SYSTEM AND METHOD FOR NONINVASIVE HEMODYNAMIC
MEASUREMENTS IN HEMODIALYSIS SHUNTS
CROSS-REFERENCE TO RELATED APPLICATION
This application claims priority to U.S. Provisional Application No. 60/029,587,
filed October 23, 1996.
FIELD OF THE INVENTION
This invention relates to systems and methods for noninvasively measuring
hemodynamic access, access recirculation and blood flow measurements during
hemodialysis. More particularly, the present invention relates to noninvasive
spectrophotometric systems and methods for quantitatively measuring the shunt (access)
recirculation, the access blood flow rate, the dialysis machine blood flow rate and the
volumes of priming fluids required by the hemodialysis tubing lines.
INTRODUCTION
Modern medical practice utilizes a number of procedures and indicators to assess
a patient's condition especially in the dialysis setting. Hemodialysis is a process wherein
an artificial kidney is required to function in the place of the patient's normal kidney in
order to remove certain biologic waste products. When the human kidney no longer
functions correctly removing waste products such as urea, potassium, and even excess
water, blood must be removed from the patient via blood tubing lines and filtered through
an artificial kidney or dialyzer. In this process blood is passed through the dialyzer,
cleansed, then returned to the normal circulatory system of the patient. Access to the
patient's circulatory system is achieved through the use of a surgically implanted shunt
or fistula. This "access site" is typically located in the arm, leg, or neck of the patient.
Typically needles are placed into this "access" in such a way as to facilitate the easy
removal of blood on the "arterial" or upstream side of the dialyzer and typically return
the purified blood downstream of the first needle placement on the "venous" side.
Unfortunately, in many cases the fistula, or shunt, will clot or "stenos" over time. This
results in decreased blood flow through the access which ultimately necessitates either
angioplasty or a surgical replacement of the shunt. As the shunt ceases or "clots off' part
of the purified dialyzed blood is forced to flow back into the arterial withdrawal site and,
hence, recirculates only to be dialyzed again; this is termed "access recirculation". As
this recirculation of purified blood continues, the rest of the patient's circulating blood
is not adequately cleansed and, hence, an inadequate delivery of the dialysis dosage is
provided to the patient.
Therefore, because of the possibility of inadequate dialysis dosage due to this
direct recirculation of purified blood back to the withdrawal site, various techniques and
methods have been designed to determine:
1) The degree or percentage of access recirculation;
2) The actual blood flow rate in the shunt per se; and
3) The dialyzer blood flow rate itself.
Medical professionals desire to know these three parameters not merely
qualitatively, but quantitatively in order to determine the presence and degree of clotting
or stenosis. These parameters are desired to predict when the access is beginning to fail
and to determine the need for access revision by surgery. Blood flow, Q, measured by
the so-called Ficke dilutional techniques, has been described by A.C. Guyton, Textbook
of Medical Physiology, Sixth Edition, pg. 287, 1981, wherein Q equals the volume of the
injected diluent divided by the mean concentration of the diluent times the duration of
the passage of the diluent through the vessel. A dilution curve is obtained by
continuously monitoring changes in a given physical parameter of the blood over the time
period of the injection. The change in the concentration of either the diluent (or the
media) is measured over time.
Hester, R.L. et al., American Journal of Kidney Disease 20:6, 1992, pp. 598-602,
have shown that when the dialyzer blood lines are reversed, enhanced blood recirculation
occurs. Krivitski, in European patent application number WO9608305A1, indicates that
blood line reversal (causing forced recirculation) allows for the determination of the
actual blood flow in the shunt.
One method of measuring access blood flow utilizes color coded duplex
sonography. However, this technique is expensive. It involves highly trained
professionals and the measurements suffer from operator error. The limitations due to
variations in the blood vessel diameter and even the Doppler flow angle complicate this
measurement.
Another method involves injection of a saline solution intravenously and
recording optical detecting the change in the intensity of light passed through a conduit
at a point upstream from the injection point (U.S. Pat. No. 5,312,550).
Another technique involves injecting saline boluses into the arterial and venous
dialyzer tubing lines and measuring the change of ultrasound velocity (U.S. Pat. No.
5,453,576). This technique is sensitive to changes in temperature, plasma protein levels,
and other intrinsic factors that change the density of the blood. Of more significance,
however, is that the measurements of the absolute ultrasound velocity changes are
influenced not only by the intrinsic blood factors, but also by the unknown mechanical
properties of the tubing line per se. In order to compensate for those intrinsic and
extrinsic physical problems an additional calibration injection of saline is generally
required in the opposite tubing line, whether arterial or venous, thereby producing
relative changes in the degree of dilution that occurs due to the saline bolus. Hence, the
unknown ultrasound characteristics of the tubing line and other physical, dimensional
characteristics can be minimized.
