CN104062256A - Soft measurement method based on near infrared spectroscopy - Google Patents
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Abstract
Description
技术领域technical field
本发明为一种基于近红外光谱的软测量方法,具体涉及一种基于近红外光谱的复方阿胶浆药材提取液浓缩过程相对密度的软测量方法,属于中药生产技术领域。The invention relates to a near-infrared spectrum-based soft measurement method, in particular to a near-infrared spectrum-based soft measurement method for the relative density of a compound donkey-hide gelatin pulp medicine extract concentration process, and belongs to the technical field of traditional Chinese medicine production.
背景技术Background technique
软测量技术为近年来在过程控制和检测领域涌现出的一种新技术,它主要是通过间接测量的思路,对难以测量或者暂时不能测量的重要变量,选择另外一些容易测量的变量,通过构成某种数学关系来推断或者估计。应用软测量技术实现组分含量的在线检测不但经济可靠,且动态响应迅速、易于达到对产品质量的实时控制。Soft sensor technology is a new technology that has emerged in the field of process control and detection in recent years. It mainly uses the idea of indirect measurement to select other variables that are easy to measure for important variables that are difficult to measure or cannot be measured temporarily. Some mathematical relationship to infer or estimate. The application of soft sensor technology to achieve on-line detection of component content is not only economical and reliable, but also has a rapid dynamic response and is easy to achieve real-time control of product quality.
近红外光谱(Near Infrared Spectroscopy,NIRS)是可见光与中红外光谱之间波长范围为780至2500nm的光谱区。该光谱区主要是含氢基团(C-H、N-H、O-H)的倍频与合频吸收,通过扫描样品的近红外光谱,可以得到样品中有机分子含氢基团的特征信息。该技术需要与化学计量学结合,其中常用的化学计量学技术主要有多元线性回归、主成分回归和偏最小二乘回归等。近红外光谱用于中药质量控制能够从整体上反映中药材原料、加工过程中间体及产品的物理及化学组成信息。它作为一种软测量技术,具有样品无需或仅需极少的预处理、操作简便、不消耗化学试剂等诸多优点。利用这一技术,我们可以依据易测得的近红外光谱变量与相对密度之间的数学关系,建立相对密度的软测量模型。Near Infrared Spectroscopy (Near Infrared Spectroscopy, NIRS) is a spectral region between the visible light and the mid-infrared spectrum with a wavelength range of 780 to 2500nm. This spectral region is mainly the double frequency and combined frequency absorption of hydrogen-containing groups (C-H, N-H, O-H). By scanning the near-infrared spectrum of the sample, the characteristic information of the hydrogen-containing groups of organic molecules in the sample can be obtained. This technique needs to be combined with chemometrics, among which the commonly used chemometric techniques mainly include multiple linear regression, principal component regression and partial least squares regression. The use of near-infrared spectroscopy in quality control of traditional Chinese medicine can reflect the physical and chemical composition information of raw materials, intermediates and products of Chinese medicinal materials as a whole. As a soft measurement technology, it has many advantages such as no or minimal pretreatment of samples, easy operation, and no consumption of chemical reagents. Using this technique, we can establish a soft-sensing model of relative density based on the easily measurable mathematical relationship between near-infrared spectral variables and relative density.
浓缩过程是复方阿胶浆生产过程中的重要工序之一,也是实际生产过程中耗能较大、质量控制相对较难的工段。在浓缩过程中,相对密度是判断过程优劣的关键性评价指标,而且所得浓缩液的相对密度是否在所设定范围内也将对后续的沉淀除杂等过程产生影响。当前生产上常规的相对密度检测主要采用比重瓶法,此法需取出样品并置于20℃恒温水浴中待样品冷却至室温后方可精密称定测量,操作过程较为繁琐耗时,无法满足过程分析快速简便的条件,难以用于中药生产过程的实时在线分析。The concentration process is one of the important processes in the production of compound donkey-hide gelatin pulp, and it is also a section that consumes a lot of energy and is relatively difficult in quality control in the actual production process. In the concentration process, the relative density is a key evaluation index for judging the pros and cons of the process, and whether the relative density of the obtained concentrated solution is within the set range will also have an impact on the subsequent process of precipitation and impurity removal. The conventional relative density detection in current production mainly adopts the pycnometer method. This method needs to take out the sample and place it in a constant temperature water bath at 20°C until the sample is cooled to room temperature before accurately weighing the measurement. The operation process is cumbersome and time-consuming, and cannot meet the process analysis. The fast and simple conditions are difficult to be used for real-time online analysis in the production process of traditional Chinese medicine.
发明内容Contents of the invention
本发明的目的在于提供一种基于近红外光谱的软测量方法,尤其是针对复方阿胶浆药材提取液浓缩过程相对密度的软测量方法,及时地反映浓缩过程中浓缩液的变化信息,能增强对浓缩过程的理解,提高生产过程的质量控制水平,也为实现工艺过程的在线监测奠定基础。The object of the present invention is to provide a kind of soft measurement method based on near-infrared spectrum, especially for the soft measurement method of the relative density of the compound donkey-hide gelatin pulp medical material extract concentration process, reflect the change information of the concentrated solution in the concentration process in time, can enhance the The understanding of the concentration process improves the quality control level of the production process and lays the foundation for the online monitoring of the process.
