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Trop, 1998 - Google Patents

OTC Derivatives: Additional Oversight Could Reduce Costly Sales Practice Disputes

Trop, 1998

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Document ID
8908832730338728612
Author
Trop C
Publication year

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Reviews the sales practices for over-the-counter (OTC) derivatives, mortgage-backed securities (MBS), and structured notes. Analyzes fed. sales practice requirements applicable to these products and the dealers marketing them. Reports on the extent of end-user …
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Classifications

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    • G06Q99/00—Subject matter not provided for in other groups of this subclass

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