1. Introduction
Intravenous and inhalation anesthetics act on the patient’s central nervous system causing changes in the EEG patterns [
1,
2]. Thus, the EEG-based depth-of-anesthesia (DoA) monitors utilize a processed EEG signal and then translate it into simple numerical indices corresponding to the patient’s level of consciousness during general anesthesia [
3,
4]. The Bispectral Index (BIS) was the first commercially available technique for monitoring the hypnotic level during anesthesia, exploiting a processed EEG-based BIS algorithm [
5]. Assessment of the time-frequency balanced spectral entropy of the EEG is one of the techniques capable of monitoring the level of hypnosis during general anesthesia; it has been incorporated into the M-Entropy module (GE, Healthcare, Helsinki, Finland) [
3,
6].
The concept of spectral entropy originates from measurement of one of the most important metrics of the information theory called Shannon entropy (
H) equation [
7]:
where
pk are the probabilities of a discrete
k event.
Spectral entropy, which is a measure of the hypnotic level of anesthesia, was conceptualized in Finland in 1999 by Viertiö-Oja and colleagues [
8]. This assessment of entropy estimates the complexity and irregularity of the signal [
9,
10] and quantifies the amount of disorder in the EEG frequency space. In order to optimize between time and frequency resolution, the M-Entropy module utilizes a set of window lengths chosen in such a way that each frequency component is obtained from a time window that is optimal for that particular frequency. In this way, information is extracted from the signal as fast as possible. The approach is closely related to the idea of the wavelet transformation wavelets, being wave packets with finite variable widths containing roughly constant number of variations to optimize between time and frequency resolution. The selected technique, however, combines this advantage of wavelet analysis with those of fast Fourier analysis, such as the possibility to explicitly consider the contribution from any particular frequency range, and efficient implementation in software [
7].
One can compute the signal of EEG entropy through the time and frequency domain and undertake a Fourier transformation to obtain the time-frequency balanced spectral entropy [
11]. Two components of spectral entropy are calculated as a measure of anesthetic adequacy. The State Entropy (SE) index is computed in a range from 0.8 to 32 Hz that includes the EEG dominating part of the spectrum and, as a consequence, primarily reflects the patient’s cortical state during general anesthesia. The SE can range from 91 (patient fully awake) to 0 (cortical suppression—deep anesthesia) with surgical anesthesia range 40–60, with a time window 15–60 s between samplings. The estimation of the hypnotic effect of anesthetic drugs on the brain during general anesthesia may be based on the SE value. SE is not affected by abrupt reactions of the facial muscles because it is based on the EEG signal.
The response entropy (RE) index is computed from EEG and electromyography (EMG) dominant part of the spectrum of forehead muscles with frequency ranges from 0.8 to 47 Hz. The RE index is a new contribution to the measurement of anesthesia depth; it has a range between 0 and 100 (patient awake). The activity of forehead muscles has been correlated with the patient’s stress and vigilance. An increase in the EMG is an indicator of patient arousal, for example, in his/her response to nociception stimulation [
12]. The RE entropy’s shortest sampling window is 1.92 s, which allows the RE to respond quickly during the monitoring to EMG activation (32–47 Hz). EMG is especially active during the awakened state but it may also be activated during surgery. Facial muscles may also give an early indication of emergence; this can be evident as a rapid rise in RE.
The two entropy parameters should be normalized so that RE equals SE whenever EMG power (the sum of spectral power between 32 Hz and 47 Hz) equals zero. This way the difference between RE and SE will be an indicator of EMG activity. At this point, frequency range between 0.8 Hz and 32 Hz will be called “
Rlow”, and frequency range from 32 Hz to 47 Hz will be called “
Rhigh”. The combined 0.8 Hz to 47 Hz frequency range will be called “
Rlow+high”. When spectral components within the range
Rhigh equal zero, the non-normalized entropy values S[
Rlow] and S[
Rlow+high] will coincide, while for normalized entropies there is
SN[
Rlow] >
SN[
Rlow+high] inequality [
7,
8]. The normalized SE entropy is calculated in the following way:
where factor log of
N[
f1,
f2] equals the total number of frequency components in the range [
f1,
f2].
For RE, normalized entropy value is computed according to the equation:
As a consequence, RE varies 0 to 1, while SE varies 0 to log(
N[
Rlow])/log(
N[
Rlow+high]) < 1. Both entropy values coincide when
P(
fi) = 0 for all
fi of the [
Rhigh] range. When there is EMG activity, spectral components of the [
Rhigh] range are significantly different from zero and RE is higher than SE [
7,
8].
