CN108834155B - Method for optimizing spectrum efficiency based on multiple parameters of large-scale antenna system - Google Patents
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Abstract
本发明提供一种基于大规模天线系统多参数优化频谱效率的方法,能够提高系统的频谱效率。所述方法包括:建立多参数优化频谱效率的模型,其中,所述多参数包括:天线选择矩阵、波束成形矢量、发射功率和导频序列长度;根据建立的多参数优化频谱效率模型,优化天线选择矩阵;根据建立的多参数优化频谱效率模型及优化得到的天线选择矩阵,优化波束成形矢量和发射功率;根据建立的多参数优化频谱效率模型及优化得到的天线选择矩阵、波束成形矢量和发射功率,优化导频序列长度;将优化得到的天线选择矩阵、波束成形矢量和、发射功率和优化导频序列长度带入建立的多参数优化频谱效率模型中,得到优化后的频谱效率。本发明适用于频谱效率优化操作。
The present invention provides a method for optimizing spectrum efficiency based on multi-parameters of a large-scale antenna system, which can improve the spectrum efficiency of the system. The method includes: establishing a multi-parameter optimization spectrum efficiency model, wherein the multi-parameters include: antenna selection matrix, beamforming vector, transmit power and pilot sequence length; Selection matrix; optimize the beamforming vector and transmit power according to the established multi-parameter optimized spectrum efficiency model and the optimized antenna selection matrix; optimize the established multi-parameter spectral efficiency model and the optimized antenna selection matrix, beamforming vector and transmit power power, and optimize the length of the pilot sequence; bring the optimized antenna selection matrix, beamforming vector sum, transmit power and optimized pilot sequence length into the established multi-parameter optimized spectral efficiency model to obtain the optimized spectral efficiency. The present invention is suitable for spectral efficiency optimization operations.
Description
技术领域technical field
本发明涉及无线通信技术领域,特别是指一种基于大规模天线系统多参数优化频谱效率的方法。The present invention relates to the technical field of wireless communication, in particular to a method for optimizing spectrum efficiency based on multi-parameters of a large-scale antenna system.
背景技术Background technique
近年来,随着全球无线通信技术日新月异地发展,无线通信数据业务的需求呈指数增长。加之目前无线通信系统采用的是静态(固定)频谱分配策略,频谱资源也越来越紧缺。大规模天线(Massive Multiple-Input Multiple-Output,Massive MIMO)技术不需要大面积更新用户的终端设备,只需对基站进行改造,即可提高系统的频谱利用率及系统容量,解决频谱短缺的问题。In recent years, with the rapid development of global wireless communication technologies, the demand for wireless communication data services has grown exponentially. In addition, the current wireless communication system adopts a static (fixed) spectrum allocation strategy, and spectrum resources are increasingly scarce. Massive Multiple-Input Multiple-Output (Massive MIMO) technology does not require large-scale updating of user's terminal equipment, and only needs to transform the base station, which can improve the system's spectrum utilization and system capacity, and solve the problem of spectrum shortage. .
在大规模天线系统中,导频污染、信道有效估计、功率消耗和硬件设备成本等诸多问题的多解决亟待研究。目前常用方法有:In large-scale antenna systems, multiple solutions to pilot pollution, effective channel estimation, power consumption, and hardware equipment costs need to be studied urgently. Currently commonly used methods are:
基于天线选择技术有效解决硬件设备成本的问题;基于波束成形技术,可获得较大的阵列增益,显著提高信道容量,解决功率消耗的问题;基于信道估计和导频调度两个方向减轻或消除导频污染;目前这些方法解决各自针对的问题效果显著,然而这些方法未能全面均衡解决大规模天线系统中存在的导频污染,功率消耗、系统的高复杂性和成本等诸多问题。Based on the antenna selection technology, the problem of hardware equipment cost can be effectively solved; based on the beamforming technology, a large array gain can be obtained, the channel capacity can be significantly improved, and the problem of power consumption can be solved; based on the channel estimation and pilot scheduling, the pilot frequency can be reduced or eliminated. At present, these methods are effective in solving their respective problems. However, these methods cannot comprehensively solve many problems such as pilot pollution, power consumption, high system complexity and cost in large-scale antenna systems.
发明内容SUMMARY OF THE INVENTION
本发明要解决的技术问题是提供一种基于大规模天线系统多参数优化频谱效率的方法,以解决现有技术所存在的导频污染、功率消耗高、系统的复杂性高和成本高的问题。The technical problem to be solved by the present invention is to provide a method for optimizing spectrum efficiency based on multi-parameters of a large-scale antenna system, so as to solve the problems of pilot frequency pollution, high power consumption, high system complexity and high cost existing in the prior art .
为解决上述技术问题,本发明实施例提供一种基于大规模天线系统多参数优化频谱效率的方法,包括:To solve the above technical problems, an embodiment of the present invention provides a method for optimizing spectral efficiency based on multiple parameters of a large-scale antenna system, including:
建立多参数优化频谱效率的模型,其中,所述多参数包括:天线选择矩阵、波束成形矢量、发射功率和导频序列长度;establishing a model for optimizing spectral efficiency with multiple parameters, wherein the multiple parameters include: antenna selection matrix, beamforming vector, transmit power and pilot sequence length;
根据建立的多参数优化频谱效率模型,优化天线选择矩阵;According to the established multi-parameter optimization spectrum efficiency model, the antenna selection matrix is optimized;
根据建立的多参数优化频谱效率模型及优化得到的天线选择矩阵,优化波束成形矢量和发射功率;Optimize the beamforming vector and transmit power according to the established multi-parameter optimized spectrum efficiency model and the optimized antenna selection matrix;
根据建立的多参数优化频谱效率模型及优化得到的天线选择矩阵、波束成形矢量和发射功率,优化导频序列长度;Optimize the length of the pilot sequence according to the established multi-parameter optimized spectrum efficiency model and the optimized antenna selection matrix, beamforming vector and transmit power;
将优化得到的天线选择矩阵、波束成形矢量和、发射功率和优化导频序列长度带入建立的多参数优化频谱效率模型中,得到优化后的频谱效率。The optimized antenna selection matrix, beamforming vector sum, transmit power and optimized pilot sequence length are brought into the established multi-parameter optimized spectral efficiency model to obtain the optimized spectral efficiency.
