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CN111474128B - Spectral wavelength combination method based on spectral separation degree - Google Patents

Spectral wavelength combination method based on spectral separation degree Download PDF

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CN111474128B
CN111474128B CN202010398620.0A CN202010398620A CN111474128B CN 111474128 B CN111474128 B CN 111474128B CN 202010398620 A CN202010398620 A CN 202010398620A CN 111474128 B CN111474128 B CN 111474128B
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潘涛
陈洁梅
李佳琪
姚立军
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Abstract

本发明公开了一种基于光谱分离度的分光波长组合方法,包括以下步骤:测量每个需要判别样品的阴性、阳性样品的光谱;计算全体阴性、阳性样品在每个波长的光谱吸光度的最小值、最大值、均值、标准差;提出阴性、阳性光谱种群的分离度谱、相对分离度谱;确定波长模型的搜索范围,按照分离度值从大到小将波长重新排序,并依次构建波长组合;采用样品的光谱数据进行判别分析,计算识别准确率,并根据总识别准确率确定最优模型。本发明提出的四种分离度从不同角度刻画了光谱种群的分离程度。依据光谱分离度优先选择波长进行分析,可以提升光谱种群的同类相似性和异类差异性特征,从而提高仪器分析的判别准确率。它通常优于没有进行波长选择的全搜索范围模型,显著降低了波长模型复杂度。

Figure 202010398620

The invention discloses a spectroscopic wavelength combination method based on spectral separation, comprising the following steps: measuring the spectrum of each negative and positive sample that needs to be discriminated; calculating the minimum value of the spectral absorbance of all negative and positive samples at each wavelength , maximum value, mean value, standard deviation; put forward the resolution spectrum and relative resolution spectrum of negative and positive spectral populations; determine the search range of the wavelength model, reorder the wavelengths according to the resolution value from large to small, and construct wavelength combinations in turn; The spectral data of the sample is used for discriminant analysis, the recognition accuracy is calculated, and the optimal model is determined according to the total recognition accuracy. The four separation degrees proposed by the present invention describe the separation degree of spectral populations from different angles. Prioritizing the selection of wavelengths for analysis based on the spectral separation can improve the similarity and difference characteristics of the same species of spectral populations, thereby improving the discrimination accuracy of instrumental analysis. It generally outperforms full search range models without wavelength selection, significantly reducing wavelength model complexity.

Figure 202010398620

Description

一种基于光谱分离度的分光波长组合方法A Spectral Wavelength Combination Method Based on Spectral Separation

技术领域technical field

本发明涉及光谱分析的波长筛选技术领域,特别涉及一种基于光谱分离度的分光波长组合方法。The invention relates to the technical field of wavelength screening for spectral analysis, in particular to a spectroscopic wavelength combination method based on spectral separation.

背景技术Background technique

分子光谱主要包括紫外-可见、近红外、中红外等谱区。随着检测技术和化学计量学的发展,分子光谱已经成为样品快速检测的一类有效技术手段。特别是近红外(NIR)光谱,它反映分子的含氢官能基团X-H(如C-H、N-H、O-H等)振动的倍频和合频吸收,对大多数类型的样品,不需要进行预处理(或者简单处理)便可进行测量。Molecular spectra mainly include ultraviolet-visible, near-infrared, mid-infrared and other spectral regions. With the development of detection technology and chemometrics, molecular spectroscopy has become an effective technical means for rapid detection of samples. Especially the near-infrared (NIR) spectrum, which reflects the double frequency and combined frequency absorption of the molecular hydrogen-containing functional group X-H (such as C-H, N-H, O-H, etc.), for most types of samples, no pretreatment (or Simple processing) can be measured.

目前,全波段通用型近红外光谱仪器对于复杂分析物的判别分析,尚缺乏依据光谱种群分离特征进行波长选择,提升判别效果的技术。At present, for the discriminative analysis of complex analytes in the full-band general-purpose near-infrared spectroscopy instrument, there is still a lack of wavelength selection based on the spectral population separation characteristics to improve the discriminative effect.

发明内容Contents of the invention

本发明的目的在于克服现有技术的缺点与不足,提供一种基于光谱分离度的分光波长组合方法,本发明的目的通过下述技术方案实现:The purpose of the present invention is to overcome the shortcomings and deficiencies of the prior art, and to provide a method for combining spectroscopic wavelengths based on spectral separation. The purpose of the present invention is achieved by the following technical solutions:

一种基于光谱分离度的分光波长组合方法,其特征在于包括以下步骤:A kind of spectroscopic wavelength combination method based on spectral separation, is characterized in that comprising the following steps:

1、测量每个需要判别的阴性、阳性样品的光谱;1. Measure the spectrum of each negative and positive sample that needs to be distinguished;

2、计算全体阴性、阳性样品在每个波长的光谱吸光度的最小值、最大值、均值、标准差;2. Calculate the minimum, maximum, mean and standard deviation of the spectral absorbance of all negative and positive samples at each wavelength;

3、提出阴性、阳性光谱种群的分离度谱、相对分离度谱;3. Propose the separation spectrum and relative separation spectrum of negative and positive spectral populations;

4、确定波长模型的搜索范围,按照分离度值从大到小将波长重新排序,并依次构建波长组合;4. Determine the search range of the wavelength model, reorder the wavelengths according to the resolution value from large to small, and construct wavelength combinations in turn;

5、采用样品的光谱数据进行判别分析,计算识别准确率,并根据总识别准确率确定最优模型。5. Use the spectral data of the sample for discriminant analysis, calculate the recognition accuracy, and determine the optimal model based on the total recognition accuracy.

进一步的,将阴性样品和阳性样品分别随机或均匀划分为定标集和预测集。定标集用于根据样品的光谱数据和真实类别建立判别分析模型及参数;预测集用于根据样品的光谱数据和建立的判别分析模型对样品类别进行判断,从而对模型进行检验。Further, the negative samples and positive samples are randomly or evenly divided into a calibration set and a prediction set, respectively. The calibration set is used to establish a discriminant analysis model and parameters based on the spectral data of the sample and the real category; the prediction set is used to judge the sample category based on the spectral data of the sample and the established discriminant analysis model, so as to test the model.