The burst suppression ratio is also included in the measurement of deep anesthesia with 1 min windows and a burst suppression detection technique described by Särkelä and colleagues [
13]. The Burst Suppression Ratio, (BSR; range 0%–100%), is defined as the percentage of time of suppressed (iso-electric, flat line) EEG periods during the last minute of analysis.
Vakkuri et al. [
12] validated spectral entropy and claimed that it represented an accurate assessment of anesthesia depth with sevoflurane, propofol, or thiopental. RE and SE distinguished very well between conscious and unconscious states and exhibited high sensitivity and specificity in the detection of loss of consciousness. In studies regarding RE responsiveness to pain stimulation [
14], RE increased after surgical stimulation and it was shown to predict movement in a patient after stimulation; it was also a better predictor of stimulation than the BIS index combined with hemodynamic responses [
15].
1.1. Transcatheter Aortic Valve Implantation
The transcatheter aortic valve implantation (TAVI) is a less invasive treatment technique for patients with symptomatic aortic stenosis with contraindications preventing open heart surgery [
16,
17]. TAVI aims to be an alternative to open cardiac surgery for the treatment of aortic stenosis, avoiding the need for cardiopulmonary bypass. There are two different access points to the aortic valve: one through a large artery (transluminal approach), usually the femoral or subclavian artery, or alternatively surgically, via a minithoracotomy with an apical puncture of the left ventricle (transapical approach). After the insertion of a guidewire to the heart, the aortic valve ring is dilated using a balloon catheter. The new prosthetic valve is manipulated into position using X-ray machine and deployed over the existing aortic valve [
18]. The goal of hemodynamic management during the procedure is to achieve hemodynamic stability with stringent blood pressure control [
19]. There is an application of rapid ventricular pacing (RVP) during the dilatation and positioning of the aortic valve prosthesis to ensure that the systolic blood pressure is kept low [
20]. The RVP frequency is 180–200/min and a reduction in SAP to 50 mmHg is considered adequate. RVP causes a cardiac standstill in order to minimize pulsatile trans-aortic flow, and thus the hypotension induced by RVP is very profound (in fact, it is almost comparable to cardiac arrest).
1.2. Aim of the Study
Various clinical conditions encountered under general anesthesia and surgical procedures such as hypotension, hemodynamic instability with hypovolemia, hypothermia, and cardiac arrest could cause changes in the EEG signal i.e., the changes in entropy parameters would incorrectly indicate that the hypnotic state had changed even though there was no actual alteration in the anesthesia level [
21]. It is well known that the EEG signal is sensitive to the different artifacts present in the operating theatre environment such a diathermy, movement, and interference from electrical devices such as a heart pacemaker [
22]. The physician should be aware of all of the patient’s clinical conditions that exert a direct effect on EEG, since these could also directly influence the DoA value and subsequently lead to unreliable entropy values. In the literature, there are only a couple of case reports [
23,
24] when the BIS monitor has been used during a sudden hemodynamic collapse or cardiac arrest; in those cases, BIS decreased significantly during the period of hemodynamic instability. As far as we are aware, the impact of the RVP on spectral entropy values under general anesthesia has not been systematically evaluated.
Therefore we hypothesized, based on the previous published data, that spectral entropy parameters derived from EEG would be significantly lowered during RVP, even though there was a steady level of anesthesia. The secondary objectives were to determine how the spectral entropy parameters, especially RE, react to a noxious stimulation during TAVI procedures. We also evaluated the patient’s awareness during the anesthesia and his/her recall of intraoperative events using a standardized questionnaire.
2. Experimental Section
2.1. Ethical Statements
The study was approved by Ethics Committee of Kuopio University Hospital (identification code 133/08) and all patients provided written informed consent before they participated in the study. The study was conducted in accordance the last version of the Declaration of Helsinki. There were no exclusion criteria and no contraindications for general anesthesia were applied.
2.2. Spectral Entropy Measures
The M-ENTROPY® Module of the S/5 Anesthesia Monitor (GE, Healthcare, Helsinki, Finland) was used for the monitoring of entropy. After skin preparation but before anesthesia induction, the sensor with its three electrodes (GE Entropy Sensor, for single-patient use Ref: M1038681) was placed on the patient’s forehead according to the manufacturer’s guidelines. Unilateral placement was used with electrode 1 in the center of the frontal region approximately 4 cm above the nose, and electrode 3 in the right anterior temporal region between palpebral angle and the pileous line. Electrode 1 was an active (Fpz) electrode, electrode 2 was the ground electrode, and electrode 3 (F3) was the reference electrode. This referential measurement yields one channel of raw EEG data. The EEG signal was amplified, digitized and filtered by the software in the M-Entropy module. The module automatically checks that the electrode impedances are within an acceptable range before starting the measurement.