进一步地,建立的多参数优化频谱效率模型为:Further, the established multi-parameter optimized spectral efficiency model is:
arg max Rarg max R
variables w,S,ps,τ;variables w, S, p s , τ;
其中,variables表示模型的优化变量,R表示频谱效率,w是波束成形矢量,S是天线选择矩阵,ps是发射功率,τ是用户发送的导频序列长度。where variables represent the optimization variables of the model, R represents the spectral efficiency, w is the beamforming vector, S is the antenna selection matrix, ps is the transmit power, and τ is the length of the pilot sequence sent by the user.
进一步地,频谱效率R表示为:Further, the spectral efficiency R is expressed as:
其中,K是大规模天线系统内的用户数,IK是K×K维的单位矩阵,非上标H是基站BS的M个天线和系统内K个用户之间M×K维的信道矩阵,上标H表示矩阵的共轭,||表示矩阵的行列式。Among them, K is the number of users in the large-scale antenna system, I K is the K × K dimensional identity matrix, and the non-superscript H is the M × K dimensional channel matrix between the M antennas of the base station BS and the K users in the system , the superscript H represents the conjugate of the matrix, and || represents the determinant of the matrix.
进一步地,所述根据建立的多参数优化频谱效率模型,优化天线选择矩阵包括:Further, according to the established multi-parameter optimization spectrum efficiency model, optimizing the antenna selection matrix includes:
根据与联合优化等效的分步优化,对建立的所述模型进行凸优化处理,将所述模型从非凸目标函数转变为凸目标函数;According to the step-by-step optimization equivalent to joint optimization, the established model is subjected to convex optimization processing, and the model is transformed from a non-convex objective function to a convex objective function;
在得到的凸目标函数中,固定波束成形矢量、发射功率、导频序列长度后,计算凸目标函数对天线选择矩阵的导数gi;In the obtained convex objective function, after fixing the beamforming vector, the transmit power, and the length of the pilot sequence, calculate the derivative g i of the convex objective function to the antenna selection matrix;
根据凸目标函数对天线选择矩阵的导数gi,求凸目标函数下边界的最大值Si+1;According to the derivative g i of the convex objective function to the antenna selection matrix, find the maximum value S i+1 of the lower boundary of the convex objective function;
根据凸目标函数下边界的最大值Si+1,得到优化后的天线选择矩阵。According to the maximum value S i+1 of the lower boundary of the convex objective function, the optimized antenna selection matrix is obtained.
进一步地,转变后得到的凸目标函数表示为:Further, the convex objective function obtained after transformation is expressed as:
其中,α是凸函数系数。where α is the convex function coefficient.
进一步地,所述根据建立的多参数优化频谱效率模型及优化得到的天线选择矩阵,优化波束成形矢量和发射功率包括:Further, according to the established multi-parameter optimized spectrum efficiency model and the optimized antenna selection matrix, the optimized beamforming vector and transmit power include:
根据与联合优化等效的分步优化,对建立的所述模型进行凸优化处理,将所述模型从非凸目标函数转变为凸目标函数:According to the step-by-step optimization equivalent to joint optimization, the established model is subjected to convex optimization processing, and the model is transformed from a non-convex objective function to a convex objective function:
arg maxf(w)=fcave(w)+fvex(w)arg maxf(w)=f cave (w)+f vex (w)
其中,fcave(w)表示凸目标函数f(w)中的凹函数,fvex(w)表示凸目标函数f(w)中的凸函数;Among them, f cave (w) represents the concave function in the convex objective function f(w), and f vex (w) represents the convex function in the convex objective function f(w);
根据得到的凸目标函数,固定导频序列长度后,利用优化得到的天线选择矩阵,计算凸目标函数中凹函数对波束成形矢量的偏导数其中,表示对凹函数的变量求偏导数;According to the obtained convex objective function, after fixing the length of the pilot sequence, the partial derivative of the concave function in the convex objective function to the beamforming vector is calculated by using the antenna selection matrix obtained by optimization. in, Represents the partial derivative of the variable of the concave function;
根据凸目标函数中凹函数对波束成形矢量的偏导数求凸目标函数下边界的最大值wi+1;Partial Derivatives of Beamforming Vectors According to Concave Functions in Convex Objective Functions Find the maximum value w i+1 of the lower boundary of the convex objective function;
根据凸目标函数下边界的最大值wi+1,得到优化后的波束成形矢量和发射功率。According to the maximum value w i+1 of the lower boundary of the convex objective function, the optimized beamforming vector and transmit power are obtained.
进一步地,所述根据建立的多参数优化频谱效率模型及优化得到的天线选择矩阵、波束成形矢量和发射功率,优化导频序列长度包括:Further, according to the established multi-parameter optimized spectrum efficiency model and the antenna selection matrix, beamforming vector and transmit power obtained by optimization, the optimized pilot sequence length includes:
根据能量效率最大化原则,构造导频序列长度优化函数;According to the principle of maximizing energy efficiency, construct a pilot sequence length optimization function;
根据建立的多参数优化频谱效率模型,固定频谱效率为一预设的常量后,利用优化得到的天线选择矩阵、波束成形矢量、发射功率,搜索使得能量效率最大化的导频序列长度,得到优化后的导频序列长度。According to the established multi-parameter optimized spectral efficiency model, after fixing the spectral efficiency to a preset constant, the optimized antenna selection matrix, beamforming vector, and transmit power are used to search for the length of the pilot sequence that maximizes the energy efficiency. the length of the subsequent pilot sequence.