进一步的,步骤3中包括阴性、阳性光谱种群的I型分离度谱、I型相对分离度谱、II型分离度谱、II型相对分离度谱共四种。Further, step 3 includes four kinds of type I separation spectrum, type I relative resolution spectrum, type II resolution spectrum and type II relative resolution spectrum of negative and positive spectral populations.

进一步的,步骤4中确定波长模型的搜索范围,波长组合的搜索范围是全扫描谱区;或根据具体对象指定的波长范围。Further, in step 4, the search range of the wavelength model is determined, and the search range of the wavelength combination is the full-scan spectral region; or the wavelength range specified according to the specific object.

进一步的,步骤5中是根据波长组合模型,选用阴性、阳性、定标、预测的样品光谱。Further, in step 5, negative, positive, calibration and predicted sample spectra are selected according to the wavelength combination model.

进一步的,步骤5中按照波长组合的数据建立光谱判别分析模型,计算相关的阴性、阳性、定标、预测的识别准确率;并根据总识别准确率确定最优模型。Further, in step 5, a spectral discriminant analysis model is established according to the wavelength combination data, and the relevant negative, positive, calibration, and predicted recognition accuracy rates are calculated; and the optimal model is determined according to the total identification accuracy rate.

更进一步的,按照波长组合的数据建立偏最小二乘法判别分析模型或主成分分析-线性判别分析模型或其他光谱判别分析模型。Furthermore, a partial least squares discriminant analysis model or a principal component analysis-linear discriminant analysis model or other spectral discriminant analysis models are established according to the wavelength combination data.

进一步的,步骤5之后,可从不同分离度的优先组合分别获得各自的最优模型,再从中选出最优波长模型。Further, after step 5, the respective optimal models can be obtained from the priority combinations of different resolutions, and then the optimal wavelength model can be selected therefrom.

更进一步的,分别定义阴性、阳性光谱种群的I型分离度(SΙ(λ))、I型相对分离度(RI(λ))、II型分离度(SΙΙ(λ))和II型相对分离度(R(λ)),如下:Furthermore, the type I separation degree (S Ι (λ)), the type I relative separation degree (R I (λ)), the type II separation degree (S ΙΙ (λ)) and the II Type relative resolution (R II (λ)), as follows:

Figure BDA0002488614860000021
Figure BDA0002488614860000021

Figure BDA0002488614860000022
Figure BDA0002488614860000022

Figure BDA0002488614860000023
Figure BDA0002488614860000023

Figure BDA0002488614860000024
Figure BDA0002488614860000024

本发明与现有技术比较,具有如下优点和有益效果:Compared with the prior art, the present invention has the following advantages and beneficial effects:

1、本发明优于没有进行波长选择的全搜索范围模型,显著降低了波长模型复杂度。1. The present invention is superior to the full search range model without wavelength selection, and significantly reduces the complexity of the wavelength model.

2、本发明方法简单,易操作。2. The method of the present invention is simple and easy to operate.

3、本发明可以为新型专用光谱仪器的分光系统设计提供依据。3. The present invention can provide a basis for the design of the spectroscopic system of the new special spectrometer.

附图说明Description of drawings

图1是实施例方法流程图。Fig. 1 is the flow chart of embodiment method.

图2是两类光谱种群的I型分离度示意图,实线、虚线分别表示阴性、阳性两类样品的光谱种群。Figure 2 is a schematic diagram of type I separation of two types of spectral populations, and the solid line and dotted line represent the spectral populations of negative and positive samples, respectively.

图3是两类光谱种群的II型分离度示意图,实线、虚线分别表示阴性、阳性两类样品的光谱种群。Fig. 3 is a schematic diagram of the type II separation degree of two types of spectral populations, and the solid line and dashed line represent the spectral populations of negative and positive samples, respectively.

图4是水稻种子混杂的阴性、阳性光谱的I型分离度谱和I型相对分离度谱。Figure 4 is the type I separation spectrum and type I relative separation spectrum of negative and positive spectra mixed with rice seeds.

图5是水稻种子混杂的阴性、阳性光谱的II型分离度谱和II型相对分离度谱。Fig. 5 is the type II separation spectrum and type II relative separation spectrum of negative and positive spectra mixed with rice seeds.

图6是掺杂奶粉的阴性、阳性光谱的I型分离度谱和I型相对分离度谱。Fig. 6 is the type I separation degree spectrum and the type I relative separation degree spectrum of the negative and positive spectra of adulterated milk powder.

图7是掺杂奶粉的阴性、阳性光谱的II型分离度谱和II型相对分离度谱。Fig. 7 is the type II separation degree spectrum and type II relative separation degree spectrum of the negative and positive spectra of adulterated milk powder.

图8是葡萄酒品牌鉴别的阴性、阳性光谱的I型分离度谱和I型相对分离度谱。Figure 8 is the type I separation spectrum and type I relative separation spectrum of negative and positive spectra for wine brand identification.

图9是葡萄酒品牌鉴别的阴性、阳性光谱的II型分离度谱和II型相对分离度谱。Figure 9 is the type II separation spectrum and type II relative separation spectrum of negative and positive spectra for wine brand identification.

具体实施方式Detailed ways

本专利分别以(1)水稻种子混杂的可见-近红外光谱判别;(2)奶粉掺杂的可见-近红外光谱判别;(3)葡萄酒品牌的可见-近红外光谱鉴别为实施例,详细说明分离度优先组合(Separation Degree Priority Combination,SDPC)方法的实施方式与效果,但本发明的实施方式不限于此。This patent takes (1) visible-near-infrared spectrum discrimination of mixed rice seeds; (2) visible-near-infrared spectrum discrimination of milk powder doping; (3) visible-near-infrared spectrum discrimination of wine brands as examples, and details Embodiments and effects of the separation degree priority combination (Separation Degree Priority Combination, SDPC) method, but the embodiments of the present invention are not limited thereto.

