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3D Thermal Simulation of Lithium-Ion Battery Thermal Runaway in Autoclave Calorimetry: Development and Comparison of Modeling Approaches

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Published 11 January 2023 © 2023 The Author(s). Published on behalf of The Electrochemical Society by IOP Publishing Limited
, , Citation S. Hoelle et al 2023 J. Electrochem. Soc. 170 010509 DOI 10.1149/1945-7111/acac06

1945-7111/170/1/010509

Abstract

In this paper, three different empirical modeling approaches for the heat release during a battery cell thermal runaway (TR) are analyzed and compared with regard to their suitability for TR and TR propagation simulation. Therefore, the so called autoclave calorimetry experiment conducted with a prismatic lithium-ion battery (>60 Ah) is modeled within the 3D-CFD framework of Simcenter Star-CCM+® and the simulation results are compared to the experiments. In addition, the influence of critical parameters such as mass loss during TR, the jelly roll's specific heat capacity and thermal conductivity is analyzed. All of the three modeling approaches are able to reproduce the experimental results with high accuracy, but there are significant differences regarding computational effort. Furthermore, it is crucial to consider that the mass loss during TR and both specific heat capacity as well as thermal conductivity of the jelly roll have a significant influence on the simulation results. The advantages and disadvantages of each modeling approach pointed out in this study and the identification of crucial modeling parameters contribute to the improvement of both TR as well as TR propagation simulation and help researchers or engineers to choose a suitable model to design a safer battery pack.

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List of Symbols

1Done-dimensional
3Dthree-dimensional
ARCaccelerating rate calorimetry
CFDcomputational fluid dynamics
MAPEmean absolute percentage error
NMClithium nickel manganese cobalt oxide
RMSPEroot mean square percentage error
SoC state of charge
TRthermal runaway
a polynomial constant, W m−1 K−4
A pre-exponential factor, K s−1
b polynomial constant, W m−1 K−3
B reaction index, —
c polynomial constant, W m−1 K−2
ce normalized concentration of energy, —
cp specific heat capacity, J kg−1 K−1
C reaction rate, s−1
d polynomial constant, W m−1 K−1
Ej mean value of both experiments at data point j, —
i inner iteration, —
m mass, kg
Δmcell mass loss of the battery cell during TR, kg
n number of data points j, —
peql pressure at thermodynamic equilibrium, Pa
pEoV pressure at end of venting, Pa
$\dot{q}$ volumetric heat source, J m−3
${\dot{q}}_{\mathrm{onset}}$ volumetric heat source due to exothermal chemical reactions, J m−3
${\dot{q}}_{\mathrm{ele}}$ volumetric heat source due to electrical short circuit, J m−3
Q heat, J
Q1 released heat during TR that is dissipated via conduction, J
Q2 released heat during TR that is transported by gases and particles, J
Qcontrol (numerically) released heat in simulation, J
$\dot{Q}$ heat release, W
${\dot{Q}}_{\mathrm{ARC}}$ heat release in ARC experiment, W
Rth thermal resistance, m2 K W−1
RaCu roughness depth of copper block parts, m
Sj simulation result of data point j, —
t time, s
tbegin point in time when a specific sensor shows T > 50 °C, s
theating duration of (measured) temperature increase, s
${t}_{\max }$ point in time when a specific sensor shows its maximum value, s
ttotal total physical time being simulated, s
tventing duration of venting, s
${\rm{\Delta }}{t}_{\mathrm{sim}}$ computation time of the simulation, s
Δtstep time step of simulation, s
T temperature, °C
Tcell,mean mean cell can temperature, °C
${T}_{\mathrm{cell},\mathrm{mean},\max }$ maximum value of mean cell can temperature, °C
TCu,mean mean copper block temperature, °C
TCu,mean,500s mean copper block temperature 500 s after nail penetration, °C
Tonset onset temperature of continuous self-heating, °C
Tref reference temperature, °C
${T}_{\mathrm{TR}}$ thermal runaway trigger temperature, °C
Tx,avg volume averaged temperature in the cell component x, °C
${T}_{x,\max }$ maximum temperature in the cell component x, °C
V Volume, m3
αx (volume) fraction, —
β normalization factor, —
epsilon energy residual of simulation, —
epsilonQ numerical error, —
λ thermal conductivity, W m−1 K−1
λair thermal conductivity of air, W m−1 K−1
ρ density, kg m−3
σ2 variance, —
avgindex representing a volume averaged value
cellindex representing the battery cell
cell,TRindex representing the battery cell after TR
Cuindex representing the copper block
fabricindex representing the fiber fabric
initindex representing the initial condition
j index representing a data point of experimental measurements
k index representing a specific sensor position as shown in Fig. 1c
insulationindex representing the thermal insulation
JRindex representing the jelly roll
JR1midindex representing the domain of the middle part of jelly roll 1
JR1sidesindex representing the domain of the side parts of jelly roll 1
JR2midindex representing the domain of the middle part of jelly roll 2
JR2sidesindex representing the domain of the side parts of jelly roll 2
maxindex representing a maximum value
meanindex representing the mean value of several sensors
M1index representing method 1
M2index representing method 2
M3index representing method 3
nailindex representing the nail
x index representing a battery cell components as shown in Fig. 1b

After the introduction of the lithium-ion battery by Sony in 1991, 1 it did not take long until the first studies regarding thermal hazards were published: Chen and Evans were one of the first to share concerns about the thermal runaway (TR) of such batteries in 1996. 2 The following years, the scientific attention on this topic increased rapidly with a total cumulative number of 892 articles being published until the end of 2019. 3 While many researchers use experimental methods to investigate the TR behavior, 46 there are also numerous publications about the modeling of the TR process. For example, Richard and Dahn were one of the first to investigate the thermal stability of lithium intercalated graphite in electrolyte by mathematical modeling of occuring reactions with Arrhenius-like expressions. 7 In 2001, Hatchard et al. developed a one-dimensional (1D) model for the simulation of the TR of a full battery cell following a similar modeling approach. 8 Later, these models were extended by either including more reactions or an expansion to 3D. 9,10 Until today, there are numerous publications proposing models using reaction kinetics for predicting the TR of lithium-ion batteries. 913

Modeling the physics as accurate as possible can unveil unknown dependencies and therefore improve the overall understanding of the TR process as shown for example by Baakes et al. in Ref. 12. However, these models are usually complex and many parameters have to be determined in expensive and time-consuming experiments. 913 Therefore, they are unsuitable for supporting engineers in designing safer battery packs, since simple models with low computational effort and acceptable accuracy are required for this purpose. Many researchers address this issue and propose models that are easy to implement and need a reduced number of input parameters. For example, Chen et al. proposed a "simplified mathematical model for heating-induced thermal runaway" with 12 input parameters. 14 Yeow et al. were one of the first to propose an empirical approach for the heat release during TR. 15 They simply approximated the data from accelerating rate calorimetry (ARC) measurements by a Gaussian distribution and implemented a uniform heating inside of the cell depending on its average temperature. Others adopted this approach and approximated ARC data by empirical curves. 16 Another modeling method for the heat release during TR is to define an empirical function for the heat release depending on the time. 17 However, a spatial resolution of the TR reaction inside of the battery cell is not possible with both methods. Therefore, Feng et al. developed a simple model that is also fitted to experimental data from ARC measurements, but the heat release is depending on the local temperature within the battery. 18 By doing so, a spatial resolution of the heat release is possible. This approach was adopted by other researchers 1921 and further simplified to a single equation model. 2224

This publication focuses on thermal modeling of a prismatic state-of-the-art prototype lithium-ion battery during TR and subsequent heat dissipation. The objective is to develop a simulation methodology within the 3D-CFD framework of Simcenter STAR-CCM+® that is able to reproduce the TR behavior, especially heat release and subsequent heat dissipation. Therefore, the autoclave calorimetry experiment published by Scharner 25 and Hoelle et al. 26 is simulated and different modeling approaches for the heat release during TR are implemented. In addition, the influence of critical parameters such as mass loss during TR, specific heat capacity of the jelly roll or thermal conductivity of the jelly roll on the simulation results is investigated. The purpose of this study is to identify suitable modeling approaches for the application in TR propagation simulations of battery packs. Consequently, the focus lies on identifying an approach with low computational effort but high accuracy. To the authors' knowledge, a comparative analysis of different modeling approaches for the TR heat release has not been the subject of any scientific publication. Both, the comparison and the identification of crucial modeling parameters contribute to the improvement of TR as well as TR propagation simulation and therefore help researchers or engineers to choose a suitable model to design a safer battery pack.