本发明的目的通过如下技术方案实现:The purpose of the present invention is achieved through the following technical solutions:
一种基于近红外光谱的软测量方法,包括以下步骤:A soft sensing method based on near-infrared spectroscopy, comprising the following steps:
1.样本的收集:以实际生产过程取得的样本和实验室配制的样本组成样本集,此方法可增加样本集的代表性;1. Collection of samples: The sample set is composed of samples obtained from the actual production process and samples prepared in the laboratory. This method can increase the representativeness of the sample set;
优选的,步骤(1)所述的实际生产过程采集的样本的具体步骤为:收集实际生产浓缩过程共b个批次,每个批次采集k个时刻的样本,Preferably, the specific steps of the samples collected in the actual production process described in step (1) are: collecting a total of b batches in the actual production enrichment process, and collecting samples at k time points for each batch,
其中,b≥5;k≥10。Wherein, b≥5; k≥10.
2.样本集中各样本相对密度的测定:进行比重瓶法测定以测得样本的相对密度作为参考值,具体操作方法为:2. Determination of the relative density of each sample in the sample set: the relative density of the sample measured by the pycnometer method is used as a reference value. The specific operation method is:
取干燥、洁净并精密称定重量的比重瓶,装满样品后插入瓶塞,用滤纸将从塞孔溢出的多余样品擦干,置20℃恒温水浴中,放置10分钟后将比重瓶自水浴中取出,精密称定,减去比重瓶自身的重量,求得样品的重量,将样品倾去,洗净比重瓶后,装满蒸馏水再照上法测得蒸馏水的重量,样品的相对密度即为样品的重量与蒸馏水的重量之比。Take a dry, clean and precisely weighed pycnometer, fill it with samples, insert the cork, wipe off the excess sample overflowing from the plug hole with filter paper, put it in a constant temperature water bath at 20°C, and put the pycnometer out of the water bath after standing for 10 minutes. Take it out of the pycnometer, weigh it accurately, subtract the weight of the pycnometer itself, and obtain the weight of the sample, dump the sample, wash the pycnometer, fill it with distilled water and measure the weight of the distilled water according to the above method, the relative density of the sample is is the ratio of the weight of the sample to the weight of distilled water.
3.近红外光谱数据采集和数据预处理:使用近红外光谱仪采集样本近红外光谱,进行异常样本剔除和样本集的划分,然后选择合适的建模光谱波段和预处理方法,提取光谱特征信息。3. Near-infrared spectrum data collection and data preprocessing: Use a near-infrared spectrometer to collect sample near-infrared spectra, remove abnormal samples and divide sample sets, and then select appropriate modeling spectral bands and preprocessing methods to extract spectral feature information.
优选的,近红外光谱仪采集样本近红外光谱时采用透反射模式采集浓缩液的近红外光谱图。Preferably, when the near-infrared spectrometer collects the near-infrared spectrum of the sample, the near-infrared spectrum of the concentrated solution is collected in a transflective mode.
更优选的,近红外光谱仪采集样本近红外光谱时以仪器内置背景为参比,分辨率为4cm-1,扫描次数为128次,扫描光谱波数范围为4000-10000cm-1。More preferably, when the near-infrared spectrometer collects the near-infrared spectrum of the sample, the built-in background of the instrument is used as a reference, the resolution is 4cm -1 , the number of scans is 128, and the wavenumber range of the scanned spectrum is 4000-10000cm -1 .
数据预处理:在建立模型之前,首先需要鉴别并剔除异常样本并对样本集进行划分,以获得代表性强的校正集和验证集样本,其中,用于建立模型的样本为校正集样本,用于模型验证和评价的为验证集样本。Data preprocessing: Before building a model, it is first necessary to identify and eliminate abnormal samples and divide the sample set to obtain representative calibration set and verification set samples. Among them, the samples used to build the model are calibration set samples, using Validation set samples are used for model verification and evaluation.
本发明采用Chauvenet检验法和杠杆值与学生化残差值相结合的方法进行异常样本的剔除,同时兼顾了化学值和光谱数据的异常,更有助于对异常样本的鉴别及剔除。The invention adopts the method of Chauvenet test and the combination of leverage value and biochemical residual value to eliminate abnormal samples, and simultaneously takes into account the abnormalities of chemical values and spectral data, which is more helpful for the identification and elimination of abnormal samples.
Chauvenet检验法首先计算所有样品光谱的平均光谱,然后计算每个样品光谱与平均光谱之间的马氏距离,将距离值从小到大的顺序排列,根据Chauvenet判别准则判定距离值最大的样品光谱是否为异常,若是则继续判别距离值第二大的样品光谱是否为异常,以此类推,直至某一样品光谱被判定为正常。本发明中软件根据准则自动判断异常光谱。Chauvenet判别准则公式如下:The Chauvenet test method first calculates the average spectrum of all sample spectra, and then calculates the Mahalanobis distance between each sample spectrum and the average spectrum, arranges the distance values in ascending order, and judges whether the sample spectrum with the largest distance value is is abnormal, if so, continue to judge whether the sample spectrum with the second largest distance value is abnormal, and so on, until a certain sample spectrum is judged to be normal. In the present invention, the software automatically judges the abnormal spectrum according to the criterion. The formula of Chauvenet criterion is as follows:
式中,为所有样品马氏距离的平均值,Zc为一个与样品个数有关的常数,可查表得,σ为均方差。In the formula, is the average value of the Mahalanobis distance of all samples, Z c is a constant related to the number of samples, which can be found in the table, and σ is the mean square error.
