及相关性系数从大到小依次排序,筛选出模型预报因子。实际应用中可以结合已知降雨成因分析成果,综合筛选模型预报因子,例如当潜在影响要素的重要性评分和相关性系数排序结果不一致时,可以根据已知降雨成因分析成果综合比选筛选出模型预报因子。3) Selection of model forecast factors, sorting them from large to small according to the importance score and correlation coefficient of each potential influencing factor, and selecting the model forecast factors. In practical applications, the analysis results of known rainfall causes can be combined to comprehensively screen model forecast factors. For example, when the importance scores and correlation coefficient ranking results of potential influencing factors are inconsistent, the model can be selected based on the comprehensive comparison and selection of known rainfall cause analysis results. Predictor factors.
步骤2,数据预处理。Step 2, data preprocessing.
依据选取的模型预报因子,收集各项数据并预处理。Based on the selected model predictors, various data are collected and preprocessed.
首先,统一模型预报因子数据的空间分辨率,基于空间插值方法将数据整合至同一空间尺度;其次,标准化所有模型预报因子数据。First, unify the spatial resolution of model predictor data and integrate the data to the same spatial scale based on spatial interpolation methods; second, standardize all model predictor data.
本实施例中使用Z-Score标准化方法,如下公式所示:In this embodiment, the Z-Score normalization method is used, as shown in the following formula:
其中xscaled和xobs分别表示标准化的数据和原始观测数据,μx和σx分别代表观测数据的均值和标准差。Among them, x scaled and x obs represent the standardized data and original observation data respectively, and μ x and σ x represent the mean and standard deviation of the observation data respectively.
步骤3,设计模型架构。Step 3, design the model architecture.
以卷积UNet为基本架构,以所选的模型预报因子作为输入,以未来时刻区域月降水作为输出,构建区域月降水预测模型。卷积UNet采用编码-解码构造,其中,编码器包括多个序列的卷积和下采样操作,每次下采样后,过滤器的数量在卷积层中加倍。解码器与之类似,包括同样序列的卷积和上采样操作,每次上采样后特征图减少一半。最后一层使用卷积运算输出结果。在其中使用跳跃连接,使得解码器的特征与编码器的特征相连接。在卷积运算中,使用ReLU进行激活;在最后一层卷积层,使用linear函数进行激活。Using convolution UNet as the basic structure, the selected model forecast factors as input, and the regional monthly precipitation in the future as the output, a regional monthly precipitation prediction model is constructed. Convolutional UNet adopts an encoder-decoder construction, where the encoder includes multiple sequences of convolution and downsampling operations, and after each downsampling, the number of filters is doubled in the convolutional layer. The decoder is similar, including the same sequence of convolution and upsampling operations, with the feature map reduced by half after each upsampling. The last layer uses a convolution operation to output the result. Skip connections are used to connect the features of the decoder to the features of the encoder. In the convolution operation, ReLU is used for activation; in the last convolution layer, the linear function is used for activation.
UNet网络采用全卷积构造,十分适用于区域模型构建。地理空间数据天然地具有时间和空间信息,即可用具有局部关联性的多维数组来表示。卷积神经网络则是设计用于处理如图像、视频等以多维数组形式表示的数据,CNN能够通过卷积和池化操作来提取隐含在数据中信息特征。因此,采用卷积UNet构建具有时空分布特征的区域降水预报模型具有良好的适用性。其次,UNet采用经典的编码-解码构造。首先网络通过编码器进行下采样;其次,通过解码器进行上采样;中间通过类似于深度残差网络的跳跃连接实现底层特征和高层特征的连接。这种构造使UNet网络可以较小的代价(包括参数和样本数量),获得较好的模型效果。The UNet network adopts a fully convolutional structure and is very suitable for regional model construction. Geospatial data naturally has time and spatial information, that is, it can be represented by multi-dimensional arrays with local correlations. Convolutional neural networks are designed to process data represented in the form of multi-dimensional arrays such as images and videos. CNN can extract information features hidden in the data through convolution and pooling operations. Therefore, it has good applicability to use convolution UNet to construct a regional precipitation forecast model with spatiotemporal distribution characteristics. Secondly, UNet adopts the classic encoding-decoding structure. First, the network performs downsampling through the encoder; secondly, it performs upsampling through the decoder; in the middle, the connection between low-level features and high-level features is achieved through skip connections similar to deep residual networks. This structure allows the UNet network to obtain better model effects at a smaller cost (including parameters and sample number).