Experimental

In this study, the autoclave calorimetry experiment published by Scharner 25 and Hoelle et al. 26 is modeled and simulated. Therefore, the experimental data of two tests conducted with a prismatic lithium-ion battery cell (>60 Ah) is investigated. The results of the experiments provide input parameters for the simulation model such as mass loss or released heat during TR. Furthermore, the temperature sensor data is used to validate the simulation methodology. Additionally required model parameters, such as the trigger temperature of TR and the specific heat capacity of the cell, are derived from accelerating rate calorimetry experiments and specific heat capacity measurements conducted with the same cell. The following Section covers the geometry of the autoclave calorimetry experiment, further information about the investigated cell and the experimental results used to derive model parameters.

Geometry

Figure 1 shows the setup of the autoclave calorimetry experiment. The main components are a battery cell (dimensions 180 mm × 32 mm × 72.5 mm) wrapped in a silicate fiber fabric (thickness 1.75 mm) as well as a copper block (dimensions 280 mm × 135.5 mm × 120 mm) that is enclosing the wrapped battery cell. The copper block itself is insulated (thickness 25 mm on each side) against the autoclave environment and consists of several smaller blocks as well as a retainer made out of steel (dimensions 64.75 mm × 40 mm × 32 mm, thickness 2 mm). The lid of the copper block insulation has an opening above the cell vent (dimensions 45.5 mm × 45.5 mm) to allow the venting gases and particles to escape into the autoclave's void volume. Further details are provided in a previous publication. 26

Figure 1. Refer to the following caption and surrounding text.

Figure 1. (a) Modeled components of the autoclave calorimetry experiment. (b) Components of the battery cell model. (c) Temperature sensor positions on the cell can.

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Investigated cell

In this study, a prismatic state-of-the-art prototype lithium-ion battery cell with a nominal capacity between 60 Ah and 70 Ah, LiNi0.8Mn0.1Co0.1O2 (NMC811) cathode, and graphite anode is investigated. The electrolyte consists of lithium hexafluorophosphate (LiPF6) conducting salt with ethylene carbonate (EC), ethyl methyl carbonate (EMC), diethyl carbonate (DEC), and dimethyl carbonate (DMC) solvents. Two nail penetration experiments are conducted following the test procedure described in Ref. 26. The state of charge for both tests is SoC = 100 % and the cells' aging state is fresh/unused. Table I summarizes the properties of the investigated cells measured before each test.

Table I. Properties of the battery cells tested in the autoclave calorimetry experiment.

ParameterCell 1Cell 2MeanUnit
Measured capacity during preconditioning67.466.867.1Ah
Measured energy during preconditioning247.6245.1246.4Wh
Measured weight mcell 981.6979.0980.3g
Gravimetric energy density252.2250.4251.3Wh kg−1

Experimental results

In order to derive required model parameters, the results of three different experimental setups are used in this study:

  • (i)  
    Autoclave calorimetry is used to determine
    • Δmcell being the mass loss during TR,
    • Q1 being the released heat during TR that is dissipated via conduction,
    • tventing being the duration of venting, and
    • theating being the duration of (measured) temperature increase.
  • (ii)  
    Accelerating rate calorimetry (ARC) is used to determine
    • Tonset being the onset temperature of continuous self-heating and
    • ${T}_{\mathrm{TR}}$ being the TR trigger temperature.
  • (iii)  
    Specific heat capacity measurements are used to determine
    • cp,JR being the specific heat capacity of jelly roll.

Autoclave calorimetry

The mass loss during TR Δmcell is calculated by

Equation (1)

where mcell is the cell weight before and ${m}_{\mathrm{cell},\mathrm{TR}}$ is the cell weight after the test. The total heat released during TR can be separated in two parts: heat remaining in the cell Q1 and heat being transported by venting gases and particles Q2. 25,26 As the autoclave calorimetry experiment is built to separate these effects, only heat conduction from the cell to the copper block is considered in this study and consequently Q2 will be neglected. Q1 is estimated as follows:

Equation (2)

Equation (3)

where t is the time since nail penetration, m is the mass of the components copper block (index: Cu), cell after TR (index: cell,TR), and thermal insulation (index: insulation), respectively, cp is the specific heat capacity of the respective components, and ΔT is the temperature increase compared to the test's initial condition Tinit of the respective components. As there is no temperature sensor information for the thermal insulation, its temperature increase is estimated by a simulation. For t = 2000 s after nail penetration, this results in a volume averaged temperature of approximately

Equation (4)

The initial temperature Tinit is defined by the initial mean value of all temperature sensors at the cell can and the copper block, that means in the center of each cell side (except the top side) and in the center of each corresponding copper block area (compare Fig. 1c).

The duration of venting tventing is estimated as suggested by Scharner in Ref. 25. In the autoclave calorimetry experiment, the pressure curve shows a peak followed by an asymptotic approach to an equilibrium state. Scharner 25 assumed, that the venting stops at the point in time when the pressure is

Equation (5)

where pEoV is the pressure at end of venting (index: EoV), peql is the pressure measured at temperature equilibrium inside the autoclave (index: eql), and ${p}_{\max }$ is the maximum pressure. Consequently, the duration of venting is

Equation (6)

where tinit is the point in time of nail penetration. Another parameter estimated during the experiment is the duration of measured temperature increase of the cell theating. It is set to the point in time when the cell reaches its maximum mean temperature ${T}_{\mathrm{cell},\mathrm{mean},\max }$ (average value of all sensors on the cell can surface):

Equation (7)

Accelerating rate calorimetry (ARC)

The onset temperature of continuous self-heating Tonset and the TR trigger temperature ${T}_{\mathrm{TR}}$ are estimated by ARC experiments. The parameters are estimated by three standard heat-wait-seek tests conducted with the same type of battery cell as used in the autoclave calorimetry experiment. The EV+ ARC manufactured by THT® (Thermal Hazard Technology) is used to perform the experiments. The following criteria are used:

  • $0.02\,{\rm{K}}\,{\min }^{-1}$ is detected as onset of self-heating and
  • $30\,{\rm{K}}\,{\min }^{-1}$ is detected as onset of TR.

Specific heat capacity measurements

Specific heat capacity measurements on full cell level are performed in order to estimate the specific heat capacity of the jelly roll cp,JR. Therefore, two cells are stacked together with a heating pad in-between and the heating power needed for a temperature increase from 25 °C to 60 °C is analyzed. Unfortunately, temperatures higher than 60 °C could not be tested due to the safety limits defined by the cell manufacturer. With the resulting specific heat capacity of the full cell cp,cell the specific heat capacity of the jelly roll is then calculated by

Equation (8)

with mcell being the mass of the full cell, mx being the mass, and cp,x being the specific heat capacity of each component x of the full cell (except jelly roll), respectively, and mJR being the mass of the jelly roll. Table II summarizes all experimental results used as model parameters.

Table II. Experimental results used as model parameters.

ParameterCell 1Cell 2MeanUnit
Δmcell 409.4416.4412.9g
Tinit 20.922.421.7°C
Q1 748.8709.7729.3kJ
tventing 17.218.217.7s
theating 33.146.739.9s
Tonset 75.2 a °C
${T}_{\mathrm{TR}}$ 137.5 a °C
cp,JR see Fig. 3 J kg−1 K−1

aMean value of three cells tested in ARC experiments.

Model Structure and Simulation Methodology

A three-dimensional thermal model is built in the commercial (CFD) software Simcenter STAR-CCM+®, which is based on the finite volume approximation approach. In this study, only heat conduction within solids is considered. The governing equation for energy transport within a solid is given as follows:

Equation (9)

with ρ, cp , and λ being the thermophysical properties of the solid (density, specific heat capacity, and thermal conductivity, respectively), T being the temperature of the solid, and $\dot{q}$ being the sum of all heat sources within the solid.

In order to compare different modeling approaches for the heat release during TR, it is necessary to implement material properties that are capable of reproducing the experimental behavior. Therefore, a sequential sensitivity study of the following parameters is carried out first:

  • ρJR being the density of the jelly roll,
  • cp,JR being the specific heat capacity of the jelly roll, and
  • λJR being the through-plane thermal conductivity of the jelly roll.

In this context, the term "sequential" means that for each parameter variation the parameter set with the best fit to the experimental data is considered as baseline. Consequently, the baseline parameter set is not necessarily the same for each varied parameter. On the one hand, the results of this sensitivity study help to analyze the influence of each parameter on the simulation results and point out the importance of a correct applicationin TR simulations. On the other hand, the results help to define a final parameter set for the comparison of modeling approaches for heat release during TR, that is done in a second step. The following Section deals with the model geometry and numerical setup, used boundary conditions as well as the sensitivity study and the modeling approaches for heat release during TR.

Model geometry and mesh

The battery cell components are modeled as shown in Fig. 1b. Each of the two jelly rolls is represented by three rectangular cuboids: a large middle cuboid and two smaller side cuboids. This allows to assign different material properties in each of the three regions and accounts for the orthotropic thermal conductivity of the jelly roll depending on the winding structure. The terminals are also simplified as cuboids (dimensions 46.56 mm × 20 mm × 2.5 mm) with a density and specific heat capacity assigned to match the actual current collectors and terminals of the cell. Moreover, there is a bottom insulator underneath the jelly rolls (thickness 2.9 mm). The cell can is modeled as hollow body with the safety vent being open and air or gas flow inside of the cell can is neglected.