一种基于光谱分离度的分光波长组合方法,包括如下步骤:A method for combining spectroscopic wavelengths based on spectral separation, comprising the steps of:

S1、样品收集:收集需要判别的两类样品,分别简称“阴性”、“阳性”样品;S1. Sample collection: collect two types of samples that need to be identified, referred to as "negative" and "positive" samples respectively;

S2、光谱采集:重复多次测量每个样品的光谱;S2. Spectrum acquisition: Repeat multiple times to measure the spectrum of each sample;

S3、在任意波长λ处,全体阴性、阳性样品的光谱吸光度的最小值、均值和最大值分别记为

Figure BDA0002488614860000031
计算全体阴性、阳性样品光谱吸光度的均值、标准偏差,分别记为
Figure BDA0002488614860000032
S3, at any wavelength λ, the minimum value, mean value and maximum value of the spectral absorbance of all negative and positive samples are recorded as
Figure BDA0002488614860000031
Calculate the mean and standard deviation of the spectral absorbance of all negative and positive samples, which are recorded as
Figure BDA0002488614860000032

S4、下面依次提出两个光谱种群的I型分离度谱、I型相对分离度谱、II型分离度谱和II型相对分离度谱。分别定义I型分离度(SΙ(λ))、I型相对分离度(RI(λ))、II型分离度(SΙΙ(λ))和II型相对分离度(R(λ)),如下:S4. The type I separation spectrum, the type I relative resolution spectrum, the type II resolution spectrum and the type II relative resolution spectrum of the two spectral populations are sequentially presented below. Define type I resolution (S Ι (λ)), type I relative resolution (R I (λ)), type II resolution (S ΙΙ (λ)) and type II relative resolution (R II (λ) ),as follows:

Figure BDA0002488614860000033
Figure BDA0002488614860000033

Figure BDA0002488614860000041
Figure BDA0002488614860000041

Figure BDA0002488614860000042
Figure BDA0002488614860000042

Figure BDA0002488614860000043
Figure BDA0002488614860000043

S5、基于分离度排序(以SΙ为例):确定需要的波长范围,它可以采用全扫描谱区,也可根据实际对象的光谱特征,采用特定的波长范围(波长总数:n)。按照分离度值从大到小将波长排序,如下:S5. Sorting based on separation (taking S 1 as an example): determine the required wavelength range, which can use the full scan spectrum area, or use a specific wavelength range (total number of wavelengths: n) according to the spectral characteristics of the actual object. The wavelengths are sorted according to the resolution value from large to small, as follows:

λ12,…,λnλ 12 ,…,λ n ;

S6、分离度优先的波长组合:基于分离度优先,依次构建n个波长组合模型如下:S6. Wavelength combination with resolution priority: based on the resolution priority, construct n wavelength combination models in sequence as follows:

Ωi={λ12,…,λi},i=1,2,…,n;Ω i ={λ 12 ,...,λ i }, i=1,2,...,n;

S7、采用两类样品的光谱数据,并划分为定标、预测样品集,采集测定的样品光谱;分别按照上述n个波长组合的数据建立偏最小二乘法判别分析(PLS-DA)模型(或其它光谱判别分析模型),计算相关的阴性、阳性、定标、预测的识别准确率;并根据总识别准确率(RARTotal)确定最优模型,称为最优SDPC模型。公式如下:S7, using the spectral data of two types of samples, and dividing them into calibration and prediction sample sets, collecting and measuring the sample spectra; establishing a partial least squares discriminant analysis (PLS-DA) model (or Other spectral discriminant analysis models), calculate the relevant negative, positive, calibration, and predicted recognition accuracy; and determine the optimal model according to the total recognition accuracy (RAR Total ), which is called the optimal SDPC model. The formula is as follows:

Figure BDA0002488614860000044
Figure BDA0002488614860000044

对应的最优波长组合(波长个数:N)为:The corresponding optimal wavelength combination (number of wavelengths: N) is:

ΩN={λ12,…,λN}。Ω N ={λ 12 ,...,λ N }.

S8、同理,基于其他三类分离度(RI、SII、RII)的优先组合方法,也可分别获得各自的最优模型,最后,再从中优选。S8. Similarly, based on the priority combination method of the other three types of separation (R I , S II , R II ), the respective optimal models can also be obtained respectively, and finally, be optimized from among them.

上述波长模型即为筛选出的最优波长模型。The above wavelength model is the optimal wavelength model selected.

本发明与现有技术比较,具有如下优点和有益效果:Compared with the prior art, the present invention has the following advantages and beneficial effects:

1、本发明提出的四种分离度从不同角度刻画了光谱种群的分离程度。依据光谱分离度优先选择波长进行分析,可以提升光谱种群的同类相似性和异类差异性特征,从而提高仪器分析的判别准确率。优于没有进行波长选择的全谱模型,显著降低了波长模型复杂度;1. The four degrees of separation proposed by the present invention describe the degree of separation of spectral populations from different angles. Prioritizing the selection of wavelengths for analysis based on the spectral separation can improve the similarity and difference characteristics of the same species of spectral populations, thereby improving the discrimination accuracy of instrumental analysis. Compared with the full-spectrum model without wavelength selection, it significantly reduces the complexity of the wavelength model;

2、本发明在光谱分析方法上亦具有创新,且方法简单,易操作。筛选得到的波长组合通常是若干波段的组合。因此,它是一种多波段的波长选择方法。它比经典连续型的波长选择方法更灵活、更具适用性。可以克服连续模型不适用于多吸收带分析对象的缺陷;2. The present invention also has innovations in the spectral analysis method, and the method is simple and easy to operate. The wavelength combination obtained by screening is usually a combination of several wavebands. Therefore, it is a multi-band wavelength selection method. It is more flexible and applicable than the classical continuous wavelength selection method. It can overcome the defect that the continuous model is not suitable for analysis objects with multiple absorption bands;

3、本发明具有应用范围宽、方法简便、预测效果好等优点,可以为新型专用光谱仪器的分光系统设计提供依据。3. The invention has the advantages of wide application range, simple method, good prediction effect, etc., and can provide a basis for the design of a spectroscopic system of a new type of special spectroscopic instrument.