杠杆值的计算公式为:The formula for calculating the leverage value is:
式中,hi为杠杆值,n为样品数,ti为第i个预测样本的回归因子向量,T为校正样本的回归因子得分矩阵。In the formula, h i is the leverage value, n is the number of samples, t i is the regressor vector of the ith prediction sample, and T is the regressor score matrix of the calibration sample.
学生残差ri的计算公式为:The formula for calculating the student residual r i is:
式中,fi为第i个样品的残差值,RMSE为校正集均方差。In the formula, f i is the residual value of the i-th sample, and RMSE is the mean square error of the calibration set.
在建模过程中,杠杆值衡量的是一个校正集样品对模型的影响程度,学生残差值则表示预测能力的好坏。通常含量值处于校正集均值处的样品,其杠杆值较小,若某个样品的杠杆值较大,则可能是光谱扫描或者其他分析方法在测定时引入误差;若一个样品的学生残差值较高,那么说明校正集模型对此样品的预测能力较差。当一个样本的杠杆值或学生残差值比较高时,则将该样本暂列为异常样本。In the modeling process, the leverage value measures the influence of a calibration set sample on the model, and the student residual value indicates the quality of the predictive ability. Usually, the sample whose content value is at the average value of the calibration set has a small leverage value. If the leverage value of a certain sample is large, it may be that spectral scanning or other analysis methods introduce errors in the measurement; if the student residual value of a sample If it is higher, it means that the calibration set model has poor predictive ability for this sample. When a sample's leverage value or student residual value is relatively high, the sample is temporarily classified as an abnormal sample.
建立定量模型前,收集有代表性的样本非常重要。代表性强的样本不但可以减少建模的工作量,而且直接影响所建模型的适用性和准确性。常用的样本集划分的方法有随机抽样(Random Sampling,RS)法、含量梯度法、Kennard-Stone(KS)法、Duplex法和Sample set Partitioning based on joint x-y distance(SPXY)法等,其中SPXY法是在Kennard-Stone法的基础上发展而来,实验证明SPXY法能够有效地用于近红外定量模型的建立。SPXY法的逐步选择的过程和Kennard-Stone法相似:Kennard-Stone法是把所有的样本都看作校正集候选样本,首先选择欧氏距离最远的两个向量对进入校正集,在后续迭代过程中拥有最小距离中最大值的待选样本被选入校正集,以此类推,直至达到预设样本数,该法缺点是在计算时只考虑X变量(光谱数据);而SPXY法则是在样本间距离计算时将X变量(光谱数据)和y变量(化学值)同时考虑在内,首先分别计算样本p和q在X和Y空间内的距离,其公式如下:Before building a quantitative model, it is important to collect a representative sample. A representative sample can not only reduce the workload of modeling, but also directly affect the applicability and accuracy of the built model. Commonly used sample set partition methods include random sampling (Random Sampling, RS) method, content gradient method, Kennard-Stone (KS) method, Duplex method and Sample set Partitioning based on joint x-y distance (SPXY) method, etc., among which SPXY method It is developed on the basis of the Kennard-Stone method. Experiments have proved that the SPXY method can be effectively used for the establishment of near-infrared quantitative models. The step-by-step selection process of the SPXY method is similar to the Kennard-Stone method: the Kennard-Stone method regards all samples as calibration set candidate samples, and first selects the two vector pairs with the farthest Euclidean distance to enter the calibration set, and in subsequent iterations In the process, the candidate sample with the maximum value in the minimum distance is selected into the calibration set, and so on until the preset number of samples is reached. The disadvantage of this method is that only the X variable (spectral data) is considered in the calculation; while the SPXY method is in When calculating the distance between samples, the X variable (spectral data) and the y variable (chemical value) are taken into account at the same time. First, the distances of samples p and q in the X and Y spaces are calculated respectively. The formula is as follows:
式中,dx(p,q)和dy(p,q)分别为样本p和q在X和Y空间内的距离,j为变量。In the formula, d x (p, q) and d y (p, q) are the distances of samples p and q in X and Y spaces, respectively, and j is a variable.
为保证样本在X空间和y空间具有相同的权重,分别除以它们在数据集中的最大值,其公式如下:In order to ensure that samples have the same weight in X space and y space, they are divided by their maximum value in the data set respectively, and the formula is as follows:
SPXY法优点在于能够有效地覆盖多维向量空间,从而改善所建模型的预测能力。本发明采用SPXY法对样本集进行划分。The advantage of the SPXY method is that it can effectively cover the multi-dimensional vector space, thereby improving the predictive ability of the built model. The present invention uses the SPXY method to divide the sample set.