步骤4,模型预训练。Step 4, model pre-training.
1)生成模拟月尺度气象数据,以日降水、气温等数据,采用30天滑窗的方式,生成由30个日降水、气温组成的模拟月降水、月气温的预训练样本。滑动时间窗口计算如下公式所示,生成模拟月尺度气象数据的示意图如图2所示。1) Generate simulated monthly scale meteorological data, using daily precipitation, temperature and other data, using a 30-day sliding window method to generate a pre-training sample of simulated monthly precipitation and monthly temperature consisting of 30 daily precipitation and temperature. The sliding time window is calculated as shown in the following formula, and the schematic diagram for generating simulated monthly scale meteorological data is shown in Figure 2.
其中,t为时刻,t=1,2,3…,至样本长度;n为滑动窗口长度,在本发明中取30。Among them, t is the time, t=1, 2, 3..., to the sample length; n is the length of the sliding window, which is taken as 30 in the present invention.
2)预训练模型,应用所生成的预训练样本集,采用Adam算法,设置学习率为1e-3,预训练模型,并保存模型预训练参数。2) Pre-train the model, apply the generated pre-training sample set, use the Adam algorithm, set the learning rate to 1e-3, pre-train the model, and save the model pre-training parameters.
步骤5,模型训练。Step 5, model training.
1)划分实际样本集:应用水文气象观测月尺度数据(降水、气温等)组成实际样本集,将实际样本分为训练、验证、测试3个子集。其中,训练集用于模型参数拟合,验证集用于评估经训练后模型的预报性能以优选超参,测试集用于评估优选后的模型拟合性能。1) Divide the actual sample set: Use hydrometeorological observation monthly scale data (precipitation, temperature, etc.) to form an actual sample set, and divide the actual sample into three subsets: training, verification, and testing. Among them, the training set is used for model parameter fitting, the validation set is used to evaluate the prediction performance of the trained model to optimize hyperparameters, and the test set is used to evaluate the model fitting performance after optimization.
2)参数微调:以实测数据组成的样本集,应用迁移学习,以前述步骤所保存的预训练参数作为此轮模型训练的初始参数,设置学习率为1e-5,采用均方根误差、平均相对误差、纳什效率系数等评估指标,应用Adam算法、正则化、早停等策略对模型进行参数微调及超参选择。2) Parameter fine-tuning: Use a sample set composed of actual measured data, apply transfer learning, use the pre-training parameters saved in the previous steps as the initial parameters of this round of model training, set the learning rate to 1e-5, and use the root mean square error, average Relative error, Nash efficiency coefficient and other evaluation indicators are used, and Adam algorithm, regularization, early stopping and other strategies are used to fine-tune the parameters of the model and select super parameters.
步骤6,根据所构建的模型,应用当前时刻实测降水、气温等资料,预测下一时刻区域月降水。Step 6: Based on the constructed model, use the measured precipitation, temperature and other data at the current moment to predict the regional monthly precipitation at the next moment.
下面通过具体实验验证本发明所述方法。The method of the present invention is verified below through specific experiments.
以中国月降水数据为例,应用基于卷积UNet和迁移学习的区域月降水预测方法对我国的月降水进行预测。Taking China's monthly precipitation data as an example, the regional monthly precipitation prediction method based on convolution UNet and transfer learning is used to predict my country's monthly precipitation.
(1)实测数据(1) Actual measurement data
月降水、月气温观测数据来源于国家气象信息中心发布的中国地面降水、气温月值0.5°×0.5°格点数据集(V2.0),日降水、日气温观测资料分别来源于中国地面降水、气温日值0.5°×0.5°格点数据集(V2.0)。降水和气温观测长度为1961年1月至2019年12月。1km数字高程模型数据来源于中科院资源环境科学与数据中心。以上数据均经过双线性插值将尺度重新转化为1°×1°格点数据集。Monthly precipitation and monthly temperature observation data come from the China surface precipitation and temperature monthly value 0.5°×0.5° grid data set (V2.0) released by the National Meteorological Information Center. Daily precipitation and daily temperature observation data come from China's surface precipitation. , daily temperature value 0.5°×0.5° grid data set (V2.0). The precipitation and temperature observation length is from January 1961 to December 2019. The 1km digital elevation model data comes from the Resource and Environmental Science and Data Center of the Chinese Academy of Sciences. The above data were re-scaled into a 1° × 1° grid data set through bilinear interpolation.