进一步地,构造的导频序列长度优化函数表示为:Further, the constructed pilot sequence length optimization function is expressed as:
进一步地,所述信道是指大规模天线系统的上行信道。Further, the channel refers to the uplink channel of the large-scale antenna system.
本发明的上述技术方案的有益效果如下:The beneficial effects of the above-mentioned technical solutions of the present invention are as follows:
上述方案中,建立多参数优化频谱效率的模型;根据建立的多参数优化频谱效率模型,优化天线选择矩阵;根据建立的多参数优化频谱效率模型及优化得到的天线选择矩阵,优化波束成形矢量和发射功率;根据建立的多参数优化频谱效率模型及优化得到的天线选择矩阵、波束成形矢量和发射功率,优化导频序列长度;将优化得到的天线选择矩阵、波束成形矢量和、发射功率和优化导频序列长度带入建立的多参数优化频谱效率模型中,得到优化后的频谱效率。这样,通过对建立的频谱效率模型中的天线选择矩阵、波束成形矢量、发射功率和导频序列长度这4个参数进行优化,可以综合解决大规模天线系统中存在的导频污染、功率消耗大、高复杂性和成本高的问题,从而提高系统的频谱效率。In the above scheme, a multi-parameter optimized spectral efficiency model is established; according to the established multi-parameter optimized spectral efficiency model, the antenna selection matrix is optimized; according to the established multi-parameter optimized spectral efficiency model and the optimized antenna selection matrix, the beamforming vector and Transmit power; optimize the pilot sequence length according to the established multi-parameter optimized spectrum efficiency model and the optimized antenna selection matrix, beamforming vector and transmit power; optimize the antenna selection matrix, beamforming vector sum, transmit power and optimize The length of the pilot sequence is brought into the established multi-parameter optimized spectral efficiency model to obtain the optimized spectral efficiency. In this way, by optimizing the four parameters of the antenna selection matrix, beamforming vector, transmit power and pilot sequence length in the established spectrum efficiency model, the pilot pollution and large power consumption in large-scale antenna systems can be comprehensively solved. , high complexity and high cost, thereby improving the spectral efficiency of the system.
附图说明Description of drawings
图1为本发明实施例提供的基于大规模天线系统多参数优化频谱效率的方法的流程示意图;1 is a schematic flowchart of a method for optimizing spectral efficiency based on multiple parameters of a large-scale antenna system according to an embodiment of the present invention;
图2为本发明实施例提供的Massive MIMO通信系统的结构示意图;FIG. 2 is a schematic structural diagram of a Massive MIMO communication system provided by an embodiment of the present invention;
图3为本发明实施例提供的大规模天线系统多参数优化频谱效率的方法与GA效果对比示意图。FIG. 3 is a schematic diagram illustrating a comparison between a method for optimizing spectral efficiency with multiple parameters of a large-scale antenna system and a GA effect provided by an embodiment of the present invention.
具体实施方式Detailed ways
为使本发明要解决的技术问题、技术方案和优点更加清楚,下面将结合附图及具体实施例进行详细描述。In order to make the technical problems, technical solutions and advantages to be solved by the present invention more clear, the following will be described in detail with reference to the accompanying drawings and specific embodiments.
本发明针对现有的导频污染、功率消耗高、系统的复杂性高和成本高的问题,提供一种基于大规模天线系统多参数优化频谱效率的方法。Aiming at the existing problems of pilot frequency pollution, high power consumption, high system complexity and high cost, the present invention provides a method for optimizing spectrum efficiency based on multi-parameters of a large-scale antenna system.
如图1所示,本发明实施例提供的基于大规模天线系统多参数优化频谱效率的方法,包括:As shown in FIG. 1 , a method for optimizing spectrum efficiency based on multi-parameters of a large-scale antenna system provided by an embodiment of the present invention includes:
S101,建立多参数优化频谱效率的模型,其中,所述多参数包括:天线选择矩阵、波束成形矢量、发射功率和导频序列长度;S101, establishing a model for optimizing spectrum efficiency with multiple parameters, wherein the multiple parameters include: an antenna selection matrix, a beamforming vector, a transmit power, and a pilot sequence length;
S102,根据建立的多参数优化频谱效率模型,优化天线选择矩阵;S102, optimize the antenna selection matrix according to the established multi-parameter optimization spectrum efficiency model;
S103,根据建立的多参数优化频谱效率模型及优化得到的天线选择矩阵,优化波束成形矢量和发射功率;S103, optimize the beamforming vector and transmit power according to the established multi-parameter optimized spectrum efficiency model and the optimized antenna selection matrix;
S104,根据建立的多参数优化频谱效率模型及优化得到的天线选择矩阵、波束成形矢量和发射功率,优化导频序列长度;S104, according to the established multi-parameter optimized spectrum efficiency model and the optimized antenna selection matrix, beamforming vector and transmit power, optimize the length of the pilot sequence;
S105,将优化得到的天线选择矩阵、波束成形矢量和、发射功率和优化导频序列长度带入建立的多参数优化频谱效率模型中,得到优化后的频谱效率。S105: Bring the optimized antenna selection matrix, beamforming vector sum, transmit power and optimized pilot sequence length into the established multi-parameter optimized spectral efficiency model to obtain optimized spectral efficiency.