实施例1Example 1

高产、优质水稻种子的真实性鉴别是农业生产的重要基础问题。本实施例以水稻种子混杂的可见-近红外光谱判别分析为例,阐明所提出的基于光谱分离度的分光波长组合方法的适用性。通过比较基于全谱的偏最小二乘法判别分析模型(Full PLS-DA),说明本发明所提出的基于光谱分离度的分光波长组合方法更适用于水稻种子检测。The authenticity identification of high-yield and high-quality rice seeds is an important basic problem in agricultural production. In this example, the visible-near-infrared spectrum discriminant analysis of mixed rice seeds is taken as an example to illustrate the applicability of the proposed spectral separation wavelength combination method based on spectral separation. By comparing the partial least squares discriminant analysis model (Full PLS-DA) based on the full spectrum, it is shown that the spectroscopic wavelength combination method based on the spectral separation degree proposed by the present invention is more suitable for the detection of rice seeds.

具体实施步骤如下:The specific implementation steps are as follows:

S1、样品收集与制备S1. Sample collection and preparation

从正规的种子公司收集到经过标准人工方法确认的5个不同品种的纯净水稻种子各若干袋。它们分别为Y两优900,湘两优900,内5优8015,晶两优华占,黄华占;依次简记为R1,R2,R3,R4,R5;其中R1是高产优质杂交种子,R2、R3、R4是杂交种子,R5为常规种子。制备目标样品(阴性)与污染样品(阳性)的具体成分与数量如下:Several bags of pure rice seeds of 5 different varieties confirmed by standard manual methods were collected from regular seed companies. They are Y Liangyou 900, Xiang Liangyou 900, Nei 5 You 8015, Jing Liang You Huazhan, and Huang Huazhan; they are abbreviated as R1, R2, R3, R4, R5 in sequence; R1 is a high-yield and high-quality hybrid seed, R2, R3 and R4 are hybrid seeds, and R5 is conventional seeds. The specific components and quantities for preparing target samples (negative) and contaminated samples (positive) are as follows:

阴性样品218份:R1,每份20g;218 negative samples: R1, 20g each;

阳性样品148份:1)纯阳性样品,即,四类种子R2、R3、R4、R5,各10份,共40份,每份20克。2)混杂样品,即,在R1中分别混杂不同比例的其它1类污染样品,混杂比例从2.5%均匀的增加(公差2.5%);有四类混杂,共记108份,每份20g。148 positive samples: 1) pure positive samples, that is, four types of seeds R2, R3, R4, R5, 10 each, 40 in total, 20 grams each. 2) Miscellaneous samples, that is, different proportions of other Type 1 contaminated samples were mixed in R1, and the mixing ratio increased uniformly from 2.5% (tolerance 2.5%); there were 4 types of mixed samples, and a total of 108 samples were recorded, each 20g.

S2、光谱采集与样品划分S2. Spectrum collection and sample division

采集使用XDS Rapid ContentTM型近红外光栅光谱分析仪(丹麦,FOSS),采用圆形样品杯采集每个样品的漫反射光谱3次(采用平均光谱),仪器的光谱扫描范围是400-2498nm,波长点间隔2nm,共1050个波长(n=1050)。The XDS Rapid Content TM near-infrared grating spectrometer (Denmark, FOSS) was used for collection, and the diffuse reflectance spectrum of each sample was collected 3 times (using the average spectrum) with a circular sample cup. The spectral scanning range of the instrument was 400-2498nm. The interval between the wavelength points is 2nm, and there are 1050 wavelengths in total (n=1050).

将阴性样品(218)随机划分到定标集(116个)和预测集(102个),40个纯阳性样品随机划分到定标集(20个)和预测集(20个);同时将每一类混杂样品按照混杂比例排序,间隔提取,均匀划分到定标集(56个)和预测集(52个);综上,得到定标集(阴性116,阳性76,总计192)和预测集(阴性102,阳性72,总计174);分别计算全体阴性、阳性样品光谱吸光度的均值、标准偏差。The negative samples (218) were randomly divided into the calibration set (116) and the prediction set (102), and the 40 pure positive samples were randomly divided into the calibration set (20) and the prediction set (20); A class of confounding samples are sorted according to the confounding ratio, extracted at intervals, and evenly divided into calibration sets (56) and prediction sets (52); in summary, the calibration set (negative 116, positive 76, 192 in total) and prediction set are obtained (negative 102, positive 72, 174 in total); Calculate the mean value and standard deviation of spectral absorbance of all negative and positive samples respectively.

S3-S4、参照上述S3-S4,得到水稻种子的阴性、阳性光谱种群的I型分离度谱、I型相对分离度谱、II型分离度谱和II型相对分离度谱,如图4、图5所示。S3-S4, with reference to above-mentioned S3-S4, obtain the I-type separation spectrum of the negative of rice seed, positive spectral population, I type relative separation spectrum, II type separation spectrum and II type relative separation spectrum, as Fig. 4, Figure 5 shows.

