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ExpandR: Teaching Dense Retrievers Beyond Queries with LLM Guidance

GitHub arXiv HuggingFace HuggingFace HuggingFace HuggingFace

📖 Overview

We introduce ExpandR, a joint optimization framework that enhances dense retrieval by aligning Large Language Models (LLMs) with retriever preferences through query expansion.

ExpandR prompts LLMs to generate query expansions and uses them to guide both retriever training and LLM refinement. To improve alignment, ExpandR incorporates retriever reward and self-reward signals and applies Direct Preference Optimization (DPO) to fine-tune the LLM. This joint training strategy encourages the LLM to generate expansions that are not only semantically rich but also tailored to the retrieval utility of dense retrievers. method

⚙️ Setup

(1) Use git clone to download this project:

git clone git@github.com:NEUIR/ExpandR.git
cd ExpandR

(2) Install the following packages using Pip or Conda under your environment

Python=3.10.14
torch=2.5.1
transformers==4.41.2
tqdm
trl==0.12.2
vllm==0.5.0.post1
accelerate==1.3.0
deepspeed==0.14.4
peft==0.11.1
faiss-gpu==1.7.2
jsonlines

(3) Install the modified beir:

cd src/beir
pip install -e .

🏋️‍♂️ Training ExpandR:

1. Prepare the Data

we use eight datasets from the public portion of dataset curated by authors of Repetition Improves Language Model Embeddings. The dataset can be downloaded from the GitHub page of Echo embeddings repository. To use the training script, the downloaded dataset should be placed in the data directory. The directory layout should be as follows:

data
├─ echo-data
    ├─ eli5_question_answer.jsonl
    ├─ fever.jsonl 
    ├─ hotpot_qa.jsonl
    ├─ msmarco_document.jsonl
    ├─ msmaroc_passage.jsonl
    ├─ nq.jsonl
    ├─ squad.jsonl
    ├─ trivia_qa.jsonl

To merge these data, use the following command:

cd data/echo-data
cat *.jsonl > merge_data_80w.jsonl

Then run the following command to randomly split the data into two parts:

python ExpandR/src/split.py

2. Supervised Contrastive Training

You can download the checkpoint of our trained Contriever directly from here and use it, or follow the flow below to train it.

(1) First step: Download the related model

You need to download Contriever model as the vanilla retriever Model.

(2) Second step: Construct supervised contrastive training data

Then you can construct a dataset for supervised training by running this script, which includes generating query expansion using LLM and dividing the dataset. Our constructed dataset has been uploaded to huggingface. You can download and use them directly.

bash gen_supervised_data.sh

(3) Third step: Training the retriever Model

After constructing the training data, you can start training the retriever model.

bash supervised_train.sh

3. DPO Training

You can download the lora checkpoint of LLM-QE directly from here and merge them, or follow the flow below to train LLM-QE.

(1) First step: Download the related model

You need to download lama3-8B-Instruct model as the vanilla Generation Model.

(2) Second step: Construct dpo training data

Then you can construct a dataset for dpo training by running this script, which includes multiple steps such as generating query expansion using LLM, reward model filtering data, and dividing the dataset. Our constructed dataset has been uploaded to huggingface. You can download and use them directly.

cd LLM-QE/scripts
bash gen_dpo_data.sh

(3) Third step: Training the Generation Model

After constructing the training data, you can start training the query expansion generation model.

bash dpo_train.sh

(4) Fourth step: Combine the weights

You need to combine the weights of the Generation model trained using lora in Third step.

bash merge_lora.sh

📊 Evaluation

After training the ExpandR model, you can test the performance of ExpandR on Beir using the following command (Multi-GPU evaluation is supported).

bash eval_beir_15.sh

📚 Citation

If you find this work useful, please cite our paper and give us a shining star 🌟

@misc{yao2025llmqeimprovingqueryexpansion,
      title={LLM-QE: Improving Query Expansion by Aligning Large Language Models with Ranking Preferences}, 
      author={Sijia Yao and Pengcheng Huang and Zhenghao Liu and Yu Gu and Yukun Yan and Shi Yu and Ge Yu},
      year={2025},
      eprint={2502.17057},
      archivePrefix={arXiv},
      primaryClass={cs.IR},
      url={https://arxiv.org/abs/2502.17057}, 
}

✉️ Contact

If you have questions, suggestions, and bug reports, please email:

ysj1426746590@outlook.com

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