本发明实施例所述的基于大规模天线系统多参数优化频谱效率的方法,建立多参数优化频谱效率的模型;根据建立的多参数优化频谱效率模型,优化天线选择矩阵;根据建立的多参数优化频谱效率模型及优化得到的天线选择矩阵,优化波束成形矢量和发射功率;根据建立的多参数优化频谱效率模型及优化得到的天线选择矩阵、波束成形矢量和发射功率,优化导频序列长度;将优化得到的天线选择矩阵、波束成形矢量和、发射功率和优化导频序列长度带入建立的多参数优化频谱效率模型中,得到优化后的频谱效率。这样,通过对建立的频谱效率模型中的天线选择矩阵、波束成形矢量、发射功率和导频序列长度这4个参数进行优化,可以综合解决大规模天线系统中存在的导频污染、功率消耗大、高复杂性和成本高的问题,从而提高系统的频谱效率。In the method for optimizing spectrum efficiency based on multi-parameters of a large-scale antenna system according to the embodiment of the present invention, a model for optimizing spectrum efficiency with multiple parameters is established; according to the established model for optimizing spectrum efficiency with multiple parameters, an antenna selection matrix is optimized; The spectral efficiency model and the optimized antenna selection matrix are used to optimize the beamforming vector and transmit power; according to the established multi-parameter optimized spectrum efficiency model and the optimized antenna selection matrix, beamforming vector and transmit power, the pilot sequence length is optimized; The optimized antenna selection matrix, beamforming vector sum, transmit power and optimized pilot sequence length are brought into the established multi-parameter optimized spectral efficiency model to obtain the optimized spectral efficiency. In this way, by optimizing the four parameters of the antenna selection matrix, beamforming vector, transmit power and pilot sequence length in the established spectrum efficiency model, the pilot pollution and large power consumption in large-scale antenna systems can be comprehensively solved. , high complexity and high cost, thereby improving the spectral efficiency of the system.
在前述基于大规模天线系统多参数优化频谱效率的方法的具体实施方式中,进一步地,建立的多参数优化频谱效率模型为:In the foregoing specific implementation of the method for optimizing spectral efficiency based on multi-parameters of a large-scale antenna system, further, the established multi-parameter optimized spectral efficiency model is:
arg max Rarg max R
variables w,S,ps,τ;variables w, S, p s , τ;
其中,variables表示模型的优化变量,R表示频谱效率,w是波束成形矢量,S是天线选择矩阵,ps是发射功率,τ是用户发送的导频序列长度。where variables represent the optimization variables of the model, R represents the spectral efficiency, w is the beamforming vector, S is the antenna selection matrix, ps is the transmit power, and τ is the length of the pilot sequence sent by the user.
进一步地,频谱效率R表示为:Further, the spectral efficiency R is expressed as:
其中,K是大规模天线系统内的用户数,IK是K×K维的单位矩阵,非上标H是基站BS的M个天线和系统内K个用户之间M×K维的信道矩阵,上标H表示矩阵的共轭,| |表示矩阵的行列式。Among them, K is the number of users in the large-scale antenna system, I K is the K × K dimensional identity matrix, and the non-superscript H is the M × K dimensional channel matrix between the M antennas of the base station BS and the K users in the system , the superscript H represents the conjugate of the matrix, and || represents the determinant of the matrix.
本发明实施例中,如图2所示为大规模天线系统结构示意图,假设有一个基站(BS)配备M个天线,K个单天线用户,符合平坦性衰落的上行信道。所有的用户在以基站为中心点的指定范围内都是可移动的,当然也可以不移动。In the embodiment of the present invention, as shown in FIG. 2 is a schematic structural diagram of a large-scale antenna system, it is assumed that a base station (BS) is equipped with M antennas, K single-antenna users, and an uplink channel conforming to flat fading. All users are movable within the designated range with the base station as the center point, and of course they may not move.
本实施例中,假设,大规模天线系统包括:M个发送天线的基站(BS)和K个单天线用户,其中,M≥K,K个用户占用相同的时频资源发送数据,则基站BS的接收信号y表示为:In this embodiment, it is assumed that a large-scale antenna system includes: a base station (BS) with M transmitting antennas and K single-antenna users, where M≥K, and K users occupy the same time-frequency resources to transmit data, then the base station BS The received signal y is expressed as:
y=HSwx+ny=HSwx+n
其中,y是基站(BS)的接收信号,M×1维的矢量;H是基站BS的M个天线和系统内K个用户之间M×K维的信道矩阵H=[h1,h2,...,hm],BS的第m个天线与第k个用户之间的信道是hk,K×1维的hk对应第m个传输天线的信道向量;w为M根传输天线的波束形成加权值,表示波束成形矢量,是M×1维的矩阵,w=[w1,w2,...,wm]T∈R+,R+表示正实数,且||w||≤1,wm是第m个发送天线的波束形成加权值,|| ||表示矩阵的范数,∈表示属于集合;x是传输的信号矢量,x=[x1,x2,...,xm]T,T表示矩阵的转置,xm是从第m个传输天线传输的符号;n是零均值加性高斯白噪声向量,M×1维的向量;S是天线选择矩阵,为M×M维的对角矩阵,trace(S)=K,trace表示矩阵的迹,使得:Among them, y is the received signal of the base station (BS), an M×1-dimensional vector; H is the M×K-dimensional channel matrix H=[h 1 , h 2 between the M antennas of the base station BS and the K users in the system ,...,h m ], the channel between the mth antenna of the BS and the kth user is h k , the K×1 dimension h k corresponds to the channel vector of the mth transmission antenna; w is the M transmission The beamforming weight value of the antenna, representing the beamforming vector, is an M×1-dimensional matrix, w=[w 1 ,w 2 ,...,w m ] T ∈R + , R + represents a positive real number, and || w||≤1, w m is the beamforming weight value of the mth transmit antenna, || || represents the norm of the matrix, ∈ represents belonging to the set; x is the transmitted signal vector, x=[x 1 , x 2 ,...,x m ] T , where T represents the transpose of the matrix, x m is the symbol transmitted from the mth transmit antenna; n is a zero-mean additive white Gaussian noise vector, an M×1-dimensional vector; S is The antenna selection matrix is a diagonal matrix of M×M dimension, trace(S)=K, trace represents the trace of the matrix, so that:
基站BS的接收信号y经过线性检测器后,得到接收信号r,可以表示为:After the received signal y of the base station BS passes through the linear detector, the received signal r is obtained, which can be expressed as:
r=AHyr=A Hy
其中,A是M×K维的线性检测矩阵,使用线性迫零检测器时,A=H,非上标H是基站(BS)的M个天线和K个用户之间M×K维的信道矩阵;上标H表示矩阵的共轭。Among them, A is an M×K-dimensional linear detection matrix. When a linear zero-forcing detector is used, A=H, and the non-superscript H is the M×K-dimensional channel between the M antennas of the base station (BS) and the K users. Matrix; superscript H denotes the conjugate of the matrix.