The electrode impedances were checked continuously and automatically by the module and were maintained under 5 kΩ during the measurement. If the impendence was high, conductive gel was used. A 15 s moving average window was used to calculate SE with the band-pass filtered 0.5–1800 Hz. SE, RE and a set of cardiopulmonary data (heart rate, systemic arterial blood pressures, central venous pressure, central and peripheral temperature, pulse oxymetry, airway pressure, and end-tidal CO2) were recorded continuously and transferred to a computer file using the Datex-Ohmeda S/5 Collect™ program. Computer and anesthesia monitor times were synchronized.
Clinical endpoints were recorded during the anesthesia and RE and SE values were analyzed off-line as the mean of 30 s at the 12 following time points (
Figure 1): before induction of anesthesia and 1 min after, before intubation and after, before surgical stimulation and after, before use RVP for dilatation of aortic valve, during RVP and 1 min after, before RVP during positioning of the stent, during RVP, and 1 min thereafter.
Any signs of the patient’s arousal such as a movement, coughing, or lacrimation were also noted. On the morning following the operation, all patients were interviewed for evaluation of awareness and recall of intraoperative events using a standard questionnaire [
25].
2.3. Rapid Ventricular Pacing
In order to achieve rapid ventricular pacing, the pacing ball catheter (Bipolar Pacing Catheter, Edwards Lifesciences, Irvine, CA, USA) was introduced through the right jugular vein into the right ventricle and a standard external ventricular pacemaker (Medtronic 5388, Dual Chamber Temporary Pacemaker, Medtronic Inc., Minneapolis, MN, USA) was attached. The pacing ball location was accepted if the ventricular pacing threshold was under 0.5 mA. The RVP was started by the anesthesiologist at a frequency of 180/min and was used twice during the procedure, once for dilatation of aortic valve, and the second time for positioning of the stent. The SAP was maintained over 120 mmHg before the release of the stent, and during the positioning of valve prosthesis the goal was SAP under 50 mmHg. There were no changes in the anesthesia maintenance (propofol infusion) throughout the period of the RVP sequence.
2.4. General Anesthesia
General anesthesia was standardized. All patients were premedicated with 0.1 mg·kg−1 of diazepam one hour before the induction of anesthesia, and they also received their routine beta-blockers and long-acting nitrates. Total intravenous anesthesia (TIVA) was induced with 1.0–1.5 mg·kg−1 of propofol, 2.0 µg·kg−1 of fentanyl, and 0.1 mg·kg−1 of cis-atracurium. After tracheal intubation, the lungs were ventilated with a mixture of oxygen and air (50%) targeting an end-expiratory carbon dioxide level of 4.5–5.0 kPa. Anesthesia was maintained with infusion (2–8 mg/kg/h) of propofol aiming at a SE value under 50. Neuromuscular blockade was tested with stimulation mode train-of-four (TOF) and the target during the operation was TOF 2 with an additional dose of cis-atracurium 0.03 mg·kg−1 every 20 min. Infusion of fentanyl of 2 μg/kg/h with a rescue bolus dose of 1 μg·kg−1 was used for analgesia.
2.5. Statistical Analysis
Data are reported as a means and standard deviations and range. Demographic and perioperative data are presented as the mean and range. Analysis of variance for repeated measures was used to detect significant changes in variables over time (ANOVA). The assumption of data normality was tested using the Kolmogorov–Smirnov test. The differences before and after time points were compared using Wilcoxon’s Signed Rank Test and a p-value < 0.05 was considered significant. All the statistical procedures were performed with the SPSS 22.0 statistical package for Windows (SPSS Inc., Chicago, IL, USA). The intubation and skin incision stimulation effect on spectral entropy parameters and hemodynamic variables was analyzed by Cohen’s d effect size defined as the difference between two means divided by the pooled standard deviation (small d = 0.2; moderate d = 0.5; large d = 0.8).