S5-S8、参照上述S5-S8的方法,分别基于4类分离度进行分离度优先组合(SDPC)的波长模型优化,确定各自的最优SDPC模型,参见表1。其中,N为选定的模型的波长个数。根据样品的真实类别(阳性,阴性),计算关于阳性、阴性、定标、预测属性的9个识别准确率(Recognition Accuracy Rate,RAR,单位%)。其中,关于定标集样品的阳性、阴性、总识别准确率如下:S5-S8. Referring to the methods of S5-S8 above, optimize the wavelength model of the resolution priority combination (SDPC) based on the four types of resolution respectively, and determine the respective optimal SDPC models, see Table 1. Wherein, N is the number of wavelengths of the selected model. According to the true category (positive, negative) of the sample, nine recognition accuracy rates (Recognition Accuracy Rate, RAR, unit %) about positive, negative, calibration, and prediction attributes are calculated. Among them, the positive, negative and total recognition accuracy of the samples in the calibration set are as follows:

Figure BDA0002488614860000061
Figure BDA0002488614860000061

关于预测集样品的阳性、阴性、总识别准确率如下:The positive, negative and total recognition accuracy of the samples in the prediction set are as follows:

Figure BDA0002488614860000062
Figure BDA0002488614860000062

关于全体阳性、阴性、总识别准确率如下:The overall positive, negative, and total recognition accuracy rates are as follows:

Figure BDA0002488614860000063
Figure BDA0002488614860000063

Figure BDA0002488614860000064
Figure BDA0002488614860000064

其中

Figure BDA0002488614860000065
分别为阳性、阴性的定标、预测样品的真实个数;
Figure BDA0002488614860000066
分别为被准确识别的阳性、阴性的定标、预测样品的个数。并计算上述9个识别准确率的标准偏差,记为RARSD,用于描述针对不同样品属性(阳性、阴性、定标、预测等)的识别均衡性,也称为属性波动值。in
Figure BDA0002488614860000065
Respectively positive, negative calibration, the actual number of predicted samples;
Figure BDA0002488614860000066
Respectively, the number of positive and negative calibration and prediction samples that are accurately identified. And calculate the standard deviation of the above nine identification accuracy rates, which is recorded as RAR SD , which is used to describe the identification balance for different sample attributes (positive, negative, calibration, prediction, etc.), also known as attribute fluctuation value.

四类分离度的最优模型对应的最优波段组合如表2所示。再从四类分离度的最优模型中优选,SII对应的模型为全局最优模型。与基于全扫描谱区(400-2498nm)的Full PLS-DA的结果比较,最优SDPC-PLS-DA模型取得明显更好的预测准确率,属性波动值(RARSD)也有所下降。它采用的波长数为341,仅为全谱波长的32.5%,表明模型复杂性也大幅度下降。结果参见表3。The optimal band combination corresponding to the optimal model of the four types of separation is shown in Table 2. Then select from the optimal models of the four types of separation, and the model corresponding to S II is the global optimal model. Compared with the results of Full PLS-DA based on the full-scan spectral region (400-2498nm), the optimal SDPC-PLS-DA model achieved significantly better prediction accuracy, and the attribute fluctuation value (RAR SD ) also decreased. The number of wavelengths it uses is 341, which is only 32.5% of the full-spectrum wavelengths, indicating that the model complexity is also greatly reduced. See Table 3 for the results.

表1水稻混杂判别分析的四类分离度优先组合模型的参数与预测准确率Table 1 The parameters and prediction accuracy of the four-class separation priority combination model of rice hybrid discriminant analysis

Figure BDA0002488614860000067
Figure BDA0002488614860000067

表2水稻混杂判别分析的四类分离度优先组合模型的最优波段组合Table 2 The optimal band combination of the four-class separation priority combination model for hybrid discriminant analysis of rice

Figure BDA0002488614860000071
Figure BDA0002488614860000071

表3水稻混杂判别分析的最优SDPC-PLS-DA模型与Full PLS-DA模型的比较Table 3 Comparison of optimal SDPC-PLS-DA model and Full PLS-DA model for mixed discriminant analysis of rice

Figure BDA0002488614860000072
Figure BDA0002488614860000072

实验证实:基于本发明的基于光谱分离度的分光波长组合方法筛选出的波长组合优于全谱的预测效果,波长数也明显减少。该方法可以形成自然优化的分段连续型波长模型,是连续型波长筛选方法不能实现的,从而拓宽了波长筛选的方式和应用范围,对于建立高精度模型、降低模型复杂性和设计专用光谱仪的分光系统均有重要意义。Experiments have proved that the wavelength combination screened out based on the spectroscopic wavelength combination method based on the spectral separation degree of the present invention is better than the prediction effect of the full spectrum, and the number of wavelengths is also significantly reduced. This method can form a naturally optimized piecewise continuous wavelength model, which cannot be realized by the continuous wavelength screening method, thereby broadening the wavelength screening method and application range, and is useful for establishing high-precision models, reducing model complexity and designing special spectrometers. Spectroscopic systems are of great significance.

实施例2Example 2

掺杂奶粉鉴别有助于保护生产者和消费者权益,是重要的食品安全问题。本实施例以掺杂奶粉的可见-近红外光谱判别分析为例,阐明所提出的基于光谱分离度的分光波长组合方法的适用性。通过比较基于全谱的偏最小二乘法判别分析模型(Full PLS-DA),说明本发明所提出的基于光谱分离度的分光波长组合方法更适用于掺杂奶粉的鉴别。但本发明的实施方式不限于此。The identification of adulterated milk powder helps to protect the rights and interests of producers and consumers, and is an important food safety issue. In this example, the visible-near-infrared spectrum discriminant analysis of adulterated milk powder is taken as an example to illustrate the applicability of the proposed spectroscopic wavelength combination method based on spectral separation. By comparing the partial least squares discriminant analysis model (Full PLS-DA) based on full spectrum, it is shown that the spectral separation wavelength combination method based on spectral separation degree proposed by the present invention is more suitable for the identification of adulterated milk powder. However, the embodiments of the present invention are not limited thereto.