As shown in Fig. 1a, the battery cell is enclosed by a silicate fiber fabric. The thermal conductivity of this fabric λfabric is assumed to be temperature dependent according to the manufacturers information. The following fitting curve is used:

Equation (10)

with a = 5.83e−10 W m−1 K−4, b = − 3.71e−7 W m−1 K−3, c = 4.42e−4 W m−1 K−2, and d = 8.58e−2 W m−1 K−1 being the polynomial constants for the (fabric) temperature T in ° C. The material properties of all (other) components are summarized in Table III.

Table III. Material properties of the model components used for the reference simulation.

ComponentDensitySpecific heat capacityThermal conductivity
as shown in Fig. 1 ρ [kg m−3] cp [J kg−1 K−1] λ [W m−1 K−1]
Can / cap plate2730.0893.0159.0
Jelly Roll (in-plane)2620.61000.023.1
Jelly Roll (through-plane)2620.61000.01.034
Bottom insulator619.01807.00.254
Copper terminal8960.0385.0402.0
Aluminum terminal2960.0905.0237.0
Nail8055.0480.015.1
Silicate fiber fabric734.0720.0 λfabric(T) (see Eq. 10)
Copper block8960.0385.0402.0
Retainer8055.0480.015.1
Thermal insulation280.0860.00.023

The mesh used is the result of a mesh sensitivity study. It is ensured that all parts, in particular thin parts, are resolved by a minimum number of three cell layers in each direction. Figure 2 shows two plane Sections of the mesh. Table IV summarizes the element count of volume cells for each component.

Figure 2. Refer to the following caption and surrounding text.

Figure 2. (a) Plane Section of the mesh perpendicular to the nailing direction. (b) Plane Section of the mesh in nailing direction.

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Table IV. Summary of the element count of volume cells for each component.

ComponentCell count
Can53731
Jelly Roll62191
Bottom insulator19572
Terminal Cu2432
Terminal Al2432
Nail1944
Silicate fiber fabric79342
Copper block58539
Retainer9072
Thermal insulation18896
Total308151

Boundary conditions and numerical setup

The experiment is modeled as a transient solid-body simulation with a total physical time of ttotal = 2000 s. For the first 50 s, the time step is set small enough to ensure that numerical errors due to the heat release can be neglected. For the simulations of the model parameter sensitivity study, the time step is set to

Equation (11)

Afterwards, Δtstep is increased step-wise over six seconds to Δtstep = 2 s. The energy residual epsilon is used as stopping criteria for inner iterations i. As soon as a minimum number of 15 inner iterations is calculated, the following criteria needs to be fulfilled to end the solving process of the current time step:

Equation (12)

The maximum number of inner iterations is set to 125. The initial temperature Tinit for all solids is set to the mean value of both conducted autoclave calorimetry experiments with

Equation (13)

An ideal interface is set between all solid contacts except the contact faces between the single copper block parts. For the latter, a thermal resistance Rth,Cu is applied to the solid-to-solid contact, as the single blocks are screwed together and therefore, an air layer with a thickness of the doubled roughness depth of the blocks RaCu is set as thermal resistance:

Equation (14)

with λair being the thermal conductivity of air. All faces without contacts are set as adiabatic. Since there are no high temperature differences between contacting bodies expected, heat radiation is not considered in this study.

Model parameter sensitivity study

In order to analyze the influence of model parameters such as mass loss during TR, specific heat capacity of the jelly roll, and (through-plane) thermal conductivity of the jelly roll, a sensitivity study is performed. Therefore, the thermophysical properties of the jelly roll material are varied. Table V shows an overview over the variations of jelly roll density ρJR, specific heat capacity cp,JR, and thermal conductivity λJR. It should be pointed out that the first modeling approach for heat release during TR (method 1) is used for the model parameter sensitivity study. A detailed description of the different methods is provided below.

Table V. Variation of jelly roll (JR) material properties for the model parameter sensitivity study.

Mass loss during TR

As shown in previous work, a lithium-ion battery cell loses a significant amount of its mass during the autoclave calorimetry experiment. 26 According to

Equation (15)

this mass loss will influence the temperature increase ΔT of a battery cell during TR. Most of the previous studies do not account for this effect and assume the cell to maintain its full mass. 1216,1822,2735 Coman et al. were one of the first to consider a loss of mass in their model by adapting the jelly roll density ρJR depending on the amount of vented electrolyte. 36 The outcome was, that the consideration of venting and hence mass loss improves the simulation results compared to experiments. Other publications confirmed this observation. 23,37 Unfortunately, all these models include a gas phase based on flow equations and therefore are not directly applicable to solid body simulations. However, Liu et al. and Coman et al. published models of solid body simulations, that adapt ρJR when TR occurs. 17,24

As shown in Table II, the mean mass loss of the autoclave calorimetry experiments is Δmcell = 412.9 g. To show the influence of this phenomenon, it is assumed that this mass loss originates from the jelly roll only and consequently, the mass loss is modeled by adapting the jelly roll density ρJR. In this study, three different (constant) jelly roll masses will be modeled (Table V, No. 1–3):

  • "Full mass" assumes no mass loss and therefore, the standard jelly roll density of ρJR = 2620.6 kg m−3 is applied.
  • "End mass" assumes that the mass loss already occurred before the heat release of TR and hence the jelly roll density is set to match the jelly roll mass after TR.
  • "Half mass" is the mean value of the "Full mass" and "End mass" case.

Specific heat capacity of the jelly roll

As shown in Eq. 15, the specific heat capacity cp is supposed to have the same influence on the temperature increase ΔT as the mass m. However, the mass (loss) during TR is time dependent, whereas a material's specific heat capacity is usually depending on temperature. Previous studies do not account for a temperature dependent specific heat capacity of the jelly roll. 13,14,1721,23,24,2732,3438 Although there are some measurements of temperature dependent values as summarized in Ref. 39, a major issue with these is the limited temperature range (usually T < 60 °C). Due to the onset of TR at higher temperatures, there is a lack of experimental investigations and consequently an analysis of the specific heat capacity's influence on TR in simulation is necessary.

In order to analyze the influence of an increasing specific heat capacity of the jelly roll cp,JR with rising temperature, three different dependencies according to Fig. 3 are implemented in this study. The black crosses show the results of specific heat capacity measurements on full cell level that are converted to values for the jelly roll by Eq. 8. The temperature dependency of cp,JR is chosen to match these measurements. Outside of the measurement's temperature range, an asymptotic value of ${c}_{p,\mathrm{JR},\max }=1100\,{\rm{J}}\,{\mathrm{kg}}^{-1}\,{{\rm{K}}}^{-1}$ could be suggested. However, it is expected that a maximum value of ${c}_{p,\mathrm{JR},\max }=1100\,{\rm{J}}\,{\mathrm{kg}}^{-1}\,{{\rm{K}}}^{-1}$ would not lead to a significant change of the simulation results in comparison to the standard case of ${c}_{p,\mathrm{JR}}={const}.\,=\,1000\,{\rm{J}}\,{\mathrm{kg}}^{-1}\,{{\rm{K}}}^{-1}$. Therefore, cp,JR is set constant to three different (purely empirical) maximum values of ${c}_{p,\mathrm{JR},\max }=1200\,{\rm{J}}\,{\mathrm{kg}}^{-1}\,{{\rm{K}}}^{-1}$, 1400 J kg−1 K−1, and 1600 J kg−1 K−1 (Table V, No. 4–6). It should be pointed out that for the sensitivity analysis of the mass loss during TR the specific heat capacity is set to ${c}_{p,\mathrm{JR}}={const}.\,=\,1000\,{\rm{J}}\,{\mathrm{kg}}^{-1}\,{{\rm{K}}}^{-1}$.

Figure 3. Refer to the following caption and surrounding text.

Figure 3. Specific heat capacity of jelly roll cp,JR over jelly roll temperature TJR estimated from measurements on full cell level (black crosses) and implemented dependencies for sensitivity study (colored curves).

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Thermal conductivity of the jelly roll

The third varied material property is the through-plane thermal conductivity of the jelly roll λJR. For prismatic cells with NMC cathode, values between 0.82 W m−1 K−1 < λJR < 1.1 W m−1 K−1 are reported. 40,41 However, these values are estimated under normal operating conditions with temperatures of T < 60 °C and therefore not necessarily applicable to TR simulations. Comparing the experimentally measured values to assumptions made in previous publications for TR modeling shows a greater range. For example, Parhizi et al. and Mishra et al. used a value of λJR = 0.2 W m−1 K−1, 2730 whereas others use values up to λJR = 3.4 W m−1 K−1. 17,3133,36,38

In this study, the median value of λJR = 1.034 W m−1 K−1 as reported by Steinhardt et al. will be used as a baseline. 39 This is also in accordance with other publications. 13,14,21,24,34,35 In order to evaluate the influence of lower and higher values, this baseline value will be halved and doubled (Table V, No. 7–8).