3. Results
Twenty one patients with a mean age of 80 years (range 68–87) were included in the study. The preoperative demographic and perioperative data of our study population are presented in
Table 1. Fifty hours and forty minutes of data were collected and analyzed with 504 critical events. Spectral entropy values decreased significantly during the use of the RVP procedure and hypotension (
Figure 2). Thus the value of SE declined from 28 ± 13 to 23 ± 13 during the RVP procedure; (
p < 0.003), and from 29 ± 12 to 24 ± 10 (
p < 0.001). The corresponding values for RE were 29 ± 13 vs. 24 ± 13 (
p < 0.006) and 30 ± 12 vs. 25 ± 10 (
p < 0.001). Both SE and RE values returned to the pre-RVP values after 1 min. The mean time of RVP with a frequency of 185 ± 9/min during the dilatation of the aortic valve was 16 ± 4; (8–22 s) and during the launch of the prosthesis the mean value was 24 ± 6; (18–39 s). The systolic blood pressure during RVP was under 50 ± 5 mmHg. The hemodynamic data at different time points of the TAVI procedure is shown in
Figure 3.
Both spectral entropy parameters significantly increased after intubation (SE,
p < 0.001 and RE,
p < 0.006) and skin incision (SE and RE;
p < 0.001;
Figure 2).
Table 2 shows the values indicating the Cohen’s
d effect of intubation and pain stimulation on the variables. Some signs of patient arousal were observed in 4 patients (14%). In one patient, a movement reaction and lacrimation were noted after intubation and in the three other patients, only a movement reaction was evident after surgical stimulation even though there were low values of spectral entropy SE (mean 35 ± 10) and RE (mean 52 ± 5). No patient reported any recollection of intraoperative events.
4. Discussion
Our study is the first to reveal that abrupt hypotension due to RVP was able to induce changes in the EEG-based spectral entropy monitoring. The blood pressure drop during RVP decreased significantly spectral entropy values even though there were no simultaneous changes in the anesthesia maintenance (propofol infusion). They are only a few case reports when EEG-based monitoring has been used during the sudden hemodynamic collapse caused by cardiac arrest. The first report described a case of hypovolemic cardiac arrest during cardiac valve surgery when BIS was being used [
23]. During sternotomy, the patient’s right atrium was lacerated causing a sudden loss of blood volume. The SAP dropped to 20 mmHg and 2 min after the sternotomy also BIS dropped to 5 with the BSR being almost 90%. After the restoration of blood volume and pressure, BIS returned within 2 min to the pre-morbid level. In our study, the spectral entropy parameters returned more rapidly than the BIS, probably because of the inherent 30–60 s delay in the smoothing algorithm used to calculate BIS. In two patient cases [
24], abrupt circulation collapses after cardiac surgery occurred in conscious patients who were being monitored for sedation by BIS; in the first patient the cardiovascular symptoms were attributable to asystole, while in the second patient they occurred during ventricular fibrillation (VF). The BIS value dropped to near zero in the first patient during the period of hemodynamic instability but increased to values around 40 within 2–3 min after the restoration of circulation. In the second patient with VF, when open cardiac massage was being performed, the value of BIS was below 25. After the restoration of circulation, BIS increased within two minutes to 45, which is similar to our findings where the spectral entropy values increased after the termination of RVP. The authors concluded that the BIS may be an index of adequate cerebral perfusion during resuscitation. In a case report of cardiac arrest after cardiac surgery, the reduction in blood pressure was accompanied by a parallel drop in the BIS to a value of zero [
26]. During the open heart resuscitation, BIS climbed back to the highest value 42 and then this gradually increased to a value of 60 at 15 min after resuscitation. The authors also concluded that BIS during resuscitation can provide the information about cerebral perfusion. In the case of reversible global cerebral hypoperfusion during Off-Pump CABG surgery, the BIS index suddenly declined from 45–50 down to zero during distal grafting of the coronary artery [
27]. It was observed that the patient had low blood pressure at this instant, and after the restoration of normal hemodynamics, the BIS values returned to the values of 50 within 1 min, which is in agreement with our findings. In the report of Goodman et al. [
28], a BIS monitor was used during intraoperative cardiac arrest in two patients undergoing cardiothoracic surgery. In both patients during the cardiac arrest, the BIS value decreased from 40–50 to near zero, and remained low i.e., 10–20 after the resuscitation. A neurological deficit was found in the postoperative CT scan in both patients and the authors concluded that a BIS monitor can serve as a predictor of cerebral ischemic events occurring during surgery. In our previous study [
15] comparing the spectral entropy and BIS values in the course of the general anesthesia for cardiac surgery, we observed that both values declined during the cannulation of aorta before cardiopulmonary bypass. Significant hypotension was associated with aorta cannulation which is in parallel with the present findings that abrupt hypotension can cause a reduction in the EEG-based anesthesia monitoring values.
