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Angel et al., 2013 - Google Patents

Ethical standards for stockbrokers: fiduciary or suitability?

Angel et al., 2013

View PDF
Document ID
5707186307553476468
Author
Angel J
McCabe D
Publication year
Publication venue
Journal of business ethics

External Links

Snippet

What are the ethical obligations of the sellers of financial products to their customers? Stockbrokers in the US have a legal and ethical requirement to recommend only “suitable” investments to their customers. This is a fairly weak standard. Currently, there are proposals …
Continue reading at papers.ssrn.com (PDF) (other versions)

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