Modeling approaches for heat release during TR

In this study, three different modeling approaches for the heat release during TR will be investigated. As the focus lies on approaches with low computational effort, only empirical heat sources are considered. The heat release is implemented in the jelly roll only and is subsequently spreading to the other cell components as well as the experimental setup.

  • Method 1: Time dependent and spatially uniform heat release (reference - used for model parameter sensitivity study)
  • Method 2: Temperature dependent and spatially uniform heat release
  • Method 3: Temperature dependent and spatially resolved heat release

It should be pointed out that for the comparison of heat release approaches during TR the parameters according to simulation "No. 5" are used (see Table V).

Method 1: Time dependent and spatially uniform heat release

The first approach is based on an empirical time dependent heat release function that is derived from experimental data of ARC tests. A comparable approach was also used by Coman et al. in Ref. 17. Figure 4 shows the heat release ${\dot{Q}}_{\mathrm{ARC}}$ over time t since TR initiation for three ARC experiments (colored dots) and the assumed heat release function for the simulation model (black curve). In the ARC experiments, the heat release is reaching a maximum directly after TR initiation for several seconds followed by a decrease to lower values. Comparing the venting duration of the autoclave calorimetry experiments of tventing = 17.7 s to the ARC data shows that there is still a heat release detected for t > tventing.

Figure 4. Refer to the following caption and surrounding text.

Figure 4. Method 1: heat release during TR ${\dot{Q}}_{\mathrm{ARC}}$ over time t since TR initiation estimated from ARC measurements (colored dots) and implemented function for the simulation model (black curve).

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This observed behavior is approximated by a superposition of a Gaussian distribution (${\dot{Q}}_{1.1}$) and a linear function (${\dot{Q}}_{1.2}$):

Equation (16)

with the normalization factor β:

Equation (17)

The result of this superposition is the black curve shown in Fig. 4: as soon as the TR is triggered, heat is released in form of a Gaussian distribution (Eq. 18) with a subsequent linear decrease (Eq. 20) for the duration of (measured) temperature increase theating (see Table II):

Equation (18)

Equation (19)

and

Equation (20)

Due to the normalization, it is possible to implement ${\dot{Q}}_{\mathrm{ARC}}$ on several parts of a model and assign certain fractions of the total heat released. In this study, the heat release of method 1 ${\dot{Q}}_{{\rm{M}}1,x}$ is therefore modeled for each jelly roll part x as follows:

Equation (21)

Equation (22)

Equation (23)

Equation (24)

with αx being the volume fraction of the jelly roll part x related to the total volume of the jelly roll (that means both middle parts and all 4 sides - compare Fig. 1b), Q1 being the heat remaining in the cell as measured in the autoclave calorimetry experiments, Qnail being the heat released in the nail for triggering the TR and ${T}_{x,\max }$ being the maximum temperature in the jelly roll part x.

As stated in Eqs. 2124, the heat release in each jelly roll part is initiated by exceeding the TR trigger temperature ${T}_{\mathrm{TR}}$. In the autoclave calorimetry experiments, this is caused by the electrical short circuit due to the nail, that penetrates the jelly roll. To model the heat release of this short circuit, the approach of Feng et al. 18 is adopted:

Equation (25)

with f(t) being the short circuit release rate in the nail as defined by Feng et al. 18 and αnail = 0.01 being the fraction of heat that is released in the nail.

Method 2: Temperature dependent and spatially uniform heat release

The second approach is based on a model proposed by Yeow et al. 15 in 2013. The heat source is modeled as a function depending on the volume averaged jelly roll temperature TJR,avg. Yeow et al. 15 used a Gaussian distribution to approximate the self-heating rate of the cell vs. the cell temperature measured in ARC experiments. This approach is applied to the experimental data of this study: Fig. 5 shows the heat release ${\dot{Q}}_{\mathrm{ARC}}(T)$ over (measured) cell temperature Tcell of the three ARC tests (colored dots) and the assumed heat release function (black curve). The measured heat release is approximated by the mean value of the three tests and is directly implemented in the simulation model as table data set. The simulation software then linearly interpolates between these table values. After reaching ${T}_{\mathrm{TR}}$ in the ARC experiments, the number of measured data points is low. Therefore, the heat release rate is set to ${\dot{Q}}_{{\rm{M}}2,x,\max }={const}.\,=\,31177\,{\rm{W}}$ which is equivalent to a temperature rate of $3000\,{\rm{K}}\,{\min }^{-1}$ as conventionally measured during ARC experiments.

Figure 5. Refer to the following caption and surrounding text.

Figure 5. Method 2: heat release ${\dot{Q}}_{\mathrm{ARC}}$ over average cell temperature Tcell.

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As the heat release depends on the volume averaged temperature of the jelly roll, the electrical short circuit in the nail is not releasing enough heat to trigger the TR. Therefore, the initial temperature of the middle part of the nailed jelly roll is set to TJR1mid,init = 150 °C. The heat release of method 2 ${\dot{Q}}_{{\rm{M}}2,x}$ is then modeled as a separate heat source for the middle and both side parts of each jelly roll:

Equation (26)

Equation (27)

Equation (28)

Equation (29)

where ${\dot{Q}}_{\mathrm{ARC}}({T}_{x,avg})$ is the heat release interpolated from the curve shown in Fig. 5 depending on the volume averaged temperature Tx,avg of the jelly roll part x and Qinit is the amount of cummulated heat that is assumed to be already released due to the initial condition. It should be pointed out that there is no more heat release in the nail itself, as the initial condition triggers the TR in the middle part of the nailed jelly roll. The heat release in each part x stops as soon as the equivalent amount of Q1 is released. This is achieved by the integration of ${\dot{Q}}_{{\rm{M}}2,x}$ over time t and monitoring the amount of released heat.

Method 3: Temperature dependent and spatially resolved heat release

The third approach is based on a model proposed by Feng et al. 18 in 2016. The main difference to method 2 is that the heat release is depending on the local temperature in each volume element of the jelly roll mesh and therefore, the heat release is spatially resolved. Feng et al. 18 splitted the volumetric heat source $\dot{q}$ into three parts:

Equation (30)

with ${\dot{q}}_{\mathrm{nail}}$ being caused by the electric short circuit in the nail, ${\dot{q}}_{\mathrm{onset}}$ being caused by exothermal chemical reactions at elevated temperatures, and ${\dot{q}}_{\mathrm{ele}}$ being caused by the electrical energy release after separator collapse followed by an internal short circuit in the cell. While ${\dot{q}}_{\mathrm{nail}}$ is released in the nail only, ${\dot{q}}_{\mathrm{onset}}$ and ${\dot{q}}_{\mathrm{ele}}$ are released in the whole jelly roll material (compare Fig. 1b). In contrast to the original publication, the heat released during TR Q1 is known from the autoclave calorimetry experiments. Therefore, ${\dot{q}}_{\mathrm{onset}}$ and ${\dot{q}}_{\mathrm{ele}}$ are simplified and put together into a single source term for the JR ${\dot{q}}_{\mathrm{JR}}$. Adopting ${\dot{q}}_{\mathrm{nail}}$ from the original publication leads to: 18

Equation (31)

Equation (32)

with Vnail and VJR being the volume of the nail and the jelly roll(s), respectively, αnail = 0.01 being the fraction of heat released in the nail, f(t) being the short circuit release rate in the nail as defined by Feng et al. in Ref. 18, and ce being the normalized concentration of energy in each volume element of the mesh. The reaction rate dce/dt is then defined as follows:

Equation (33)

with mJR being the mass of the jelly roll(s), A = 0.0185 K s−1 being a pre-exponential factor, B = 24.94 being the reaction index, ${T}_{\mathrm{ref}}=410.65\,{\rm{K}}\ (137.5\,^\circ {\rm{C}})={T}_{\mathrm{TR}}$ being used to normalize the temperature T, $C=1\,{{\rm{s}}}^{-1}={const}.$ being the reaction rate during TR, and Tonset = 75.2 °C being the onset temperature of continuous self-heating in the ARC experiments. It should be pointed out that A, B, C, Tonset, and ${T}_{\mathrm{TR}}$ are adapted to fit the experimental results of this study and consequently differ from the values used by Feng et al. in Ref. 18.