根据得到的接收信号r,建立上行链路系统多参数优化频谱效率模型为:According to the obtained received signal r, the multi-parameter optimized spectral efficiency model of the uplink system is established as:
arg max Rarg max R
variables w,S,ps,τ;variables w, S, p s , τ;
其中,variables表示模型的优化变量,R表示频谱效率,w是波束成形矢量,S是天线选择矩阵,ps是发射功率,τ是用户发送的导频序列长度。where variables represent the optimization variables of the model, R represents the spectral efficiency, w is the beamforming vector, S is the antenna selection matrix, ps is the transmit power, and τ is the length of the pilot sequence sent by the user.
所述频谱效率R表示为:The spectral efficiency R is expressed as:
其中,K是大规模天线系统内的用户数,IK是K×K维的单位矩阵,非上标H是基站BS的M个天线和系统内K个用户之间M×K维的信道矩阵,上标H表示矩阵的共轭,| |表示矩阵的行列式。Among them, K is the number of users in the large-scale antenna system, I K is the K × K dimensional identity matrix, and the non-superscript H is the M × K dimensional channel matrix between the M antennas of the base station BS and the K users in the system , the superscript H represents the conjugate of the matrix, and || represents the determinant of the matrix.
本发明实施例中,在S102、S103、S104中可以利用S101建立的多参数优化频谱效率模型,与多优化等效的分步优化,分步优化天线选择矩阵S、波束成形矢量w、发射功率pS和导频序列长度τ。In the embodiment of the present invention, in S102, S103, and S104, the multi-parameter optimization spectrum efficiency model established in S101 can be used, and the step-by-step optimization equivalent to the multi-optimization can be used to optimize the antenna selection matrix S, the beamforming vector w, and the transmit power step by step. p S and the pilot sequence length τ.
本实施例中,所述根据建立的多参数优化频谱效率模型,优化天线选择矩阵具体可以包括:In this embodiment, the optimized antenna selection matrix according to the established multi-parameter optimized spectrum efficiency model may specifically include:
根据与联合优化等效的分步优化,对建立的所述模型进行凸优化处理,分步优化天线选择矩阵,将所述模型从非凸目标函数转变为凸目标函数,所述凸目标函数表示为:According to the step-by-step optimization equivalent to joint optimization, the established model is subjected to convex optimization processing, the antenna selection matrix is optimized step-by-step, and the model is transformed from a non-convex objective function to a convex objective function, and the convex objective function represents for:
其中,a是凸函数系数,α为常数,a>0;Among them, a is the convex function coefficient, α is a constant, a>0;
在得到的凸目标函数中,先固定波束成形矢量、发射功率、导频序列长度,然后计算凸目标函数对天线选择矩阵的导数gi;In the obtained convex objective function, the beamforming vector, transmit power and pilot sequence length are fixed first, and then the derivative g i of the convex objective function to the antenna selection matrix is calculated;
根据计算得到的凸目标函数对天线选择矩阵的导数gi,求凸目标函数下边界的最大值Si+1:According to the derivative g i of the calculated convex objective function to the antenna selection matrix, find the maximum value S i+1 of the lower boundary of the convex objective function:
其中, 表示定义;in, express definition;
根据凸目标函数下边界的最大值Si+1,得到优化后的天线选择矩阵。According to the maximum value S i+1 of the lower boundary of the convex objective function, the optimized antenna selection matrix is obtained.
本实施例中,所述根据建立的多参数优化频谱效率模型及优化得到的天线选择矩阵,优化波束成形矢量和发射功率具体可以包括:In this embodiment, the optimized beamforming vector and transmit power may specifically include:
根据与联合优化等效的分步优化,对建立的所述模型进行凸优化处理,分步优化波束成形矢量w和发射功率pS,将所述模型从非凸目标函数转变为凸目标函数:According to the stepwise optimization equivalent to joint optimization, the established model is subjected to convex optimization processing, and the beamforming vector w and transmit power p S are optimized step by step, and the model is transformed from a non-convex objective function to a convex objective function:
arg max f(w)=fcave(w)+fvex(w)arg max f(w)=f cave (w)+f vex (w)
其中,fcave(w)表示凸目标函数f(w)中的凹函数,fvex(w)表示凸目标函数f(w)中的凸函数;Among them, f cave (w) represents the concave function in the convex objective function f(w), and f vex (w) represents the convex function in the convex objective function f(w);
在得到的凸目标函数中,先固定导频序列长度,利用优化得到的天线选择矩阵,计算目标函数中凹函数对波束成形矢量的偏导数其中,表示对凹函数的变量求偏导数;In the obtained convex objective function, the length of the pilot sequence is fixed first, and the partial derivative of the concave function in the objective function to the beamforming vector is calculated by using the antenna selection matrix obtained by optimization. in, Represents the partial derivative of the variable of the concave function;
根据目标函数中凹函数对波束成形矢量的偏导数求解凸目标函数下边界的最大值wi+1:The partial derivative of the beamforming vector according to the concave function in the objective function Find the maximum value w i+1 of the lower bound of the convex objective function:
根据凸目标函数下边界的最大值wi+1,得到优化后的波束成形矢量和发射功率。According to the maximum value w i+1 of the lower boundary of the convex objective function, the optimized beamforming vector and transmit power are obtained.