确定校正集和验证集样本后需对建模波段和预处理方法进行优选。尽管偏最小二乘法允许处理全谱信息,但建模波段过宽,可能包含大量冗余信息,因此有必要进行波段的选择,以消除无关的干扰,改善模型性能。相关系数法是将校正集光谱阵中的每个波长对应的吸光度向量与浓度阵中的待测组分浓度向量进行相关性计算,通常相关系数越大的波段其信息含量越丰富,据此便可选择对模型贡献大的波长。近红外光谱往往包含一些与待测样品性质无关的因素带来的干扰,导致近红外光谱的基线漂移和散射效应等,对光谱进行预处理可以减弱各种非目标因素对光谱的影响,提高谱图质量。常用的光谱预处理方法主要包括多元散射校正、标准正则变换、导数和平滑及其组合等。After determining the calibration set and validation set samples, it is necessary to optimize the modeling band and preprocessing method. Although the partial least squares method allows the processing of full-spectrum information, the modeling band is too wide and may contain a lot of redundant information. Therefore, it is necessary to select the band to eliminate irrelevant interference and improve model performance. The correlation coefficient method is to calculate the correlation between the absorbance vector corresponding to each wavelength in the calibration set spectral array and the concentration vector of the component to be measured in the concentration array. Usually, the band with a larger correlation coefficient has more information content. Wavelengths that contribute significantly to the model can be selected. The near-infrared spectrum often contains some interference caused by factors that have nothing to do with the properties of the sample to be measured, resulting in baseline drift and scattering effects in the near-infrared spectrum. Preprocessing the spectrum can weaken the influence of various non-target factors on the spectrum and improve the spectrum. Figure quality. Commonly used spectral preprocessing methods mainly include multivariate scattering correction, standard canonical transformation, derivative and smoothing and their combinations.
多元散射校正(Multiplicative Scatter Correction,MSC):在近红外光谱测量过程中,由于样品颗粒分布不均匀以及颗粒大小不同常导致所得光谱具有较大差异,某些情况下,由于样品散射而引起的光谱变化甚至大于样品组分含量所引起的光谱变化。多元散射校正便主要用以消除样品间因散射而引起的光谱误差。Multiplicative Scatter Correction (MSC): In the process of near-infrared spectroscopy measurement, due to the uneven distribution of sample particles and different particle sizes, the obtained spectra often have large differences. In some cases, the spectra caused by sample scattering The change is even greater than the spectral change caused by the sample component content. Multivariate scattering correction is mainly used to eliminate spectral errors caused by scattering between samples.
标准正则变换(Standrad Normal Variate,SNV):标准正则变换认为每张光谱中各波长点的吸光度值应满足一定的分布,通过这一假设对每一条光谱进行校正。具体是将原始数据各元素减去该元素所在列的元素的均值再除以该列的标准差,使一列数据的各个数据之间在数据标度上有可比性。该法多用于消除测量光程的变化对光谱响应产生的影响。Standard Normal Variation (Standrad Normal Variate, SNV): Standard Normal Variation believes that the absorbance value of each wavelength point in each spectrum should satisfy a certain distribution, and correct each spectrum through this assumption. Specifically, each element of the original data is subtracted from the mean value of the element in the column where the element is located, and then divided by the standard deviation of the column, so that the data in a column of data are comparable on the data scale. This method is mostly used to eliminate the influence of the change of measuring optical path on the spectral response.
导数(Derivative):由于仪器、样品背景或其他因素影响,近红外光谱分析中经常出现谱图的偏移或漂移现象,如不加处理,同样会影响校正模型建立的质量和未知样品预测结果的准确性。基线校正最常用的解决办法是对光谱进行一阶导数或二阶导数处理,前者主要解决基线的偏移,后者则可以消除与波长线性相关的偏移。Derivative: Due to the influence of the instrument, sample background or other factors, the shift or drift of the spectrum often occurs in the near-infrared spectral analysis. If it is not treated, it will also affect the quality of the calibration model and the prediction results of unknown samples. accuracy. The most commonly used solution for baseline correction is to perform first-order derivative or second-order derivative processing on the spectrum. The former mainly solves the offset of the baseline, while the latter can eliminate the offset linearly related to the wavelength.
平滑(Smoothing):通过近红外光谱仪器采集得到的原始光谱数据中,既包含了有用信息,同时也叠加了许多随机噪声。平滑的实质是除去光谱数据中的高频成分,保留有用低频信息。窗口移动多项式最小二乘平滑法(Savitzky-GolaySmoothing)是较为常用的平滑算法。Smoothing: The original spectral data collected by near-infrared spectroscopy instruments contains both useful information and a lot of random noise. The essence of smoothing is to remove high-frequency components in spectral data and retain useful low-frequency information. Window moving polynomial least squares smoothing method (Savitzky-GolaySmoothing) is a more commonly used smoothing algorithm.
4.软测量模型的建立:使用多变量分析方法构建样本的近红外特征光谱与其相对密度值之间的定量校正模型,使用校正集样本建立软测量模型,并通过验证集样本对模型进行评价。4. Establishment of the soft sensor model: use the multivariate analysis method to build a quantitative calibration model between the near-infrared characteristic spectrum of the sample and its relative density value, use the calibration set samples to establish the soft sensor model, and evaluate the model through the validation set samples.