(2)模型预报因子挑选(2) Selection of model predictors
应用CART的重要性评分及变量互信息、自相关/偏自相关分析,分别计算降水与气温、湿度、风速、地形高程数据、土壤湿度等潜在影响因子之间的重要性及相关性。依照重要性评分及相关系数,选取了高程数据、前期降水、温度作为模型预报因子。则模型输入为t-1、t-6、t-11和t-12时刻的前期降水、气温要素与高程数据,模型输出为t时刻的降水,其中t表示当前月份,t-1表示前一个月,t-12表示前一年。Apply CART's importance score, variable mutual information, and autocorrelation/partial autocorrelation analysis to calculate the importance and correlation between precipitation and potential influencing factors such as temperature, humidity, wind speed, terrain elevation data, and soil moisture. According to the importance score and correlation coefficient, elevation data, previous precipitation, and temperature were selected as model forecast factors. Then the model input is the previous precipitation, temperature elements and elevation data at t-1, t-6, t-11 and t-12, and the model output is the precipitation at time t, where t represents the current month and t-1 represents the previous month. Month, t-12 represents the previous year.
(3)数据预处理(3)Data preprocessing
上述步骤(1)数据经过双线性插值将尺度重新转化为1°×1°格点数据集,并标准化所有数据。The data in step (1) above were re-scaled into a 1° × 1° grid data set through bilinear interpolation, and all data were standardized.
(4)模型架构设计(4)Model architecture design
本实施例构建的区域月降水预测模型架构如图3所示。其中,编码器包括2个序列的卷积和下采样操作,单个序列中包含2个3×3的卷积核,其后经过2×2的最大池化操作,步长为2,每次下采样后,过滤器的数量在卷积层中加倍(16->32->64)。解码器与之类似,包括2个序列的卷积和上采样操作,单个序列中包含2×2上采样操作,使特征图减少一半(64->32->16),然后再执行2个3×3卷积运算。最后一层使用1×1卷积运算输出结果。在其中使用跳跃连接,使得解码器的特征与编码器的特征相连接。在卷积运算中,使用ReLU进行激活;在最后一层卷积层,使用linear函数进行激活。The architecture of the regional monthly precipitation prediction model constructed in this embodiment is shown in Figure 3. Among them, the encoder includes two sequences of convolution and downsampling operations. A single sequence contains two 3×3 convolution kernels, followed by a 2×2 maximum pooling operation with a step size of 2. Each time After sampling, the number of filters is doubled in the convolutional layer (16->32->64). The decoder is similar, including 2 sequences of convolution and upsampling operations. A single sequence contains a 2×2 upsampling operation, which reduces the feature map by half (64->32->16), and then performs 2 3 ×3 convolution operation. The last layer uses a 1×1 convolution operation to output the result. Skip connections are used to connect the features of the decoder to the features of the encoder. In the convolution operation, ReLU is used for activation; in the last convolution layer, the linear function is used for activation.
(5)模型预训练(5)Model pre-training
应用日降水、日气温资料,采用30天滑窗的方式,生成预训练样本,组成预训练样本集,采用Adam算法,设置学习率为1e-3,预训练模型,并保存预训练模型参数。Apply daily precipitation and daily temperature data, use a 30-day sliding window method to generate pre-training samples, form a pre-training sample set, use the Adam algorithm, set the learning rate to 1e-3, pre-train the model, and save the pre-training model parameters.
(6)模型训练(6)Model training
应用迁移学习,以实测月降水、月气温资料组成实际样本集,将预训练模型参数作为此轮训练参数的初始值,对预训练模型进行参数微调,设置学习率为1e-5,并将样本集划分为训练集、验证集、测试集,对应1961-2000年为模型训练期,2001-2010年为验证期,2011-2019年为模型测试期。Apply transfer learning, use measured monthly precipitation and monthly temperature data to form an actual sample set, use the pre-training model parameters as the initial values of this round of training parameters, fine-tune the parameters of the pre-training model, set the learning rate to 1e-5, and add the samples The set is divided into training set, verification set, and test set, corresponding to the model training period from 1961 to 2000, the verification period from 2001 to 2010, and the model testing period from 2011 to 2019.