本实施例中,所述根据建立的多参数优化频谱效率模型及优化得到的天线选择矩阵、波束成形矢量和发射功率,优化导频序列长度具体可以包括:In this embodiment, the optimized pilot sequence length may specifically include:
根据能量效率最大化原则,构造导频序列长度优化函数;According to the principle of maximizing energy efficiency, construct a pilot sequence length optimization function;
根据建立的多参数优化频谱效率模型,固定频谱效率为一预设的常量后,利用优化得到的天线选择矩阵、波束成形矢量、发射功率,搜索使得能量效率最大化的导频序列长度,得到优化后的导频序列长度。According to the established multi-parameter optimized spectral efficiency model, after fixing the spectral efficiency to a preset constant, the optimized antenna selection matrix, beamforming vector, and transmit power are used to search for the length of the pilot sequence that maximizes the energy efficiency. the length of the subsequent pilot sequence.
本实施例中,重复执行S102-S104,直至满足预设的迭代终止条件,即系统的频谱效率迭代增加值小于等于0.01,将最终优化得到的天线选择矩阵、波束成形矢量和、发射功率和优化导频序列长度带入建立的多参数优化频谱效率模型中,得到优化后的频谱效率。In this embodiment, S102-S104 are repeatedly executed until the preset iterative termination condition is satisfied, that is, the iterative increase value of the spectral efficiency of the system is less than or equal to 0.01, and the antenna selection matrix, beamforming vector sum, and transmit power sum that are finally optimized are optimized. The length of the pilot sequence is brought into the established multi-parameter optimized spectral efficiency model to obtain the optimized spectral efficiency.
本实施例中涉及的信道是指大规模天线系统的上行信道。The channel involved in this embodiment refers to the uplink channel of the large-scale antenna system.
为了更好地理解本发明实施例所述的基于大规模天线系统多参数优化频谱效率的方法,以一个具体的实施例对其进行详细说明:In order to better understand the method for optimizing spectral efficiency based on multi-parameters of a large-scale antenna system according to the embodiment of the present invention, a specific embodiment is used to describe it in detail:
本实施例中、假设,基站(BS)配备100个天线,55个单天线用户,符合平坦性衰落的上行信道。所有的用户在以基站为中心点的指定范围内都是可移动的,当然也可以不移动。In this embodiment, it is assumed that the base station (BS) is equipped with 100 antennas and 55 single-antenna users, which conform to the uplink channel of flat fading. All users are movable within the designated range with the base station as the center point, and of course they may not move.
本发明实施例中,假定系统中在基站端配置大规模天线阵列,并同时为多个用户终端提供服务,而且基站配置的天线数远大于接收端用户数;对于平坦性衰落信道,由于空间衰落和阴影衰落非级数级,可以假定为常数,故只考虑快衰落;相干时间假定为196ms,则建立多参数优化频谱效率的模型可以包括:In the embodiment of the present invention, it is assumed that a large-scale antenna array is configured at the base station in the system to provide services for multiple user terminals at the same time, and the number of antennas configured at the base station is much larger than the number of users at the receiving end; for flat fading channels, due to spatial fading and shadow fading are non-sequential and can be assumed to be constant, so only fast fading is considered; the coherence time is assumed to be 196ms, then the model for establishing multi-parameter optimization of spectral efficiency can include:
A11,基站BS的接收信号y表示如下:A11, the received signal y of the base station BS is represented as follows:
y=HSwx+ny=HSwx+n
其中,n是零均值加性高斯白噪声向量,100×1维的向量;Among them, n is a zero-mean additive white Gaussian noise vector, a 100 × 1-dimensional vector;
A12,利用A11得到基站的接收信号,经过线性迫零检测器,基站BS的接收信号表示如下:A12, using A11 to obtain the received signal of the base station, through the linear zero-forcing detector, the received signal of the base station BS is expressed as follows:
r=AHyr=A Hy
其中,A是100×55维的线性检测矩阵;y是基站(BS)的接收信号,100×1维的矢量;Among them, A is a 100×55-dimensional linear detection matrix; y is the received signal of the base station (BS), a 100×1-dimensional vector;
A13,获知基站BS的接收信号r,建立上行链路系统多参数优化频谱效率模型为:A13, the received signal r of the base station BS is known, and the multi-parameter optimization spectrum efficiency model of the uplink system is established as follows:
variables w,S,ps,τ;variables w, S, p s , τ;
其中,K表示系统内的用户数为55;IK是55×55维的单位矩阵;τ是用户发送导频的导频序列长度,55≤τ≤196;ps是发射功率;非上标H是基站(BS)的100个天线和55个用户之间100×55维的信道矩阵,H=[h1,h2,...,hm],BS的第m个天线与第k个用户之间的信道是hk,55×1维的hk对应第m个传输天线的信道向量;S是天线选择矩阵,100×100维的对角矩阵,trace(S)=55,使得:Among them, K indicates that the number of users in the system is 55; I K is a 55 × 55-dimensional identity matrix; τ is the length of the pilot sequence of the pilot transmitted by the user, 55≤τ≤196; p s is the transmit power; non-superscript H is the 100×55-dimensional channel matrix between the 100 antennas of the base station (BS) and 55 users, H=[h 1 , h 2 ,...,h m ], the mth antenna of the BS and the kth antenna The channel between users is h k , the 55×1-dimensional h k corresponds to the channel vector of the mth transmission antenna; S is the antenna selection matrix, a 100×100-dimensional diagonal matrix, trace(S)=55, so that :
其中,x是传输的信号矢量,x=[x1,x2,…,xm]T(T表示矩阵的转置),xm是从第m个传输天线传输的符号;w是M根传输天线的波束形成加权值,100×1维的矩阵,w=[w1,w2,…,wm]T∈R+(R+表示正实数)且||w||≤1,wm是第m个发送天线的波束形成加权值;T是相干时间;上标H表示矩阵的共轭;trace表示矩阵的迹;|| ||表示矩阵的范数;| |表示矩阵的行列式。where x is the transmitted signal vector, x=[x 1 ,x 2 ,...,x m ] T (T represents the transpose of the matrix), x m is the symbol transmitted from the mth transmit antenna; w is the M root The beamforming weight of the transmit antenna, a 100×1-dimensional matrix, w=[w 1 ,w 2 ,…,w m ] T ∈R + (R + represents a positive real number) and ||w||≤1,w m is the beamforming weight of the mth transmit antenna; T is the coherence time; the superscript H denotes the conjugate of the matrix; trace denotes the trace of the matrix; || || denotes the norm of the matrix; | | denotes the determinant of the matrix .