The present standard measurement for access recirculation requires three blood
urea nitrogen samples from the patient while on dialysis. However, in addition to the
blood samples required from the patient, nursing time, laboratory costs, and appropriate
blood flow rates must be maintained during the actual sampling procedure to assure
correct urea nitrogen measurements.
Thus, there remains a need for systems and methods for noninvasively and
quantitatively determining a patient's hemodynamic access blood flow and blood
recirculation parameters.
OBJECTS OF THE INVENTION
Thus, it is an object of the present invention to provide a system and method for
noninvasive access hemodynamic monitoring that requires minimal nursing time and no
discreet blood sampling.
It is another object of the present invention to provide a system and method for
the display of both immediate and continuous visual information regarding the saline
dilutional hemodynamic access data.
It is yet another object of the present invention to provide repeatable and reliable
systems and methods for the noninvasive determination of the hemodynamic access flow
properties under varying conditions including: different ultrafiltration rates, patient
postures, tubing types and dimensions, and even different dialyzer membranes and
dialysis delivery systems.
Another object of the present invention is to provide a means and method of
quantitatively determining the volumetric blood flow rate actually passing through the
dialyzer, Q .
Another object of the present invention is to present the dilutional concentration-
time curves to the operator by visual, real-time display means.
Still another object of the present invention is to provide a system and method
which can provide immediate and quantitative determination of the actual volume of fluid
necessary to prime the dialyzer circuit.
It is likewise another object of the present invention to provide a system and
method for determining the access blood flow and access recirculation that does not
require the injection of saline. For example, by changing the ultrafiltration rate (UFR)
or dialyzer blood flow rate. It is another object of the present invention to provide a
system and method for measuring dialyzer blood flow parameters.
These and other objects and advantages of the invention will become more fully
apparent from the description in the claims which follow or may be learned by the
practice of the invention.
SUMMARY OF THE INVENTION
In one aspect of the present invention, access recirculation in a shunt is
determined quantitatively by a method in which a standard solution, such as a saline
solution, is injected into the patient's bloodstream at a point upstream of the shunt. At
a point in the access line, a photometric measurement is conducted of the change in
hematocrit (ΔH) with respect to time. Electronic circuitry receives signals from the
detector and compares the integrated area of ΔH with respect to time of the standard
solution initially flowing through the access and of the recirculated solution and provides
a nearly instantaneous display of the amount of access recirculation.
In another aspect of the present invention, the access recirculation and/or access
blood flow are quantitatively determined without injecting a solution into the
bloodstream. In this aspect the extent of access recirculation and/or access blood flow
is determined quantitatively by a method in which the dialyzer blood flow rate or the
ultrafiltration rate (UFR) is changed and the corresponding change in concentration of
a blood constituent is measured. In this technique, the concentration of a blood
constituent is measured as a function of dialyzer blood flow rate or UFR and electronic
circuitry converts these measurements into quantitative determinations of access
recirculation and/or access blood flow that can be displayed nearly instantaneously. In
a preferred embodiment the measured blood constituent is red blood cells.
BRIEF DESCRIPTION OF THE DRAWINGS
FIG. 1 shows a typical dialysis tubing connection circuit.
FIG. 2 illustrates a plot of %Δ Hematocrit (or %Δ blood volume (BV)) versus Time
following an injection of 10 ml saline into the bloodstream at a location upstream of the
shunt.
FIG. 3 shows a single injection dilutional curve when access recirculation is present,
note the second area (curve 2) following the larger first area (curve 1).
FIG. 4 shows a single injection dilutional curve with the arterial and venous tubing lines
reversed causing forced (or reversed) recirculation.
FIG. 5 diagrammatically represents the dialysis circuit in terms of mass flow, in normal
arterial, venous line orientation.
FIG. 6 diagrammatically represents the dialysis circuit in terms of mass flow with arterial
and venous lines reversed.
DETAILED DESCRIPTION OF THE INVENTION
In a preferred embodiment, measurements are conducted using the apparatus
described in U.S. Patent Nos. 5,456,253 and 5,372,136, which are incorporated herein as
if reproduced in full below. Both of these patents form part of the present disclosure.
Thus, in a preferred embodiment, hematocrit is measured through blood in a flow
through cuvette located in the access line. In a preferred embodiment, the apparatus and
signal manipulations described in U.S. Patent No. 5,372,136 are used to measure
hematocrit. The numbered components are the same as FIG. 1 in U.S. Patent No.