(7)模型应用及评估(7) Model application and evaluation
采用均方根误差,相对误差,纳什系数,相关系数比较评估模型效果。具体结果如表1所示。表1为区域月降水预测效果表。The root mean square error, relative error, Nash coefficient, and correlation coefficient are used to compare and evaluate the model effect. The specific results are shown in Table 1. Table 1 is the regional monthly precipitation prediction effect table.
表1Table 1
通过上述实验结果看出,本发明利用卷积UNet和迁移学习来预测区域月降水,能够很好地刻画区域月降水的时空分布特征,在小样本学习情景下也展现出良好的预测表现,能够提供准确可靠的区域尺度月降水预测结果。It can be seen from the above experimental results that the present invention uses convolution UNet and transfer learning to predict regional monthly precipitation, which can well describe the spatiotemporal distribution characteristics of regional monthly precipitation, and also shows good prediction performance in small sample learning scenarios, and can Provide accurate and reliable regional-scale monthly precipitation prediction results.
本发明所述的基于卷积UNet和迁移学习的区域月降水预测系统,包括:The regional monthly precipitation prediction system based on convolution UNet and transfer learning according to the present invention includes:
预报因子筛选模块,用于对区域月降水与降水影响因素进行相关性分析,筛选预报因子;The forecast factor screening module is used to conduct correlation analysis on regional monthly precipitation and precipitation influencing factors, and screen forecast factors;
区域月降水预测模型建立模块,用于将所述预报因子作为卷积UNet网络的输入,未来时刻区域月降水作为输出,构建区域月降水预测模型;A regional monthly precipitation prediction model building module is used to use the forecast factors as inputs to the convolutional UNet network and the regional monthly precipitation as the output in the future to build a regional monthly precipitation prediction model;
模型训练模块,用于以日尺度气象数据采用30天滑窗生成模拟月尺度气象数据,对所述区域月降水预测模型进行预训练,然后以观测的实际月尺度气象数据训练所述区域月降水预测模型进行参数微调;The model training module is used to generate simulated monthly-scale meteorological data using daily-scale meteorological data using a 30-day sliding window, pre-train the monthly precipitation prediction model in the region, and then train the monthly precipitation in the region with the actual monthly-scale meteorological data observed. Predictive model parameters are fine-tuned;
区域月降水预测模块,用于根据当前时刻预报因子的实测月尺度数据,利用经过预训练和参数微调后的所述区域月降水预测模型预测未来时刻的区域月降水。The regional monthly precipitation prediction module is used to predict regional monthly precipitation in the future based on the measured monthly scale data of the forecast factors at the current time, using the regional monthly precipitation prediction model after pre-training and fine-tuning parameters.
本发明所述电子设备,包括存储器、处理器及存储在存储器上并可在处理器上运行的计算机程序,所述计算机程序被加载至处理器时实现所述的基于卷积UNet和迁移学习的区域月降水预测方法。The electronic device of the present invention includes a memory, a processor, and a computer program stored in the memory and executable on the processor. When the computer program is loaded into the processor, it implements the convolution-based UNet and transfer learning. Regional monthly precipitation prediction method.
本发明所述计算机可读存储介质存储有计算机程序,所述计算机程序被处理器执行时实现所述的基于卷积UNet和迁移学习的区域月降水预测方法。The computer-readable storage medium of the present invention stores a computer program. When the computer program is executed by a processor, the regional monthly precipitation prediction method based on convolution UNet and transfer learning is implemented.
所述计算机可读存储媒体可包括RAM、ROM、EEPROM、CD-ROM或其它光盘存储装置、磁盘存储装置或其它磁性存储装置、快闪存储器或可用来存储指令或数据结构的形式的所要程序代码并且可由计算机存取的任何其它媒体。The computer-readable storage medium may include RAM, ROM, EEPROM, CD-ROM or other optical disk storage, magnetic disk storage or other magnetic storage, flash memory, or the desired program code in a form that may be used to store instructions or data structures and any other media that can be accessed by a computer.
处理器用于执行存储器存储的计算机程序,以实现上述实施例涉及的方法中的各个步骤。The processor is used to execute the computer program stored in the memory to implement various steps in the methods involved in the above embodiments.
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