优选的,所述的软测量模型,其优化性能评价指标为:以相关系数r、校正集均方差RMSEC、交叉验证均方差RMSECV及验证集均方差RMSEP为指标优化建模参数;所述的软测量模型对待测样本的预测能力用预测集相关系数r和预测集均方差RMSEP来考核。Preferably, the optimization performance evaluation index of the soft sensor model is: using correlation coefficient r, correction set mean square error RMSEC, cross-validation mean square error RMSECV and verification set mean square error RMSEP as indicators to optimize the modeling parameters; The prediction ability of the measurement model for the sample to be tested is evaluated by the correlation coefficient r of the prediction set and the mean square error RMSEP of the prediction set.
优选的,所述的多变量分析方法为偏最小二乘回归法。Preferably, the multivariate analysis method is a partial least squares regression method.
5.软测量模型的应用:5. Application of soft sensor model:
取待测样本,按照与建模样本相同的光谱采集参数采集近红外光谱,将光谱导入所建校正模型,便可快速计算得到待测样本的相对密度。Take the sample to be tested, collect the near-infrared spectrum according to the same spectrum acquisition parameters as the modeled sample, and import the spectrum into the built calibration model to quickly calculate the relative density of the sample to be tested.
上述软测量模型在实际应用一段时间后可以加入新的样本,扩充模型的适用范围,对模型进行不断的更新与完善,操作步骤同前。After a period of actual application of the above soft sensor model, new samples can be added to expand the scope of application of the model, and the model can be continuously updated and improved. The operation steps are the same as before.
本发明以生产过程样本和实验室配制样本组成样本集,采集样本集的近红外光谱图,通过异常样本剔除,选择合适的样本集划分方法、光谱建模波段、预处理方法得到样本的特征光谱信息,以比重瓶法测得样本的相对密度作为参考值,采用偏最小二乘回归法建立样本近红外光谱与其相对密度之间关系的定量校正模型。将待测样本按同样的方法采集其近红外光谱,利用所建的软测量模型即可快速计算得到其相对密度。In the present invention, a sample set is composed of production process samples and laboratory prepared samples, the near-infrared spectrum of the sample set is collected, abnormal samples are eliminated, and a suitable sample set division method, spectral modeling band, and preprocessing method are selected to obtain the characteristic spectrum of the sample. Information, using the relative density of the sample measured by the pycnometer method as a reference value, and using the partial least squares regression method to establish a quantitative calibration model for the relationship between the near-infrared spectrum of the sample and its relative density. Collect the near-infrared spectrum of the sample to be tested in the same way, and use the built soft sensor model to quickly calculate its relative density.
本发明将近红外光谱技术引入中药制药生产过程中药中间体的质量控制中,以复方阿胶浆生产中复方阿胶浆提取液的浓缩工序为例,采用基于近红外光谱的软测量方法实现对浓缩液相对密度的快速测定。与传统的比重瓶法相比,避免了繁琐耗时的操作,节省了大量的时间和人力。The present invention introduces near-infrared spectroscopy technology into the quality control of traditional Chinese medicine intermediates in the production process of traditional Chinese medicine pharmacy. Taking the concentration process of compound donkey-hide gelatin pulp extract in the production of compound donkey-hide gelatin pulp as an example, the soft measurement method based on near-infrared spectroscopy is used to realize the comparative analysis of the concentrated liquid. Rapid determination of density. Compared with the traditional pycnometer method, it avoids tedious and time-consuming operations and saves a lot of time and manpower.
附图说明Description of drawings
附图1为复方阿胶浆浓缩过程浓缩液的近红外光谱图;Accompanying drawing 1 is the near-infrared spectrogram of compound donkey-hide gelatin slurry concentration process concentrate;
附图2为异常样本剔除中的Chauvenet检验结果图;Accompanying drawing 2 is the Chauvenet test result graph in abnormal sample elimination;
附图3为异常样本剔除中的杠杆值与学生化残差分布图;Accompanying drawing 3 is the distribution diagram of leverage value and student chemical residual in abnormal sample elimination;
附图4为校正集和验证集样品的主成分得分图;Accompanying drawing 4 is the principal component score map of correction set and verification set sample;
附图5为样品相对密度的相关光谱图;Accompanying drawing 5 is the relative spectrogram of sample relative density;
附图6为浓缩液相对密度模型的预测值与参考值的相关关系图;Accompanying drawing 6 is the correlation diagram of the predicted value of concentrated solution relative density model and reference value;
附图7为预测集浓缩液相对密度预测值与参考值的相关关系图。Accompanying drawing 7 is the correlation diagram of the predicted value of the relative density of the concentrated solution in the prediction set and the reference value.
具体实施方式Detailed ways
下面结合具体实施例来进一步描述本发明,本发明的优点和特点将会随着描述而更为清楚。但实施例仅是范例性的,并不对本发明的范围构成任何限制。本领域技术人员应该理解的是,在不偏离本发明的精神和范围下可以对本发明技术方案的细节和形式进行修改或替换,但这些修改和替换均落入本发明的保护范围内。The present invention will be further described below in conjunction with specific embodiments, and the advantages and characteristics of the present invention will become clearer along with the description. However, the examples are merely exemplary and do not limit the scope of the present invention in any way. Those skilled in the art should understand that the details and forms of the technical solutions of the present invention can be modified or replaced without departing from the spirit and scope of the present invention, but these modifications and replacements all fall within the protection scope of the present invention.