Evaluation methodology

In order to compare the individual simulations with each other, as well as with the experiments, the following quantities/parameters are defined:

  • Temperature curves.The simulation results are compared to the experimental data by analyzing the temperature curves of the available temperature sensors. In the two autoclave calorimetry experiments investigated in this study, there are temperature sensors placed in the center of each side of the cell can surface (except the top side, compare Fig. 1c). The sensor on the nail penetrated side is shifted by 1 cm to prevent a damage by the nail. Equivalent sensors are placed on the copper block surface directed to the cell. That means, each pair of sensors is only separated by the silicate fiber fabric. These ten temperature sensor positions are also monitored in all simulations. The comparison between simulation and experimental results is then made either for each sensor on its own or for the mean cell can temperature Tcell,mean and the mean copper block temperature TCu,mean.
    • (i)  
      Mean temperature curves.In order to compare the mean temperatures curves of cell can and copper block, the following characteristics are analyzed:
      • –  
        ${T}_{\mathrm{cell},\mathrm{mean},\max }$ is the maximum value of the mean cell can temperature.
      • –  
        ΔTCu,mean,500s is the difference between the mean copper block temperature of simulation and experiments at t = 500 s.
      • –  
        To quantify the overall deviation between simulation and experiment the mean absolute percentage error (MAPE) as well as the root mean square percentage error (RMSPE) is calculated for the time span 0 s ≤ t ≤ 2000 s according to
        Equation (34)
        Equation (35)
        with n being the number of data points j within the given time span, Ej being the (mean) experimental value of data point j, and Sj being the simulation results of data point j.
    • (ii)  
      Single sensor temperature curves.In order to compare the different temperature curves for each sensor position the following three characteristics are analyzed:
      • Time tbegin at T > 50 °C is the point in time when the specific sensor shows temperatures of T > 50 °C for the first time since nail penetration. This value is supposed to represent the begin of temperature increase at each sensor position. The value of 50 °C is chosen because the simulation case "method 2" shows a temperature on the nailed side of Tcell,nail ≈ 50 °C after the initial time step.
      • ${T}_{\max }$ is the maximum temperature at each position on the cell can and on the copper block respectively.
      • Mean ΔTt is defined by the maximum temperature increase ${\rm{\Delta }}T={T}_{\max }-{T}_{\mathrm{init}}$ divided by ${\rm{\Delta }}t={t}_{\max }-{t}_{\mathrm{begin}}$ with the time ${t}_{\max }$ needed to reach this maximum temperature at each sensor position. This value is supposed to represent the temperature gradient at each sensor position.
  • Accuracy.As the simulation is modeled with adiabatic boundaries, the numerical error epsilonQ between specified released heat Q1 and actually in the simulation released heat Qcontrol can be calculated by
    Equation (36)
    Equation (37)
    where mx is the mass, cp,x is the specific heat capacity, and Tx,avg is the volume averaged temperature of each component x respectively.
  • Computation time.All simulations are performed on the same hardware with the same amount of computational resources (six Intel® Xeon® Gold 6254 CPUs and 32 GB RAM). Therefore, the computation time ${\rm{\Delta }}{t}_{\mathrm{sim}}$ can be compared.

Results and Discussion

A total of 11 simulations of the TR behavior in the autoclave calorimetry experiment was performed. In a first step, the model parameter sensitivity study is analyzed. The results show the influence of the parameters mass loss during TR, specific heat capacity of the jelly roll, and through-plane thermal conductivity of the jelly roll. In addition, the parameter set with the smallest deviations from the experimental results is identified. In a second step, the three different modeling approaches for heat release during TR (simulated with this identified "best" set of parameters) are compared with the experimental results as well as with each other.

Model parameter sensitivity study

Mass loss during TR

Figure 6 shows the mean cell can temperature Tcell,mean (Fig. 6a) as well as the mean copper temperature TCu,mean (Fig. 6b) over time t since nail penetration for both experiments (black and black dashed) and the three simulations with different densities ρJR (colored). A variation of ρJR is equivalent to a variation of the jelly roll mass and consequently shows the influence of the mass loss during TR Δmcell on the simulation results (orange for "Full mass", green for "Half mass" and blue for "End mass").

Figure 6. Refer to the following caption and surrounding text.

Figure 6. (a) Mean cell can temperature Tcell,mean over time t since nail penetration for both experiments (black and black dashed) and the three simulations with different densities ρJR (colored). (b) Mean copper temperature TCu,mean over time t since nail penetration for both experiments (black and black dashed) and the three simulations with different densities ρJR (colored).

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Figure 6a illustrates that the mass of the jelly roll has an influence on both ${T}_{\mathrm{cell},\mathrm{mean},\max }$ and the heat dissipation behavior of the cell after TR, which is indicated by the course of the temperature curve after reaching ${T}_{\mathrm{cell},\mathrm{mean},\max }$. The "Full mass" simulation shows the lowest maximum temperature with ${T}_{\mathrm{cell},\mathrm{mean},\max }=501.8\,$°C, followed by the "Half mass" case with ${T}_{\mathrm{cell},\mathrm{mean},\max }=593.4\,$°C. Assuming the jelly roll lost the vented mass before TR ("End mass") results in ${T}_{\mathrm{cell},\mathrm{mean},\max }=731.8\,$°C. Comparing these values to the mean of both experiments ${T}_{\mathrm{cell},\mathrm{mean},\max }=561.0\,^\circ {\rm{C}}$ shows that ${T}_{\mathrm{cell},\mathrm{mean},\max }$ is lower compared to the experiments for the "Full mass" case and higher for the "Half mass" as well as the "End mass" case. This observed behavior can be explained by Eq. 15: with a given Q and cp , less mass m leads to a higher ΔT.

Another possible cause for the deviations is the assumption of constant values for ρJR. There are previous studies which considered the mass loss during TR by implementing a time dependency. 17,23,24,36,37 However, in the experiments, the investigated cells lose the vented mass over a time span of tventing = 17.7 s (mean value). If it is considered that tventingttotal = 2000 s, the "End mass" case is replicating the reality for approximately the entire amount of ttotal. Therefore, it is hypothesized that the influence of the time dependent character of Δmcell is negligible. Nevertheless, the heat dissipation behavior for this case is not matching the experimental data. A possible reason is the assumption of the specific heat capacity of the jelly roll cp,JR being constant. Considering, in particular, that cp,JR increases with rising temperatures, 39 both the "Half mass" and "End mass" case show potential to be in better agreement with the experiments. A modeling of the full jelly roll mass is not reasonable as ΔT would be even lower.

Figure 6b shows the temperature increase over time t for the copper block. For the "Full mass" and the "Half mass" case, this increase in temperature is slower compared to the experiments, whereas the temperature increase of the "End mass" case is faster. Quantifying the deviation at t = 500 s results in

Consequently, the "Half mass" case shows the smallest deviation from the experiments. This is confirmed by analyzing the MAPE and RMSPE (see Table VI). However, if it is taken into account that cp,JR is assumed constant instead of temperature dependent, it is not reasonable to model the "Full mass" or the "Half mass" case. This would result in the copper temperatures being lower and consequently in a underestimation of the heat transfer to adjacent components. This is a problem, in particular, for TR propagation simulations as the predicted propagation time would be higher compared to reality and hence would give a distorted impression of safety. Therefore, the "End mass" case is used as a baseline for further sensitivity analysis.

Table VI. Mean absolute percentage error (MAPE) and root mean square percentage error (RMSPE) between mean cell can temperature and mean copper temperature of the simulations and the mean experimental data.

  MAPEMAPERMSPERMSPE
No.Name Tcell,mean TCu,mean Tcell,mean TCu,mean
  [%][%][%][%]
1Full mass5.96.67.08.1
2Half mass4.22.14.93.1
3End mass14.22.916.23.9
4 ${c}_{p,\mathrm{JR},\max }=1200$ 9.31.210.61.7
5 ${c}_{p,\mathrm{JR},\max }=1400$ 4.81.15.62.1
6 ${c}_{p,\mathrm{JR},\max }=1600$ 1.42.42.53.8
7 λJR = 0.5172.73.34.04.9
8 λJR = 2.0689.71.411.01.8

In conclusion, the mass loss during TR has to be considered in the simulation model to reproduce the experimental results. The "End mass" case shows the highest potential, although both the cell and copper block temperatures are higher than the experimental results. However, when accounting for a specific heat capacity of the jelly roll that increases with rising temperatures, the temperatures are lowered.

Specific heat capacity of the jelly roll

Figure 7 shows the mean cell can temperature Tcell,mean (Fig. 7a) as well as the mean copper temperature TCu,mean (Fig. 7b) over time t since nail penetration for both experiments (black and black dashed) and the four simulations with different specific heat capacities of the jelly roll cp,JR. It should be pointed out that all shown simulations are calculated with ρJR = 1360.1 kg m−3 and therefore assume the cell to have the mass after a TR ("End mass" case).

Figure 7. Refer to the following caption and surrounding text.

Figure 7. (a) Mean cell can temperature Tcell,mean over time t since nail penetration for both experiments (black and black dashed) and the 4 simulations with different specific heat capacity of the jelly roll cp,JR (colored). (b) Mean copper temperature TCu,mean over time t since nail penetration for both experiments (black and black dashed) and the 4 simulations with different specific heat capacity of the jelly roll cp,JR (colored).