具体实施步骤如下:The specific implementation steps are as follows:

S1、样品收集与制备S1. Sample collection and preparation

从正规的商店购买到3种不同品牌的奶粉(贝因美,伊利和君乐宝)各若干袋,依次简记为I,II,III。制备目标样品(阴性)与掺杂样品(阳性)的具体成分与数量如下:Buy several bags of 3 different brands of milk powder (Beinmate, Yili and Junlebao) from regular stores, and denote them as I, II, and III in turn. The specific components and quantities for preparing target samples (negative) and adulterated samples (positive) are as follows:

阴性样品64份:I,每份10g;64 parts of negative samples: 1, each 10g;

阳性样品61份:1)单掺杂样品,即,在I中掺杂II或III,掺杂比例从3%均匀地增加(公差3%);有两类掺杂,各22份,共记44份,每份10g。2)双掺杂样品,即,在I中同时掺杂II、III,两种样品比例均从2%均匀的增加(公差2%);共记17份,每份10g。61 positive samples: 1) single doping sample, that is, doping II or III in I, the doping ratio increases uniformly from 3% (tolerance 3%); there are two types of doping, 22 copies each, total 44 servings of 10g each. 2) Double-doped samples, that is, I is doped with II and III at the same time, and the proportions of the two samples are uniformly increased from 2% (tolerance 2%); a total of 17 samples are recorded, each 10g.

S2、光谱采集与样品划分S2. Spectrum collection and sample division

采集使用XDS Rapid ContentTM型近红外光栅光谱分析仪(丹麦,FOSS),采用圆形样品杯采集每个样品的漫反射光谱5次,仪器的光谱扫描范围是400-2498nm,波长点间隔2nm,共1050个波长(n=1050)。The XDS Rapid Content TM near-infrared grating spectrometer (Denmark, FOSS) was used for collection, and the diffuse reflectance spectrum of each sample was collected 5 times with a circular sample cup. The spectral scanning range of the instrument was 400-2498nm, and the wavelength point interval was 2nm. A total of 1050 wavelengths (n=1050).

将阴性样品(64个)随机划分到定标集(32个)和预测集(32个),44个单掺杂样品和17个双掺杂样品,分别按照掺杂比例排序,间隔提取,均匀划分到定标集(单掺杂22个,双掺杂9个)和预测集(单掺杂22个,双掺杂8个);综上,得到定标集(阴性32,阳性31,总计63)和预测集(阴性32,阳性30,总计62);分别计算全体阴性、阳性样品光谱吸光度的均值、标准偏差。Randomly divide the negative samples (64) into the calibration set (32) and the prediction set (32), 44 single-doped samples and 17 double-doped samples, sorted according to the doping ratio, interval extraction, uniform Divided into a calibration set (22 single-doped, 9 double-doped) and a prediction set (22 single-doped, 8 double-doped); in summary, the calibration set (negative 32, positive 31, total 63) and prediction set (negative 32, positive 30, total 62); respectively calculate the mean value and standard deviation of spectral absorbance of all negative and positive samples.

S3-S4、参照“实施例1”中S3-S4,得到掺杂奶粉的阴性、阳性光谱种群的I型分离度谱、I型相对分离度谱、II型分离度谱和II型相对分离度谱,如图6、图7所示。S3-S4, with reference to S3-S4 in "Example 1", obtain the type I separation degree spectrum, type I relative separation degree spectrum, type II separation degree spectrum and type II relative separation degree of the negative and positive spectrum populations adulterated with milk powder Spectrum, as shown in Figure 6 and Figure 7.

S5-S8、参照“实施例1”中S5-S8的方法,分别基于4类分离度进行分离度优先组合(SDPC)的波长模型优化,确定各自的最优SDPC模型,参见表4。并计算关于阳性、阴性、定标、预测属性的9个识别准确率及其标准偏差RARSDS5-S8. With reference to the method of S5-S8 in "Example 1", the wavelength model optimization of the resolution priority combination (SDPC) is carried out based on the four types of resolution respectively, and the respective optimal SDPC models are determined, see Table 4. And calculate the 9 identification accuracy rates and standard deviations RAR SD about positive, negative, calibration, and prediction attributes.

四类分离度的最优模型对应的最优波段组合如表5所示。再从四类分离度的最优模型中优选,SI对应的模型为全局最优模型。与基于全扫描谱区(400-2498nm)的Full PLS-DA的结果比较,最优SDPC-PLS-DA模型取得明显更好的预测准确率,属性波动值(RARSD)也显著下降。它采用的波长数为89,仅为全谱波长的8.5%,表明模型复杂性也大幅度下降。结果参见表6。The optimal band combination corresponding to the optimal model of the four types of separation is shown in Table 5. Then select from the optimal models of the four types of separation, and the model corresponding to S I is the global optimal model. Compared with the results of Full PLS-DA based on the full-scan spectral region (400-2498nm), the optimal SDPC-PLS-DA model achieved significantly better prediction accuracy, and the attribute fluctuation value (RAR SD ) also decreased significantly. The number of wavelengths it uses is 89, which is only 8.5% of the full-spectrum wavelengths, indicating that the model complexity is also greatly reduced. See Table 6 for the results.

表4掺杂奶粉判别分析的四类分离度优先组合模型的参数与预测准确率Table 4 Parameters and prediction accuracy of the four-class separation priority combination model of adulterated milk powder discriminant analysis

Figure BDA0002488614860000081
Figure BDA0002488614860000081

表5掺杂奶粉判别分析的四类分离度优先组合模型的最优波段组合Table 5 The optimal band combination of the four-class separation priority combination model for the discriminant analysis of adulterated milk powder

Figure BDA0002488614860000082
Figure BDA0002488614860000082

表6掺杂奶粉判别分析的最优SDPC-PLS-DA模型与Full PLS-DA模型的比较Table 6 Comparison of optimal SDPC-PLS-DA model and Full PLS-DA model for discriminant analysis of adulterated milk powder

Figure BDA0002488614860000091
Figure BDA0002488614860000091

该实验也证实:基于本发明的基于光谱分离度的分光波长组合方法筛选出的波长组合大幅度优于全谱的预测效果,波长数也明显减少。该方法可以形成自然优化的分段连续型波长模型,是连续型波长筛选方法不能实现的,从而拓宽了波长筛选的方式和应用范围,对于建立高精度模型、降低模型复杂性和设计专用光谱仪的分光系统均有重要意义。The experiment also confirms that the wavelength combination screened out based on the spectral separation-based wavelength combination method of the present invention is much better than the prediction effect of the full spectrum, and the number of wavelengths is also significantly reduced. This method can form a naturally optimized piecewise continuous wavelength model, which cannot be realized by the continuous wavelength screening method, thereby broadening the wavelength screening method and application range, and is useful for establishing high-precision models, reducing model complexity and designing special spectrometers. Spectroscopic systems are of great significance.