材料:复方阿胶浆药材提取液由山东东阿阿胶股份有限公司提供;Materials: The extract of compound donkey-hide gelatin pulp is provided by Shandong Dong'e-hide gelatin Co., Ltd.;
仪器:傅立叶变换近红外光谱仪由美国Thermo Fisher公司生产。Instruments: Fourier transform near-infrared spectrometer was produced by Thermo Fisher Company of the United States.
实施例1:一种基于近红外光谱的复方阿胶浆药材提取液浓缩过程相对密度的软测量方法Example 1: A soft measurement method for the relative density of the compound donkey-hide gelatin pulp medicinal material extract concentration process based on near-infrared spectroscopy
1.复方阿胶浆药材提取液样本的收集:1. Collection of extract samples of compound donkey-hide gelatin pulp:
收集实际生产线上浓缩罐循环管路中的浓缩液,管路中取到的样品能够代表蒸发器内液体的实际状态,收集得到6个批次共88个样本,第一至第四批次分别有15个样本,第五、第六批次分别有14个样品。另取浓缩液3份,每份约200mL,对这3份浓缩液分别再进行减压浓缩,控制旋转蒸发仪恒温槽温度为70℃,分别浓缩至体积约为100mL。再以超纯水逐级稀释,每份浓缩液共加入约300mL超纯水,分多次加入,每次加水后摇匀取样测定相对密度,直至样品的相对密度为1.03左右。3份浓缩液按上述稀释操作共获得27个样本。将此27个自配样本与生产浓缩过程收集样本共同组成样本集,总共115份样品。以实际生产浓缩过程第六批共14个样本留作本发明预测集测试模型对未知样本的预测能力,其余样本用以建立模型。Collect the concentrated liquid in the circulation pipeline of the concentration tank on the actual production line. The samples taken in the pipeline can represent the actual state of the liquid in the evaporator. A total of 88 samples were collected in 6 batches. The first to fourth batches were respectively There are 15 samples, and the fifth and sixth batches have 14 samples respectively. Take another 3 parts of the concentrated solution, about 200 mL each, and then concentrate the 3 parts under reduced pressure, control the temperature of the constant temperature tank of the rotary evaporator at 70 ° C, and concentrate to a volume of about 100 mL respectively. Then dilute it step by step with ultrapure water, add about 300mL ultrapure water to each concentrated solution, add in several times, shake well after adding water each time, take a sample to measure the relative density until the relative density of the sample is about 1.03. A total of 27 samples were obtained from the three concentrates according to the above-mentioned dilution operation. The 27 self-prepared samples and the samples collected during the production enrichment process were combined to form a sample set, with a total of 115 samples. A total of 14 samples from the sixth batch of the actual production enrichment process were reserved as the prediction set of the present invention to test the predictive ability of the model for unknown samples, and the remaining samples were used to establish the model.
2.样本相对密度的测定:以比重瓶法测得除实际生产浓缩过程第六批14个样本的样本集样本的相对密度作为参考值,测得的样本集中样本相对密度的分布范围是1.0224-1.1352。2. Determination of the relative density of the sample: the relative density of the sample set sample except the sixth batch of 14 samples in the actual production and concentration process was measured by the pycnometer method as a reference value, and the distribution range of the relative density of the sample set measured was 1.0224- 1.1352.
3.样本近红外光谱数据采集:使用ANTARISⅡ傅立叶变换近红外光谱仪采集样本近红外光谱,采样模式为透反射光谱采集模式,采集相关参数为:以仪器内置背景为参比,分辨率为4cm-1,扫描次数为128次,光谱采集波数范围为4000-10000cm-1。采集到的复方阿胶浆药材提取液原始近红外光谱图如图1。3. Sample near-infrared spectrum data collection: Use ANTARIS II Fourier transform near-infrared spectrometer to collect sample near-infrared spectrum. The sampling mode is the transmission and reflection spectrum collection mode. The relevant parameters of the collection are: the built-in background of the instrument is used as a reference, and the resolution is 4cm -1 , the number of scans is 128, and the spectrum acquisition wavenumber range is 4000-10000cm -1 . The original near-infrared spectrum of the collected compound donkey-hide gelatin pulp medicinal material extract is shown in Figure 1.
4.校正模型的建立:4. Establishment of calibration model:
(1)异常样本的剔除:(1) Elimination of abnormal samples:
采用Chauvenet检验法和杠杆值与学生化残差值相结合的方法进行异常样本的剔除。Chauvenet检验结果如图2(图中仅列出距离值较高的40个样本,距离值为马氏距离,指每个样本光谱到平均光谱的距离)。经Chauvenet检验,有七个样本(编号分别为35、36、80、81、99、100和101)与样本集所有样本的平均光谱差异显著,因此将其作为异常样本进行剔除。Abnormal samples were eliminated by using the method of Chauvenet test and the combination of leverage value and studentized residual value. The results of the Chauvenet test are shown in Figure 2 (only 40 samples with higher distance values are listed in the figure, and the distance value is the Mahalanobis distance, which refers to the distance from the spectrum of each sample to the average spectrum). According to the Chauvenet test, seven samples (numbered 35, 36, 80, 81, 99, 100, and 101) were significantly different from the average spectra of all samples in the sample set, so they were excluded as abnormal samples.