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As shown in Fig. 7a, cp,JR has a similar influence on the investigated temperatures as ρJR, although cp,JR is depending on temperature instead of being constant as ρJR. The maximum mean cell can temperature ${T}_{\mathrm{cell},\mathrm{mean},\max }$ is reduced by adding a temperature dependency for cp,JR:

Comparing these values to the experimental data results in the temperature of the ${c}_{p,\mathrm{JR},\max }=1600\,{\rm{J}}\,{\mathrm{kg}}^{-1}\,{{\rm{K}}}^{-1}$ case to be in-between both experiments. For the other cases, ${T}_{\mathrm{cell},\mathrm{mean},\max }$ is higher than both experiments. Interestingly, comparing the constant cp,JR (orange) to the temperature dependent cp,JR (green, blue and red) shows no significant difference in the course of the mean temperature curve of the cell can. This can be explained as follows: the temperature dependent curves of cp,JR differ in a temperature range of approximately 40 °C < T < 120 °C (compare Fig. 3). The experimental data shows that the mean temperature is outside of this range at t ≈ 4 s. Consequently, the cp,JR-curves are in the constant regime for a large amount of the simulation time and therefore, the temperature dependency has only a minor effect. Nevertheless, ${T}_{\mathrm{cell},\mathrm{mean},\max }$ can be lowered by increasing ${c}_{p,\mathrm{JR},\max }$. At the same time, the heat dissipation and therefore, the temperature decrease of the cell slows down. This behavior was also observed in a previous study. 27

Figure 7b shows the effect of cp,JR on TCu,mean. An increasing ${c}_{p,\mathrm{JR},\max }$ leads to a slower increase of TCu,mean as the cell temperatures are lower and therefore, the driving force of the heat transfer, which is the temperature difference between cell surface and copper block, is smaller. Quantifying the deviation at t = 500 s results in

Consequently, the case with ${c}_{p,\mathrm{JR},\max }=1400\,{\rm{J}}\,{\mathrm{kg}}^{-1}\,{{\rm{K}}}^{-1}$ shows the smallest deviation. Taking into account the MAPE and RMSPE values confirms this result for TCu,mean, whereas for Tcell,mean, the case with ${c}_{p,\mathrm{JR},\max }=1600\,{\rm{J}}\,{\mathrm{kg}}^{-1}\,{{\rm{K}}}^{-1}$ shows the smallest deviation from the experimental data (compare Table VI).

In conclusion, the specific heat capacity of the jelly roll is found to have a strong impact on the temperatures during TR. The curve with ${c}_{p,\mathrm{JR},\max }=1400\,{\rm{J}}\,{\mathrm{kg}}^{-1}\,{{\rm{K}}}^{-1}$ is assumed to be the best fit to the test results. Although the mean cell temperature is not matching as good as for the ${c}_{p,\mathrm{JR},\max }=1600\,{\rm{J}}\,{\mathrm{kg}}^{-1}\,{{\rm{K}}}^{-1}$ case, the mean copper block temperature is in better agreement. Therefore, ${c}_{p,\mathrm{JR},\max }=1400\,{\rm{J}}\,{\mathrm{kg}}^{-1}\,{{\rm{K}}}^{-1}$ is set as baseline for the further parameter study.

Thermal conductivity of the jelly roll

Figure 8 shows the mean cell can temperature Tcell,mean (Fig. 8a) as well as the mean copper temperature TCu,mean (Fig. 8b) over time t since nail penetration for both experiments (black and black dashed) and the three simulations with different through-plane thermal conductivity of the jelly roll λJR (colored). It should be pointed out that all shown simulations are calculated with ρJR = 1360.1 kg m−3 and cp,JR(T) with ${c}_{p,\mathrm{JR},\max }=1400\,{\rm{J}}\,{\mathrm{kg}}^{-1}\,{{\rm{K}}}^{-1}$.

Figure 8. Refer to the following caption and surrounding text.

Figure 8. (a) Mean cell can temperature Tcell,mean over time t since nail penetration for both experiments (black and black dashed) and the three simulations with different through-plane thermal conductivity of the jelly roll λJR (colored). (b) Mean copper temperature TCu,mean over time t since nail penetration for both experiments (black and black dashed) and the three simulations with different through-plane thermal conductivity of the jelly roll λJR (colored).

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As shown in Fig. 8a, a variation of λJR (through-plane) has the same effect on the simulation results as a variation of ρJR or cp,JR. The baseline case with λJR = 1.034 W m−1 K−1 results in ${T}_{\mathrm{cell},\mathrm{mean},\max }=614.6\,^\circ {\rm{C}}$. Reducing the thermal conductivity to λJR =0.517 W m−1 K−1 shows a reduction of the maximum mean cell can temperature to ${T}_{\mathrm{cell},\mathrm{mean},\max }=560.2\,^\circ {\rm{C}}$, whereas an increase to λJR = 2.068 W m−1 K−1 leads to ${T}_{\mathrm{cell},\mathrm{mean},\max }=672.5\,^\circ {\rm{C}}$. Consequently, increasing λJR leads to higher temperatures at the cell can. At the same time, this results in lower core temperatures as shown in previous studies. 27,42 This behavior can be explained by a higher heat conduction from the center of the jelly roll to the cell can. In contrast, reducing λJR slows down the internal jelly roll heat conduction and therefore, the heat is dissipated slower. In comparison to the experiments, the low thermal conductivity is in best agreement for Tcell,mean (compare Table VI).

Figure 8b shows the effect of λJR on TCu,mean. A reduction of λJR leads to a slower increase of TCu,mean, as the heat released in the jelly roll is transferred slower to the cell can and eventually to the copper block. High values of λJR consequently lead to a faster increase of TCu,mean. Quantifying the deviation t = 500 s results in

The case with λJR = 1.034 W m−1 K−1 shows the smallest deviation between simulation and test results. Taking into account the MAPE and RMSPE values does confirm this observation for TCu,mean, whereas for Tcell,mean the case with λJR = 0.517 W m−1 K−1 shows the smallest deviation from the experimental data (compare Table VI).

In conclusion, the through-plane thermal conductivity is found to have a significant influence on the temperatures during TR. For the investigated case, a lower λJR leads to better results for Tcell,mean, but the temperature increase of the copper block is too slow. Therefore, a thermal conductivity of λJR = 1.034 W m−1 K−1 is used for the subsequent comparison of modeling approaches for the heat release during TR.

In summary, all of the three investigated parameters show a similar influence on the simulation results. Consequently, there are various possibilities to fit the simulation results to experimental data. However, the authors recommend to choose the investigated parameters within a physically reasonable range and want to stress that further experimental studies on temperature dependent material parameters of the jelly roll in the temperature range of a TR are crucial for the improvement of TR simulation accuracy.

Modeling approaches for heat release during TR

For the following comparison of different modeling approaches for heat release during TR the following parameter set is used:

  • ρJR = 1360.1 kg m−3 ("End mass" case),
  • cp,JR(T) with ${c}_{p,\mathrm{JR},\max }=1400\,{\rm{J}}\,{\mathrm{kg}}^{-1}\,{{\rm{K}}}^{-1}$, and
  • λJR = 1.034 W m−1 K−1.

Mean temperature curves

Figure 9 shows the mean cell temperature Tcell,mean (Fig. 9a) as well as the mean copper temperature TCu,mean (Fig. 9b) over time t since nail penetration for both experiments (black and black dashed) and the three simulations with different modeling approaches for heat release during TR $\dot{Q}$ (colored). It should be pointed out that all shown simulations are calculated with ρJR = 1360.1 kg m−3, cp,JR(T) with ${c}_{p,\mathrm{JR},\max }=1400\,{\rm{J}}\,{\mathrm{kg}}^{-1}\,{{\rm{K}}}^{-1}$ (see Fig. 3), and λJR = 1.034 W m−1 K−1.

Figure 9. Refer to the following caption and surrounding text.

Figure 9. (a) Mean cell can temperature Tcell,mean over time t since nail penetration for both experiments (black and black dashed) and the three simulations with different modeling approaches for heat release during TR (colored). (b) Mean copper temperature TCu,mean over time t since nail penetration for both experiments (black and black dashed) and the three simulations with different modeling approaches for heat release during TR (colored).

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As shown in Fig. 9a, the modeling approach of heat release during TR has a minor influence on the temperature curves for t ≫ 0. This is explained by the short duration of heat release compared to the heat dissipation process. However, there is an influence on the maximum mean cell temperatures: method 1 shows the lowest temperatures with ${T}_{\mathrm{cell},\mathrm{mean},\max }=614.6\,$°C, followed by method 2 with ${T}_{\mathrm{cell},\mathrm{mean},\max }=620.8\,$°C, and method 3 with ${T}_{\mathrm{cell},\mathrm{mean},\max }=691.8\,$°C.

