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Dombalagian, 2007 - Google Patents

Self and Self-Regulation: Resolving the SRO Identity Crisis

Dombalagian, 2007

View PDF
Document ID
5785800219775849630
Author
Dombalagian O
Publication year
Publication venue
Brooklyn Journal of Corporate, Financial & Commercial Law

External Links

Snippet

Market-based self-regulatory organizations (SROs) are in the throes of an identity crisis. Once the physical hub of trading activity, securities exchanges have become primary nodes in a larger web of electronic securities trading. Their mantel of regulatory authority, a …
Continue reading at brooklynworks.brooklaw.edu (PDF) (other versions)

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