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Perceptions of Ethical Problems with Scientific Journal Peer Review: An Exploratory Study

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Abstract

This article reports the results of an anonymous survey of researchers at a government research institution concerning their perceptions about ethical problems with journal peer review. Incompetent review was the most common ethical problem reported by the respondents, with 61.8% (SE = 3.3%) claiming to have experienced this at some point during peer review. Bias (50.5%, SE = 3.4%) was the next most common problem. About 22.7% (SE = 2.8%) of respondents said that a reviewer had required them to include unnecessary references to his/her publication(s), 17.7% (SE = 2.6%) said that comments from reviewers had included personal attacks, and 9.6% (SE = 2.0%) stated that reviewers had delayed publication to publish a paper on the same topic. Two of the most serious violations of peer review ethics, breach of confidentiality (6.8%, SE = 1.7%) and using ideas, data, or methods without permission (5%, SE = 1.5%) were perceived less often than the other problems. We recommend that other investigators follow up on our exploratory research with additional studies on the ethics of peer review.

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Acknowledgments

This research was supported by the intramural program of the NIEHS/NIH. It does not represent the views of the NIEHS or NIH. We are grateful to Grace Kissling for helpful comments and suggestions.

Author Contributions: DBR was involved in the conception and design of this study, data collection, data interpretation, and drafting and editing the manuscript. CGF helped with recording and analyzing data and drafting and editing the manuscript. SP analyzed and interpreted data and help to draft and edit the manuscript.

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Correspondence to David B. Resnik.

Appendix: Survey Questions used in this Study

Appendix: Survey Questions used in this Study

  1. 1.

    Approximately how many articles have you published in peer-reviewed scientific or professional journals?

Have any of the following ever happened to you during the peer review process:

  1. 2.

    The review period took longer than 6 months.

  2. 3.

    The review period took longer than a year.

  3. 4.

    Comments from reviewers included personal attacks.

  4. 5.

    A reviewer was incompetent (i.e. he/she did not carefully read the article, was not familiar with the subject matter, or made mistakes of fact or reasoning in his/her review).

  5. 6.

    A reviewer was biased (i.e. didn’t give an article a fair hearing, prejudged it).

  6. 7.

    A reviewer breeched the confidentiality of the article without your permission.

  7. 8.

    A reviewer used your ideas, data, or methods without your permission.

  8. 9.

    A reviewer delayed the review so that he/she could publish an article on the same topic.

  9. 10.

    A reviewer required you to include unnecessary references to his/her publication(s).

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Resnik, D.B., Gutierrez-Ford, C. & Peddada, S. Perceptions of Ethical Problems with Scientific Journal Peer Review: An Exploratory Study. Sci Eng Ethics 14, 305–310 (2008). https://doi.org/10.1007/s11948-008-9059-4

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  • DOI: https://doi.org/10.1007/s11948-008-9059-4

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