Figure 9b shows the temperature increase over time t for the copper block. As also observed for Tcell,mean, the modeling approach of heat release during TR has a minor influence on TCu,mean for t ≫ 0. Comparing the MAPE and RMSPE values confirms this observation (compare Table VII), as the difference between the three methods is ΔMAPEcell,mean = 0.9 % for the cell and ΔMAPECu,mean = 0.5 % for the copper block. The difference for the RMSPE is slightly higher with ΔRMSPEcell,mean = 2.0 % for the cell and ΔMAPECu,mean = 0.8 % for the copper block. Therefore, it is concluded that for processes with focus on the heat dissipation after a TR (t ≫ 0) it is more critical to ensure a correct implementation of boundary parameters such as mass loss during TR or material parameters of the jelly roll than to precisely model the time dependent character of heat release. However, if the focus is on the single cell and its TR process, the modeling approach of heat release can be of significant importance.

Table VII. Mean absolute percentage error (MAPE) and root mean square percentage error (RMSPE) between mean cell can temperature and mean copper temperature of the simulations and the mean experimental data.

  MAPEMAPERMSPERMSPE
No.Name Tcell,mean TCu,mean Tcell,mean TCu,mean
  [%][%][%][%]
Method 1 $\dot{Q}(t)$ 4.81.15.62.1
Method 2 $\dot{Q}({T}_{\mathrm{avg}})$ 4.41.46.21.7
Method 3 $\dot{Q}(T)$ 5.30.97.61.3

Single sensor temperature curves

Figure 10 shows the cell can temperatures Tcell,k at the positions k (Figs. 10a–10e) as well as the copper temperatures TCu,k at the equivalent positions k (Figs. 10f–10j) over time t since nail penetration for both experiments (black and black dashed) and the three simulations with different modeling approaches for the heat release during TR $\dot{Q}$ (colored). It should be pointed out that all shown simulations are calculated with ρJR = 1360.1 kg m−3, cp,JR(T) with ${c}_{p,\mathrm{JR},\max }=1400\,{\rm{J}}\,{\mathrm{kg}}^{-1}\,{{\rm{K}}}^{-1}$ (see Fig. 3), and λJR = 1.034 W m−1 K−1. In addition, Table VIII summarizes the three characteristics for sensor curve comparison as described above.

Figure 10. Refer to the following caption and surrounding text.

Figure 10. (a)–(e) Cell can temperature Tcell,k at positions k over time t since nail penetration for both experiments (black and black dashed) and the three simulations with different modeling approaches for heat release during TR $\dot{Q}$ (colored). (f)–(j) Copper block temperature TCu,k at positions k over time t since nail penetration for both experiments (black and black dashed) and the three simulations with different modeling approaches for heat release during TR $\dot{Q}$ (colored).

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Table VIII. Comparison of temperature curve characteristics of each sensor on the cell can for both experiments and the three different modeling approaches for heat release during TR.

Cell can temperature on nail side Tcell,nail
No.NameTime tbegin at T > 50 °C ${T}_{\max }$ Mean ΔTt
Exp. 1 t = 1.3 sfaultyfaulty
Exp. 2 t = 1.7 s696 °C135 K s−1
Method 1 $\dot{Q}(t)$ t = 0.7 s688 °C37 K s−1
Method 2 $\dot{Q}({T}_{\mathrm{avg}})$ t = 0.0 s809 °C71 K s−1
Method 3 $\dot{Q}(T)$ t = 0.7 s771 °C122 K s−1
Cell can temperature on bottom side Tcell,bot
Exp. 1 t = 3.4 s439 °C8 K s−1
Exp. 2 t = 5.3 s460 °C10 K s−1
Method 1 $\dot{Q}(t)$ t = 6.9 s538 °C14 K s−1
Method 2 $\dot{Q}({T}_{\mathrm{avg}})$ t = 4.3 s548 °C15 K s−1
Method 3 $\dot{Q}(T)$ t = 4.8 s543 °C18 K s−1
Cell can temperature on side of negative terminal Tcell,neg
Exp. 1 t = 6.3 s582 °C94 K s−1
Exp. 2 t = 5.9 s585 °C37 K s−1
Method 1 $\dot{Q}(t)$ t = 3.0 s631 °C35 K s−1
Method 2 $\dot{Q}({T}_{\mathrm{avg}})$ t = 6.0 s740 °C148 K s−1
Method 3 $\dot{Q}(T)$ t = 9.9 s779 °C141 K s−1
Cell can temperature on side of positive terminal Tcell,pos
Exp. 1 t = 6.2 s531 °C20 K s−1
Exp. 2 t = 6.4 s489 °C12 K s−1
Method 1 $\dot{Q}(t)$ t = 3.0 s631 °C34 K s−1
Method 2 $\dot{Q}({T}_{\mathrm{avg}})$ t = 6.0 s740 °C147 K s−1
Method 3 $\dot{Q}(T)$ t = 9.9 s779 °C141 K s−1
Cell can temperature on opposite side of nailing Tcell,opp
Exp. 1 t = 10.1 s652 °C32 K s−1
Exp. 2 t = 10.5 s573 °C15 K s−1
Method 1 $\dot{Q}(t)$ t = 3.4 s662 °C30 K s−1
Method 2 $\dot{Q}({T}_{\mathrm{avg}})$ t = 11.2 s761 °C63 K s−1
Method 3 $\dot{Q}(T)$ t = 8.3 s804 °C214 K s−1

Figure 10a presents the cell can temperature on the nailed side with a focus on the time span of the TR and the early heat dissipation. There is a high deviation between both experiments for this certain position. The data of experiment 1 shows temperatures that are approximately 200 °C higher compared to experiment 2. A possible reason for this behavior is that gas vented through the nail penetration hole and influenced the temperature measurement. Therefore, only experiment 2 is considered to show plausible results for this particular position.

In contrast to the long term behavior, the focus on the first seconds after nail penetration reveals clear differences between the single modeling approaches. The temperature increase on the nail side starts earlier compared to the experiment for all three modeling approaches (compare Fig. 10a and Table VIII). Method 2 stands out in particular: as the initial temperature of one jelly roll has to be set high enough to trigger the heat source, the temperature at t = 0 s is already at an elevated level. With respect to the maximum temperature ${T}_{\max }$, method 1 only shows a small deviation, whereas method 2 and 3 result in higher values. Analyzing the mean temperature gradient ΔTt leads to method 3 being in best agreement with the experiment, while the temperature increase of method 2 and, in particular, method 1 is too low for the sensor on the nailed side.

This observed behavior can be explained by the different modeling approaches. The more heat is released in less time, the higher the maximum temperature becomes due to less time for heat dissipation. For method 1, the total "heating power" of the jelly roll is directly set by the modeling approach with a maximum of ${\dot{Q}}_{{\rm{M}}1,\max }\approx 63\,\mathrm{kW}$ at $t=\tfrac{1}{2}{t}_{\mathrm{venting}}$ (see Fig. 4). For method 2, the maximum power is defined as ${\dot{Q}}_{{\rm{M}}2,x,\max }=31177\,{\rm{W}}$, but it can occur in each of the four jelly roll parts independently. For the specific case presented in this paper, only two jelly roll parts release heat at the same time, which leads to ${\dot{Q}}_{{\rm{M}}2,\max }=2\,{\dot{Q}}_{{\rm{M}}2,x,\max }\approx 62\,\mathrm{kW}$. This maximum value is already reached at t ≈ 6 s and therefore, the gradient is higher compared to method 1. In addition, the duration of heat release for method 2 is ΔtM2,heating ≈ 21 s, while the total time of heat release for method 1 is set to ΔtM1,heating = 39.9 s. The duration of heat release for method 3 is ΔtM3,heating ≈ 12 s, which leads to a maximum "heating power" of ${\dot{Q}}_{{\rm{M}}3,\max }\approx 110\,\mathrm{kW}$ and hence the highest temperature gradient as well as maximum temperature.

Focusing on the other positions on the cell can and comparing the begin of temperature increase reveal a disadvantage of method 1: Due to the time dependent heat release in the whole jelly roll material, the temperature increase starts to early, especially on the short sides and the opposite side of nailing (compare Figs. 10a–10e and Table VIII). For method 2, the begin of temperature increase fits to the experimental data. Although both method 1 and 2 release the heat homogeneously, method 2 triggers the second jelly roll not as fast as method 1. This is due to the different trigger mechanisms. For method 1, the maximum temperature is decisive for the begin of heat release, while method 2 uses the volume averaged temperature of the jelly roll as trigger criterion. Therefore, the second jelly roll is triggered at a later point in time and consequently the temperature on the opposite side of nailing increases later. The heat release of method 3 is spatially resolved and therefore, the TR reaction is propagating through the jelly roll in form of a reaction front. The velocity of this front is mainly depending on the reaction rate C. 20 On the one hand, decreasing the reaction rate C would help to match the simulation results with the sensor on the opposite side of nailing, but on the other hand it would also shift the short sides to a later point in time. That is why it is hypothesized, that the reaction rate is actually direction dependent, that means that the through-plane direction is too fast in this case, but the in-plane direction is too slow. Another possible reason is a wrong assumption for the in-plane thermal conductivity of the jelly roll, as the latter also has an influence on the velocity of the reaction front. 20

Comparing the maximum temperatures of simulations and experiments shows that method 2 and method 3 overestimate ${T}_{\max }$ for all sensor positions on the cell can. However, this overestimation is occurring as a temperature peak and therefore, the deviation exists only over a short amount of time. Method 1 better estimates the maximum temperatures.