5,456,253.
In hemodialysis, blood is taken out of a patient 200 by an intake catheter means,
one example of which is shown in FIG. 1 as an input catheter 122. Input catheter 122 is
intravenously inserted into patient 200 at a site 180 and is used for defining a blood
passageway upstream of a blood filter used to filter the impurities out of the blood. The
blood filter is also called a dialyzer 130. The unclean blood flows from an artery in
patient 200 to a pump means, an example of which is pump 140. From pump 140, the
blood flows to dialyzer 130. Dialyzer 130 has an input port 230 and an output port 240.
The pump 140 performs the function of moving the unclean blood from patient 200 into
input port 230, through dialyzer 130, and out of dialyzer 130 at output port 240.
Specifically, unclean blood in input catheter 122 is transported to input port 230
of dialyzer 130. After passing through and being cleansed by dialyzer 130, the blood
may receive further processing, such as heparin drip, in hemodialysis related component
300. The now clean blood is returned to patient 200 after the dialyzing process by means
of an output catheter means, an example of which is output catheter 124. Output catheter
124, which is also intravenously inserted into patient 200 at site 180, defines a blood
passageway which is downstream from dialyzer 130, taking the blood output by dialyzer
130 back to patient 200.
As mentioned, the hemodialysis process uses a blood filter or dialyzer 130 to
clean the blood of patient 200. As blood passes through dialyzer 130, it travels in
straw-like tubes (not shown) within dialyzer 130 which serve as membrane passageways
for the unclean blood. The straw-like tubes remove poisons and excess fluids through
a process of diffusion. An example of excess fluid in unclean blood is water and an
example of poisons in unclean blood are blood urea nitrogen (BUN) and potassium.
The excess fluids and poisons through an ultrafiltration process are removed by
a clean dialysate liquid fluid, which is a solution of chemicals and water. Clean dialysate
enters dialyzer 130 at an input tube 210 from a combined controller and tank 170. The
dialysate surrounds the straw-like tubes in dialyzer 130 as the dialysate flows down
through dialyzer 130. The clean dialysate picks up the excess fluids and poisons passing
through the straw-like tubes, by diffusion, and then returns the excess fluids and poisons
with the dialysate out of dialyzer 130 via an output tube 220, thus cleansing the blood.
Dialysate exiting at output tube 220 after cleansing the blood may be discarded.
In some, unclean blood flows from an artery in patient 200 to pump 140 and then
to dialyzer 130. Unclean blood flows into dialyzer 130 from input catheter 122 and clean
blood flows out of dialyzer 130 via output catheter 124 back to patient 200.
Installed at either end of dialyzer 130 is a spectrophotometry means for defining
a blood flow path, for emitting radiation into the blood in the flow path, and for detecting
radiation passing through both the blood and the flow path. The spectrophotometry
means includes a cuvette means for defining the blood flow path, and an emitter/detector
means for emitting and detecting radiation. Within the emitter/detector means is both an
emission means for directing radiation and a detector means for detecting radiation.
In a prior art embodiment as shown in FIG. 1, an example of the emitter/detector
means is depicted by the emitter/detector apparatus 100. An example of the emission
means is indicated by a photoemitter 102. Emitter/detector apparatus 100 also has a
detection means, an example of which is depicted as a photodetector 104. An example
of the cuvette means is shown in FIG. 1 as cuvette 10.
Emitter/detector apparatus 100 enables the detection by photodetector 104 of the
portion of radiation which is directed by photoemitter 102 to cuvette 10 and passes
through both the blood therein and cuvette 10.
As shown in FIG. 1, a cuvette 10 is installed at either end of dialyzer 130. Each
cuvette 10 has a photoemitter 102 and a photodetector 104 thereon. In the preferred
embodiment of the system, photoemitter 102 and photodetector 104 are shown as being
held together by a spring loaded C-Clamp type in emitter/detector photo apparatus 100.
The emitter/detector means is electrically connected to a calculation means. In
a preferred embodiment of the system, an example of the calculator means is depicted in
FIG. 1 as computer 150 which is electrically connected to photoemitter 102 and
photodetector 104 on emitter/detector apparatus 100 by means of cable 120 or 128.
Intake catheter 122 takes blood to cuvette 10 situated before input port 230 of
dialyzer 130. Emitter/detector apparatus 100 at input port 230 of dialyzer 130 subjects
the blood therein to radiation wavelengths of electromagnetic radiation for the purposes
of analysis, via spectrophotometry, so that the concentration of a desired biological
constituent can be derived. Each photodetector 104, at both input port 230 and output
port 240 of the dialyzer 130, communicates the detected radiation via cable 120 or 128
to computer 150.