实施例3Example 3

优质葡萄酒品牌的鉴别可避免掺假和欺诈,对保护生产者和消费者的权益具有重要意义。本实施例以葡萄酒品牌鉴别的可见-近红外光谱判别分析为例,阐明所提出的基于光谱分离度的分光波长组合方法的适用性。通过比较基于全谱的偏最小二乘法判别分析模型(Full PLS-DA),说明本发明所提出的基于光谱分离度的分光波长组合方法更适用于葡萄酒品牌的鉴别。但本发明的实施方式不限于此。The identification of high-quality wine brands can avoid adulteration and fraud, and is of great significance to protecting the rights and interests of producers and consumers. This embodiment takes the visible-near-infrared spectrum discriminant analysis of wine brand identification as an example to clarify the applicability of the proposed spectral wavelength combination method based on spectral separation. By comparing the partial least squares discriminant analysis model (Full PLS-DA) based on the full spectrum, it is shown that the spectroscopic wavelength combination method based on the spectral separation degree proposed by the present invention is more suitable for the identification of wine brands. However, the embodiments of the present invention are not limited thereto.

具体实施步骤如下:The specific implementation steps are as follows:

S1、样品收集与制备S1. Sample collection and preparation

从正规渠道购买到4种不同品牌的葡萄酒(长城,智利Aoyo,王朝和张裕)若干瓶,依次简记为I,II,III,IV。制备目标样品(阴性)与干扰样品(阳性)的具体成分与数量如下:Several bottles of 4 different brands of wine (Great Wall, Chilean Aoyo, Dynasty and Changyu) were purchased from official channels, which are abbreviated as I, II, III, and IV in turn. The specific components and quantities of the target sample (negative) and interference sample (positive) were prepared as follows:

阴性样品70份:I,每份5mL;70 copies of negative samples: I, each 5mL;

阳性样品210份:II,III,IV各70份,每份5mL。210 positive samples: 70 each for II, III, and IV, each 5 mL.

S2、光谱采集与样品划分S2. Spectrum collection and sample division

采集使用XDS Rapid ContentTM型近红外光栅光谱分析仪(丹麦,FOSS),采用1mm的石英比色皿采集每个样品的透射光谱三次(并计算平均光谱),仪器的光谱扫描范围是400-2498nm,波长点间隔2nm,共1050个波长(n=1050)。Collection uses XDS Rapid Content TM type near-infrared grating spectrometer (Denmark, FOSS), adopts 1mm quartz cuvette to collect the transmission spectrum of each sample three times (and calculates the average spectrum), and the spectral scanning range of the instrument is 400-2498nm , the wavelength point interval is 2nm, a total of 1050 wavelengths (n=1050).

阴性样品(70份)被随机划分到定标集(40)和预测集(30),每个样品采用三次光谱,对应光谱数为定标集(120)和预测集(90);阳性样品(210份)只采用平均光谱,II,III,IV品牌样品均分别随机划分到定标集(40)和预测集(30),总计定标集(120)和预测集(90);综上,得到定标集(阴性120,阳性120,总计240)和预测集(阴性90,阳性90,总计180);分别计算全体阴性、阳性样品光谱吸光度的均值、标准偏差。Negative samples (70 copies) were randomly divided into the calibration set (40) and the prediction set (30), and each sample used three spectra, and the corresponding spectrum numbers were the calibration set (120) and the prediction set (90); the positive samples ( 210 copies) using only the average spectrum, II, III, and IV brand samples were randomly divided into the calibration set (40) and the prediction set (30), the total calibration set (120) and the prediction set (90); in summary, The calibration set (negative 120, positive 120, 240 in total) and prediction set (90 negative, 90 positive, 180 in total) were obtained; the mean and standard deviation of spectral absorbance of all negative and positive samples were calculated respectively.

S3-S4、参照“实施例1”中S3-S4,得到各品牌葡萄酒的阴性、阳性光谱种群的I型分离度谱、I型相对分离度谱、II型分离度谱和II型相对分离度谱,如图8、图9所示。S3-S4, with reference to S3-S4 in "Example 1", obtain the type I separation degree spectrum, type I relative separation degree spectrum, type II separation degree spectrum and type II relative separation degree spectrum of the negative and positive spectrum populations of each brand of wine Spectrum, as shown in Figure 8 and Figure 9.

S5-S8、参照“实施例1”中S5-S8的方法,分别基于4类分离度进行分离度优先组合(SDPC)的波长模型优化,确定各自的最优SDPC模型,参见表7。并计算关于阳性、阴性、定标、预测属性的9个识别准确率及其标准偏差RARSDS5-S8. Referring to the method of S5-S8 in "Example 1", respectively, optimize the wavelength model of the resolution priority combination (SDPC) based on the four types of resolution, and determine the respective optimal SDPC models, see Table 7. And calculate the 9 identification accuracy rates and standard deviations RAR SD about positive, negative, calibration, and prediction attributes.