所有建模样本的杠杆值与学生化残差分布图如图3。由图可知,编号为73的样本的学生化残差值较大,编号为17、18、93和94的样本的杠杆值和学生化残差值都较大,因此将这些样本暂列为异常样本。The distribution of leverage values and studentized residuals of all modeling samples is shown in Figure 3. It can be seen from the figure that the sample numbered 73 has a large studentized residual value, and the samples numbered 17, 18, 93, and 94 have large leverage values and studentized residual values, so these samples are temporarily listed as abnormal sample.
针对杠杆值和学生化残差值剔除的异常样本(编号为73、17、18、93、94),若直接剔除,则有可能将非异常样本误当作异常样本剔除掉。为避免发生这样的错误,需要对被判定为异常的样本进行逐一回收,根据回收后的模型性能确定样本的去留,这样在很大程度上避免了样本被误判为异常,从而使得模型更加稳健。采用通过将异常样本逐一回收,建立模型,确定上述异常样本对模型的作用,比较未剔除、全部剔除和逐个回收多种情况下的模型结果,从中选出最优的模型以确定所要剔除的异常样本,结果见表1。由于尚未进行样本集划分,所有建立模型的样本均用作校正集,采用偏最小二乘回归法建立浓缩液近红外光谱与其相对密度之间的定量校正模型,以rc、rcv、RMSEC和RMSECV作为衡量模型性能的指标。结果表明,回收各个样本后皆使模型校正能力不同程度下降,因而将这些样本定为异常样本并将其从样本集中剔除。For the abnormal samples (numbered 73, 17, 18, 93, and 94) eliminated for the leverage value and the studentized residual value, if they are directly eliminated, it is possible to mistake the non-abnormal samples as abnormal samples and remove them. In order to avoid such mistakes, it is necessary to recycle the samples judged as abnormal one by one, and determine whether to keep the samples according to the performance of the model after recycling, which largely avoids the misjudgment of samples as abnormal, thus making the model more steady. By recovering the abnormal samples one by one, building a model, determining the effect of the above abnormal samples on the model, comparing the model results under the conditions of no elimination, all elimination and recovery one by one, and selecting the optimal model to determine the abnormality to be eliminated The sample, the results are shown in Table 1. Since the sample set has not been divided, all the samples of the model are used as the calibration set, and the partial least squares regression method is used to establish the quantitative calibration model between the near-infrared spectrum of the concentrate and its relative density, and the r c , rcv , RMSEC and RMSECV is used as a measure of model performance. The results show that the correction ability of the model is reduced to varying degrees after the recovery of each sample, so these samples are designated as abnormal samples and removed from the sample set.
表1逐个回收剔除样本后的模型性能表Table 1 Model performance table after recovering and removing samples one by one
注:主成分数为软件自动判断出的影响模型性能的因子。Note: The principal component score is the factor that the software automatically judges to affect the performance of the model.
(2)样本集的划分:(2) Division of the sample set:
建立模型之前,本发明对建立模型的样本集采用SPXY法进行校正集和验证集的划分,校正集样本用于建立模型,验证集样本用于验证模型。SPXY算法函数于Matlab软件中编写。经过异常样本剔除后剩余的89份样本中,通过SPXY法选择67份作为校正集,另外21份样本作为验证集。校正集与验证集样本的相对密度范围分别为1.0325-1.0988和1.0379-1.0694,可见校正集样本的密度范围覆盖了验证集样本,具有足够的代表性。观察校正集样本和验证集样本的PC1-PC2散点图如图4,结果显示,校正集样本和验证集样本,分布都较为均匀。Before building the model, the present invention uses the SPXY method to divide the sample set for model building into a correction set and a verification set, the samples in the correction set are used to build the model, and the samples in the verification set are used to verify the model. The SPXY algorithm function was written in Matlab software. Among the remaining 89 samples after removing abnormal samples, 67 samples were selected as the calibration set by SPXY method, and the other 21 samples were used as the validation set. The relative density ranges of the calibration set and validation set samples are 1.0325-1.0988 and 1.0379-1.0694, respectively. It can be seen that the density range of the calibration set samples covers the validation set samples and is sufficiently representative. Observe the PC1-PC2 scatter diagram of the calibration set sample and the validation set sample as shown in Figure 4. The results show that the distribution of the calibration set sample and the validation set sample is relatively uniform.
(3)建模波段范围优化:(3) Modeling band range optimization:
透射分析一般选用短波波段,反射分析一般选用长波波段,而本发明采用的透反射模式综合了透射和反射的光学特性,因此可以选择将短波波段和长波波段相结合。由原始光谱图图1可知,在4000-4400cm-1波段噪声较为明显,这是光纤吸收造成的干扰,因此建模时舍弃了这一波段。由图5所示,存在2个较明显的波段区域(5600-6250cm-1和7400-10000cm-1波段),其吸光度与相对密度的相关性均大于0.75,综合考虑模型性能和运算速度,最终采用5600-6250cm-1和7400-9000cm-1组合波段作为建模波段。The transmission analysis generally selects the short-wave band, and the reflection analysis generally selects the long-wave band, but the transflective mode adopted in the present invention combines the optical characteristics of transmission and reflection, so the combination of the short-wave band and the long-wave band can be selected. From Figure 1 of the original spectrogram, it can be seen that the noise in the 4000-4400cm -1 band is more obvious, which is the interference caused by fiber absorption, so this band was discarded in the modeling. As shown in Figure 5, there are two obvious band regions (5600-6250cm -1 and 7400-10000cm -1 bands), and the correlation between the absorbance and the relative density is greater than 0.75. Considering the performance of the model and the calculation speed, the final The combined bands of 5600-6250cm -1 and 7400-9000cm -1 are used as the modeling bands.