本实施例中,设随机生成100×1维的信号矢量x,优化波束成形矢量w为随机生成||w||≤1的100×1维的向量,发射功率pS=wHwE{|x|2},导频序列长度τ=K=55;优化天线选择矩阵S,具体步骤如下:In this embodiment, it is assumed that a 100×1-dimensional signal vector x is randomly generated, the optimized beamforming vector w is a 100×1-dimensional vector randomly generated with ||w||≤1, and the transmit power p S =w H wE{| x| 2 }, the length of the pilot sequence τ=K=55; to optimize the antenna selection matrix S, the specific steps are as follows:
A21,根据与联合优化等效的分步优化,分步优化天线选择矩阵,将参数模型从非凸目标函数转变为凸目标函数;A21, according to the stepwise optimization equivalent to the joint optimization, the antenna selection matrix is optimized step by step, and the parameter model is transformed from a non-convex objective function to a convex objective function;
A22,在得到的凸目标函数中,先固定波束成形矢量为100×1维的元素均为0.1、发射功率wHwE{|x|2},信号随机生成、导频序列长度为55;A22, in the obtained convex objective function, firstly fix the beamforming vector as 100×1-dimensional elements of 0.1, transmit power w H wE{|x| 2 }, random signal generation, and pilot sequence length of 55;
A23,计算凸目标函数对天线选择矩阵的导数;A23, calculate the derivative of the convex objective function to the antenna selection matrix;
A24,根据凸目标函数对天线选择矩阵的导数,求凸目标函数下边界的最大值Si+1;A24, according to the derivative of the convex objective function to the antenna selection matrix, find the maximum value S i+1 of the lower boundary of the convex objective function;
A25,根据凸目标函数下边界的最大值Si+1,得到优化后的天线选择矩阵。A25, according to the maximum value S i+1 of the lower boundary of the convex objective function, an optimized antenna selection matrix is obtained.
本实施例中,得到天线选择矩阵,固定导频序列长度,优化波束成形矢量w和发射功率pS,具体步骤可以包括:In this embodiment, the antenna selection matrix is obtained, the pilot sequence length is fixed, and the beamforming vector w and the transmit power p S are optimized. The specific steps may include:
A31,根据与联合优化等效的分步优化,分步优化波束成形矢量w和发射功率pS,将参数模型从非凸目标函数转变为凸目标函数:A31, according to the stepwise optimization equivalent to the joint optimization, the beamforming vector w and the transmit power p S are optimized step by step, and the parameter model is transformed from a non-convex objective function to a convex objective function:
arg max f(w)=fcave(w)+fvex(w)arg max f(w)=f cave (w)+f vex (w)
其中,fcave(w)表示凸目标函数f(w)中的凹函数,fvex(w)表示凸目标函数f(w)中的凸函数;Among them, f cave (w) represents the concave function in the convex objective function f(w), and f vex (w) represents the convex function in the convex objective function f(w);
A32,在得到的凸目标函数中,先固定导频序列长度55,利用优化得到的天线选择矩阵,计算目标函数中凹函数对波束成形矢量的偏导数其中,表示对凹函数的变量求偏导数;A32, in the obtained convex objective function, first fix the pilot sequence length of 55, and use the optimized antenna selection matrix to calculate the partial derivative of the concave function in the objective function to the beamforming vector in, Represents the partial derivative of the variable of the concave function;
A33,根据目标函数中凹函数对波束成形矢量的偏导数构造波束成形矢量优化函数wi+1:A33, the partial derivative of the beamforming vector according to the concave function in the objective function Construct the beamforming vector optimization function w i+1 :
A34,求解A33中的式子可得波束成形矢量、发射功率。A34, the beamforming vector and the transmit power can be obtained by solving the formula in A33.
本实施例中,根据上述求解得到的天线选择矩阵、波束成形矢量、发射功率,分步优化导频序列长度τ,具体步骤如下:In this embodiment, according to the antenna selection matrix, beamforming vector, and transmit power obtained by the above solution, the pilot sequence length τ is optimized step by step, and the specific steps are as follows:
A41,根据能效最大化原则,构造导频序列长度优化函数;A41, according to the principle of maximizing energy efficiency, construct a pilot sequence length optimization function;
A42,根据建立的多参数优化频谱效率模型,固定频谱效率为一预设的常量后,利用优化得到的天线选择矩阵、波束成形矢量、发射功率,搜索使得能量效率最大化的导频序列长度,得到优化后的导频序列长度。A42. According to the established multi-parameter optimized spectral efficiency model, after fixing the spectral efficiency to a preset constant, use the optimized antenna selection matrix, beamforming vector, and transmit power to search for a pilot sequence length that maximizes energy efficiency, The optimized pilot sequence length is obtained.