Computer 150 calculates both before dialysis (via cable 120) and after dialysis
(via cable 128) concentrations of the sought-after or desired biologic constituent.
Computer 150 then displays, respectively, at a first display 152 and a second display 154,
the derived concentration of the biological constituent in either analogue or digital
representations. The calculation means, shown here by example as computer 150,
preferably has the multiple capability of simultaneous real-time computation and display
of several blood parameters of interest.
1. Single Injection Dilutional Technique.
In the first aspect, approximately 10 mis of saline is injected over five seconds
into the arterial line. The measuring disposable blood chamber 10 is immediately
downstream (in the arterial line) from the injection point 15, see FIG. 1. A change in
hematocrit (AH) instantly occurs due to the dilution of the whole blood by the saline.
Then, by appropriately measuring and computing the area under the dilution curve, see
FIG. 2, (the Ficke principle), the dialyzer blood flow (Q,), access recirculation (AR), and
access blood flow (Qa) are determined in the following manner.
where: ,
Qi = Dialyzer blood flow rate, in ml/min
K = a conversion factor, determined empirically to convert percent
change hematocrit units to area and minute units.
j (%ΔH) dt = area under the hematocrit dilution curve (1) in Fig. 3.
V = Volume of saline injected (typically 10 ml)
If access recirculation (AR) is present, FIG. 3 is obtained. In order to determine AR the
following equation is used:
where:
AR = % Access Recirculation, when ultrafiltration is off
J" (%ΔH)2dt = area under curve 2, the "measuring area"
J" (%ΔH),_dt = area under curve 1, the "calibration area"
The area under the dilution curve 1 , the "calibration area", represents 100% of the
10 ml saline bolus passing through the chamber and diluting the blood in the path of the
optical detector. The area under dilution curve 2, the "measuring area", represents the
amount of saline which "recirculated" from the venous line into the shunt (or access) and
"back again" to the arterial line and hence, passing the optical detector a second time.
The areas under the dilution curves are measured during specific time intervals
in the following way. With reference to FIG. 3, the injection of saline solution take^
place at time 0 seconds. The slope of the resulting line 51 remains essentially flat until
about 19 seconds, where there is a dramatic increase in the slope of line 51. It is at this
point that the system starts to measure the area under curve 1. The system continues to
measure the area under curve 1 until the slope of line 51 changes from a negative slope
to a zero slope or a positive slope which occurs at about 41 seconds. It is at that point in
time that the measurement of curve 1 stops and the measurement of the area of curve 2
begins. The measurement of curve 2 continues until a time is reached where the slope
of line 51 changes from a negative to a zero, which in FIG. 3 occurs at about 78 seconds.
It is at this point in time that the measurement of the area of curve 2 stops.
Knowing Q, (in ml/min) and the time interval (T) between dilution curves 1 and
2 of FIG. 3, the priming dialyzer circuit volume (PDCV) can be calculated with the
following:
PDCV = Q,T (1/60) (3)
Finally, to calculate the access blood flow, the arterial line is reversed with the
venous line and placed "downstream" of the venous line in the shunt. A 10 ml saline
bolus (given over 5 seconds) is then injected, into the arterial line, as usual, resulting in
the dilution curves seen in FIG. 4. As in the determination of access recirculation, the
reversed access recirculation (RAR) is computed from the following formula:
RAR = J(%ΔH)2dt/J(%ΔH),dt (4)
<* and, as in equation 2, ultrafiltration is off.
Once RAR is determined, then the access blood flow, Qa, is calculated from:
Qa = Q^RAR ' -l) (5)
Hence, with a single injection of saline into the arterial line, immediately
upstream from the measuring disposable blood chamber, the calibration area (curve 1)
and the measuring area (curve 2 ) are obtained, see FIGS. 3 and 4. A reference, or the
calibration area, is already incorporated within the single injected saline bolus, without
the need for dual sensors, or a customary second saline injection; where one injection is
for reference measurements and the second injection is the measuring injection.
The single saline injection technique utilizing a single detector is a major
enhancement and has many advantages. For example, in other methods typically two
detectors must be "tuned" exactly the same. In a double injection technique, two separate
injections must be the exact same volume each time and given at the same rate of
injection, otherwise the calibration areas and the measuring areas will be different, giving
erroneous results.