以总准确(RARTotal)最小的同时波长数(N)最小为标准,确定出四类分离度的最优模型对应的最优波段组合如表8所示。再从四类分离度的最优模型中优选,SII和RII对应的模型为全局最优模型。与基于全扫描谱区(400-2498nm)的Full PLS-DA的结果比较,最优SDPC-PLS-DA模型的总准确率虽与Full PLS-DA模型的总准确率均为100%,但最优SDPC-PLS-DA模型采用的波长数为14,仅为全谱波长的1.3%,表明模型复杂性大幅度下降。结果参见表9。Taking the smallest total accuracy (RAR Total ) and the smallest number of simultaneous wavelengths (N) as the standard, the optimal band combination corresponding to the optimal model of the four types of resolution is determined, as shown in Table 8. Then select from the optimal models of the four types of separation, and the models corresponding to S II and R II are the global optimal models. Compared with the results of Full PLS-DA based on the full-scan spectral region (400-2498nm), the overall accuracy of the optimal SDPC-PLS-DA model is 100% with that of the Full PLS-DA model, but the best The number of wavelengths used in the excellent SDPC-PLS-DA model is 14, which is only 1.3% of the full-spectrum wavelengths, indicating that the complexity of the model is greatly reduced. See Table 9 for the results.

表7葡萄酒品牌判别分析的四类分离度优先组合模型的参数与预测准确率Table 7 Parameters and prediction accuracy of the four-class separation priority combination model of wine brand discriminant analysis

Figure BDA0002488614860000101
Figure BDA0002488614860000101

表8葡萄酒品牌判别分析的四类分离度优先组合模型的最优波段组合Table 8 The optimal band combination of the four-class separation priority combination model of wine brand discriminant analysis

Figure BDA0002488614860000102
Figure BDA0002488614860000102

表9葡萄酒品牌判别分析的最优SDPC-PLS-DA模型与Full PLS-DA模型的比较Table 9 Comparison of optimal SDPC-PLS-DA model and Full PLS-DA model for discriminant analysis of wine brands

Figure BDA0002488614860000103
Figure BDA0002488614860000103

该实验证实:基于本发明的基于光谱分离度的分光波长组合方法筛选出的波长组合在与全谱的预测效果相同时,用于预测的波长数大幅度减少,模型得到极大简化。该方法可以形成自然优化的分段连续型波长模型,是连续型波长筛选方法不能实现的,从而拓宽了波长筛选的方式和应用范围,对于建立高精度模型、降低模型复杂性和设计专用光谱仪的分光系统均有重要意义。The experiment proves that when the wavelength combination screened out based on the spectral separation-based spectral wavelength combination method of the present invention has the same prediction effect as the full spectrum, the number of wavelengths used for prediction is greatly reduced, and the model is greatly simplified. This method can form a naturally optimized piecewise continuous wavelength model, which cannot be realized by the continuous wavelength screening method, thereby broadening the wavelength screening method and application range, and is useful for establishing high-precision models, reducing model complexity and designing special spectrometers. Spectroscopic systems are of great significance.

上述实施例为本发明较佳的实施方式,但本发明的实施方式并不受上述实施例的限制,其他的任何未背离本发明的精神实质与原理下所作的改变、修饰、替代、组合、简化,均应为等效的置换方式,都包含在本发明的保护范围之内。The above-mentioned embodiment is a preferred embodiment of the present invention, but the embodiment of the present invention is not limited by the above-mentioned embodiment, and any other changes, modifications, substitutions, combinations, Simplifications should be equivalent replacement methods, and all are included in the protection scope of the present invention.

Claims (1)

1. A spectral wavelength combination method based on spectral separation is characterized by comprising the following steps:
s1, collecting samples: collecting two types of samples to be distinguished, which are called negative samples and positive samples for short respectively;
s2, spectrum collection: repeating the measuring of the spectrum of each sample a plurality of times;
s3, calculating the minimum value and the maximum value of the spectral absorbance of the whole negative and positive samples at each wavelength and recording the minimum value and the maximum value as the values
Figure FDA0003997599140000011
Calculating the average value and standard deviation of the spectral absorbance of the whole negative sample and the whole positive sample, and respectively recording the average value and the standard deviation as
Figure FDA0003997599140000012
S4, providing a type I separation degree spectrum, a type I relative separation degree spectrum, a type II separation degree spectrum and a type II relative separation degree spectrum of the two spectrum populations, and respectively definingDegree of separation of type I (S) I (lambda)), degree of type I relative separation (R) I (lambda)), type II separation degree (S) II (lambda)) and type II relative separation degree (R) II (λ)), as follows:
Figure FDA0003997599140000013
Figure FDA0003997599140000014
Figure FDA0003997599140000015
Figure FDA0003997599140000016
s5, sorting based on the separation degree, and regarding the type I separation degree S I (λ): determining a required wavelength range, adopting a full scanning spectrum area, or adopting a specific wavelength range according to the spectral characteristics of an actual object, wherein the total number of wavelengths is n, and sorting the wavelengths from large to small according to a separation value as follows: lambda 1 ,λ 2 ,...,λ n
S6, wavelength combination with preferential separation degree: based on the separation degree priority, n wavelength combinations are sequentially constructed as follows:
Ω i ={λ 1 ,λ 2 ,...,λ i },i=1,2,...,n;
s7, adopting the spectrum data of the two types of samples, dividing the spectrum data into a calibration sample set and a prediction sample set, and collecting the measured spectrum of the sample;
respectively establishing a partial least squares discriminant analysis (PLS-DA) model according to the data of the n wavelength combinations, and calculating 9 identification standards of the negative identification accuracy, the positive identification accuracy and the total identification accuracy of the relevant calibration sample set, the prediction sample set and the whole samplesThe accuracy was determined, and the standard deviation (RAR) of the above 9 recognition accuracies was calculated SD ) (ii) a Total Recognition Accuracy (RAR) from the total population of samples Total ) Determining the degree of separation S of type I I (λ) an optimal wavelength model, called optimal SDPC model, with the following formula:
Figure FDA0003997599140000017
the corresponding optimal wavelength combination is:
Ω N ={λ 1 ,λ 2 ,...,λ N n is the number of wavelengths;
s8, similarly, based on the separation degrees R of other three types I (λ)、S II (λ)、R II And (lambda) respectively obtaining respective optimal wavelength combinations, determining respective optimal SDPC models, finally determining a global optimal model from the optimal SDPC models with the four types of separation degrees, and correspondingly selecting the global optimal wavelength combinations.
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