EEG changes at the time of brief cardiac arrest during the testing of Implantable Cardioverter Defibrillator (ICD) device was assessed in 10 patients [
29]. EEG changes were found at 10 s after the last heartbeat before the termination of ventricular fibrillation. Eighty two percent of EEG patterns were EEG slowing and attenuation of the amplitudes, considered to be a characteristic of cerebral ischemia. This parallels our findings, i.e., the RVP which lasted from 16 ± 4 s to 24 ± 6 s introduced changes in the spectral entropy parameters. The average SAP during ventricular fibrillation in their study was 28 mmHg compared with 50 mmHg here. The RVP evoked a cardiac arrest to minimize pulsatile trans-aortic flow and this caused a decrease in blood pressure. Hypotension reduces the cerebral blood flow (CBF) and can lead to brain hypoxemia and the activation of neurovascular coupling mechanism. CBF changes are tightly linked to changes in neural activity through a complex sequence of coordinated events involving neurons, glia, and vascular cells, and hypotension caused reduction in neuronal activity [
30]. This decrease of the synaptic transmission and action potentials and can lead to the changes in the EEG. The appearance of low frequency band power and overall decrease in amplitude and increase in in slow activity of EEG pattern was reported in case report after VF during the EEG monitoring [
31]. The entropy algorithm interpreted the EEG slowing as deep anesthesia and the entropy parameters decreased. This correlation between cerebral perfusion and changes in the EEG patterns has also been detected in other EEG studies during carotid endarterectomy in 69 patients undergoing general anesthesia [
32]. The processed EEG index decreased significantly following the clamping of the carotid artery which resulted in changes in the CBF. The EEG index was promptly restored to its original value after activation of the artery shunt and restoration of perfusion. The SE and RE values in our study also decreased to the same values immediately when the RVP was terminated.
SE and RE increased significantly after intubation as well as when there was noxious surgical stimulation. Cohen’s
d effect size after intubation was higher for SE compared with RE, which was similar with the results in our previous study [
15]. In this study in cardiac surgery patients, BIS was more affected than RE after intubation and was the better predictor of patient arousal.
In the current study, Cohen’s
d effect size was only moderate for RE after skin incision, and the best predictor of noxious stimulation was SAP. In the study regarding RE responsiveness to pain stimulation, RE increased after surgical stimulation and was not dependent on recovery from muscle relaxation [
14]. The authors suggest that RE reflects EMG and may be useful to identify inadequate anesthesia and patient arousal during painful stimuli. According to our results, however, the hemodynamic response was better.
In our previous study [
15], the RE was found to be a better predictor of surgical stimulation than SE, EMG, and hemodynamic responses, especially after sternotomy. In our current study the RE response was only moderate. Sternotomy is much stronger noxious stimuli than only skin incision, and it can be the reason for a weak RE response.
Blood pressure was a very good indicator of patients arousal after intubation, and also surgical stimulation with large Cohen’s d effect. Heart rate was a poor indicator of painful stimulation; the heart rate did not significantly rise at any measurement time point. This result is probably attributable to the use of β-blockers in all patients.
In spite of the overall deep level of hypnosis in our patients, signs of arousal were noticed even though the SE value was 35. It was previously thought that unconsciousness and amnesia during general anesthesia were brain cortical phenomena [
4]. However, according to the study of Långsjö et al. [
33], subcortical structures of the brain are also involved during the emergence of consciousness during anesthesia. In that study, arousal-induced brain activation after propofol and dexmedetomidine anesthesia was visualized with PET. The emergence of consciousness, as assessed by the motor response to a spoken command, was associated with the activation of deep brain structures, involving subcortical and limbic regions that are functionally connected with parts of the frontal and inferior cortex. SE parameter of spectral entropy is delivered from frontal EEG and this may be the reason why no changes in the SE value were seen during arousal i.e., this parameter does not monitor activity in subcortical brain structures. This can be considered as a limitation of EEG based anesthesia monitoring since it only registers the cortical frontal EEG [
4]. However, frontal muscles activation, measured by RE parameter, may indicate inadequate subcortical component of anesthesia. Facial muscles are not only voluntary, but also innervated by brainstem centers, and their activation is related to stress and nociception during general anesthesia [
7]. This is probably a reason that RE values during patient’s arousal, in the present study, were higher (52 ± 5), than SE, because of the EMG activation. Even though four patients displayed signs of arousal during the general anesthesia, according our postoperative evaluation there was no recall of intraoperative events.