最后,将优化得到的天线选择矩阵、波束成形矢量和、发射功率和优化导频序列长度带入建立的多参数优化频谱效率模型中,得到优化后的频谱效率。Finally, the optimized antenna selection matrix, beamforming vector sum, transmit power and optimized pilot sequence length are brought into the established multi-parameter optimized spectral efficiency model to obtain the optimized spectral efficiency.
本实施例中,图3描述了实施例提供的大规模天线系统的多参数优化频谱效率的方法与传统的遗传(GA)算法的频谱效率效果对比示意图。图3中的横坐标是信噪比(dB),纵坐标是频谱效率,该结果是在发送天线为100,服务用户数55,相干时间为196ms,信噪比同等增加的同条件重复实验得出的。由图3可知,本发明实施例提供的提高频谱效率的方法与传统的遗传(GA)算法相比,不仅降低了系统中存在的导频污染,功率消耗、系统的复杂性和成本等诸多问题,而且得到了更好的性能。这说明本发明提出的方法是全面且有效的。同时,对比结果也表明本发明实施例提供的基于大规模天线系统多参数优化频谱效率的方法优于传统的遗传(GA)算法的频谱效率的性能。In this embodiment, FIG. 3 is a schematic diagram illustrating the comparison of the spectral efficiency effect of the method for optimizing the spectral efficiency of a large-scale antenna system with multiple parameters and a traditional genetic (GA) algorithm provided in the embodiment. The abscissa in Figure 3 is the signal-to-noise ratio (dB), and the ordinate is the spectral efficiency. The result is that when the number of transmitting antennas is 100, the number of serving users is 55, the coherence time is 196ms, and the signal-to-noise ratio is equally increased under the same conditions, the experiment was repeated under the same conditions. out. It can be seen from FIG. 3 that, compared with the traditional genetic (GA) algorithm, the method for improving spectral efficiency provided by the embodiment of the present invention not only reduces the pilot frequency pollution existing in the system, but also reduces power consumption, system complexity and cost. , and got better performance. This shows that the method proposed by the present invention is comprehensive and effective. At the same time, the comparison results also show that the method for optimizing the spectral efficiency based on multi-parameters of a large-scale antenna system provided by the embodiment of the present invention is superior to the performance of the spectral efficiency of the traditional genetic (GA) algorithm.
综上,本发明实施例提供的所述基于大规模天线系统多参数优化频谱效率的方法,主要有以下几个优点:To sum up, the method for optimizing spectrum efficiency based on multi-parameters of a large-scale antenna system provided by the embodiments of the present invention mainly has the following advantages:
1).有效降低导频污染,本发明实施例提供的大规模天线系统的多参数优化频谱效率的方法,能够基于导频对信道进行估计,获取信道完整的信道状态信息(CSI),并且对导频进行调度,对导频序列的长度进行优化,有效减轻了系统的导频污染;1). Effectively reduce pilot pollution. The multi-parameter optimization spectrum efficiency method for a large-scale antenna system provided by the embodiment of the present invention can estimate the channel based on the pilot, obtain complete channel state information (CSI) of the channel, and The pilot frequency is scheduled, and the length of the pilot frequency sequence is optimized, which effectively reduces the pilot frequency pollution of the system;
2).降低了系统的复杂度和硬件成本,本发明实施例提供的大规模天线系统的多参数优化频谱效率的方法,可以从基站的诸多天线中选择部分性能最优的天线进行信号的传输,在不影响对用户服务质量的前提下,提高了系统频谱效;2). The complexity and hardware cost of the system are reduced. The multi-parameter optimization spectrum efficiency method of a large-scale antenna system provided by the embodiment of the present invention can select some antennas with the best performance from many antennas of the base station for signal transmission , improving the system spectrum efficiency without affecting the quality of service to users;
3).降低了系统的功率消耗,本发明实施例提供的大规模天线系统的多参数优化频谱效率的方法,利用波束成形技术,对波束成形矢量进行了优化,获得较大的阵列增益,相对应的降低了发射功率,达到了相同的服务质量;3). The power consumption of the system is reduced. The multi-parameter optimization spectrum efficiency method for a large-scale antenna system provided by the embodiment of the present invention uses the beamforming technology to optimize the beamforming vector to obtain a larger array gain. Correspondingly, the transmit power is reduced, and the same quality of service is achieved;
4).提高了频谱效率,在同等条件下,该方法的频谱效率优于传统经典的遗传算法(GA)的频谱效率。4). The spectral efficiency is improved. Under the same conditions, the spectral efficiency of this method is better than that of the traditional classical genetic algorithm (GA).
需要说明的是,在本文中,诸如第一和第二等之类的关系术语仅仅用来将一个实体或者操作与另一个实体或操作区分开来,而不一定要求或者暗示这些实体或操作之间存在任何这种实际的关系或者顺序。It should be noted that, in this document, relational terms such as first and second are only used to distinguish one entity or operation from another entity or operation, and do not necessarily require or imply any relationship between these entities or operations. any such actual relationship or sequence exists.
以上所述是本发明的优选实施方式,应当指出,对于本技术领域的普通技术人员来说,在不脱离本发明所述原理的前提下,还可以做出若干改进和润饰,这些改进和润饰也应视为本发明的保护范围。The above are the preferred embodiments of the present invention. It should be pointed out that for those skilled in the art, without departing from the principles of the present invention, several improvements and modifications can be made. These improvements and modifications It should also be regarded as the protection scope of the present invention.
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