(4)光谱预处理方法优化:(4) Spectral preprocessing method optimization:
对原始光谱分别采用多元散射校正(MSC)、标准正则变换(SNV)、一阶导数、二阶导数、Savitsky-Golay滤波平滑(SG)和Norris导数滤波平滑等预处理方法,并通过交互验证法比较了不同预处理方法对模型性能的影响,结果见表2。由表2可知,不同的预处理方法都未能提高模型性能,经各种预处理后模型的各项性能参数均差于原始光谱所建模型,故采用原始光谱建模。For the original spectrum, preprocessing methods such as multivariate scattering correction (MSC), standard canonical transformation (SNV), first-order derivative, second-order derivative, Savitsky-Golay filter smoothing (SG) and Norris derivative filter smoothing were used respectively, and passed the interactive verification method The impact of different preprocessing methods on the performance of the model was compared, and the results are shown in Table 2. It can be seen from Table 2 that different preprocessing methods failed to improve the performance of the model, and the performance parameters of the model after various pretreatments were worse than those built by the original spectrum, so the original spectrum was used for modeling.
表2不同光谱预处理方法对PLS校正模型的影响Table 2 The influence of different spectral preprocessing methods on the PLS calibration model
注:主成分数为软件自动判断出的影响模型性能的因子。其中,Raw Spectra:原始光谱;MSC:多元散射校正;SNV:标准正则变换;SG:SG滤波平滑;Norris:Norris平滑;1stD:一阶导数光谱;2ndD:二阶导数光谱。Note: The principal component score is the factor that the software automatically judges to affect the performance of the model. Among them, Raw Spectra: original spectrum; MSC: multivariate scattering correction; SNV: standard canonical transformation; SG: SG filter smoothing; Norris: Norris smoothing; 1st D: first-order derivative spectrum; 2nd D: second-order derivative spectrum.
(5)软测量模型建立:(5) Soft sensor model establishment:
经过异常样本鉴别剔除12个异常样本并采用SPXY法将样本集划分为校正集和验证集后,选择建模波段范围为5600-6250cm-1和7400-9000cm-1的原始光谱,采用偏最小二乘回归法建立浓缩液近红外光谱与其相对密度之间的校正模型,其中偏最小二乘回归算法以及建模波段和预处理方法的优选均通过TQ analyst软件(版本8.5.25,Thermo Fisher,Madson,Wisconsin,USA)实现。模型的校正集相关系数为0.9993,RMSEC为5.85×10-4;交叉验证相关系数为0.9972,RMSECV为1.18×10-3;验证集相关系数达到0.9980,RMSEP为7.24×10-4,表明复方阿胶浆药材提取液特征光谱与其相对密度之间存在良好的相关性。图6为相对密度近红外预测值和参考值之间的相关图,由图同样表明所建定量回归模型具有较好的拟合效果。After abnormal samples were identified and 12 abnormal samples were eliminated and the sample set was divided into calibration set and verification set by SPXY method, the original spectra with modeling band ranges of 5600-6250cm -1 and 7400-9000cm -1 were selected, and the partial least squares The multiplication regression method establishes the correction model between the near-infrared spectrum of the concentrated liquid and its relative density, wherein the partial least squares regression algorithm and the optimization of the modeling band and the pretreatment method are all passed through the TQ analyst software (version 8.5.25, Thermo Fisher, Madson , Wisconsin, USA). The calibration set correlation coefficient of the model is 0.9993, and the RMSEC is 5.85×10 -4 ; the cross-validation correlation coefficient is 0.9972, and the RMSECV is 1.18×10 -3 ; the validation set correlation coefficient reaches 0.9980, and the RMSEP is 7.24×10 -4 , indicating that There is a good correlation between the characteristic spectrum of the pulp extract and its relative density. Figure 6 is a correlation diagram between the relative density near-infrared predicted value and the reference value, which also shows that the established quantitative regression model has a good fitting effect.
5.未知样本,即预测集样本相对密度的快速测定:5. Unknown samples, that is, rapid determination of the relative density of samples in the prediction set:
将建立的软测量模型对预测集样本,即未参与建模的第六批浓缩过程样本进行预测,由图7所示,密度预测趋势与实际测定趋势基本吻合,预测准确性较高,满足工业生产过程分析的要求,能够有效地用于浓缩过程相对密度的快速检测。The soft-sensing model will be established to predict the prediction set samples, that is, the sixth batch of enrichment process samples that did not participate in the modeling. As shown in Figure 7, the density prediction trend is basically consistent with the actual measurement trend, and the prediction accuracy is high, which meets the industrial The requirements of production process analysis can be effectively used for the rapid detection of relative density in the concentration process.
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