The equation mentioned above requires accurate measurement of the area under
the hematocrit dilution curve, J (%ΔH)dt. The most common error in that measurement
comes from the variations in the rate of injection of the saline bolus (typically 10ml over
5 seconds). The actual rate of saline injection can be calculated from time basg
parameters seen in the arterial injection. The resulting variation (or perturbation), Q„
caused by these injection-induced transients is compensated for as seen in equations 5a
and 5b (from equation 1):
Q, (corrected)=V/[K(Aream-Areap)] (5a)
where: Area = Area measured under the hematocrit dilution curve
Areap = Area of push rate of the saline injection
Area,, = [(-0.018)Q, (raw)+1.22]fi^-Q,(raw)(0.3661)] (5b)
where: Q,(raw) = raw blood flow rate based on area,,,
span = time interval from the start of the saline injection to the end of the
injection, in seconds.
The injection rate-induced transients can thusly be compensated for resulting in
more accurate blood flow, access recirculation and access blood flow measurements.
2. The Second Aspect, the Δ Hematocrit Technique.
Referencing FIG. 5, the following mathematics allows determination of access
recirculation via the Δ Hematocrit technique, wherein the following mass (m) and blood
flow rate (Q) balance obtains:
ma + mr = m, (6)
and
so:
QaHa + QrH0 = Q,H, (8)
(where Q0 = Q, - UFR)
since:
Q,H, = Q0H0 (9)
= (Q, - UFR)H0
and
H0 = (Q,/(Q, - UFR))H1 (10)
But since: R = QJ Q, , dividing equation 8 by Q, obtaining:
H,/Ha = (1 - R)[l - R (Q (Q, - UFR))]"1 (11)
Therefore to determine access recirculation (AR) by the Δ Hematocrit method the
following obtains:
AR = 100'(H, - Ha)[(Q,/(Q, - UFR)) H, - Ha] > (12)
From Equation 12 note that by either changing the dialyzer blood flow rate, Q, , or by
changing the ultrafiltration rate (UFR) a change in the hematocrit is created; hence, the
direct measurement of access recirculation is determined.
To determine the access blood flow, Qa, by the Δ Hematocrit method refer to FIG.
6, which shows the arterial and venous lines reversed. Since there must be a hematocrit
balance around the tubing/dialyzer circuit the following applies:
QaHa + Q0H0 = H, (Qa + Q0) (13)
but, Q, H, = Q0H0 , (and Q0 = Q, - UFR) (14)
so, QaHa + Qi Hi = Hi (Qa + Q, - UFR) (15)
and Hi/Ha = Qa (Qa - UFR) (16)
Therefore: Qa = Hi(UFR)/(Hi - Ha) (17)
From Equation 17, Qa, by the Δ Hematocrit technique, is independent of the
dialyzer blood flow rate, Q . Therefore, by merely changing the ultrafiltration rate
(UFR), access blood flow is directly computed.
By way of example, the value of Qa is determined in the following manner.
Assume that UFR = O milliliters/minute or ml/min. According to equation (17), Qa
would equal 0 ml/min. Also with UFR = 0 ml/min, the access hematocrit Ha is measured
to be 30.0. This becomes the baseline value for Ha. When the UFR is increased , as for example, to 30 ml/min, the value of the hematocrit in the arterial line, Hj, measured after
a short period of time, (3 or 4 minutes) is about 31.0. Therefore, according to equation
17, Qa = 31 (30)/(31 - 30) = 930 ml/min. Utilizing the instantaneous hematocrit monitor, the above Δ Hematocrit method
will measure AR and Qa immediately and directly. Using the Δ Hematocrit method with
a blood volume monitor (a relative measure of hematocrit) to measure AR and Qa will
yield immediate and direct results. However, because of the relative measure of
hematocrit, the results will not be accurate.
It should be emphasized again that while U.S. Pat. No. 5,372,136 shows the
measurement of absolute hematocrit, this technique and method described in the second
aspect of the invention is intended to incorporate the relative measure of hematocrit
(ΔBV), as well as the usage of single wavelength optical, conductimetric or ultrasonic
methods of BV measurements. Therefore, the method of simply changing Qi or UFR in
order to measure AR or simply changing UFR to measure the Qa are important new and
unique concepts.
U.S. Pat. No. 5,372,136 clearly defines the operational means whereby the
instantaneous and continuous measurement of hematocrit is obtained and used in
connection with the disposable blood chamber mentioned above.
Although the foregoing discussion relates to noninvasive analysis of
hemodynamic access flow information, it will be appreciated that the above mentioned
circuitry and algorithms may be adapted for analysis of other rheologic parameters.
The present invention may be embodied in other specific forms without departing
from its intent or essential characteristics. The described embodiments are to be
considered in all respects only as illustrative and not restrictive.