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Reveal the Invisible Secret: Chosen-Ciphertext Side-Channel Attacks on NTRU

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Smart Card Research and Advanced Applications (CARDIS 2022)

Abstract

NTRU is a well-known lattice-based cryptosystem that has been selected as one of the four key encapsulation mechanism finalists in Round 3 of NIST’s post-quantum cryptography standardization. This paper presents two succinct and efficient chosen-ciphertext side-channel attacks on the latest variants of NTRU, i.e., NTRU-HPS and NTRU-HRSS as in Round 3 submissions. Both methods utilize the leakage from the polynomial modular reduction to recover the long-term secret key. For the first attack, although the side-channel leakage does not directly reveal the secret polynomial \(\textbf{f}\), we recover differences between adjacent coefficients using appropriately chosen ciphertexts, and finally reconstruct \(\textbf{f}\) through linear algebra. The second attack is based on the inherent relation between the secret key and the public key in NTRU-HPS: we first reveal the “invisible” secret polynomial \(\textbf{g}\) with chosen ciphertexts and then use \(\textbf{g}\) and the public polynomial \(\textbf{h}\) to compute \(\textbf{f}\). In theory, these attacks only need 4 and 2 ciphertexts, respectively. We then practically apply those attacks on all reference implementations of four instances in the PQClean library and show that the accuracy of secret-key recovery can reach 100% with only few traces (4 to 24 and 2 to 6, respectively). We also observe similar leakage in optimized implementations in the pqm4 library and propose an according analysis scheme.

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Notes

  1. 1.

    https://github.com/PQClean/PQClean/blob/964469d/crypto_kem/ntruhps2048509/clean/owcpa.c#L139.

  2. 2.

    https://github.com/mupq/pqm4/blob/0b50e72/crypto_kem/ntruhps2048509/m4f/owcpa.c#L150.

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Acknowledgements

This work is partially supported by the National Key Research and Development Program of China (2020YFB1005700) and by the Engineering and Physical Sciences Research Council (EPSRC) under grants EP/R012598/1 and EP/V000454/1. We thank the anonymous reviewers for the valuable comments and Sitong Zong for her helpful proofreading advice.

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Xu, Z., Pemberton, O., Oswald, D., Zheng, Z. (2023). Reveal the Invisible Secret: Chosen-Ciphertext Side-Channel Attacks on NTRU. In: Buhan, I., Schneider, T. (eds) Smart Card Research and Advanced Applications. CARDIS 2022. Lecture Notes in Computer Science, vol 13820. Springer, Cham. https://doi.org/10.1007/978-3-031-25319-5_12

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  • DOI: https://doi.org/10.1007/978-3-031-25319-5_12

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