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Improving the Computational Efficiency of Adaptive Audits of IRV Elections

Published: 02 October 2024 Publication History

Abstract

AWAIRE is one of two extant methods for conducting risk-limiting audits of instant-runoff voting (IRV) elections. In principle AWAIRE can audit IRV contests with any number of candidates, but the original implementation incurred memory and computation costs that grew superexponentially with the number of candidates. This paper improves the algorithmic implementation of AWAIRE in three ways that make it practical to audit IRV contests with 55 candidates, compared to the previous 6 candidates. First, rather than trying from the start to rule out all candidate elimination orders that produce a different winner, the algorithm starts by considering only the final round, testing statistically whether each candidate could have won that round. For those candidates who cannot be ruled out at that stage, it expands to consider earlier and earlier rounds until either it provides strong evidence that the reported winner really won or a full hand count is conducted, revealing who really won. Second, it tests a richer collection of conditions, some of which can rule out many elimination orders at once. Third, it exploits relationships among those conditions, allowing it to abandon testing those that are unlikely to help. We provide real-world examples with up to 36 candidates and synthetic examples with up to 55 candidates, showing how audit sample size depends on the margins and on the tuning parameters. An open-source Python implementation is publicly available.

References

[1]
Appel, A., Stark, P.: Evidence-based elections: create a meaningful paper trail, then audit. Georgetown Law Technology Review (2020). https://georgetownlawtechreview.org/wp-content/uploads/2020/07/4.2-p523-541-Appel-Stark.pdf
[2]
Blom, M., et al.: You can do RLAs for IRV: the process pilot of risk-limiting audits for the San Francisco District Attorney 2019 instant runoff vote. In: Proceedings of E-Vote-ID 2020, pp. 296–310 (2020)
[3]
Blom M, Stuckey PJ, Teague VJ, et al. Krimmer R, Krimmer R, et al. Ballot-polling risk limiting audits for IRV elections Electronic Voting 2018 Cham Springer 17-34
[4]
Blom M, Stuckey PJ, Teague VJ, et al. Krimmer R et al. Computing the margin of victory in preferential parliamentary elections Electronic Voting 2018 Cham Springer 1-16
[5]
Ek, A., Stark, P., Stuckey, P.J., Vukcevic, D.: Efficient weighting schemes for auditing instant-runoff voting elections. In: Proceedings of the 9th Workshop on Advances in Secure Electronic Voting (2024)
[6]
Ek A, Stark PB, Stuckey PJ, Vukcevic D, et al. Volkamer M et al. Adaptively weighted audits of instant-runoff voting elections: AWAIRE Electronic Voting 2023 Cham Springer 35-51
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Stark PB et al. Bernhard M et al. Sets of half-average nulls generate risk-limiting audits: SHANGRLA Financial Cryptography and Data Security 2020 Cham Springer 319-336
[8]
Stark, P.B.: ALPHA: audit that learns from previously hand-audited ballots. Ann. Appl. Stat. 17(1), 641–679 (2023).
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Stark PB et al. Essex A et al. Overstatement-net-equivalent risk-limiting audit: ONEAudit Financial Cryptography and Data Security 2024 Cham Springer 63-78

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Published In

cover image Guide Proceedings
Electronic Voting: 9th International Joint Conference, E-Vote-ID 2024, Tarragona, Spain, October 2–4, 2024, Proceedings
Oct 2024
185 pages
ISBN:978-3-031-72243-1
DOI:10.1007/978-3-031-72244-8
Open Access This chapter is licensed under the terms of the Creative Commons Attribution 4.0 International License (http://creativecommons.org/licenses/by/4.0/), which permits use, sharing, adaptation, distribution and reproduction in any medium or format, as long as you give appropriate credit to the original author(s) and the source, provide a link to the Creative Commons license and indicate if changes were made.The images or other third party material in this chapter are included in the chapter's Creative Commons license, unless indicated otherwise in a credit line to the material. If material is not included in the chapter's Creative Commons license and your intended use is not permitted by statutory regulation or exceeds the permitted use, you will need to obtain permission directly from the copyright holder.

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Springer-Verlag

Berlin, Heidelberg

Publication History

Published: 02 October 2024

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