The mean temperature gradient ΔTt of method 1 shows in general the smallest deviations, but there is still room for improvement, such as the nail side sensor (compare Figs. 10b–10e and Table VIII). Method 2 results in higher gradients compared to the experiments except for the sensor on the nailed side, which is directly depending on ${\dot{Q}}_{{\rm{M}}2,x,\max }=31177\,{\rm{W}}$. Consequently, this value is assumed to be too high. Method 3 shows the highest mean ΔTt except for the short sides. Therefore, the reaction rate during TR C = 1 s−1 is also assumed to be too high.

Figures 10f–10j shows the copper block temperatures at the given positions with a focus on the time span of TR and the early temperature increase. The observations on the cell side also match to the behavior on the copper block side. A fast temperature increase on the cell side leads to a fast temperature increase on the copper block side. Except for the nailed side, all three simulation methods are in good agreement with the experimental results. As stated before, on the nailed side, there may be some deviations due to the venting gases flowing out of the nail penetration hole.

There are further observations that have an influence on the results of all three methods:

  • Melting of the aluminum can is not considered in the model. Especially on the nailed side the temperature sensors show temperatures higher than the melting point of aluminum and therefore, the phase change of the can absorbs additional heat.
  • The assumptions for the material parameters of the bottom insulator may be inaccurate, for example there is no temperature dependency implemented in the simulation model. A rising specific heat capacity of the bottom insulator with increasing temperature would result in lower temperatures.
  • Internal venting gas flow is not considered. This could either cause an additional convective heat transfer to the cell can or transport energy out of the cell through the vent.
  • A possible reason for the difference of positive and negative side in the experiments is the different material of the current collectors. It is safe to conclude, that for the negative side (copper current collector) the heat transfer into the side of the can is higher, as the thermal conductivity is higher compared to aluminum. In addition, the specific heat capacity of copper is lower compared to aluminum. A third possible reason is the melting of the aluminum current collector which results in a heat dissipation due to the phase change. As the simulation model is symmetrical (except from the material of the simplified terminals) there is no significant difference between the simulation results on the short cell sides and hence, this behavior cannot be replicated.
  • The gas and particle flow out of the vent is not considered in the simulation model. Both could result in an additional heat transfer to the copper block, for example (hot) particles rebounding from the retainer and sticking to the copper block or convective heat transfer from gas to the retainer and subsequent heat conduction into the copper block.

In conclusion, all modeling approaches are able to replicate the TR behavior in the autoclave calorimetry experiment. However, all methods show potential for further improvement, which can be achieved by adapting the heat source parameters. Another opportunity for improvement of the simulation results are temperature dependent material parameters for all components or the consideration of melting.

Comparison of the modeling approaches

Table IX compares the modeling approaches for heat generation during TR regarding the accuracy epsilonQ according to Eq. 36, the needed time step Δtstep to reach this accuracy, and the total computational time ${\rm{\Delta }}{t}_{\mathrm{sim}}$ needed for the simulation. In addition, the input as well as the fitting parameters and further advantages or disadvantages are summarized.

Table IX. Comparison of the modeling approaches for heat release during TR.

CriteriaMethod 1Method 2Method 3
  $\dot{Q}(t)$ $\dot{Q}({T}_{\mathrm{avg}})$ $\dot{Q}(T)$
Accuracy epsilonQ 0.60%1.91%1.06%
Time step Δtstep 0.05 s0.02 s0.005 s
Computational time ${\rm{\Delta }}{t}_{\mathrm{sim}}$ 9954 s36091 s149555 s
Needed input parametersQ1 Q1 Q1
 ${T}_{\mathrm{TR}}$ ${\dot{Q}}_{\mathrm{ARC}}(T)$ ${\dot{Q}}_{\mathrm{ARC}}(T)$
   ${T}_{\mathrm{TR}}$
   Tonset
(Optional) fitting parameterstventing Tonset C
 theating ${T}_{\mathrm{TR}}$ αnail
 αnail ${\dot{Q}}_{{\rm{M}}2,x,\max }$  
MiscellaneousLowest computational effortEasy to implement and parameterize, but high initial temperature necessarySpatial resolution of TR reaction, but small time step necessary

Method 1 shows the best accuracy epsilonQ with the biggest time step Δtstep and therefore, the lowest computational time. To maintain epsilonQ < 2% for method 2 and 3, the time step has to be reduced and subsequently the computational time is longer. The number of needed input parameters is higher for method 3 in comparison to method 1 and 2. However, all input parameters can be estimated by a calorimetric measurement of Q1 and an ARC test with the heat-wait-seek method. The main advantage of method 1 is the low computational effort and therefore, it is suitable for simulations of large models such as battery packs. On the other hand, unlike the other methods, method 1 is not able to reproduce the self-heating of the battery call that occurs for ${T}_{\mathrm{onset}}\lt T\lt {T}_{\mathrm{TR}}$. Whether this is crucial for TR propagation simulation needs to be investigated in further work. Method 2 is easy to implement and parameterization requires a minor effort, as all fitting parameters can be estimated by ARC tests. However, the necessity of a high initial temperature can cause deviations. Method 3 is the only method that is able to model a spatial resolution of the TR reaction, but requires a higher computational time.

Conclusions

The presented study compares three different modeling approaches for the heat release during TR of a prismatic lithium-ion battery (>60 Ah) tested in the autoclave calorimetry experiment. More specifically, the deviations of the simulated temperature curves from experimental results are investigated and the accuracy as well as the computational effort of the modeling approaches are compared. In addition, the influence of the parameters mass loss during TR, specific heat capacity of the jelly roll, and (through-plane) thermal conductivity of the jelly roll on the simulation results is presented.

Mass loss during TR

  • The mass loss during TR Δmcell has a major influence on the simulation results and consequently has to be considered in TR simulations of a lithium-ion battery. One possibility to do so is an adaption of the jelly roll's density to match the mass after TR.
  • For the particular case investigated in this study, the time dependency of this mass loss can be neglected. However, a time dependent adaption of the mass during TR could further improve the simulation results and should be investigated in the future.

Specific heat capacity of the jelly roll

  • The specific heat capacity of the jelly roll has a similar effect on the simulations results as the mass loss during TR.
  • The temperature dependent character is useful to fit simulation results to experimental data.
  • However, there are no experimental measurements in the temperature range of a TR. Further investigation is needed to improve the results of TR simulations.

Thermal conductivity of the jelly roll

  • The through-plane thermal conductivity of the jelly roll shows the same influence on simulation results as the mass loss during TR and the specific heat capacity of the jelly roll.
  • There is also a lack of experimental measurements in the temperature range of a TR. Therefore, a need of further studies is identified in order to facilitate more accurate TR simulations.

Modeling approaches for heat release during TR

  • The effect of different modeling approaches for heat release during TR is only significant during the time range of the TR (t < theating). If the focus of the simulation is on large time scales (ttheating), such as TR propagation simulation, the deviations between the single methods are negligible.
  • Further investigation and parameter adaption is necessary for all three methods to better match the experimental results within the time range of the TR.
  • A time dependent and uniform heat release (method 1) is recommended for TR propagation simulations with expected large time spans between the single TRs, as the computational effort is significantly lower compared to the other temperature dependent methods.
  • Further investigations will focus on the confirmation of this hypothesis by applying all three approaches to TR propagation simulations.

In conclusion, choosing a suitable modeling approach for the heat release during TR depends on the specific application and the objective of the simulation. The results of this study point out the advantages and disadvantages of the investigated modeling approaches and crucial modeling parameters are identified. Furthermore, the authors want to stress the necessity of additional experimental investigations regarding material parameters in the TR temperature range. The results contribute to the improvement of both TR as well as TR propagation simulations and therefore help researchers and engineers to choose a suitable model for designing safer battery packs.

Acknowledgments

The authors would like to gratefully acknowledge the support of the Fraunhofer Institute for Chemical Technology (ICT), Pfinztal, Germany for the development and execution of the autoclave calorimetry measurements as well as the support of the Institute for Applied Materials - Applied Materials Physics of the Karlsruhe Institute of Technology, Eggenstein-Leopoldshafen, Germany for the execution of the accelerating rate calorimetry and heat capacity measurements. In addition, S. Hoelle acknowledges the support of the TUM Graduate School.

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